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International  Library  of  Psychology 
Philosophy  and  Scientific  Method 


Plato’s  Cosmology 


International  Library  of  Psychology 
Philosophy  and  Scientific  Method 


by 


General  Editor:  C.  K.  OGDEN,  M.A. 

Philosophical  Studies 
Tax  Misuse  of  Mind  . 

Conflict  and  Dream*  . 

TRactatus  Looico-Philosophicus 
Psychological  Types* 

Scientific  Thought*  . 

The  Meaning  of  Meaning  . 

Individual  Psychology 
Speculations  (Preface  by  Jacob  Epstein) 

The  Psychology  of  Reasoning* 

The  Philosophy  of  “ As  If  ** 

The  Nature  of  Intelligence 
Telepathy  and  Clairvoyance 
The  Growth  of  the  Mind  . 

The  Mentality  of  Apes 
Psychology  of  Religious  Mysticism 
The  Philosophy  of  Music  . 

The  Psychology  of  a Musical  Prodigy 
Principles  of  Literary  Criticism 
Metaphysical  Foundations  of  Science 
Thought  and  the  Brain*  . 

Physique  and  Character*  . 

Psychology  of  Emotion 
Problems  of  Personality  . 

The  History  of  Materialism 
Personality* 

Educational  Psychology 
Language  and  Thought  of  the  Child 
Sex  and  Repression  in  Savage  Society* 
Comparative  Philosophy 
Social  Life  in  the  Animal  World 
How  Animals  Find  their  Way  About 
The  Social  Insects  .... 

Theoretical  Biology  .... 

Possibility  ...... 

The  Technique  of  Controversy. 

The  Symbolic  Process 
Political  Pluralism  .... 

History  of  Chinese  Political  Thought 
Integrative  Psychology*  . 

The  Analysis  of  Matter 
Plato’s  Theory  of  Ethics  . 

Historical  Introduction  to  Modern  Psych< 
Creative  Imagination  .... 

Colour  and  Colour  Theories 

Biological  Principles 

The  Trauma  of  Birth 

The  Statistical  Method  in  Economics 

The  Art  of  Interrogation 

The  Growth  of  Reason 

Human  Speech  ..... 

Foundations  of  Geometry  and  Induction 
The  Laws  of  Feeling 
The  Mental  Development  of  the  Child 
Eidetic  Imagery  ..... 

The  Concentric  Method 
The  Foundations  of  Mathematics 
The  Philosophy  of  the  Unconscious  . 
Outlines  of  Greek  Philosophy  . 

The  Psychology  of  Children’s  Drawings 
Invention  and  the  Unconscious 
The  Theory  of  Legislation 
The  Social  Life  of  Monkeys 
The  Development  of  the  Sexual  Impulses 
Constitution  Types  in  Delinquency  . 
Sciences  of  Man  in  the  Making 
Ethical  Relativity  .... 

The  Gestalt  Theory  .... 

The  Psychology  of  Consciousness 
The  Spirit  of  Language 
The  Dynamics  of  Education 
The  Nature  of  Learning 
The  Individual  and  the  Community  . 
Crime,  Law,  and  Social  Science 
Dynamic  Social  Research  . 

Speech  Disorders  .... 

The  Nature  of  Mathematics 


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The  Neural  Basis  of  Thought  . by  G.  Campion  and  Sir  Grafton  Elliot  Smith 
Law  and  Social  Sciences  ....  by  Huntington  Cairns 

Plato’s  Theory  of  Knowledge*  . by  F.  M.  Cohn  ford 

Infant  Speech  . . . . . by  M.  M.  Lewis 

Ideology  and  Utopia  by  Karl  Mannheim 

An  Examination  of  Logical  Positivism  by  J.  R.  Weinberg 

* Asterisks  denote  that  ether  boohs  by  the  same  author  are  included  in  the  series . 


( Magdalene  College,  Cambridge ) 

by  G.  E.  Moore,  Litt.D. 
by  Karin  Stephen 
by  W.  H.  R.  Rivers,  F.R.S. 

. by  L.  Wittgenstein 
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C.  K.  Ogden  and  I.  A.  Richards 
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. by  F.  A.  Lange 
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. by  P.  Masson-Oursel 
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by 


ARMILLARY  SPHERE 

The  globe  at  the  centre, representing  the  Earth,  is  inscribed:  Globe  Ierrestre. 
A Paris,  chez  Delarnarche  Geog.  rue  du  Eoin  Jacques  au  College  dc 

Me  Gervais 


front  ispia  e 


PLATO’S  COSMOLOGY 


The  Timaeus  of  Plato  translated 
with  a running  commentary 


By 

FRANCIS  MACDONALD  CORNFORD 

Laurence  Professor  of  Ancient  Philosophy  and  Fellow 
of  Trinity  College  in  the  University  of  Cambridge 


LONDON 

KEGAN  PAUL,  TRENCH,  TRUBNER  & CO.  LTD. 
NEW  YORK:  HARCOURT,  BRACE  AND  COMPANY 

1937  


Printed  in  Great  Britain  by  Butler  & Tanner  Ltd.,  Frome  and  London 


TO 

ELEANOR  MEREDITH 


COBHAM 


rj  tclOtcI  re  ao<f> rj  icrrt  kcll  <xAAa  rroXXa. 


PREFACE 


This  book  is  constructed  on  the  same  plan  as  an  earlier  volume 
in  the  series,  Plato’s  Theory  of  Knowledge.  It  contains  a translation 
of  the  Timaeus  interspersed  with  a commentary  discussing  each 
problem  of  interpretation — and  there  are  many  hitherto  unsolved 
— as  it  arises.  My  first  aim  has  been  to  render  Plato's  words  as 
closely  as  I can.  Anyone  who  attempts  to  reproduce  his  exalted 
poetical  style  must  face  the  certainty  of  failure,  with  the  added 
risk  of  falsifying  the  sense,  especially  by  misleading  reminiscences 
of  the  English  Bible.  The  commentary  is  designed  to  guide  the 
reader  through  a long  and  intricate  argument  and  to  explain  what 
must  remain  obscure  in  the  most  faithful  translation ; for  the 
Timaeus  covers  an  immense  field  at  the  cost  of  compressing  the 
thought  into  the  smallest  space.  Only  with  some  such  aid  can 
students  of  theology  and  philosophy  have  access  to  a document 
which  has  deeply  influenced  mediaeval  and  modem  speculation. 
I have  tried  not  to  confuse  the  interpretation  of  the  text  with  the 
construction  of  theories  of  wider  scope.  The  later  Platonism  is  a 
subject  on  which  agreement  may  never  be  reached ; but  there  is 
some  hope  of  persuading  scholars  that  a Greek  sentence  means  one 
thing  rather  than  another. 

The  translation  follows  Burnet's  text,  except  where  I have  given 
reasons  for  departing  from  it  or  proposed  corrections  of  passages 
that  are  probably  or  certainly  corrupt.  For  the  interpretation  I 
have  consulted,  in  the  first  instance,  the  commentaries  of  Proclus 
and  Chalcidius,  the  fragment  of  Galen's  commentary  lately  re-edited 
by  Schroder,  the  relevant  treatises  of  Plutarch,  and  Theon  of 
Smyrna,  who  preserves  valuable  extracts  from  Dercylides  and 
Adrastus.  The  careful  summary  of  the  Timaeus  in  the  Didascalicus 
of  the  Middle  Platonist  Albinus  deserves  more  attention  than  it 
receives.  Among  the  modems  I have  drawn  freely  upon  Martin's 
admirable  Etudes  sur  le  Timee  de  Platon , Archer-Hind's  com- 
mentary, and  the  translations  of  Apelt,  Fraccaroli,  Rivaud,  and 
Professor  A.  E.  Taylor.1 

More  useful  than  any  of  these  has  been  Professor  Taylor's 

1 I regret  that  I did  not  learn  that  Mr.  R.  G.  Bury’s  translation  had 
appeared  untU  it  was  too  late  to  make  use  of  it. 

vii 


PREFACE 


Commentary.  His  wide  learning  and  untiring  industry  have 
amassed  a great  quantity  of  illustrative  material,  and  he  has 
cleared  up  the  meaning  of  many  sentences  hitherto  misunderstood. 
These  amendments  will  pass  into  the  common  stock  of  future 
editors  and  translators,  and  I have  for  the  most  part  adopted 
them  tacitly.  It  is  unfortunate  that  I should  so  often  have  had 
to  quote  his  views  where  it  was  necessary  to  give  reasons  for  dissent. 
My  notes,  accordingly,  do  not  indicate  the  extent  of  a debt  which 
I here  acknowledge  with  gratitude. 

On  many  of  the  larger  questions  of  interpretation,  however,  I 
differ  widely  from  Professor  Taylor.  He  has  launched  in  this 
volume  a new  Taylorian  heresy.  After  confounding  the  persons 
of  Socrates  and  Plato  in  earlier  books,  he  has  now  divided  the 
substance  of  Plato  and  Timaeus.  All  the  ancient  Platonists  from 
Aristotle  to  Simplicius  and  all  mediaeval  and  modem  scholars  to 
our  own  day  have  assumed  that  this  dialogue  contains  the  mature 
doctrine  of  its  author.  Professor  Taylor  holds  that  they  have  been 
mistaken.  He  writes  : 

‘ It  is  in  fact  the  main  thesis  of  the  present  interpretation  that 
the  teaching  of  Timaeus  can  be  shown  to  be  in  detail  exactly 
what  we  should  expect  in  a fifth-century  Italian  Pythagorean 
who  was  also  a medical  man,  that  it  is,  in  fact,  a deliberate 
attempt  to  amalgamate  Pythagorean  religion  and  mathematics 
with  Empedoclean  biology,  and  thus  correctly  represents  the 
same  tendency  in  fifth-century  thought  for  which  the  name,  e.g. 
of  Philolaus  stands  in  the  history  of  philosophy.  If  this  view 
is  sound,  it  follows  that  it  is  a mistake  to  look  in  the  Timaeus 
for  any  revelation  of  the  distinctively  Platonic  doctrines,  the 
Idia  IJAdtcovog  as  Aristotle  calls  them  (Met.  A.  987a,  31),  by  which 
Platonism  is  discriminated  from  Pythagoreanism,  or  for  a 4 later 
Platonic  theory  * which  can  be  set  in  opposition  to  the  type  of 
doctrine  expounded  in  the  Phaedo.  I shall  set  myself  in  com- 
menting on  the  relevant  passages  to  argue  in  detail  that  we  do 
not,  in  fact,  find  any  of  the  doctrines  Aristotle  thought  distinctive 
of  Plato  taught  in  the  Timaeus  or  in  any  other  dialogue.  But, 
on  the  other  hand,  what  the  Timaeus  loses,  if  my  view  is  a sound 
one,  as  an  exposition  of  Platonism  it  gains  as  a source  of  light 
on  fifth-century  Pythagoreanism.  If  I am  interpreting  it  on 
right  lines,  it  is  incomparably  the  most  important  document  we 
possess  for  the  history  of  early  Greek  scientific  thought.* 

Further  on,  Professor  Taylor  describes  Plato's  plan  in  more 
detail.  ‘ The  formula  for  the  physics  and  physiology  of  the  dialogue 
is  that  it  is  an  attempt  to  graft  Empedoclean  biology  on  the  stock 

viii 


PREFACE 

of  Pythagorean  mathematics  ' (p.  18).  This  fusion,  he  adds,  could 
not  be  completely  carried  out.  There  were  incongruities  which 
lead  Timaeus  * into  a variety  of  real  inconsistencies  which  culminate 
in  an  absolutely  unqualified  contradiction  between  a medical  or 
physiological  " determinism  ” (Tim,  86B-87B)  and  a religious  and 
ethical  doctrine  of  human  “ freedom  ” \ which  is  undoubtedly 
Pythagorean. 

‘ Plato  repeatedly  warns  us  in  this  very  dialogue  that  cosmology 
and  physical  science  in  general  can  never  be  more  than  “ pro- 
visional It  is  at  best  made  up  of  tales  “ like  the  truth  ”. 
Hence  Plato  was  not  likely  to  feel  himself  responsible  for  the 
details  of  any  of  his  speaker’s  theories.  All  that  is  required  by 
his  own  principles  is  that  they  shall  be  more  or  less  “ like  ” the 
truth,  i.e.  that  they  shall  be  the  best  approximations  to  it  which 
could  be  expected  from  a geometer-biologist  of  the  fifth  century. 
In  other  words,  we  are  entitled  to  say  that  Plato  thought  the 
view  which  arose  from  the  fusion  of  Pythagoras  with  Empedocles 
the  most  promising  line  in  fifth-century  science  and  the  one 
most  directly  connected  with  his  own  developments.  It  does  not 
follow  that  any  theory  propounded  by  Timaeus  would  have  been 
accepted  by  Plato  as  it  stands.  The  way  in  which  Timaeus  is 
made  at  each  chief  new  step  in  his  narrative  to  insist  on  the 
highly  provisional  character  of  his  speculations  is  a most  signi- 
ficant feature  of  the  dialogue,  to  which  no  one  as  yet  seems  to 
have  done  full  justice.  What  Plato  himself  really  thought  about 
a good  deal  of  Empedocles  has  to  be  learned  not  from  our  dialogue 
but  from  Laws  x,  where  Empedocles  more  than  anyone  else  is 
plainly  aimed  at  in  the  exposure  of  the  defects  of  “ naturalism  ” ’ 
(pP.  18-19). 

According  to  this  theory,  then,  Plato,  having  occasion  to  give 
an  account  of  the  nature  of  the  visible  world,  concocted  an  amalgam 
of  two  philosophies  belonging  to  the  previous  century,  although  he 
knew  them  to  be  incompatible  and  largely  disapproved  of  one  of 
them.  All  he  wanted  was  something  ‘ like  the  truth  What  he 
actually  produced  was  not  a picture  that  he  himself  could  accept 
as  more  like  the  truth  than  any  other,  but  the  best  that  could  be 
expected  from  an  imaginary  eclectic,  of  two  or  three  generations 
earlier,  attempting  to  combine  irreconcilables. 

I cannot  think  that  this  theory  will  be  accepted.  The  improb- 
ability is  so  great  that  overwhelming  proof  must  be  required. 
The  evidence,  if  it  existed,  could  hardly  have  been  overlooked  by 
all  those  ancient  authorities  whose  knowledge  of  Platonism  and 
its  antecedents  was  far  greater  than  any  we  can  ever  hope  to  possess. 

ix 


PREFACE 


Professor  Taylor  rightly  insists  that  the  student  should  know 
what  the  men  who  had  heard  Plato's  doctrines  from  his  own  lips 
or  from  his  immediate  disciples  supposed  him  to  mean ; and  how 
he  was  understood  by  men  of  real  learning  like  Posidonius,  Plutarch, 
and  Atticus,  and  even  later  by  men  versed  in  the  earlier  literature 
like  Plotinus  and  Proclus.  The  chief  value  of  his  own  commentary 
lies  in  the  exhaustive  summaries  of  these  ancient  opinions.  But 
if  his  theory  is  sound,  how  is  it  that  not  one  of  them  furnishes  a 
single  unambiguous  statement  to  the  effect  that  the  doctrines  of 
the  Titnaeus  are  not  Plato's  own  ? Aristotle  was  living  and 
working  with  Plato  when  the  dialogue  was  written.  Why  does  he 
never  use  the  Timaeus  as  ' a source  of  light  on  fifth-century  Pytha- 
goreanism  * or  refer  to  it  as  ‘ a document  for  the  history  of  early 
Greek  scientific  thought ',  a subject  in  which  he  was  much 
interested  ? How  is  it  that  Theophrastus  (as  Professor  Taylor 
remarks,  p.  i)  ‘ treats  the  whole  account  of  the  sensible  qualities 
given  in  our  dialogue  as  the  views  of  Plato  ',  without  a hint  that 
they  are  really  no  more  than  the  best  that  could  be  expected  from 
a geometer-biologist  of  the  previous  century  ? From  all  that  we 
know  of  Theophrastus'  History  of  Physical  Opinions  it  is  clear 
that  he  used  the  Timaeus  as  his  main  source  for  Plato's  physical 
doctrine.  Aristotle  and  Theophrastus  must  have  known  the  true 
character  of  the  work.  Both  wrote  at  length  on  the  history  of 
philosophy.  Neither  left  on  record  so  much  as  a suspicion  that 
Plato  was  really  fabricating  a medley  of  obsolete  theories  for  which 
he  acknowledged  no  responsibility.  Had  such  a suspicion  been 
expressed  in  any  of  their  works  now  lost  to  us,  it  could  not  have 
escaped  the  notice  of  the  later  ancient  commentators,  who  studied 
the  Timaeus  line  by  line  and  sought  for  light  upon  its  meaning  in 
every  available  quarter.  The  discovery  would  then  have  robbed 
the  dialogue  of  all  authority.  Not  only  would  it  have  lost  its 
value  as  an  expression  of  Plato’s  mind,  but  to  the  ancients  it  would 
have  been  useless  as  a record  of  fifth-century  speculation.  Possess- 
ing the  original  documents  on  which  it  was  based,  they  would 
have  contemplated  with  more  amazement  than  interest  the 
ingenuity  spent  in  conjuring  out  of  them  an  incoherent  system 
which  nobody  had  ever  held. 

It  is  hard  to  understand  how  anyone  acquainted  with  the  litera- 
ture and  art  of  the  classical  period  can  imagine  that  the  greatest 
philosopher  of  that  period,  at  the  height  of  his  powers,  could  have 
wasted  his  time  on  so  frivolous  and  futile  an  exercise  in  pastiche. 
What  could  have  been  his  motive  ? Nowhere,  in  all  his  seven 
hundred  pages,  has  Professor  Taylor  really  faced  this  question ; 
yet  it  surely  calls  for  an  answer.  When  an  archaeologist  unearths 


PREFACE 


a temple  in  a sixth-century  style  of  architecture,  it  never  occurs 
to  him  to  doubt  whether  the  sculpture  may  not  be  the  work  of 
Praxiteles  or  Scopas,  deliberately  faking  an  archaic  manner.  He 
knows  that  such  things  were  not  done  till  the  blaze  of  creative 
genius  had  died  down ; the  foundations  of  Wardour  Street  were 
laid  in  Alexandria.  Yet  such  a supposition  would  be  every  whit 
as  probable  as  Professor  Taylor's  thesis. 

The  reader  who  does  not  accept  that  thesis  will  find  himself 
somewhat  bewildered  by  attempts  to  prove  that  Timaeus  says  one 
thing  while  Plato  believes  another.  There  are  two  other  tendencies, 
running  through  the  whole  commentary,  which  seem  to  me  to 
distort  the  picture.  One  is  the  suggestion  that  Plato  (or  Timaeus  ?) 
is  at  heart  a monotheist  and  not  far  from  being  a Christian.1  The 
Demiurge  is  not  fully  recognised  as  a mythical  figure,  but  credited 
with  attributes  belonging  to  the  Creator  of  Genesis  or  even  to  the 
God  of  the  New  Testament.  Another  is  the  practice  of  translating 
Plato's  words  into  the  terms  of  Professor  Whitehead's  philosophy. 
That  philosophy  could  not  have  existed  before  the  Theory  of 
Relativity  ; and  its  author,  having  very  unfamiliar  ideas  to  express, 
uses  common  words  in  senses  so  peculiar  and  esoteric  that  no  one 
can  follow  him  without  a glossary.  Consider  the  following  defini- 
tions of  an  ‘ occasion  ' and  an  ‘ event  ' : 

f Each  monadic  creature  is  a mode  of  the  process  of  " feeling  " 
the  world,  of  housing  the  world  in  one  unit  of  complex  feeling, 
in  every  way  determinate.  Such  a unit  is  an  “ actual  occasion  " ; 
it  is  the  ultimate  creature  derivative  from  the  creative  process. 
The  term  “ event  " is  used  in  a more  general  sense.  An  event 
is  a nexus  of  actual  occasions  inter-related  in  some  determinate 
fashion  in  some  extensive  quantum  : it  is  either  a nexus  in  its 
formal  completeness,  or  it  is  an  objectified  nexus.  One  actual 
occasion  is  a limiting  type  of  event.  The  most  general  sense 
of  the  meaning  of  change  is  “ the  differences  between  actual 
occasions  in  one  event  For  example,  a molecule  is  a his- 
toric route  of  actual  occasions ; and  such  a route  is  an  “ event ". 
Now  the  motion  of  the  molecule  is  nothing  else  than  the  dif- 
ferences between  the  successive  occasions  of  its  life-history  in 
respect  to  the  extensive  quanta  from  which  they  arise  ; and  the 
changes  in  the  molecule  are  the  consequential  differences  in  the 
actual  occasions  ' ( Process  and  Reality , pp.  m-12). 

It  is  true  that  Professor  Whitehead  has  been  profoundly  influenced 
hy  Jowett's  translation,  and  that  his  eternal  objects  have  a definite 
affinity  to  Plato’s  eternal  Forms.  But  there  is  more  of  Plato  in  the 
1 Examples  will  be  found  in  the  notes  on  29D-30C  and  69c,  3. 

xi 


PREFACE 


Adventures  of  Ideas  than  there  is  of  Whitehead  in  the  Timaeus. 
The  modem  reader  is  likely  to  be  misled  by  the  constant  use  of 
Whitehead's  ' event ' as  equivalent  to  Plato's  yiyvofievov.  More- 
over, Plato  expressly  declares  that  his  Forms  ‘ never  enter  into 
anything  else  anywhere  ' (52A) — a cardinal  point  of  difference 
between  himself  and  Aristotle.  Yet  Professor  Taylor  writes : 
‘ydveoig  ...  is,  in  fact,  the  “ ingredience  of  objects  into  events  ", 
by  which  the  “ passage  " of  nature  is  constituted.  . . . The  famous 
Forms  ...  are  what  Whitehead  calls  “ objects  ",  and  the  point 
of  insistence  upon  their  reality  is  that  Nature  is  not  made  up  of 
the  mere  succession  of  events,  that  the  passage  of  nature  is  a 
process  of  “ ingredience  " of  objects  into  events  ' (p.  131).  Accord- 
ing to  Professor  Taylor's  main  thesis,  the  philosophy  of  our  dialogue 
belongs  to  a period  which  already  seemed  archaic  to  Aristotle  : he 
regularly  speaks  of  the  fifth-century  thinkers  as  ‘ the  primitives  ' 
(ol  dgxaioi).  Even  if  we  restore  this  philosophy  to  Plato,  it  cannot 
usefully  be  paraphrased  in  terms  which  have  first  acquired  their 
technical  meaning  in  our  own  life-time.  It  is  puzzling  to  find  the 
contents  of  Timaeus'  discourse  represented  at  one  moment  as  more 
antique  than  Plato  and  at  the  next  as  more  modern  (and  consider- 
ably more  Christian)  than  Herbert  Spencer.  Accordingly,  while 
every  student  must  acknowledge  a great  debt  to  Professor  Taylor's 
researches,  there  is  still  room  for  a commentary  based  on  the 
traditional  assumptions  and  attempting  to  illustrate  Plato's  thought 
in  the  historical  setting  of  Plato's  century. 

Friends  and  colleagues  have  generously  helped  me  with  their 
advice  on  matters  in  which  I needed  a judgment  more  competent 
than  my  own.  Sir  Thomas  Heath,  whose  masterly  works  on  Greek 
mathematics  I have  constantly  consulted  and  never  in  vain,  has 
written  long  and  careful  answers  to  my  inquiries.  Professor 
Onians  has  allowed  me  to  use  freely  the  proofs  of  his  valuable 
book.  The  Origins  of  Greek  and  Roman  Thought.  I am  also  specially 
indebted  to  Dr.  W.  H.  S.  Jones,  Professor  D.  S.  Robertson,  Mr.  R.  P. 
Winnington-Ingram,  and  Mr.  R.  Hackforth.  The  late  Professor 
H.  S.  Foxwell  kindly  gave  me  permission  to  reproduce  the  photo- 
graph of  the  Armillary  Sphere  in  his  possession.  Dr.  R.  T. 
Gunther  tells  me  its  probable  date  is  about  1780-1820.  In  1790 
C.  F.  Delamarche  published  Les  usages  de  la  Sphere  et  des  Globes 
celeste  et  terrestre , selon  les  hypotheses  de  Ptolemee  et  de  Copernic, 
accompagnees  de  figures  analogues . 


Cambridge 

1937 


xu 


F.  M.  C. 


A.-H. 

Albinus 

Apelt 

Chalcidius 

Fraccaroli 

Pr. 

Rivaud 

Theon 

Tr. 


LIST  OF  ABBREVIATIONS 


= Archer-Hind,  R.D.  The  Timaeus  of  Plato,  London,  1888. 

= *Ahav6ov  (sic)  didaaxahixdg  rcbv  IIMtcdvoq  doy/idvcov,  ed. 
Hermann,  Platonis  Dialogi,  Lipsiae,  1892,  vi,  pp.  152  ff. 

= Platon’s  Dialoge  Timaios  und  Kritias  ubersetzt  und 
erlautert  von  O.  Apelt,  Leipzig,  1922. 

= Platonis  Timaeus  interprete  Chalcidio  cum  eiusdem  com- 
mentario,  ed.  J.  Wrobel,  Lipsiae,  mdccclxxvi. 

= II  Timeo  trad,  da  Giuseppe  Fraccaroli,  Torino,  1906. 

= Procli  Diodochi  in  Platonis  Timaeum  commentaria,  ed. 
E.  Diehl,  Lipsiae,  mcmvi. 

— Platon,  Tome  x,  Tim£e,  Critias,  texte  6tabli  et  traduit 
par  Albert  Rivaud,  Paris,  1925. 

Theon  of  Smyrna,  rcov  xar&  to  /nadrjjuarixdv  xQyofatov 
r ip  nXdxcovot;  avdyvcocnv,  ed.  Dupuis,  Paris,  1892. 

Taylor,  A.  E.,  A Commentary  on  Plato’s  Timaeus, 
Oxford,  1928. 


xiii 


TABLE  OF  CONTENTS 


MARGINAL 

PAGE 

I7A-27B. 


27C-29D. 


29D-3OC. 

3OC-3IA. 

3IA-B. 

3IB-32C. 

32C-33B. 

33B-34A. 


34A-B. 

34B-C. 

35A. 

35b“36b. 

36B-D. 

36D-E. 

36»e-37C. 

37C-38C. 

P.C. 


Preface 

List  of  Abbreviations 
Introduction 


THE  TIMAEUS 

Introductory  Conversation  .... 

THE  DISCOURSE  OF  TIMAEUS 
Prelude.  The  nature  and  scope  of  Physics  . 

(1)  Being  and  Becoming 

(2)  The  Cause  of  Becoming 

(3)  Model  and  copy 

Physics  only  a ‘ likely  story  1 . 

I.  The  Works  of  Reason 

The  motive  of  creation 

The  Demiurge 

The  creator’s  model 

The  intelligible  Living  Creature  .... 

One  world,  not  many 

The  Body  of  the  World 
Why  this  consists  of  four  primary  bodies 
The  world’s  body  contains  the  whole  of  all  the  four 

primary  bodies 

It  is  a sphere,  without  organs  or  limbs,  rotating  on 

its  axis 

The  World-Soul  . . . . 

Summary.  Transition  to  the  World-Soul 

Soul  is  prior  to  body 

Composition  of  the  World-Soul  .... 
Division  of  the  World-Soul  into  harmonic  intervals  . 
Construction  of  the  circles  of  the  Same  and  the 
Different  and  the  planetary  circles 
The  world’s  body  fitted  to  its  soul 
Discourse  in  the  World-Soul  . 

Time,  the  moving  likeness  of  Eternity  . 

xv 


PAGE 

vii 

xiii 


9 


21 

24 

26 

27 

28 


33 

34 

39 

40 

41 

43 

52 

54 

57 

58 

58 

59 
66 

72 

93 

94 
97 


B 


CONTENTS 


MARGINAL 

PAGE  PAGE 

380-39E.  The  Planets  as  instruments  of  Time  . . . 105 

39E-40B.  The  four  kinds  of  living  creature.  The  heavenly  gods  117 
40B-C.  . Rotation  of  the  Earth  ......  120 

40c— d.  The  further  movements  of  the  heavenly  bodies  are 

too  complicated  for  description  here  . . . 135 

Table  of  Celestial  motions  . . .136 

The  Human  Soul  and  Body 

40D-41A.  The  traditional  gods  . . . . . .137 

41A-D.  The  address  to  the  gods 139 

41D-42D.  The  composition  of  human  souls.  The  Laws  of 

Destiny  ........  142 

42D-B.  Human  souls  sown  in  Earth  and  the  planets  . .146 

42E-44D.  The  condition  of  the  soul  when  newly  incarnated  . 147 
44D-45B.  Structure  of  the  human  body  : head  and  limbs  . 150 
45B-46A.  The  eyes  and  the  mechanism  of  vision  . . *151 

46A-C.  Mirror  images  . . . . . . .154 

46C-47E.  Accessory  causes  contrasted  with  the  purpose  of  sight 

and  hearing  . . . . . . .156 

II.  What  comes  about  of  Necessity 

47E-48E.  Necessity.  The  Errant  Cause  . . . .160 

Reason  and  Necessity  . . . . . .162 

48E-49A.  The  Receptacle  of  Becoming  . . . 177 

49A-50A.  Fire,  Air,  etc.,  are  names  of  qualities,  not  of  substances  178 
50A-C.  The  Receptacle  compared  to  a mass  of  plastic  material  181 
500-5  ib.  The  Receptacle  has  no  qualities  of  its  own  . .185 

51B-E.  Ideal  models  of  Fire,  Air,  Water,  Earth  . .188 

51E-52D.  Summary  description  of  the  three  factors  : Form, 

Copy,  and  Space  as  the  Receptacle  . . .191 

52D-53C.  Description  of  Chaos 197 

53c~55c*  Construction  of  the  figures  of  the  four  primary  bodies.  210 
55C-D.  Might  there  be  five  worlds  ? . . . . .219 

SSD-SGc.  Assignment  of  the  regular  figures  to  the  four  primary 

bodies  ........  222 

560-570  Transformation  of  the  primary  bodies  . . . 224 

57C-D.  Each  primary  body  exists  in  various  grades  of  size  . 230 

5715-580  Motion  and  Rest  .......  239 

580-610  Varieties  and  compounds  of  the  primary  bodies  . 246 

Water,  liquid  and  fusible  : melting  and  cooling  of  the 
fusible  ........  247 

Some  varieties  of  the  fusible  type  (metals)  : gold, 
adamant,  copper  ......  250 

Solidification  of  fluids  : water,  hail,  ice,  snow,  hoarfrost  252 
Some  varieties  of  the  liquid  type  : juices  . . 254 

Varieties  and  compounds  of  earth  : stone  and  earthen- 


ware, soda  and  salt ; glass  and  wax  . . . 255 

xvi 


CONTENTS 


MARGINAL 


PAGE 

PAGE 

6IC-64A. 

Tactile  qualities,  as  they  appear  to  sensation  and 

258 

perception  ....... 

64A-65B. 

Pleasure  and  Pain  ...... 

266 

65B-66C. 

' Tastes  ......... 

269 

66D-67A. 

Odours  ........ 

272 

67A-C. 

Sounds.  ........ 

275 

67C-68D. 

Colours  ........ 

276 

68E-69A. 

Conclusion  ........ 

279 

III.  The  Co-operation  of  Reason  and  Necessity 

69A-D. 

Recapitulation.  Addition  of  the  mortal  parts  of  Soul 

279 

69D-72D. 

The  bodily  seats  of  the  two  mortal  parts  of  the  soul  . 
Two  groups  of  organs  corresponding  to  the  two  mortal 

281 

parts  of  the  soul  ...... 

282 

The  Spirited  part  situated  in  the  heart.  The  lungs 
The  Appetitive  part  situated  in  the  belly.  The  liver 

282 

and  the  spleen  ....... 

286 

72D-73A. 

Summary  and  transition  to  the  rest  of  the  body  . 

290 

73B-76E. 

The  main  structure  of  the  human  frame 

291 

The  marrow,  seed,  and  brain  .... 

293 

Bone,  flesh,  sinews  ...... 

295 

The  uneven  distribution  of  flesh  .... 

297 

Skin,  hair,  nails  ....... 

299 

76E-77C. 

Plants  ......... 

302 

77C-E.  ' 

Irrigation  system  to  convey  nourishment.  The  two 

principal  veins  ....... 

303 

77E-79A. 

Respiration  as  the  driving  power  of  the  irrigation 

system  ........ 

306 

79A-E. 

Respiration  maintained  by  the  circular  thrust 

3i5 

79E-80C. 

Digression.  Other  phenomena  explained  by  the 

circular  thrust  ....... 

3i9 

Concord  of  musical  sounds  ..... 

320 

8od-8ie. 

How  blood  is  formed  by  digestion  and  conveyed 
through  the  veins.  Growth  and  decay.  Natural 

death  ........ 

327 

Hydraulics  of  the  irrigation  system 

330 

8ie-86a. 

Diseases  of  the  body  ...... 

(1)  Diseases  due  to  excess  or  defect  or  misplacement 

332 

of  the  primary  bodies  .... 

334 

(2)  Diseases  of  the  (secondary)  tissues 

(3)  Diseases  due  to  (a)  breath,  ( b ) phlegm,  (c)  bile. 

335 

Fevers  ....... 

xvii 

340 

CONTENTS 


MARGINAL 

PAGE 

PAGE 

86B-87B. 

Disease  in  the  soul  due  to  defective  bodily  constitution 

and  to  bad  nurture 

343 

87B-89D. 

Disproportion  between  soul  and  body,  to  be  remedied 

by  regimen  and  exercise  ..... 

349 

89D-9OD. 

Care  of  the  soul 

352 

90E-92C. 

The  differentiation  of  the  sexes.  The  lower  animals  . 

355 

92C. 

Conclusion  . . . . . . 

358 

Epilogue ' . 

361 

Appendix  ........ 

365 

Index 

373 

XVUl 


INTRODUCTION 


The  Timaeus  belongs  to  the  latest  group  of  Plato’s  works  : Sophist 
and  Statesman , Timaeus  and  Critias,  Philebus,  Laws . The  whole 
group  must  fall  within  the  last  twenty  years  of  his  life,  which 
ended  in  347  B.c.  at  the  age  of  eighty  or  eighty-one.  The  Laws 
is  the  only  dialogue  that  is  certainly  later  than  the  Timaeus  and 
Critias . It  is  probable,  then,  that  Plato  was  nearer  seventy  than 
sixty  when  he  projected  the  trilogy,  Timaeus , Critias , Hermocrates 
— the  most  ambitious  design  he  had  ever  conceived.  Too  ambitious, 
it  would  seem ; for  he  abandoned  it  when  he  was  less  than  half- 
way through.  The  Critias  breaks  off  in  an  unfinished  sentence ; 
the  Hermocrates  was  never  written.  Only  the  Timaeus  is  complete  ; 
but  its  introductory  part  affords  some  ground  for  a conjectural 
reconstruction  of  the  whole  plan. 

The  conversation  in  this  dialogue  and  its  sequel  is  supposed  to 
take  place  at  Athens  on  the  day  of  the  Panathenaea.  We  are  to 
imagine  that,  on  the  previous  day,  Socrates  has  been  discoursing 
to  Critias,  his  two  guests  from  Italy  and  Sicily,  Timaeus  of  Locri 
and  Hermocrates  of  Syracuse,  and  a fourth  unnamed  person  who 
is  to-day  absent  through  indisposition.  The  Panathenaic  festival 
would  provide  an  obvious  occasion  for  the  strangers’  presence  in 
Athens,  as  it  does  for  the  visit  of  Parmenides  and  Zeno  in  another 
of  the  late  dialogues.1 

^he  Athenian  Critias  is  an  old  man,  who  finds  it  easier  to  remem- 
ber the  long-distant  past  than  what  happened  yesterday,  and 
speaks  of  his  boyhood  as  ‘ very  long  ago  ’,  when  the  poems  of 
Solon  could  be  described  as  a novelty.  He  cannot,  therefore,  be 
the  Critias  who  was  Plato’s  mother’s  cousin  and  one  of  the 

Thirty  Tyrants.  He  must  be  the  grandfather  of  that  Critias 

and  Plato’s  great-grandfather.2  He  tells  us  that  he  was  eighty 

1 Farm.  127D.  The  comparison  is  made  by  Pr.  i,  84.  That  * the  festival 

of  the  goddess  ’ (Athena)  mentioned  at  21  a and  26E  is  the  Panathenaea  is  ^ 

clear  from  the  context  in  both  places  and  would  never  have  been  doubted  ■£* 

but  for  the  unfounded  notion  that  Socrates  is  supposed  to  have  narrated  of 
on  the  previous  day  the  whole  of  the  Republic,  or  a substantial  part  of  it,  ^ 
as  it  stands  in  our  texts.  This  will  be  considered  below.  ^ 

2 See  Burnet,  Gk.  Phil,  i,  338,  and  Appendix.  Tr.,  p.  23.  Diehl,  P.-W.^ 

Real-Encycl.t  s.v.  Kritias.  p 


INTRODUCTION 

years  younger  than  his  own  grandfather,  the  Critias  who  was 
Solon’s  friend. 

Hermocrates,  according  to  Proclus  (on  20A)  and  modem  scholars, 
is  the  Syracusan  who  defeated  the  Athenian  expedition  to  Sicily  in 
Plato’s  childhood  (41 5-413  b.c.).  Thucydides  (vi,  72)  describes 
him  as  a man  of  outstanding  intelligence,  conspicuous  bravery,  and 
great  military'  experience.  At  his  first  appearance  in  the  History 
(iv,  58)  he  delivers  a wise  speech  at  a conference  of  Sicilian  states, 
advising  them  to  make  peace  among  themselves  and  warning  them 
of  the  danger  of  Athenian  aggression.  Evidently  at  that  date 
(424  b.c.)  he  was  already  a prominent  figure  in  Sicilian  politics. 
After  the  defeat  of  the  Athenian  expedition  he  was  banished  by  the 
democratic  party.  He  lost  his  life  in  an  attempt  to  reinstate  him- 
self by  force,  probably  in  407  b.c.  In  the  present  gathering  of 
philosophers  and  statesmen  he  is  pre-eminently  the  man  of  action. 
Since  the  dialogue  that  was  to  bear  his  name  was  never  written, 
we  can  only  guess  why  Plato  chose  him.  It  is  curious  to  reflect 
that,  while  Critias  is  to  recount  how  the  prehistoric  Athens  of  nine 
thousand  years  ago  had  repelled  the  invasion  from  Atlantis  and 
saved'the  Mediterranean  peoples  from  slavery,  Hermocrates  would  be 
remembered  by  the  Athenians  as  the  man  who  had  repulsed  their 
own  greatest  effort  at  imperialist  expansion.  He  had  also  attempted 
to  reform  from  within  his  native  city,  Syracuse,  the  scene  of  Plato's 
own  abortive  essays  towards  the  reconstruction  of  existing  society. 

There  is  no  evidence  for  the  historic  existence  of  Timaeus  of 
Locri.  If  he  did  exist,  we  know  nothing  whatever  about  him 
beyond  Socrates'  description  of  him  as  a man  well-born  and  rich, 
who  had  held  the  highest  offices  at  Locri  and  become  eminent  in 
philosophy  (20A),  and  Critias'  remark  that  Timaeus  was  the  best 
astronomer  in  the  party  and  had  made  a special  study  of  the  nature 
of  the  universe.  This  is  consistent  with  his  being  a man  in  middle 
life,  contemporary  with  Hermocrates.1  The  very  fact  that  a man 

1 1 cannot  follow  Tr.’s  inference  from  Socrates’  words  that  ‘ we  cannot 
imagine  him  (Timaeus)  to  be  less  than  seventy  and  he  may  be  decidedly 
older  * (p.  17).  Sir  Arthur  Eddington  and  Professor  Dirac  were  both  elected 
into  chairs  of  mathematics  at  Cambridge  in  or  about  their  thirtieth  years. 
In  the  fifth  century  b.c.  a man  of  that  age  might  easily  have  read  everything 
written  in  Greek  on  physics  and  mathematics.  Nor  did  the  Greeks  wait  till 
a man  was  nearing  seventy  before  electing  him  to  the  highest  offices.  Tr. 
also  says  (p.  49)  that  ‘ the  youth  of  Hermocrates  explains  why  he  remains 
silent  throughout  the  dialogue.  Proclus  saw  that  his  silence  is  significant, 
but  did  not  interpret  it  correctly/  But  Hermocrates  does  make  a not 
unimportant  contribution  to  the  conversation  on  the  only  occasion  offered 
him  (20c),  a fact  on  which  Pr.  comments.  He  also  speaks  in  the  introductory 
conversation  of  the  Critias  (io8b)  in  terms  which,  with  other  passages,  make 
it  clear  that  he  was  to  take  the  leading  part  in  the  third  dialogue  of  the  trilogy. 

2 


INTRODUCTION 

of  such  distinction  has  left  not  the  faintest  trace  in  political  or 
philosophic  history  is  against  his  claim  to  be  a real  person.  The 
probability  is  that  Plato  invented  him  because  he  required  a philo- 
sopher of  the  Western  school,  eminent  both  in  science  and  states- 
manship, and  there  was  no  one  to  fill  the  part  at  the  imaginary 
time  of  the  dialogue.  Archytas  was  of  the  type  required,1  a brilliant 
mathematician  and  seven  times  strategics  at  Tarentum ; but  he 
lived  too  late : Plato  first  met  him  about  388  b.c.  In  the  first 
century  a.d.  a treatise  On  the  Soul  of  the  World  and  Nature  was 
forged  in  the  name  of  Timaeus  of  Locri.  It  was  taken  by  the 
Neoplatonists  for  a genuine  document,  whereas  it  is  now  seen  to 
be  a mere  summary  of  the  Timaeus . In  our  dialogue,  as  Wilamo- 
witz  observes  ( Platon  i,  591),  Timaeus  speaks  dogmatically,  but 
without  any  appeal  to  authority,  and  we  may  regard  his  doctrine 
simply  as  Plato’s  own.  So  in  the  Sophist  Plato  speaks  through 
the  mouth  of  an  Eleatic,  who  is  yet  not  a champion  of  Parmenides’ 
system,  but  holds  a theory  of  Forms  unquestionably  Platonic. 
Plato  nowhere  says  that  Timaeus  is  a Pythagorean.  He  some- 
times follows  Empedocles,  sometimes  Parmenides ; indeed  he 
borrows  something  from  every  pre-Socratic  philosopher  of  import- 
ance, not  to  mention  Plato’s  contemporaries.  Much  of  the  doctrine 
is  no  doubt  Pythagorean  ; and  this  gave  the  satirist  Timon  a handle 
for  his  spiteful  accusation  of  plagiarism  against  Plato.  When  the 
treatise  ascribed  to  Timaeus  had  been  forged,  it  was  assumed  that 
this  was  the  book  from  which  Plato  had  copied  (Pr.  i,  1 and  7). 2 
As  a consequence,  all  the  doctrines  which  the  forger  had  found  in 
the  Timaeus  itself  were  supposed  to  be  of  Pythagorean  origin.  The 
testimony  of  later  commentators  is  vitiated  by  this  false  assumption. 

There  is  no  ground  for  any  conjecture  as  to  the  identity  of  the 
fourth  person,  who  is  absent.  The  only  sensible  remark  recorded 
by  Proclus  is  the  observation  of  Atticus  that  he  is  presumably 
another  visitor  from  Italy  or  Sicily,  since  Socrates  asks  Timaeus 
for  news  of  him  (Pr.  i,  20).  Plato  may  have  wished  to  keep  open 
the  possibility  of  extending  his  trilogy  to  a fourth  dialogue  and 
held  this  unnamed  person  in  reserve.3  Socrates  proposes  that  the 
three  who  are  present  (not  Timaeus  alone)  shall  undertake  the 
whole  task  which  the  four  were  to  have  scared.  He  first  recapitu- 
lates his  own  discourse  of  the  previous  day.  Socrates,  we  are  told, 
had  been  describing  the  institutions  of  a city  on  the  lines  of  the 
Republic,  He  had  ended  by  expressing  his  wish  to  see  this  city 
transferred  from  the  plane  of  theory  to  temporal  fact.  He  now 

1 As  Frank  observes,  Plato  und  d.  sog.  Pythagoreer,  129, 

2 For  the  history  of  this  document,  see  Tr.,  p.  39,  / 

3 So  Ritter,  N.  Unt.,  181.  / 


3 


INTRODUCTION 


gives  a summary  of  his  own  discourse,  in  response  to  Timaeus’ 
request  to  be  reminded  of  the  task  to  be  performed  by  himself  and 
his  friends.  Later  (20c)  it  appears  that  such  a reminder  was  really 
unnecessary,  since  the  three  have  talked  over  the  task  required  of 
them  and  have  come  prepared  with  a plan  for  its  fulfilment.  The 
summary  is,  in  fact,  entirely  for  the  sake  of  informing  the  reader 
of  Plato's  design  to  identify  the  citizens  of  the  ideal  state  with  the 
prehistoric  Athenians  of  Critias’  romance. 

From  ancient  times  to  the  present  day  many  false  inferences 
and  theories  have  been  founded  on  the  situation  imagined  by  Plato, 
in  spite  of  his  own  clear  indication  conveyed  in  the  statement  that 
the  summary  actually  given  is  complete  : nothing  of  importance 
has  been  omitted  (19A,  b).  Plato  could  not  have  stated  more  plainly 
that  Socrates  is  not  to  be  supposed  to  have  narrated  the  whole 
conversation  in  the  Republic  as  we  have  it.  It  follows  at  once 
that  he  did  not  intend  the  Republic  to  stand  as  the  first  dialogue 
in  his  new  series.1  If  he  had,  no  recapitulation  would  have  been 
needed  ; the  stage  should  have  been  set  in  an  introduction  to  the 
Republic  itself.  But  some  scholars  have  seen  evidence  here  for  an 
original  edition  of  the  Republic,  containing  only  the  parts  sum- 
marised. Such  speculations  are  baseless.  The  summary  is  con- 
fined to  the  external  institutions  of  the  state  outlined  in  Republic  ii, 
369-v,  471.  It  is  impossible  to  imagine  an  edition  of  the  dialogue 
omitting  the  whole  of  the  analogy  between  the  structure  of  the 
soul  and  that  of  the  state,  the  analysis  of  the  individual  soul  into 
three  parts,  and  the  discussion  of  the  virtues  of  the  individual  and 
of  the  state  ; nor  could  the  omission  of  these  topics  in  the  summary 
be  called  a matter  of  no  importance.  The  simple  and  natural 
conclusion  was  drawn  long  ago  by  Hirzel.2  No  doubt  Plato  was 
thinking  of  the  contents  of  that  part  of  the  Republic  and  intending 
his  readers  to  recall  them  ; but  he  was  not  the  slave  of  his  own 
fictions.  There  was  nothing  to  prevent  him  from  imagining 
Socrates  describing  his  ideal  state  on  more  than  one  occasion. 
He  tells  us  here  that  Socrates  has  outlined  its  institutions,  and 
nothing  more,  on  the  previous  day.  That  day,  moreover,  was  not 
the  day  after  the  feast  of  Bendis  (Thargelion  19  or  20),  when  the 
conversation  with  Glaucon  and  Adeimantus  at  the  house  of  Cephalus 
took  place,  though  nothing  would  have  been  easier  than  to  mention 
that  date  if  Plato  had  meant  to  identify  Socrates'  discourse  with 

1 As  Pr.,  for  example,  imagined  (i,  8).  In  consequence,  he  and  other 
critics  were  puzzled  how  to  explain  why  the  Republic  was  to  precede  the 
Timaeus,  and  not  follow  it,  as  it  obviously  should  (i,  200  ff.). 

8 Der  Dialog.  (1895),  h 257.  So  Ritter,  N.  Unt.  177,  and  Friedlander, 
Plat.  Schr.  600.  Cf.  also  Rivaud,  Timie,  p.  19. 

4 


INTRODUCTION 

the  narration  of  the  Republic . The  present  occasion  is  ' the  festival 
of  Athena  and  one  to  which  the  projected  discourse  of  Critias  is 
appropriate.  As  Proclus  remarks  (i,  172),  the  Panathenaic  dis- 
courses regularly  celebrated  the  Athenian  victories  by  land  and 
sea  in  the  Persian  Wars,  while  Critias  celebrates  Athens  by  recount- 
ing her  victory  over  the  invaders  from  Atlantis.  Proclus  himself 
had  no  doubt  that  the  Lesser  Panathenaea  was  meant ; he  knew 
no  more  than  that  this  festival  ‘ came  after ' the  Bendidea  and 
thought  it  took  place  ' about  the  same  time ' (i,  84-5),  whereas  he 
knew  that  the  Greater  Panathenaea  fell  in  Hecatombaeon  (i,  26). 
Neither  festival,  in  fact,  came  within  two  months  of  the  Bendidea. 
Plato  probably  intended  the  Greater  Panathenaea.  There  is  no 
other  indication  of  the  dramatic  date  ; and  it  is  unlikely  that 
Plato  had  troubled  himself  about  the  question  whether  there  was 
any  such  occasion  on  which  Hermocrates  could  have  visited  Athens. 
The  date  is  of  no  importance.  In  his  earliest  dialogues  Plato  was 
concerned  to  give  the  Athenians  a true  impression  of  Socrates' 
character  and  activity,  and  he  was  at  great  pains  to  recreate  the 
atmosphere  of  the  times.  That  interest  was  long  past.  In  the 
latest  group  there  was  no  motive  to  keep  up  the  illusion  that  the 
conversations  had  really  taken  place.  From  all  this  it  follows  that 
the  dramatic  date  and  setting  of  the  Republic  have  no  bearing 
whatever  on  the  dramatic  date  of  the  Timaeus  trilogy.  Also  no 
ground  remains  for  any  inference  that  Plato  meant  the  contents  of 
the  later  books  of  the  Republic  to  be  superseded  or  corrected  by  the 
Timaeus . 

The  design  of  the  present  trilogy  is  thus  completely  independent 
of  the  Republic.  What  was  that  design  ? The  political  question 
answered  in  the  Republic  had  been  : What  is  the  least  change  in 
existing  society  necessary  to  cure  the  evils  afflicting  mankind  ? 
Plato  had  imagined  a reformed  Greek  city-state  with  institutions 
based,  as  he  claimed,  on  the  unalterable  characteristics  of  human 
nature.  It  appeared  to  be  just  within  the  bounds  of  possible 
realisation.  Referring  to  hopes  founded  on  Dion  or  on  the  younger 
Dionysius,  he  had  said  that  his  state  might  see  the  light  of  day, 
if  some  prince  could  be  found  endowed  with  the  philosophic  nature, 
and  if  that  nature  could  escape  corruption.  But  towards  the  end 
of  the  Republic  Plato  seems  less  hopeful,  and  the  state  recedes  as 
a pattern  laid  up  in  heaven,  by  which  the  merits  and  defects  of  all 
existing  constitutions  might  be  measured  and  appraised.  More- 
over, since  that  dialogue  was  written,  Plato's  Sicilian  adventures 

1 2 1 a,  iv  rj}  iravqyvpei  (the  word  implies  an  important  festival)  ; 26E,  rfj 
irapovcrfl  rrjs  deov  dvcriq..  There  was  no  such  festival  on  Thargelion  21.  The 
Plynteria  came  five  days  later. 


5 


INTRODUCTION 

had  ended  in  disappointment.  Accordingly,  the  discourse  re- 
capitulated at  the  opening  of  the  Timaeus  covers  only  the  outline 
of  the  state  given  in  the  earlier  books  of  the  Republic , ignoring  all 
the  later  books,  which  had  started  from  the  question  how  it  might 
be  realised  in  the  future  and  sketched  its  possible  decline  through 
lower  forms  of  polity.  The  new  trilogy  is  to  transfer  this  state  to 
the  plane  of  actual  existence,  not  in  the  future,  but  in  the  remote 
past,  as  the  Athens  of  nine  thousand  years  ago.  This  is  the  subject 
of  the  Critias,  introduced  at  once  as  the  central  theme  of  the  whole. 

By  way  of  preface,  Timaeus  is  to  recount  his  myth  of  creation, 
ending  with  the  birth  of  mankind.  The  whole  movement  starts 
from  the  ideal  world  of  the  Demiurge  and  the  eternal  Forms, 
descending  thence  to  the  frame  of  the  visible  universe  and  the 
nature  of  man,  whose  further  fortunes  Critias  will  * take  over ' 
for  his  story.  Looking  deeper,  we  see  that  the  chief  purpose  of 
the  cosmological  introduction  is  to  link  the  morality  externalised 
in  the  ideal  society  to  the  whole  organisation  of  the  world.1  The 
Republic  had  dwelt  on  the  structural  analogy  between  the  state 
and  the  individual  soul.  Now  Plato  intends  to  base  his  conception 
of  human  life,  both  for  the  individual  and  for  society,  on  the  inex- 
pugnable foundation  of  the  order  of  the  universe.  The  parallel 
of  macrocosm  and  microcosm  runs  through  the  whole  discourse. 
True  morality  is  not  a product  of  human  evolution,  still  less  the 
arbitrary  enactment  of  human  wills.  It  is  an  order  and  harmony 
of  the  soul ; and  the  soul  itself  is  a counterpart,  in  miniature,  of 
the  soul  of  the  world,  which  has  an  everlasting  order  and  harmony 
of  its  own,  instituted  by  reason.  This  order  was  revealed  to  every 
soul  before  its  birth  (41E)  ; and  it  is  revealed  now  in  the  visible 
architecture  of  the  heavens.  That  human  morality  is  so  based  on 
the  cosmic  order  had  been  implied,  here  or  there,  in  earlier  works  ; 
but  the  Timaeus  will  add  something  more  like  a demonstration, 
although  in  mythical  form. 

In  the  next  dialogue  Critias  will  repeat  the  legend  learnt  by  Solon 
from  an  Egyptian  priest  : how  primitive  Athens  (now  to  be  iden- 
tified with  Socrates'  ideal  state)  had  defeated  the  invaders  from 
Atlantis.  In  the  very  hour  when  freedom  and  civilisation  were 
saved  for  the  mediterranean  world,  the  victorious  Athenians  had 
themselves  been  overwhelmed  by  flood  and  earthquake.  Atlantis 
also  sank  beneath  the  sea  and  vanished.  What  was  to  follow  ? 
The  story  was  not  to  end  with  the  cataclysm  of  the  Critias  ; and 
the  Egyptian  priest,  discoursing  at  some  length  to  Solon  on  these 
periodic  catastrophes  in  which  all  but  a small  remnant  of  mankind 
perishes,  has  explained  how  the  seeds  of  a new  civilisation  are 
1 Cf.  Fraccaroli,  p.  13. 

6 


INTRODUCTION 


preserved  either  on  the  mountains  or  in  the  river  valleys,  according 
as  the  destruction  is  by  flood  or  fire.  When  it  is  by  flood,  as  at 
the  end  of  Critias'  story,  the  cities  on  the  plains  are  overwhelmed ; 
only  the  mountain  shepherds  survive,  and  all  culture  is  lost.  Taking 
up  the  story  at  this  point,  what  could  Hermocrates  do,  if  not 
describe  the  re-emergence  of  culture  in  the  Greece  of  prehistoric 
and  historic  times  ? If  so,  the  projected  contents  of  the  unwritten 
dialogue  are  to  be  found  in  the  third  and  subsequent  books  of  the 
Laws.  There,  after  some  preliminary  r amblings  about  music  and 
wine  in  Books  i and  ii,  the  Athenian  settles  down  to  business  at 
the  opening  of  Book  iii  with  the  question  : What  is  the  origin  of 
society  and  government  ? In  the  immensity  of  past  time  myriads 
of  states  have  arisen  and  perished,  reproducing  again  and  again 
:he  same  types  of  constitution.  How  do  they  arise  ? Mankind 
las  often  been  almost  destroyed  by  flood,  plagues,  and  many  other 
causes  ; only  a small  remnant  is  left.  Imagine  one  such  destruc- 
tion— the  Deluge.  The  herdsmen  on  the  mountain-tops  alone 
survived,  while  the  cities  on  the  plains  or  near  the  sea  were  over- 
whelmed. All  arts  and  inventions  perished  ; all  statecraft  was 
forgotten.  Here  is  exactly  the  situation  with  which  the  Critias 
was  to  end,  described  in  language  very  like  that  of  the  Egyptian 
priest.  The  Laws  continues  the  story.  After  the  deluge  came  a 
very  long  and  slow  advance  towards  the  present  state  of  things. 
Before  the  metals  were  rediscovered  there  was  an  idyllic  phase  of 
society,  resembling  descriptions  of  the  Golden  Age,  under  the  rule 
of  patriarchal  custom.  Next  came  the  beginnings  of  agriculture 
and  the  formation  of  more  permanent  settlements.  The  coalescence 
pf  various  tribes  led  to  the  growth  of  aristocracies,  or  perhaps 
monarchies,  with  kings  and  magistrates.  A third  stage  saw  the 
blending  of  different  types  of  constitution.  Mankind,  forgetting 
the  dangers  of  flood,  ventured  down  from  the  hills.  Cities  like 
jHomer’s  Troy  were  built  once  more  on  the  plains.  (Here  we  reach 
what  was  for  the  Greeks  the  dawn  of  history.)  Then  followed  the 
|rojan  War  ; and  the  troubles  consequent  upon  the  warriors' 
bmecoming  led  to  the  migrations.  Finally  we  reach  the  settle- 
lent  of  Crete  and  Lacedaemon.  The  Athenian  recommends  a 
Aidy  of  this  succession  of  social  forms,  to  discover  what  laws 
Aserve  a city  or  tend  to  ruin  it.  The  history  of  the  Dorian  states 
flffegests  that  government  should  be  a mixture  of  monarchy  and 
(democracy.  It  is  then  proposed  to  apply  this  principle  by  framing 
taws  for  a new  colony.  Book  iv  opens  with  the  choice  of  a site, 
(and  the  rest  of  the  treatise  outlines  the  institutions. 

1 Since  all  this  fits  on  exactly  to  the  end  planned  for  the  Critias , 
fit  may  well  have  been  Plato's  original  purpose  to  use  in  the  Her- 

7 


INTRODUCTION 


mocrates  the  material  he  had  been  collecting  from  a study  of  the 
laws  of  Greek  states.  The  whole  trilogy  would  then  have  covered 
the  story  of  the  world  from  creation,  through  prehistoric  legend 
and  all  historic  time,  to  a fresh  project  for  future  reform.  But 
Plato  was  getting  old.  The  composition  of  the  Critias  seems  to 
have  been  interrupted  ; it  stops  in  an  unfinished  sentence.  After 
the  interruption  Plato  might  well  feel  that  he  could  not  complete 
all  this  elaborate  romance  about  the  invasion  from  Atlantis  before 
starting  upon  the  subject  nearest  his  heart,  which  now  fills  ten 
books  of  the  Laws.1  There  was,  in  fact,  by  this  time  far  too  much 
material  for  a continuation  of  the  Timaeus  trilogy,  even  with  the 
assistance  of  the  unnamed  absentee.  So  he  abandoned  the  Critias , 
and  wrote  the  Laws  in  place  of  the  Hermocrates.2 

1 In  the  same  way  (si  parva  licet)  Mr.  H.  G.  Wells  has,  with  advancing 
years,  grown  impatient  of  the  Utopian  romance  and  taken  to  expressing  hif 
hopes  and  fears  for  the  future  through  ever  thinner  disguises,  ending  wit! 
autobiography. 

2 For  the  conjecture  here  elaborated  see  Raeder,  379. 


8 


THE  TIMAEUS 


17A-27B.  Introductory  Conversation 

An  account  of  the  persons  who  take  part  in  the  conversation 
prefacing  the  discourse  of  Timaeus  has  already  been  given  in  the 
Introduction  (pp.  1-3).  We  may  proceed  at  once  to  the  text. 

t 

Socrates.  Timaeus.  Hermocrates.  Critias 

7A.  Socrates.  One,  two,  three — but  where,  my  dear  Timaeus, 
is  the  fourth  of  those  guests  of  yesterday  who  were  to 
entertain  me  to-day  ? 

Timaeus.  He  suddenly  felt  unwell,  Socrates  ; he  would  not 
have  failed  to  join  our  company  if  he  could  have  helped  it. 
Socr.  Then  it  will  fall  to  you  and  your  companions  to 
supply  the  part  of  our  absent  friend  as  well  as  your  own. 

b.  Tim.  By  all  means  ; we  will  not  fail  to  do  the  best  we 
can.  Yesterday  you  entertained  us  with  the  hospitality  due 
to  strangers,  and  it  would  not  be  fair  if  the  rest  of  us  were 
backward  in  offering  you  a feast  in  return. 

Socr.  Well,  then,  do  you  remember  the  task  I set  you — 
all  the  matters  you  were  to  discourse  upon  ? 

Tim.  We  can  remember  some  ; and  you  are  here  to  remind 
us  of  any  that  we  may  have  forgotten.  Or  rather,  if  it  is 
not  too  much  trouble,  will  you  recapitulate  them  briefly 
from  the  beginning,  to  fix  them  more  firmly  in  our  minds  ? 

c.  Socr.  I will.  Yesterday  the  chief  subject  of  my  own  dis- 
\ course  was  what,  as  it  seemed  to  me,  would  be  the  best 
I form  of  society  and  the  sort  of  men  who  would  compose  it. 

Tim.  Yes,  Socrates,  and  we  all  found  the  society  you 
described  very  much  to  our  mind. 

Socr.  We  began,  did  we  not  ? by  separating  off  the  farmers 
and  all  the  other  craftsmen  from  the  class  that  was  to  fight 
in  defence  of  the  city  ? 

Tim.  Yes. 

d.  Socr.  And  when  we  assigned  only  one  occupation  to  each 
man,  one  craft  for  which  he  was  naturally  fitted,  these,  we 
said,  who  were  to  fight  on  behalf  of  all,  must  be  nothing  else 

9 


INTRODUCTORY  CONVERSATION  17a-27b 

17D.  but  guardians  of  the  city  against  the  assault  of  any  that 
would  injure  her,  whether  from  within  or  from  without, 
18.  dealing  justice  to  their  subjects  mildly,  as  to  natural  friends, 
and  showing  a stem  face  to  those  enemies  who  meet  them 
in  battle. 

Tim.  Quite  true. 

Socr.  There  was,  in  fact,  a certain  temperament  that  we 
said  a guardian  should  have,  at  once  spirited  and  philosophic 
to  an  exceptional  degree,  enabling  them  to  show  a right 
measure  of  mildness  or  sternness  to  friend  or  foe. 

Tim.  Yes. 

Socr.  And  for  their  education,  they  were  to  be  trained  in 
gymnastic  and  music  and  in  all  the  studies  suitable  for  them. 
Tim.  Certainly. 

b.  Socr.  And  the  men  so  trained,  we  said,  were  never  to  regard 
gold  or  silver  or  anything  else  as  their  private  possessions. 
Rather,  as  a garrison  drawing  from  those  whom  they  protect 
sojmuch  pay  for  their  services  as  would  reasonably  suffice 
men  of  a temperate  life,  they  were  to  share  all  expense  and 
lead  a common  life  together,  in  the  constant  exercise  of 
manly  qualities  and  relieved  from  all  other  occupations. 

Tim.  So  it  was  provided. 

c.  Socr.  And  then  we  spoke  of  women.  We  remarked  that 
their  natures  should  be  formed  to  the  same  harmonious  blend 
of  qualities  as  those  of  men  ; 1 and  they  should  all  be  given 
a share  in  men’s  employments  of  every  sort,  in  war  as  well 
as  in  their  general  mode  of  life. 

Tim.  That  too  was  prescribed. 

Socr.  And  then  there  was  the  procreation  of  children.  Here, 
perhaps,  the  novelty  of  our  regulations  makes  them  easy  to 
remember.  We  laid  down  that  they  should  all  have  their 
marriages  and  children  in  common.  They  were  to  contrive 
that  no  one  of  them  should  ever  recognise  his  own  offspring, 
D.  but  each  should  look  upon  all  as  one  family,  treating  as 
brothers  and  sisters  all  who  fell  within  appropriate  limits  of 
age,  and  as  parents  and  grandparents,  or  as  children  and 
grandchildren,  those  who  fell  above  or  below  those  limits. 
Tim.  Yes  ; that,  as  you  say,  is  easy  to  remember. 

Socr.  Then,  in  order  that  they  might  have  the  best  possible 
natural  dispositions  from  birth,  we  said,  you  remember,  that 
the  magistrates  of  both  sexes  must  make  secret  arrangements 

1 owapfwoTcov  refers  to  the  proper  blend  of  spirited  and  philosophic 
elements  mentioned  above,  which  exist  in  women  as  in  men  (Rep.  456A). 
For  awapfxoTTciv  cf.  Rep.  443d* 


INTRODUCTORY  CONVERSATION 

i8e.  for  the  contraction  of  marriages  by  a certain  method  of  draw- 
ing lots,  which  would  apportion  both  to  the  better  men  and 
to  the  worse  partners  like  themselves  and  yet  not  lead  to  any 
ill-feeling,  because  they  would  imagine  the  allotment  to  be 
the  result  of  chance. 

Tim.  I remember  that. 

19.  Socr.  And  further,  the  children  of  the  better  sort  were  to 
be  educated,  while  those  of  the  worse  should  be  secretly 
dispersed  through  the  rest  of  the  community.  The  rulers 
were  to  keep  the  children  under  observation  as  they  grew  up, 
and  from  time  to  time  take  back  again  those  who  were  found 
worthy,  while  the  undeserving  ones  in  their  own  ranks  should 
take  the  places  of  the  promoted. 

Tim.  Just  so. 

Socr.  Well,  then,  my  dear  Timaeus,  have  we  now  passed 
in  review  all  the  main  points  of  yesterday’s  conversation  ; or 
is  there  anything  that  we  feel  has  been  left  out  ? 

b.  Tim.  No,  Socrates  ; you  have  exactly  described  what  was 
said. 

As  I have  argued  in  the  Introduction,  we  are  evidently  not  to 
imagine  that  Socrates  has,  on  the  previous  day,  narrated  the  whole 
conversation  in  the  Republic  or  any  part  of  it.  There  is,  in  fact, 
no  part  of  the  Republic  of  which  it  could  be  said  that  ‘ all  the  main 
points  ’ were  covered  by  the  above  summary.  Socrates  now  comes 
to  the  instructions  he  is  supposed  to  have  given  on  the  previous 
day.  He  wishes  the  other  three  to  draw  a picture  of  his  ideal 
State  in  actual  existence.  With  his  usual  modesty,  he  represents 
this  task  as  beyond  his  own  powers.  He  had  never  been  a man 
of  action  or  taken  part  in  politics. 

19B.  Socr.  I may  now  go  on  to  tell  you  how  I feel  about  the 
society  we  have  described.  I feel  rather  like  a man  who 
has  been  looking  at  some  noble  creatures  in  a painting,  or 
perhaps  at  real  animals,  alive  but  motionless,  and  conceives 

c.  a desire  to  watch  them  in  motion  and  actively  exercising 
the  powers  promised  by  their  form.  That  is  just  what  I 
feel  about  the  city  we  have  described  : I should  like  to  hear 
an  account  of  her  putting  forth  her  strength  in  such  contests 
as  a city  will  engage  in  against  others,  going  to  war  in  a 
manner  worthy  of  her,  and  in  that  war  achieving  results 
befitting  her  training  and  education,  both  in  feats  of  arms 
and  in  negotiation  with  various  other  states. 

D.  Now  here,  Critias  and  Hermocrates,  my  judgment  upon 

11 


INTRODUCTORY  CONVERSATION  17a-27b 

19D.  myself  is  that  to  celebrate  our  city  and  its  citizens  as  they 
deserve  would  be  beyond  my  powers.  My  incapacity  is  not 
surprising  ; but  I have  formed  the  same  judgment  about 
the  poets  of  the  past  and  of  to-day.  Not  that  I have  a low 
opinion  of  poets  in  general ; but  anyone  can  see  that  an 
imitator,  of  whatever  sort,  will  reproduce  best  and  most 
easily  the  surroundings  in  which  he  has  been  brought  up  ; 
e.  what  lies  outside  that  range  is  even  harder  to  reproduce 
successfully  in  discourse  than  it  is  in  action.  The  sophists, 
again,  I have  always  thought,  have  had  plenty  of  practice  in 
making  fine  speeches  on  other  subjects  of  all  sorts  ; but  with 
their  habit  of  wandering  from  city  to  city  and  having  no 
settled  home  of  their  own,  I am  afraid  they  would  hardly 
hit  upon  1 what  men  who  are  both  philosophers  and  statesmen 
would  do  and  say  in  times  of  war,  in  the  conduct  of  actual 
fighting  or  of  negotiation.  There  remain  only  people  of  your 
condition,  equipped  by  temperament  and  education  for 
20.  both  philosophy  and  statesmanship.  Timaeus,  for  instance, 
belongs  to  an  admirably  governed  State,  the  Italian  Locri,2 
where  he  is  second  to  none  in  birth  and  substance,  and  has 
not  only  enjoyed  the  highest  offices  and  distinctions  his 
country  could  offer,  but  has  also,  I believe,  reached  the  highest 
eminence  in  philosophy.  Critias,  again,  is  well  known  to 
all  of  us  at  Athens  as  no  novice  in  any  of  the  subjects  we  are 
discussing  ; and  that  Hermocrates  is  fully  qualified  in  all 
such  matters  by  natural  gifts  and  education,  we  may  trust 
b.  the  assurance  of  many  witnesses.3 *  Accordingly  this  was  in 

1 daroxov.  This  unusual  word  recalls  the  description  of  rhetoric  in  the 
Gorgias  4 63 a as  a branch  of  Parasitism — ‘ a profession  which  is  not  of  the 
nature  of  an  art,  but  demands  a shrewd  and  virile  spirit  {i/jvxrjs  crroxaarucfjs 
kcu  avhpeias)  with  a native  cleverness  in  human  relations  \ Plato  there 
seems  to  have  echoed  Isocrates’  eulogy  of  rhetoric  as  demanding  ‘ a virile 
and  imaginative  spirit  * {fox?)5  ovhpiKijs  Kai  8 o^aoriKijs,  k.  ao<j>.  ij),  mali- 
ciously substituting  oToxamKrjs • In  the  Euthydemus  (305c)  Isocrates  is 
evidently  aimed  at  as  one  who  is  ‘ on  the  borderline  ' between  philosophy 
and  statesmanship  and  fails  to  make  the  best  of  either. 

2 The  constitution  of  Locri  was  attributed  to  Zaleucus  (Ar.,  Pol.  12  74 a,  22). 
At  Laws  638B  the  Athenian  says  that  the  Locrians  are  reputed  to  have  the 
best  laws  of  any  western  state.  If  Timaeus  never  existed,  this  would  account 
for  Plato’s  choice  of  Locri  for  his  native  place. 

3 At  20A,  8 read  civ  at  ravra  Uav^v  F Y,  Pr.,  to  avoid  hiatus  with  Uav^v. 
So  Blass  (Att.  Bered.  ii,  458),  who  reckons  hardly  more  than  50  cases  of 
‘ illegitimate  ’ hiatus  in  the  Timaeus,  some  of  which  can  be  removed  by 
adopting  other  MS.  readings,  as,  for  example,  here  and  at  2 3 a,  2 and  38A,  4. 
The  rest,  he  thinks,  should  be  regarded  with  suspicion,  and  some  can  be 
easily  removed  by  conjecture,  e.g.  rravra  for  airavra  78c,  1.  According  to 

Raeder’s  figures,  the  instances  of  illegitimate  hiatus  in  Lysis , Apol.,  Gorg.t 

12 


INTRODUCTORY  CONVERSATION 


20B.  my  mind  yesterday  when  I was  so  ready  to  grant  your  request 
for  a discourse  on  the  constitution  of  society  : I knew  that, 
if  you  would  consent  to  supply  the  sequel,  no  one  could  do  it 
better  ; you  could  describe  this  city  engaged  in  a war  worthy 
of  her  and  acting  up  to  our  expectations,  as  no  other  living 
persons  could.  So,  after  fulfilling  my  part,  I set  you,  in  my 
turn,  the  task  of  which  I am  now  reminding  you.  You  agreed 

c.  to  consult  among  yourselves  and  to  requite  my  hospitality 
to-day.  So  here  I am  in  full  dress  for  the  entertainment, 
which  I am  most  eager  to  receive. 

Hermocrates.  Indeed,  Socrates,  as  Timaeus  said,  we  shall 
not  fail  to  do  our  best,  and  we  have  no  excuse  for  refusing. 
Yesterday,  as  soon  as  we  had  reached  Critias’  guest-chamber, 
where  we  are  staying,  and  even  while  we  were  still  on  the 

d.  way  there,  we  were  considering  this  very  matter.  Critias 
then  produced  a story  which  he  had  heard  long  ago.  Critias, 
will  you  repeat  it  now  to  Socrates,  and  he  shall  help  us  to 
judge  whether  or  not  it  will  answer  the  purpose  of  the  task 
he  is  laying  on  us  ? 

Critias.  It  shall  be  done,  if  our  remaining  partner,  Timaeus, 
approves. 

Tim.  Certainly  I approve. 

Crit.  Listen  then,  Socrates,  to  a story  which,  though 
strange,  is  entirely  true,  as  Solon,  wisest  of  the  Seven,  once 

E.  affirmed.  He  was  a relative  and  close  friend  of  Dropides, 
my  great-grandfather,  as  he  says  himself  several  times  in  his 
poems  ; and  he  told  my  grandfather  Critias  (according  to 
the  story  the  old  man  used  to  repeat  to  us)  that  there  were 
great  and  admirable  exploits  performed  by  our  own  city 
long  ago,  which  have  been  forgotten  through  lapse  of  time 
and  the  destruction  of  human  life.1  Greatest  of  all  was  one 
21.  which  it  will  now  suit  our  purpose  to  recall,  and  so  at  once 
pay  our  debt  of  gratitude  to  you  and  celebrate  the  goddess, 
on  her  festival,  with  a true  and  merited  hymn  of  praise. 
Socr.  Good.  But  what  was  this  ancient  exploit  that  your 
grandfather  described  on  Solon’s  authority  as  unrecorded  and 
yet  really  performed  by  our  city  ? 

Phaedo,  Republic  range  between  35  and  45  per  page  of  the  Didot  edition. 
In  Soph,  and  Polit.  the  figures  drop  to  o-6  and  0*4,  and  the  Timaeus  shows 
only  a slightly  higher  figure,  1*1.  There  is  a slight  further  rise  in  Philebus 
(3*7)  and  Laws  (5-8). 

1 i.e.  the  almost  complete  destructions  of  mankind  outside  Egypt  by  flood 
or  fire,  the  <f>9opal  av9p<Irrr<uv  of  22c  and  Laws  677A,  one  of  which  overwhelmed 
the  actors  in  this  exploit  (<f>9opa  row  ipyaoapAv cov,  2 id).  Both  Plato  and 
Aristotle  believed  that  such  catastrophes  occur. 

P.C.  13  C 


INTRODUCTORY  CONVERSATION  17a-27b 

21.  Crit.  I will  tell  you  the  story  I heard  as  an  old  tale  1 from 
a man  who  was  himself  far  from  young.  At  that  time, 
indeed,  Critias,  by  his  own  account,  was  close  upon  ninety, 

B.  and  I was,  perhaps,  ten  years  old.  We  were  keeping  the 
Apaturia ; it  was  the  Children’s  Day.2  For  us  boys  there 
were  the  usual  ceremonies  : our  fathers  offered  us  prizes  for 
reciting.  Many  poems  by  different  authors  were  repeated, 
and  not  a few  of  us  children  sang  Solon’s  verses,  which  were 
a novelty  in  those  days.  One  of  the  clansmen  said — either 
because  he  really  thought  so  or  to  please  Critias — that  he 
considered  Solon  to  have  shown  himself  not  only  extremely 

c.  wise  but,  in  his  writings,  the  most  free-spirited  of  poets. 
The  old  man — how  well  I remember  it  ! — was  much  pleased 
and  said  with  a smile  : 

‘Yes,  Amynander ; if  only  he  had  taken  his  poetry 
seriously  like  others,  instead  of  treating  it  as  a pastime,  and 
if  he  had  finished  the  story  he  brought  home  from  Egypt 
and  had  not  been  forced  to  lay  it  aside  by  the  factions  and 
other  troubles  he  found  here  on  his  return,  I believe  no  other 

d.  poet — not  Homer  or  Hesiod — would  have  been  more  famous 
than  he.’ 

‘ And  what  was  the  story,  Critias  ? ’ Amynander  asked. 

* It  was  about  the  greatest  achievement  ever  performed 
by  our  city — one  that  deserved  to  be  the  most  renowned  of 
all,  but  through  lapse  of  time  and  the  destruction  of  the 
actors,  the  story  has  not  lasted  down  to  our  time.’ 

‘ Tell  it  from  the  beginning  ’,  said  Amynander.  ‘ How  and 
from  whom  did  Solon  hear  this  tale  which  he  reported  as 
being  true  ? ’ 

E.  ‘ In  Egypt,’  said  Critias,  c at  the  apex  of  the  Delta,  where 
the  stream  of  the  Nile  divides,  there  is  a province  called  the 
Saitic.  The  chief  city  of  this  province  is  Sais,  from  which 
came  King  Amasis.  The  goddess  who  presides  over  their 
city  is  called  in  Egyptian  Neith,  in  Greek,  by  their  account, 
Athena  ; they  are  very  friendly  to  Athens  and  claim  a certain 
kinship  with  our  countrymen.  Solon  said  that,  when  he 
travelled  thither,  he  was  received  with  much  honour ; and 
22.  further  that,  when  he  inquired  about  ancient  times  from  the 
priests  who  knew  most  of  such  matters,  he  discovered  that 
neither  he  nor  any  other  Greek  had  any  knowledge  of  anti- 
quity worth  speaking  of.  Once,  wishing  to  lead  them  on 

iv,  i.e.  the  story  was  already  old  when  Critias  heard  it  from  Solon 1 
and  Critias  himself  was  very  old  when  he  told  it  to  his  grandson. 

* The  day  on  which  children  were  inscribed  on  the  register  of  the  clan. 

I4 


INTRODUCTORY  CONVERSATION 

22.  to  talk  about  ancient  times,  he  set  about  telling  them  the 
most  venerable  of  our  legends,  about  Phoroneus  the  reputed 
first  man  and  Niobe,  and  the  story  how  Deucalion  and  Pyrrha 

b.  survived  the  deluge.  He  traced  the  pedigree  of  their  des- 
cendants, and  tried,  by  reckoning  the  generations,  to  compute 
how  many  years  had  passed  since  those  events. 

" Ah,  Solon,  Solon/'  said  one  of  the  priests,  a very  old 
man,  “ you  Greeks  are  always  children ; in  Greece  there  is 
no  such  thing  as  an  old  man." 

“ What  do  you  mean  ? " Solon  asked. 

“You  are  all  young  in  your  minds,"  said  the  priest,  “ which 
hold  no  store  of  old  belief  based  on  long  tradition,  no  know- 
ledge hoary  with  age.  The  reason  is  this.  There  have 

c.  been,  and  will  be  hereafter,  many  and  divers  destructions 
of  mankind,  the  greatest  by  fire  and  water,  though  other 
lesser  ones  are  due  to  countless  other  causes.  Thus  the  story 
current  also  in  your  part  of  the  world,  that  Phaethon,  child 
of  the  Sun,  once  harnessed  his  father's  chariot  but  could  not 
guide  it  on  his  father's  course  and  so  burnt  up  everything 
on  the  face  of  the  earth  and  was  himself  consumed  by  the 
thunderbolt — this  legend  has  the  air  of  a fable  ; but  the 

D.  truth  behind  it  is  a deviation  of  the  bodies  that  revolve  in 
heaven  round  the  earth  and  a destruction,  occurring  at  long 
intervals,  of  things  on  earth  by  a great  conflagration.  At 
such  times  all  who  live  on  mountains  and  in  high  regions 
where  it  is  dry  perish  more  completely  than  dwellers  by  the 
rivers  or  the  sea.  We  have  the  Nile,  who  preserves  us  in  so 
many  ways  and  in  particular  saves  us  from  this  affliction 
when  he  is  set  free.1  On  the  other  hand,  when  the  gods 
cleanse  the  earth  with  a flood  of  waters,  the  herdsmen  and 
shepherds  in  the  mountains  are  saved,  while  the  inhabitants 

e.  of  cities  in  your  part  of  the  world  are  swept  by  the  rivers 
into  the  sea.  But  in  this  country  the  water  does  not  fall 
from  above  upon  the  fields  either  then  or  at  other  times  ; its 
way  is  always  to  rise  up  over  them  from  below.  It  is  for 
these  reasons  that  the  traditions  preserved  here  are  the  oldest 
on  record  ; 2 though  as  a matter  of  fact  in  all  regions  where 

23.  inordinate  cold  or  heat  does  not  forbid  it  mankind  exists  at  all 

1 The  question  from  what,  and  by  what,  the  Nile  is  * set  free  ’ is  discussed 
in  the  Appendix  (p.  365). 

a Afyercu,  cf.  A eyopcvov  21  a,  5.  Not  ‘are  said  to  be':  the  Egyptian 
traditions  are  the  oldest,  because,  although  mankind  is  not  completely 
destroyed  anywhere,  no  records  are  kept  elsewhere  by  the  unlettered  survivors 
of  floods  and  conflagrations. 


15 


INTRODUCTORY  CONVERSATION 


17a-27b 


23 . times  in  larger  or  smaller  numbers.  Any  great  or  noble  achieve  - 
ment  or  otherwise  exceptional  event  that  has  come  to  pass, 
either  in  your  parts  or  here  or  in  any  place  of  which  we  have 
tidings,1  has  been  written  down  for  ages  past  in  records  that 
are  preserved  in  our  temples  ; whereas  with  you  and  other 
peoples  again  and  again  life  has  only  lately  been  enriched 
with  letters  and  all  the  other  necessaries  of  civilisation  when 
once  more,  after  the  usual  period  of  years,  the  torrents  from 
heaven  sweep  down  like  a pestilence  leaving  only  the  rude 

b.  and  unlettered  among  you.  And  so  you  start  again  like 
children,  knowing  nothing  of  what  existed  in  ancient  times 
here  or  in  your  own  country.  For  instance,  these  genealogies 
of  your  countrymen,  Solon,  that  you  were  reciting  just  now, 
are  little  better  than  nursery  tales.  To  begin  with,  your 
people  remember  only  one  deluge,  though  there  were  many 
earlier ; and  moreover  you  do  not  know  that  the  bravest 
and  noblest  race  in  the  world  once  lived  in  your  country. 

c.  From  a small  remnant  of  their  seed  you  and  all  your  fellow- 
citizens  are  derived  ; but  you  know  nothing  of  it  because 
the  survivors  for  many  generations  died  leaving  no  word 
in  writing.  Once,  Solon,  before  the  greatest  of  all  destruc- 
tions by  water,  what  is  now  the  city  of  the  Athenians  was 
the  most  valiant  in  war  and  in  all  respects  the  best  governed 
beyond  comparison  : her  exploits  and  her  government  are  said 
to  have  been  the  noblest  under  heaven  of  which  report  has 

D.  come  to  our  ears/1 

On  hearing  this,  Solon  was  astonished  and  eagerly  begged 
the  priests  to  tell  him  from  beginning  to  end  all  about  those 
ancient  citizens. 

" Willingly,”  answered  the  priest ; “ I will  tell  you  for 
your  own  sake  and  for  your  city's,  and  above  all  for  honour 
of  the  goddess,  patroness  of  our  city  and  of  yours,  who  has 
fostered  both  and  instructed  them  in  arts.  Yours  she 

E.  founded  first  by  a thousand  years,  from  the  time  when  she 
took  over  the  seed  of  your  people  from  Earth  and  Hephaestus  ; 
ours  only  in  later  time  ; and  the  age  of  our  institutions  is 
given  in  the  sacred  records  as  eight  thousand  years.  Accord- 
ingly those  fellow-countrymen  of  yours  lived  nine  thousand 
years  ago  ; and  I will  shortly  describe  their  laws  and  the 
noblest  exploit  they  performed ; we  will  go  through  the 

24.  whole  story  in  detail  another  time  at  our  leisure,  with  the 
records  before  us. 

1 Read  a/coty  (AY,  Pr.),  with  Blass  and  A.-H.,  to  avoid  hiatus.  See  note 
on  20A. 

16 


INTRODUCTORY  CONVERSATION 

24.  **  Consider  their  laws  in  comparison  with  ours  ; you  will 

find  here  to-day  many  parallels  illustrating  your  own 
institutions  in  those  days.  First,  there  is  the  separation  of 
the  priesthood  from  the  other  classes ; next  the  class  of 
craftsmen — you  will  find  that  each  kind  keeps  to  its  own 
craft  without  infringing  on  another ; shepherds,  hunters, 

B.  farmers.1  The  soldiers,  moreover,  as  you  have  no  doubt 
noticed,  are  here  distinct  from  all  other  classes ; they  are 
forbidden  by  law  to  concern  themselves  with  anything  but 
war.  Besides,  the  fashion  of  their  equipment  is  with  spear 
and  shield,  arms  which  we  were  the  first  people  in  Asia  to 
bear,  for  the  goddess  taught  us,  as  she  had  taught,  you  first 
in  your  part  of  the  world.  Again,  in  the  matter  of  wisdom, 
you  see  what  great  care  the  law  has  bestowed  upon  it  here 
from  the  very  beginning,  both  as  concerns  the  order  of  the 

c.  world,  deriving  from  those  divine  things  the  discovery  of 
all  arts  applied  to  human  affairs,  down  to  the  practice  of 
divination  and  medicine  with  a view  to  health,  and  acquiring 
all  the  other  branches  of  learning  connected  therewith.2  All 
this  order  and  system  the  goddess  had  bestowed  upon  you 
earlier  when  she  founded  your  society,  choosing  the  place 
in  which  you  were  bom  because  she  saw  that  the  well- 
tempered  climate  would  bear  a crop  of  men  of  high  intelli- 
gence. Being  a lover  of  war  and  of  wisdom,  the  goddess  chose 

d.  out  the  region  that  would  bear  men  most  closely  resembling 
herself  and  there  made  her  first  settlement.  And  so  you  dwelt 
there  with  institutions  such  as  I have  mentioned  and  even 
better,  surpassing  all  mankind  in  every  excellence,  as  might 
be  looked  for  in  men  bom  of  gods  and  nurtured  by  them. 

" Many  great  exploits  of  your  city  are  here  recorded 


1 Isocrates’  Busiris  (certainly  earlier  in  date  than  the  Timaeus)  mentions 
the  Egyptian  caste  system,  and  is  itself  based  on  Herod,  ii,  164-8.  But  it 
is  not  unlikely  that  Plato  himself  had  visited  Egypt. 

2 A.-H.  suspects  the  soundness  of  the  text  here.  The  general  sense  seems 
to  be  that  the  Egyptians  base  all  the  arts  applied  to  human  life  on  the  study 
of  the  heavens  (for  anavra  avcvpwv  meaning  the  invention  of  arts,  cf.  Xeno- 
phanes frag.  18  ovtol  an*  dpxijs  navra  deol  dvrjTola*  vnebet^av,  aXXa  ypova)  ^rjTovvres 
c<f>€vplaKov<nv  dpLcivov).  Plato’s  language  recalls  Isocrates,  Busiris  21: 
Busiris  is  tt}s  ncpl  ttjv  <f>p6v7)cnv  inificXcias  a trios.  The  leisure  he  provided  for 
the  priests  enabled  them  to  discover  the  art  of  medicine  and  to  practise 
philosophy . The  younger  priests  study  astronomy , calculation,  and  geometry 
(perhaps  the  tiadrjpLara  Plato  mentions  in  the  last  clause).  According  to 
Diod.  i,  82,  3 Egyptian  physicians  were  bound  to  follow  the  treatment  laid 
down  by  ancient  physicians  in  sacred  books,  and  condemned  to  death  for 
departing  from  it.  Aristotle  (Pol.  iii,  12 86a,  13)  says  that  they  were  allowed 
to  alter  the  treatment  after  the  fourth  day. 

17 


INTRODUCTORY  CONVERSATION  17a-27b 

24D.  for  the  admiration  of  all ; but  one  surpasses  the  rest  in 
E.  greatness  and  valour.  The  records  tell  how  great  a power 
your  city  once  brought  to  an  end  when  it  insolently  advanced 
against  all  Europe  and  Asia,  starting  from  the  Atlantic  ocean 
outside.  For  in  those  days  that  ocean  could  be  crossed, 
since  there  was  an  island  1 in  it  in  front  of  the  strait  which 
your  countrymen  tell  me  you  call  the  Pillars  of  Heracles. 
The  island  was  larger  than  Libya  and  Asia  put  together; 
and  from  it  the  voyagers  of  those  days  could  reach  the  other 
islands,  and  from  these  islands  the  whole  of  the  opposite 
25.  continent  bounding  that  ocean  which  truly  deserves  the  name. 
For  all  these  parts  that  lie  within  the  strait  I speak  of,  seem 
to  be  a bay  with  a narrow  entrance  ; that  outer  sea  is  the 
real  ocean,  and  the  land  which  entirely  surrounds  it  really 
deserves  the  name  of  continent  in  the  proper  sense.2  Now 
on  this  Atlantic  island  there  had  grown  up  an  extraordinary 
power  under  kings  who  ruled  not  only  the  whole  island  but 
many  of  the  other  islands  and  parts  of  the  continent ; and 
besides  that,  within  the  straits,  they  were  lords  of  Libya 
B.  so  far  as  to  Egypt,  and  of  Europe  to  the  borders  of  Tyrrhenia. 
All  this  power,  gathered  into  one,  attempted  at  one  swoop 
to  enslave  your  country  and  ours  and  all  the  region  within 
the  strait.  Then  it  was,  Solon,  that  the  power  of  your  city 
was  made  manifest  to  all  mankind  in  its  valour  and  strength. 
She  was  foremost  of  all  in  courage  and  in  the  arts  of  war, 
c,  and  first  as  the  leader  of  Hellas,  then  forced  by  the  defection 
of  the  rest  to  stand  alone,  she  faced  the  last  extreme  of 
danger,  vanquished  the  invaders,  and  set  up  her  trophy ; 
the  peoples  not  yet  enslaved  she  preserved  from  slavery, 
and  all  the  rest  of  us  who  dwell  within  the  bounds  set  by 
Heracles  she  freed  with  ungrudging  hand.  Afterwards  there 
was  a time  of  inordinate  earthquakes  and  floods  ; there  came 
D.  one  terrible  day  and  night,  in  which  all  your  men  of  war 
were  swallowed  bodily  by  the  earth,  and  the  island  Atlantis 
also  sank  beneath  the  sea  and  vanished.  Hence  to  this  day 
that  outer  ocean  cannot  be  crossed  or  explored,  the  way 
being  blocked  by  mud,  just  below  the  surface,3  left  by  the 
settling  down  of  the  island/' ' 


1 Serious  scholars  now  agree  that  Atlantis  probably  owed  its  existence 
entirely  to  Plato’s  imagination.  See  Frutiger,  Mythes  de  Platon,  244  ff. 

* The  Etym.  Mag.  connects  rjncipog  with  aireipos  : land  not  bounded  by 
sea  as  an  island  is.  iravreXats  should  be  taken  with  nepiexovaa.  The  outer 
continent  is  ‘ unbounded  ’ as  forming  a completely  unbroken  ring. 

* Heading  Kara  Ppaycos,  1 at  a slight  depth  \ See  Appendix,  p.  366. 

18 


INTRODUCTORY  CONVERSATION 

5E.  Now,  Socrates,  I have  given  you  a brief  account  of  the 
story  told  by  the  old  Critias  as  he  heard  it  from  Solon.  When 
you  were  speaking  yesterday  about  your  state  and  its  citizens, 
I recalled  this  story  and  I was  surprised  to  notice  in  how  many 
points  your  account  exactly  agreed,  by  some  miraculous 
6.  chance,  with  Solon's.  But  I would  say  nothing  at  the 
moment ; after  so  long  an  interval,  my  memory  was  im- 
perfect. So  I resolved  that  I would  not  repeat  the  story 
until  I had  first  gone  over  it  thoroughly  in  my  own  mind. 
That  is  why  I so  readily  agreed  to  the  task  you  laid  upon  us 
yesterday ; I thought  that  in  any  case  like  this  the  hardest 
part  is  to  find  some  suitable  theme  as  a foundation  for  one's 
design,  and  that  that  need  would  be  fairly  well  supplied. 
Accordingly,  as  Hermocrates  has  told  you,  no  sooner  had 
I left  yesterday  than  I set  about  repeating  the  story  to  our 

b.  friends  as  I recalled  it,  and  when  I got  home  I recovered 
pretty  well  the  whole  of  it  by  thinking  it  over  at  night.  How 
true  is  the  saying  that  what  we  learn  in  childhood  has  a 
wonderful  hold  on  the  memory  ! I doubt  if  I could  recall 
everything  that  I heard  yesterday  ; but  I should  be  sur- 
prised if  I have  lost  any  detail  of  this  story  told  me  so  long 
ago.  I listened  at  the  time  with  much  boyish  delight,  and 

c.  the  old  man  was  very  ready  to  answer  the  questions  I kept 
on  asking ; so  it  has  stayed  in  my  mind  indelibly  like  an 
encaustic  picture.  Moreover,  I told  it  all  to  our  friends  early 
this  morning,  so  that  they  might  be  as  well  provided  as 
myself  with  materials  for  their  discourse. 

To  come  to  the  point  I have  been  leading  up  to  : I am 
ready  now,  Socrates,  to  tell  the  story,  not  in  summary, 
but  in  full  detail  as  I heard  it.  We  will  transfer  the  state 
you  described  yesterday  and  its  citizens  from  the  region  of 

d.  theory  to  concrete  fact ; we  will  take  the  city  to  be  Athens 
and  say  that  your  imaginary  citizens  are  those  actual  ances- 
tors of  ours,  whom  the  priest  spoke  of.  They  will  fit  per- 
fectly, and  there  will  be  no  inconsistency  in  declaring  them 
to  be  the  real  men  of  those  ancient  times.  Dividing  the 
work  between  us,  we  will  all  try  to  the  best  of  our  powers  to 
carry  out  your  injunctions  properly.  It  is  for  you  to  consider, 
Socrates,  whether  this  story  will  suit  our  purpose  or  we  must 

E.  look  for  another  in  its  stead. 

Socr.  How  could  we  change  it  for  the  better,  Critias  ? Its 
connection  with  the  goddess  makes  it  specially  appropriate 
to  her  festival  to-day  ; and  it  is  surely  a great  point  that  it 
is  no  fiction,  but  genuine  history.  How  and  where  shall  we 


INTRODUCTORY  CONVERSATION  17a-27b 

26e.  find  other  characters,  if  we  abandon  these  ? No,  you  shall 
speak  and  good  luck  1 be  with  you  ; I have  earned  by  my 
27.  discourse  of  yesterday  the  right  to  take  a rest  and  listen. 
Crit.  Then  I will  submit  to  you  the  plan  we  have  arranged 
for  your  entertainment,  Socrates.  We  decided  that  Timaeus 
shall  speak  first.  He  knows  more  of  astronomy  than  the 
rest  of  us  and  has  made  knowledge  of  the  nature  of  the  universe 
his  chief  object ; he  will  begin  with  the  birth  of  the  world 
and  end  with  the  nature  of  man.  Then  I am  to  follow,  taking 
over  from  him  mankind,  whose  origin  he  has  described,  and 
from  you  a portion  of  them  who  have  received  a supremely 
B.  good  training.  I shall  then,  in  accordance  with  Solon's 
enactment  as  well  as  with  his  story,  bring  them  before  our 
tribunal  and  make  them  our  fellow-citizens,  on  the  plea  that 
they  are  those  old  Athenians  of  whose  disappearance  we  are 
informed  by  the  report  of  the  sacred  writings.  In  the  rest 
of  our  discourse  we  shall  take  their  claim  to  the  citizenship 
of  Athens  as  established. 

Sock.  I see  that  I am  to  receive  a complete  and  splendid 
banquet  of  discourse  in  return  for  mine.  So  you,  Timaeus, 
are  to  speak  next,  when  you  have  invoked  the  gods  as  custom 
requires. 

It  has  often  been  remarked  that  this  introductory  conversation, 
right  down  to  Critias'  last  speech,  might  have  been  written  for  the 
Critias  only,  as  if  the  task  set  by  Socrates  could  have  been  com- 
pletely fulfilled  by  the  story  of  Atlantis.  Plato's  purpose  may  have 
been  to  indicate  that,  now  as  ever,  his  chief  interest  lies  in  the  field 
of  morals  and  politics,  not  in  physical  speculation.  The  whole 
cosmology  of  the  Timaeus  is  only  a preface  to  the  legendary  picture 
of  the  ideal  state  in  action  and  to  whatever  were  to  have  been  the 
contents  of  the  Hermocrates.  Another  motive  for  here  anticipating 
the  Atlantis  story  was  suggested  by  Longinus  (Pr.  i,  83).  The 
Timaeus  is  not  easy  reading  ; and  the  physiological  and  medical 
chapters  towards  the  end  would  be  repellent  to  many.  The  reader 
might  be  encouraged  to  persevere  by  the  promise  of  an  exciting 
romance  to  follow.  It  is,  at  any  rate,  well  to  remember  that  the 
unfinished  state  of  the  trilogy  gives  the  Timaeus  a prominence  it 
would  not  have  had  in  the  completed  design. 

1 Good  luck  is  invoked  here,  the  gods  below  (27c).  Cf.  Laws  vi,  757E  dcdv 
tea  1 dvaBijv  rvxrjv  kcu  totc  cv  cvxats  cmKaXovfjicvovs.  At  Epin.  991 D and  992 A 
&€&v  KaXclv  and  rvxnv  KaXtlv  are  treated  as  equivalent. 


20 


NATURE  AND  SCOPE  OF  PHYSICS 


THE  DISCOURSE  OF  TIMAEUS 

27C-29D  Prelude.  The  nature  and  scope  of  Physics 

Timaeus'  ‘ prelude  ',  marked  off  from  what  follows  by  Socrates’ 
expression  of  approval  (29D),  lays  down  the  principles  of  the  whole 
discourse  and  defines  the  limitations  of  any  treatment  of  physics. 
It  is  constructed  with  great  care.  After  the  opening  invocation 
of  the  gods,  the  second  paragraph  states  three  general  premisses 
concerning  anything  that  is  not  eternal,  but  comes  to  be.  These 
premisses  are  then  applied  successively  to  the  visible  universe.  (1) 
The  eternal  is  the  intelligible  ; what  comes  to  be  is  the  sensible. 
Since  the  world  is  sensible,  it  must  be  a thing  that  comes  to  be. 
(2)  Whatever  comes  to  be  must  have  a cause.  Therefore  the  world 
has  a cause — a maker  and  father  ; but  he  is  hard  to  find.  (3)  The 
work  of  any  maker  will  be  good  only  if  he  fashions  it  after  an  eternal 
model.  The  world  is  good  ; so  its  model  must  have  been  eternal. 
Finally,  the  conclusion  is  drawn  : any  account  that  can  be  given 
of  the  physical  world  can  be  no  better  than  a ' likely  story  ',  because 
the  world  itself  is  only  a * likeness  ' of  unchanging  reality. 

27c.  Tim.  That,  Socrates,  is  what  all  do,  who  have  the  least 
portion  of  wisdom  : always,  at  the  outset  of  every  under- 
taking, small  or  great,  they  call  upon  a god.  We  who  are 
now  to  discourse  about  the  universe — how  it  came  into  being, 
or  perhaps  had  no  beginning  of  existence — must,  if  our  senses 
be  not  altogether  gone  astray,  invoke  gods  and  goddesses 
with  a prayer  that  our  discourse  throughout  may  be  above 
all  pleasing  to  them  and  in  consequence  satisfactory  to  us.1 
D.  Let  this  suffice,  then,  for  our  invocation  of  the  gods  ; but  we 
must  also  call  upon  our  own  powers,2  so  that  you  may  follow 
most  readily  and  I may  give  the  clearest  expression  to  my 
thought  on  the  theme  proposed. 

rjplv  is  usually  taken  to  mean  f consistently  with  ourselves  ' 
and  translated  ‘ consistent  with  itself  \ But  this  should  be  enoptvajs  rjplv 
avrols,  and  at  29c  we  are  told  not  to  expect  avrovs  eavrols  6poXoyovp4vovs 
X oyovs.  Proclus  rightly  understood  eiropevtos  as  ‘ secondarily  ' or  * conse- 
quentially ' (as  at  Ar.,  Met.  1032A,  22  : the  word  ‘ being  ’ applies  primarily 
to  substances,  enopevajs  to  other  categories)  : he  writes  tovto  yap  eon  to 
aKporarov  decjpias  t4Xos,  to  els  rov  Belov  avQ.hpap.tiv  vovv.  . . . hevrepov  he  hrj  /cat 
irropevov  rovrep  to  Kara  rov  avdpcomvov  vovv  /cat  to  rrjs  emarrjprjs  <f>a>S  hiarrepavaaQax 
rijv  oXrjv  Betoplav  (I,  22 1).  rjplv  depends  on  Kara  vovv,  as  at  17c  /cot  paXa  ye  rjplv 
. . . Kara  vovv,  26D  el  Kara  vovv  6 Xoyos  rjplv  ovtqs.  enopevcos  replaces  the  usual 
eneira  partly  for  euphony,  partly  perhaps  to  suggest  that  the  discourse,  if 
pleasing  to  heaven,  should  consequently  be  satisfactory  to  us. 

8 to  1 )p4T€pov,  so  A.-H.  Cf.  to  epov,  * my  incapacity  ' (19D,  3). 

21 


NATURE  AND  SCOPE  OF  PHYSICS  27c-29d 


27D.  We  must,  then,  in  my  judgment,  first  make  this  distinc- 
tion : what  is  that  which  is  always  real  and  has  no  becoming, 

28.  and  what  is  that  which  is  always  becoming  and  is  never 
real  ? That  which  is  apprehensible  by  thought  with  a 
rational  account  is  the  thing  that  is' always  unchangeably 
real ; whereas  that  which  is  the  object  of  belief  together  with 
unreasoning  sensation  is  the  thing  that  becomes  and  passes 
away,  but  never  has  real  being.1  Again,  all  that  becomes 
must  needs  become  by  the  agency  of  some  cause  ; for  without 
a cause  nothing  can  come  to  be.  Now  whenever  the  maker 
of  anything  looks  to  that  which  is  always  unchanging  and 
uses  a model  of  that  description  in  fashioning  the  form  and 
quality  of  his  work,  all  that  he  thus  accomplishes  must  be 

b.  good.2  If  he  looks  to  something  that  has  come  to  be  and 
uses  a generated  model,  it  will  not  be  good. 

So  concerning  the  whole  Heaven  or  World — let  us  call  it 
by  whatsoever  name  may  be  most  acceptable  to  it  3 — we 
must  ask  the  question  which,  it  is  agreed,  must  be  asked 
at  the  outset  of  inquiry  concerning  anything  : Has  it  always 
been,  without  any  source  of  becoming  ; or  has  it  come  to 
be,  starting  from  some  beginning  ? It  has  come  to  be  ; for 
it  can  be  seen  and  touched  and  it  has  body,  and  all  such 

c.  things  are  sensible  ; and,  as  we  saw,  sensible  things,  that 
are  to  be  apprehended  by  belief  together  with  sensation,  are 
things  that  become  and  can  be  generated.  But  again,  that 
which  becomes,  we  say,  must  necessarily  become  by  the 
agency  of  some  cause.  The  maker  and  father  of  this  universe 
it  is  a hard  task  to  find,  and  having  found  him  it  would  be 
impossible  to  declare  him  to  all  mankind.  Be  that  as  it 
may,  we  must  go  back  to  this  question  about  the  world : 

29.  After  which  of  the  two  models  did  its  builder  frame  it — after 
that  which  is  always  in  the  same  unchanging  state,  or  after 
that  which  has  come  to  be  ? Now  if  this  world  is  good  and 


1 With  Pr.  (i.  240)  I take  del  Kara  raura  ov  ( = to  ov  act,  ycvcoiv  Sc  ovk  c\ov 
above)  and  yiyvoficvov  teal  dvoXXv/xcvov,  ovtcos  Sc  ouScnorc  ov  ( = to  ytyvoficvov  ficv  ac i, 
ov  Sc  ovScttotc  above)  as  the  terms  to  be  defined  and  to  votfoci  . . . ircpiXrjiTTov 
and  to  . . . ho^aarov  as  the  definitions  demanded  in  the  previous  sen- 
tence. Cf.  the  repetition  of  this  statement  below  at  28b,  8 ' as  we  saw, 
sensible  things,  apprehensible  by  belief  together  with  sensation,  are  things 
that  come  to  be  and  can  be  generated  ’. 

2 koXov,  ‘ good  \ ‘ satisfactory  as  at  Gen.  i.  8,  ‘ God  saw  that  it  was  good  * 
(cTScv  6 Bcos  on  koXov,  LXX) . The  Greek  word  means  also  ‘ desirable 

* beautiful ',  and  will  be  sometimes  so  translated. 

8 4 Heaven  ' (ovpavos)  is  used  throughout  the  dialogue  as  a synonym  of 
cosmos,  the  entire  world,  not  the  sky. 

22 


NATURE  AND  SCOPE  OF  PHYSICS 


29.  its  maker  is  good,  clearly  he  looked  to  the  eternal ; on  the 
contrary  supposition  (which  cannot  be  spoken  without 
blasphemy),  to  that  which  has  come  to  be.  Everyone,  then, 
must  see  that  he  looked  to  the  eternal ; for  the  world  is 
the  best  of  things  that  have  become,  and  he  is  the  best  of 
causes.  Having  come  to  be,  then,  in  this  way,  the  world 
has  been  fashioned  on  the  model  of  that  which  is  compre- 
hensible by  rational  discourse  and  understanding  and  is 
always  in  the  same  state. 

B.  Again,  these  things  being  so,1  our  world  must  necessarily 
be  a likeness  of  something.  Now  in  every  matter  it  is  of 
great  moment  to  start  at  the  right  point  in  accordance  with 
the  nature  of  the  subject.  Concerning  a likeness,  then,  and 
its  model  we  must  make  this  distinction  : an  account  is  of 
the  same  order  2 as  the  things  which  it  sets  forth — an  account 
of  that  which  is  abiding  and  stable  and  discoverable  by  the 
aid  of  reason  will  itself  be  abiding  and  unchangeable  (so  far 
as  it  is  possible  and  it  lies  in  the  nature  of  an  account  to  be 
incontrovertible  and  irrefutable,  there  must  be  no  falling 

c.  short  of  that)  ; 3 while  an  account  of  what  is  made  in  the 
image  of  that  other,  but  is  only  a likeness,  will  itself  be  but 
likely,  standing  to  accounts  of  the  former  kind  in  a propor- 
tion : as  reality  is  to  becoming,  so  is  truth  to  belief.  If 
then,  Socrates,  in  many  respects  concerning  many  things 
— the  gods  and  the  generation  of  the  universe — we  prove 
unable  to  render  an  account  at  all  points  entirely  consistent 
with  itself  and  exact,  you  must  not  be  surprised.  If  we  can 
furnish  accounts  no  less  likely  than  any  other,  we  must  be 
content,  remembering  that  I who  speak  and  you  my  judges 

D.  are  only  human,  and  consequently  it  is  fitting  that  we  should, 
in  these  matters,  accept  the  likely  story  and  look  for  nothing 
further. 

Socr.  Excellent,  Timaeus  ; we  must  certainly  accept  it  as 
you  say.  Your  prelude  we  have  found  exceedingly  accept- 
able ; so  now  go  on  to  develope  your  main  theme. 

The  chief  point  established  in  this  prelude  is  that  the  visible 
world,  of  which  an  account  is  to  be  given,  is  a changing  image  or 
likeness  (eikon)  of  an  eternal  model.  It  is  a realm,  not  of  being, 
but  of  becoming.  The  inference  is  that  no  account  that  we  or 

1 ‘ These  things  ' means  the  whole  application  to  the  world  of  the  three 
foregoing  premisses.  There  should  be  a full  stop  before  tout cov  8c  wrapxovrcov  a8 
as  before  toutou  8*  vTrapxovros  a$  at  30c,  2. 

2 ovyycvrjs  in  this  sense,  31  a,  i. 

8 Burnet's  text.  The  uncertainty  of  the  reading  does  not  affect  the  sense. 

23 


BEING  AND  BECOMING  27c-29d 

anyone  else  can  give  of  it  will  ever  be  more  than  ' likely  \ There 
can  never  be  a final  statement  of  exact  truth  about  this  changing 
object. 

(i)  Being  and  Becoming . The  first  premiss  lays  down  the 
Platonic  classification  of  existence  into  two  orders.  The  higher  is 
the  realm  of  unchanging  and  eternal  being  possessed  by  the  Platonic 
Forms.  This  contains  the  objects  of  rational  understanding  accom- 
panied by  a rational  account  (/uera  Aoyov),  namely,  the  discursive 
arguments  of  mathematics  and  dialectic  which  yield  a securely 
grounded  apprehension  of  truth  and  reality.1  The  lower  realm 
contains  1 that  which  is  always  becoming  ’,  passing  into  existence, 
changing,  and  perishing,  but  never  has  real  being.  This  is  the 
world  of  things  perceived  by  our  senses.  Sense-perception,  as 
Proclus  remarks  (i,  249),  is  ' unreasoning  ' in  several  ways.  Sight 
tells  us  that  an  apple  is  red,  smell,  that  it  is  fragrant,  taste,  that  it 
is  sweet ; judgment  (not  sense)  tells  us  that  it  is  an  apple.  If  the 
sun  looks  to  our  eyes  a foot  in  width,  the  reasoning  which  assures 
us  that  the  sun  is  really  larger  than  the  earth  will  never  make  it 
look  any  bigger.  Finally,  sense  can  never  apprehend  what  white- 
ness is  ; sight  is  merely  aware,  by  its  own  passive  affection,  that 
some  object  is  white.  The  judgments  we  pass  on  objects  of  per- 
ception are  also  unreasoned.  They  can  only  state  what  is,  at  best, 
a fact  when  the  judgment  is  made,  though  it  may  cease  to  be  a 
fact  when  the  object  changes.  The  reason  why  can  only  be  appre- 
hended by  the  higher  faculty  of  understanding. 

The  application  of  this  premiss  tells  us  that  the  visible  world — 
the  object  of  physics,  as  distinct  from  mathematics  and  dialectic 
— belongs  to  the  lower  order  of  existence.  As  having  a visible  and 
tangible  body,  it  is  an  object  of  perception  and  of  judgments  based 
on  perception.  Accordingly,  it  belongs  to  the  realm  of  ' things 
that  become  and  can  be  generated  \ It  is  not  eternal,  but  has  a 
beginning  or  source  of  becoming. 

The  ambiguity  of  the  word  * becoming  * (yivecng,  yiyvsaOcu) 
gave  rise  to  a controversy  on  the  question  whether  Plato  really 
meant,  as  he  appears  to  mean,  that  the  world  had  a beginning  in 
time,  (a)  A thing  comes  into  existence  at  some  time,  either  suddenly 
or  at  the  end  of  a process  during  which  it  has  been  developing 
(if  it  is  a natural  object  that  is  bom  and  grows)  or  has  been  fashioned 
(if  it  is  a thing  made  by  a craftsman).  This  sense  of  the  word 
corresponds  to  the  notion  of  a cause  imaged  as  a father  who  begets 
his  offspring,  or  as  a maker  who  fashions  his  product  out  of  his 

1 So  at  5 ie  rational  understanding  is  ‘ always  accompanied  by  a true 
account ' (del  per  aXrjdovs  A 6yov) , whereas  ' true  opinion  * can  give  no 
rational  account  of  itself  (is  dAoyov). 

24 


BEING  AND  BECOMING 

materials.  The  thing  is  not  there  at  the  beginning  of  the  process  ; 
it  is  there  at  the  end : we  can  say  ' it  has  become  \ (b)  To  ' be- 

come ' can  also  mean  to  be  in  process  of  change.  The  word  is  used 
of  events  that  ‘ are  happening  ' ; or  changes  that  are  ‘ going  on  \ 
It  is  true  that  in  such  ‘ becoming  * something  new  is  always  appear- 
ing, something  old  passing  away ; but  the  process  itself  can  be 
conceived  as  going  on  perpetually,  without  beginning  or  end.  For 
this  perpetual  becoming  the  sort  of  cause  needed  is  not  a cause 
that  will  start  the  process  at  some  moment  and  complete  it  at 
another,  but  a cause  that  can  sustain  the  process  and  keep  it  going 
endlessly.  For  such  a cause  both  the  images,  * father  ' and  ‘ maker  ', 
are  inappropriate.  We  should  need  rather  to  think  of  some  ideal 
or  end,  constantly  exercising  a force  of  attraction,  and  perhaps 
of  some  impulse  in  the  thing  itself,  constantly  aspiring  towards  the 
ideal. 

Which  kind  of  becoming  did  Plato  mean  to  attribute  to  the 
physical  world  ? On  the  surface,  he  speaks  of  becoming  in  the 
first  sense,  as  if  the  ordered  world  came  into  existence  at  some  time 
out  of  a previous  state  of  disorder.  It  was  made  by  a divine 
Craftsman,  and  completed  once  for  all  ( djioreXetodat , 28b,  i). 
The  question  is  immediately  prejudged  where  he  simply  substitutes 
for  the  cause  of  becoming,  mentioned  in  the  second  premiss,  the 
maker,  mentioned  in  the  third.  We  may  compare  the  division  of 
production  in  the  Sophist  (265B)  into  the  two  kinds,  divine  and 
human.  Is  the  coming  into  being  of  natural  things  out  of  not- 
being  to  be  attributed  to  divine  craftsmanship  (1 Oeov  drjfiLovgyovvrog) , 
' a causation  which,  working  with  reason  and  art,  is  divine  and 
proceeds  from  divinity  *,  or  to  4 Nature,  giving  birth  to  them  as 
a result  of  some  spontaneous  cause  that  generates  without  in- 
telligence ’ ? Both  speakers  accept  the  alternative  of  divine 
craftsmanship.  The  suggestion  in  either  case  is  that  the  world 
had  a beginning  of  existence  in  time.  The  only  question  is,  whether 
it  was  made  upon  a divine  plan  or  grew  by  some  blind  spontaneous 
impulse.  Similarly  in  the  Philebus  (26E)  we  hear  that  all  things 
that  become  must  have  some  cause  (airta),  and  this  is  immediately 
identified  with  * the  maker  1 (to  noiovv)  ; ‘ what  becomes  * and 
* what  is  made  * are  two  names  for  one  thing.  As  in  the  Timaeus , 
the  Craftsman  (to  drjfuovgyovv)  is  substituted  as  the  equivalent 
of  ‘ the  maker  ' and  of  ‘ the  cause  * ; and  later  (28D)  this  cause  is 
said  to  be  Intelligence,  the  King  of  Heaven  and  Earth. 

On  the  other  hand,  the  statement  that  the  world  ' has  become  ' 
in  this  sense  is  formally  contradicted  by  the  language  of  the  first 
premiss,  which  contrasts  with  the  eternally  real  ' that  which  is 
always  becoming,  but  never  has  real  being  \ This  phrase  can  only 

25 


THE  CAUSE  OF  BECOMING  27c-29d 

mean  what  ' becomes 1 in  the  second  sense,  what  is  everlastingly  in 
process  of  change.  The  application  of  the  premiss  to  the  visible 
world  must  mean  that  the  world  belongs  to  the  lower  order  of 
existence  so  described.  This  is  clear  from  the  reason  Plato  gives 
for  saying  that  the  world  * has  become  ' : * for  it  is  visible  and 
tangible  and  has  a body  and  all  such  things  are  sensible/  and  what 
is  sensible  belongs  to  the  lower  order,  in  contrast  with  the  realm  of 
eternal  being.  Modem  authorities,  accordingly,  agree  with  Proclus, 
who  contrasts  the  undivided  and  eternal  being  of  the  intelligible, 
which  is  not  in  time,  with  the  everlasting  existence  in  time  of  the 
world.  The  phrase  ' it  has  become  1 he  understands  as  meaning 
that  the  world  possesses  1 the  existence  that  is  measured  by  time  ', 
a derivative  and  dependent  existence  which  is  not  self-sufficing. 
In  this  matter  Proclus  was  following  the  main  tradition  of  the 
Academy,  from  Xenocrates,  Plato’s  second  successor,  onwards.1 
Speaking  of  contemporaries  at  the  Academy,  Aristotle  writes : 
‘ They  say  that  in  describing  the  generation  of  the  world  they  are 
doing  as  a geometer  does  in  constructing  a figure,  not  implying 
that  the  universe  ever  really  came  into  existence,  but  for  purposes 
of  exposition  facilitating  understanding  by  exhibiting  the  object, 
like  the  figure,  in  process  of  formation  ’ [decaelo,  279 b,  33).  Professor 
Taylor  finds  that  ' apparently  this  tradition  was  steadily  main- 
tained by  almost  all  the  Platonists  down  to  the  time  of  Plotinus 
(in  the  third  century  a.d.).  Proclus  mentions  only  two  dissentients, 
Plutarch  himself  and  Atticus,  an  acute  and  learned  Platonist  of 
the  age  of  the  Antonines.’  Though  Aristotle  chose  to  criticise 
Plato's  statement  in  its  apparently  literal  meaning,  his  colleague 
Theophrastus  recorded  the  Academic  interpretation  as  at  least 
possible.2  This  question  is,  of  course,  bound  up  with  the  question 
whether  the  Demiurge,  as  such,  is  mythical.  If  he  was  not  really 
a ‘ maker  then  there  was  no  moment  of  creation.  We  shall 
presently  argue  in  support  of  this  position.  For  the  present  we 
may  accept  the  Academic  tradition. 

(2)  The  Cause  of  Becoming . It  follows  that  the  ' cause  ' of  this 
becoming  must  be  a perpetually  sustaining  cause.  The  application 
of  the  second  premiss  merely  states  that  the  maker  and  father  of 
the  universe  is  hard  to  find  and  impossible  to  declare  to  all  men. 
Plato,  in  fact,  does  not  pretend  to  have  solved  the  mystery  of  the 
universe  ; and  had  he  done  so,  he  would  not  (as  the  Seventh  Letter 
declares)  have  set  down  the  solution  in  writing  for  all  men  to  read 

1 The  evidence  is  collected  by  Tr.,  p.  67. 

* See  Tr.,  p.  69,  note.  Add  the  testimony  of  Albinus  ('  Alcinous  ')  : * When 
Plato  speaks  of  the  world  as  “ generated  ”,  it  is  not  to  be  understood  that 
there  ever  was  a time  when  the  world  did  not  exist'  (Didasc.,  ch.  xiv). 

26 


MODEL  AND  COPY 


and  misunderstand.  He  was  certain  that  the  visible  world  ex- 
hibited the  working  of  a divine  intelligence  aiming  at  what  is  good, 
and  he  held  it  to  be  of  the  utmost  importance  for  the  conduct  of 
human  life  that  this  should  be  believed.  The  truth  is  best  con- 
veyed by  the  image  of  the  divine  maker,  pictured  as  distinct  (like 
the  human  craftsman)  from  his  model,  his  materials,  and  his  work. 
But  he  here  warns  us  not  to  imagine  that,  in  using  this  image,  he 
has  declared  the  true  nature  of  the  cause.  It  is  to  be  taken,  not 
literally,  but  as  a poetical  figure.  The  whole  subsequent  account 
of  the  world  is  cast  in  a mould  which  this  figure  dictates.  What  is 
really  an  analysis  of  the  elements  of  rational  order  in  the  visible 
universe  and  of  those  other  elements  on  which  order  is  imposed, 
is  presented  in  mythical  form  as  the  story  of  a creation  in  time. 
Plato  had  used  a similar  device  in  the  Republic , where  the  analysis 
of  the  ideal  State  is  cast  into  the  form  of  a history,  starting  from 
the  barest  necessities  of  social  life  and  adding  storey  upon  storey 
to  the  fabric.  He  did  not  mean  that  any  actual  state  ever  came 
into  existence  by  these  stages.  What  the  sustaining  cause  is,  Plato 
does  not  tell  us  and  could  not  tell  us  without  stepping  outside  the 
framework  of  the  very  myth  he  is  constructing.1  This  question, 
again,  must  be  held  in  reserve  till  we  have  considered  the  status 
of  the  Demiurge. 

(3)  Model  and  copy.  The  third  premiss  and  its  application 
develope  further  the  image  of  the  craftsman  and  his  model.  If 
a craftsman  copies  an  eternal  model,  his  work  will  be  good  ; if 
the  model  is  a generated  thing,  it  will  not  be  so.  The  reference 
is  to  Republic  x,  where  the  good  type  of  craftsman  is  the  carpenter 
who  makes  an  actual  bed,  taking  for  his  model  * the  real  bed  ’ — 
a Form  which  he  does  not  create  or  invent,  but  which  exists  in  the 
nature  of  things.  The  bad  type  is  the  painter  who  takes  a generated 
thing,  the  carpenter's  bed,  for  his  model,  and  produces  only  an 
appearance  of  a thing  which  itself  is  not  wholly  real,  an  image  of 
an  image.  The  same  analogy  is  drawn  in  the  Sophist , 265.  The 
* divine  production  of  originals  ' (the  contents  of  the  visible  world, 
made  by  the  Demiurge  in  the  Timaeus)  is  parallel  to  the  human 
craftsmanship  which  builds  an  actual  house.  In  nature  there  are 
also  dream-images,  shadows,  reflections,  parallel  to  the  painter's 

1 Tr.  here  outruns  Plato's  exposition  : ' The  physical  world,  then,  has  a 
maker.  . . . This  means,  exactly  as  the  dogma  of  creation  does  in  Christian 
theology,  that  the  physical  world  does  not  exist  in  its  own  right,  but  depends 
on  a really  self-existing  being,  the  “ best  tpvxrf  ",  God,  for  its  existence.'  I 
am  not  theologian  enough  to  know  what  the  orthodox  interpretation  of  the 
dogma  of  creation  is;  but  myriads  of  Jews  and  Christians,  from  Moses  to 
the  present  day,  have  believed  that  in  the  beginning  God  created  the  heavens 
and  the  earth,  and  have  understood  ‘ beginning  ’ in  a temporal  sense. 

27 


PHYSICS  A 1 LIKELY  STORY'  27c-29d 

picture  of  a house,  * a man-made  dream  for  waking  eyes.'  In  the 
application  here  it  is  argued  that,  since  the  visible  world  is,  in  fact, 
good,  its  maker  must  have  copied  a model  that  is  eternal.  The 
world,  then,  is  a copy,  an  image,  of  the  real.  It  is  not,  indeed, 
like  an  artist's  painting,  at  the  third  remove  from  reality ; but 
on  the  other  hand  it  is  not  wholly  real.  Plato  will  return  to  consider 
the  nature  of  the  model  at  30c. 

Physics  only  a ' likely  story  \ Hence  follows  the  conclusion  in 
the  last  paragraph  : the  visible  world  being  only  a likeness  of  the 
real,  no  account  of  it  can  be  more  than  a likely  story. 

Here  it  is  important  to  observe  that  the  statement  that  the  world 
is  an  image  or  likeness  is  independent  of  the  symbolism  of  the 
Demiurge  creating  his  work  after  a model.  Not  all  images  are 
made  by  artists.  Among  likenesses,  Plato  often  instances  reflec- 
tions in  water  or  in  a mirror.  For  these  all  that  is  required  is  the 
thing  reflected,  the  reflection,  and  the  medium  which  holds  it.  If 
the  world  is  an  image  of  that  sort,  we  can  dispense  with  the  maker 
in  any  literal  sense.  The  realm  of  Forms  will  be  the  original,  the 
visible  world  the  reflection  ; and  the  medium  will  be  that  Recep- 
tacle of  becoming  which  is  later  provided.  We  shall,  in  fact,  find 
in  the  second  part  of  the  dialogue  that  the  three  factors  needed  are 
Being,  Becoming,  and  Space  (52D),  and  the  symbol  of  the  father 
is  there  transferred  to  Being,  which  serves  as  the  model  for  Be- 
coming (50D),  as  if  the  Forms  themselves  could  be  credited  with 
the  power  to  beget  Becoming  in  the  womb  of  Space,  or  to  cast 
their  reflections  on  that  medium.  It  is  true  that  this  symbolism 
again  cannot  be  taken  literally : the  Forms  can  possess  no  gener- 
ating power.  There  must  also  be  a rational  soul  to  cause  motion. 
But,  however  this  moving  cause  may  be  mythically  represented, 
the  conclusion  that  the  visible  world  is  an  image  of  the  eternal 
remains.  It  is  supported  by  many  passages  in  other  dialogues 
which  are  not  mythical  in  form.  It  is,  indeed,  the  cardinal  doctrine 
of  Platonism. 

The  doctrine  carries  with  it  the  conclusion  that  since  the  world 
is  only  a likeness  of  the  real,  any  account  of  it  can  be  no  more  than 
a ' likely  ' story.  This  means  that  there  can  be  no  exact,  or  even 
self-consistent,  science  of  Nature.  The  view  is  characteristically 
Platonic.  There  is  no  evidence  that  any  of  the  earlier  Pythagoreans 
doubted  the  possibility  of  physical  science.  On  the  contrary, 
Aristotle  says  that  they  did  not  distinguish  sensible  bodies  from 
the  solids  of  mathematics,  as  if  they  agreed  with  the  physical 
philosophers  in  general  that  the  visible  world  is  the  real.1  In  fact, 

1 Met.  989 b,  29  ff.  This  is  one  of  many  grounds  for  rejecting  the  thesis 
that  the  Timaeus  is  merely  reproducing  fifth-century  Pythagoreanism. 

28 


PHYSICS  A * LIKELY  STORY' 

they  ignored  the  distinction  here  drawn  by  Plato  between  the  field 
of  eternal  truth,  which  includes  mathematics,  and  the  region  of 
physics. 

In  Plato's  view  there  can  be  no  exact  science  or  knowledge  of 
natural  things  because  they  are  always  changing.1  The  objects 
of  mathematical  science  are  timeless  and  invariable ; the  things 
of  sense  are  always  in  process  of  becoming.  An  ' account ' must 
be  of  the  same  order  as  its  objects.  The  objects  of  physics  are 
of  the  lower  order,  apprehensible  only  by  belief  involving  sense- 
perception.  The  substance  of  our  account  of  them  must  be  related 
to  truth  in  the  same  way  as  Becoming  to  Being — the  relation  of  a 
* likeness  ' to  reality.  This  analogy  was  symbolised  in  Republic  vi 
by  the  Divided  Line,  of  which  the  lower  part  stands  for  belief 
(66£a  or  jiurcLg)  and  its  changing  objects,  the  higher  part  for  rational 
understanding  and  true  reality.  There  is,  accordingly,  no  such 
thing  as  a science  of  Nature,  no  exact  truth  to  which  our  account 
of  physical  things  can  ever  hope  to  approximate. 

I here  differ  from  Professor  Taylor,  who  says  that  the  cosmology 
of  the  Timaeus  ‘ properly  speaking  is  not  “ science  ” but  “ myth  ", 
lot  in  the  sense  that  it  is  baseless  fiction,  but  in  the  sense  that  it  is 
he  nearest  approximation  which  can  “ provisionally  " be  made  to  exact 
ruth  ' (p.  59,  my  italics).  Things  which  change  or  move  or  grow 
ire  always  ‘ turning  out  to  be  more  or  less  than  we  had  supposed 
:hem  to  be  ',  and  so,  in  all  the  natural  sciences,  we  need  * to  be  perpet- 
aally  revising  and  improving  on  the  results  ' we  have  reached  about 
them.  * Physical  “ laws  " are  always  being  revised  and  “ correc- 
ted " in  the  light  of  newly  discovered  " facts  " or  of  more  accurate 
measurements  of  “ facts  " which  were  already  familiar.'  This  is 
a modernism.  It  implies  that  there  is  an  exact  truth  in  physics, 
to  which  we  can  constantly  approximate.  Plato  denies  this.  The 
becoming  which  makes  physical  things  unknowable  cannot  be 
reduced  to  their  * turning  out  to  be  more  or  less  than  we  had  sup- 
posed '.  A similar  confusion  is  suggested  by  Burnet's  account  of 
the  Timaeus  {Greek  Phil,  i,  340)  : Our  account  of  the  world  ‘ will 
jbe  truth  in  the  making,  just  as  the  sensible  world  is  the  intelligible 
vorld  in  the  making  '.  The  phrase  ‘ in  the  making ' suggests  that 
he  sensible  world  is  on  the  way  to  become,  and  might  end  by 
•ecoming,  the  intelligible  world,  and  similarly  that  our  accounts 
>f  it  are  on  the  way  to  become,  and  might  end  by  becoming,  truth. 
The  one  result  is  as  impossible  as  the  other. 

1 Aristotle,  Met.  a,  6 : ‘ Plato,  having  in  his  youth  become  familiar  with 
'ratylus  and  with  the  Heraclitean  doctrine  that  all  sensible  things  are 
ver  in  a state  of  flux  and  there  is  no  knowledge  about  them,  continued  to 
old  these  views  in  later  years.' 

P.C. 


29 


D 


PLAN  OF  THE  DISCOURSE 


27c-29d 


Some  have  regarded  the  mythical  character  of  the  dialogue  as  a 
4 veil  of  allegory  which  can  be  4 stripped  off and  have  imagined 
that  they  could  state  in  literal  terms  the  meaning  which  Plato  has 
chosen  to  disguise.  It  is  true  that  we  can  say,  with  a fair  degree  of 
certainty,  that  some  features  are  not  to  be  taken  literally.  We 
shall  soon  find  reason  to  say  this  much  of  the  Demiurge.  But 
there  remains  an  irreducible  element  of  poetry,  which  refuses  to  be 
translated  into  the  language  of  scientific  prose.  Plato  declares  that 
his  account,  so  far  from  being  exact,  cannot  even  be  consistent  with 
itself.  The  inexactness  and  inconsistency  are  inherent  in  the 
nature  of  the  subject ; they  cannot  be  removed  by  4 stripping  off 
the  veil  of  allegory  \ An  allegory,  like  a cypher,  has  a key ; the 
Pilgrim's  Progress  can  be  retranslated  into  the  terms  of  Bunyan’s 
theology.  But  there  is  no  key  to  poetry  or  myth. 

Plan  of  the  Discourse . The  discourse  on  the  nature  of  the  universe 
and  of  man  which  now  begins  and  continues  without  interruption 
to  the  end  of  the  dialogue,  is  divided  into  three  main  sections. 

(1)  The  first  (29D-47E)  is  described  as  containing  the  works  of 
Reason  (ra  dta  Nov  dedrjjutovQyrj/ueva,  47E),  those  elements  in 
the  visible  world,  and  especially  in  the  heavens,  which  most  clearly 
manifest  an  intelligent  and  intelligible  design.  Here  Plato  ap- 
proaches the  world  (so  to  say)  from  above,  from  the  realm  of  the 
benevolent  maker  and  the  Forms  which  provide  his  model.  The 
Demiurge  himself  is  responsible  for  the  main  structure  and  ordered 
movements  of  the  world’s  soul  and  body,  and  for  the  creation  of 
the  heavenly  gods  : stars,  planets,  and  Earth.  These  created  gods 
are  then  associated  in  the  task  of  fashioning  mankind  and  the  other 
animals.  A preliminary  account  of  the  human  soul,  disordered 
at  its  incarnation  by  the  assaults  of  the  material  world,  leads  to 
the  physical  mechanism  of  sense-perception.  This  is  contrasted 
with  the  rational  purpose  of  sight  and  hearing,  as  revealing  the  order 
and  harmony  which  our  souls  need  to  relearn  and  re-establish  in 
themselves.  The  physical  process  whereby  light  acts  upon  the  eyes 
or  sound  upon  the  hearing  is  a secondary  and  subordinate  type  of 
causation,  the  means  by  which  the  true  purpose  is  attained.  Such 
causation  is  connected  with  the  notion  of  Necessity,  as  opposed 
to  Reason. 

(2)  The  second  section  (47E-69A)  contains  4 what  comes  about 
of  Necessity  ’ (ra  <5 1’  ’ Avayxrjg  yiyvofteva,  47E).  Making  a fresh 
start,  the  discourse  plunges  into  the  obscure  region  of  the  bodily 
and  of  blind  causation,  approaching  the  world  this  time  from  below. 
A new  factor,  Space,  is  introduced,  as  the  necessary  condition  or 
medium  in  which  Becoming  images  reality.  The  unlimited  and 

32 


THE  MOTIVE  OF  CREATION 


unordered  qualities  and  powers  of  the  bodily  are  pictured  as  a 
chaos.  The  Demiurge  imposes  upon  them  a rational  element  of 
geometrical  form  in  the  shapes  of  the  four  primary  bodies.  The 
properties  of  these  regular  figures  are  then  connected  with  certain 
qualities  in  the  sensations  we  receive ; and  so,  from  the  opposite 
pole,  we  return  to  the  point  of  contact  between  the  human  organism 
and  the  outer  world,  where  the  first  part  ended. 

(3)  In  the  third  section  (69A-end),  the  two  strands  of  rational 
purpose  and  necessity  are  woven  together  in  a more  detailed  account 
of  the  human  frame,  the  working  of  its  organs,  and  the  disorders 
of  body  and  soul. 


I.  THE  WORKS  OF  REASON 
29D-30C.  The  motive  of  creation 

Foreshadowing  the  contrast  between  rational  purpose  and  the 
blind  operation  of  Necessity,  Plato  opens  with  the  creator’s  motive, 
the  true  reason  (atria)  for  the  existence  of  an  ordered  world  in  the 
realm  of  Becoming. 

29D.  Tim.  Let  us,  then,  state  for  what  reason  becoming  and 
E.  this  universe  were  framed  by  him  who  framed  them.  He 
was  good  ; and  in  the  good  no  jealousy  in  any  matter  can 
ever  arise.  So,  being  without  jealousy,  he  desired  that  all 
things  should  come  as  near  as  possible  to  being  like  himself. 
That  this  is  the  supremely  valid  principle  of  becoming  and 
of  the  order  of  the  world,  we  shall  most  surely  be  right  to 
30.  accept  from  men  of  understanding.  Desiring,  then,  that  all 
things  should  be  good  and,  so  far  as  might  be,  nothing 
imperfect,  the  god  took  over  all  that  is  visible — not  at  rest, 
but  in  discordant  and  unordered  motion — and  brought  it 
from  disorder  into  order,  since  he  judged  that  order  was  in 
every  way  the  better. 

Now  it  was  not,  nor  can  it  ever  be,  permitted  that  the  work 
of  the  supremely  good  should  be  anything  but  that  which 
b.  is  best.  Taking  thought,  therefore,  he  found  that,  among 
things  that  are  by  nature  visible,  no  work  that  is  without 
intelligence  will  ever  be  better  than  one  that  has  intelligence, 
when  each  is  taken  as  a whole,  and  moreover  that  intelligence 
cannot  be  present  in  anything  apart  from  soul.  In  virtue 
of  this  reasoning,  when  he  framed  the  universe,  he  fashioned 
reason  within  soul  and  soul  within  body,  to  the  end  that  the 
work  he  accomplished  might  be  by  nature  as  excellent  and 
33 


THE  DEMIURGE 


29d-30c 


30B.  perfect  as  possible.  This,  then,  is  how  we  must  say,  accord-  ' 
ing  to  the  likely  account,  that  this  world  came  to  be,  by 
the  god’s  providence,  in  very  truth  1 a living  creature  with 

c.  soul  and  reason. 

The  Demiurge . The  dialogue  yields  no  more  information  about 
the  Demiurge  than  is  conveyed  in  this  passage.  Here,  then,  we 
may  take  up  the  question,  how  far  this  figure  is  mythical  and  what 
it  really  stands  for.  The  temptation  to  read  into  Plato’s  words 
modem  ideas  that  are  in  fact  foreign  to  his  thought  has  proved  too 
much  for  some  commentators. 

Plato  is  introducing  into  philosophy  for  the  first  time  the  image 
of  a creator  god.  Recalling  the  punishment  inflicted  by  jealous 
Olympians  upon  Prometheus  for  his  benefits  to  mankind,  he  denies, 
as  he  had  done  before,2  the  current  notion  that  the  gods  grudge 
to  man  a perfection  and  felicity  like  their  own.  The  kernel  of 
Plato’s  ethics  is  the  doctrine  that  man’s  reason  is  divine  and  that 
his  business  is  to  become  like  the  divine  by  reproducing  in  his 
own  nature  the  beauty  and  harmony  revealed  in  the  cosmos, 
which  is  itself  a god,  a living  creature  with  soul  in  body  and  reason 
in  soul,  as  here  described.  Hence  he  repudiates  the  old  maxim 
warning  man  not  to  provoke  nemesis  by  harbouring  aspirations 
too  high  for  mortals.  Near  the  end  of  the  dialogue  he  explicitly 
enjoins  the  duty  of  ' thinking  thoughts  immortal  and  divine  ’ and 
endeavouring  ‘ to  possess  immortality  in  the  fullest  measure  that 
human  nature  permits  ’ (90c).  By  calling  the  Demiurge  ungrudg- 
ing, he  may  also  imply  that  the  imperfection  of  the  world  is  due 
to  Necessity,  not  to  the  deliberate  withholding  of  any  excellence 
that  it  might  possess: 

This  is  all  that  is  meant  by  the  statement,  in  the  first  paragraph, 
that  the  god  is  not  jealous  or  grudging.  The  reader  must  be  warned 
against  importations  from  later  theology.  Professor  Taylor,  for 
instance,  after  pointing  out  that  Timaeus  is  thinking  of  the  common 
Greek  view  that  the  divine  (to  Oelov)  is  grudging  in  its  bestowal 
of  good  things,  proceeds  : ‘ So  just  because  God  is  good,  He  does 
not  keep  His  blessedness  selfishly  to  Himself.  He  seeks  to  make 
something  else  as  much  like  Himself  in  goodness.  It  is  of  the  very 
nature  of  goodness  and  love  to  “ overflow  ”.  This  is  why  there 
is  a world  and  why,  with  all  its  defects,  it  is  “ very  good  ” ’ (p.  78). 
If  this  is  intended  as  a paraphrase  of  Plato’s  words,  it  is  misleading. 
There  is,  in  the  first  place,  no  justification  for  the  suggestion, 

1 It  is  literally  true  (not  merely  ‘ probable  ')  that  the  world  is  an  intelligent 
living  creature. 

a Pkaedrus  247A,  <f>6ovos  yap  cfco  Octov  x°P°G  lorarcu. 

34 


THE  DEMIURGE 


conveyed  by  4 God  ’ with  a capital  letter,  that  Plato  was  a mono- 
theist. He  believed  in  the  divinity  of  the  world  as  a whole  and 
of  the  heavenly  bodies.  The  Epinomis  recommends  the  institution 
of  a cult  of  these  celestial  gods.  Neither  in  the  Timaeus  nor 
anywhere  else  is  it  suggested  that  the  Demiurge  should  be  an  object 
of  worship  : he  is  not  a religious  figure.1  He  must,  therefore,  not 
be  equated  with  the  one  God  of  the  Bible,  who  created  the  world 
out  of  nothing  and  is  also  the  supreme  object  of  worship.2  Still 
less  is  there  the  slightest  warrant  in  Greek  thought  of  the  pre- 
Christian  centuries  for  the  notion  of  4 overflowing  love  *,  or  love  of 
any  kind,  prompting  a god  to  make  a world.  It  is  not  fair  either 
to  Plato  or  to  the  New  Testament  to  ascribe  the  most  characteristic 
revelations  of  the  Founder  of  Christianity  to  a pagan  polytheist. 

The  nature  and  position  of  the  Demiurge  cannot  be  finally 
determined  without  considering  that  central  utterance  of  the  whole 
dialogue  which  declares  that  the  universe  is  produced  by  a combina- 
tion of  Reason  and  Necessity  : 4 Reason  overruled  Necessity  by 
persuading  her  to  guide  the  greatest  part  of  the  things  that  become 
towards  what  is  best ' (48A).  When  we  come  to  that  passage,  we 
shall  ask  what  Necessity  stands  for,  how  Necessity  can  be  4 per- 
suaded * by  Reason,  and  why  she  should  need  to  be  persuaded. 
Further  on  still  (520),  we  shall  find  a more  detailed  picture  of  that 
chaos  of  disorderly  motions  and  powers  which  the  Demiurge  has 
just  been  described  as  4 taking  over  ' and  reducing,  so  far  as  may 
be,  to  order.  Necessity  and  chaos  are  represented  as  factors  in 
the  visible  world  which  confront  the  divine  intelligence,  like  the 
given  materials  which  the  human  craftsman  must  use  as  best  he 
can,  though  their  properties  may  not  be  wholly  suitable  to  his 
purpose.  It  will  be  argued  that  this  second  factor  in  the  world 

1 The  ‘ Maker  ’ in  some  primitive  mythologies  has  been  similarly  mis- 
interpreted. Professor  Nilsson  writes  : * Just  as  man  arranges  matters 

as  conveniently  as  he  can  to  suit  his  simple  needs,  building  a hut  and 
making  his  few  tools,  and  just  as  the  advance  of  culture  is  brought  about 
by  culture-heroes,  so,  it  is  said,  there  was  at  the  beginning  of  time  some  one, 
though  much  more  powerful  than  man,  who  arranged  the  world  as  con- 
veniently as  possible  to  supply  man  with  all  that  he  needed.  This  creator, 
who  is  found  among  many  primitive  peoples,  is  called  by  the  Australians 
characteristically  enough  “the  Maker  “ (Baiame).  He  has  also  fixed  the 
customs  and  institutions  of  the  tribe.  At  first  sight  it  would  seem  as  though 
we  had  here  a highly  developed  monotheistic  type  of  divinity,  but  the  idea 
is  in  reality  due  to  the  indolence  of  primitive  habits  of  thought.  The  creator 
is  a mythological,  not  a religious  divinity  ; and,  therefore,  he  has  no  cult 
and  no  one  troubles  about  him'  ( A History  of  Greek  Religion,  1925*  P*  72). 

2 The  contrast  between  the  Demiurge  and  the  Christian  Creator  is  developed 
in  an  interesting  paper  by  Mr.  M.  B.  Foster  on  Christian  Theology  and  Modern 
Science  of  Nature,  Mind  XLIV,  439  ff.  and  XLV,  1 ff. 

35 


" THE  DEMIURGE 


29d-30c 


must  not  be  explained  away  so  as  to  give  Plato's  Demiurge  the 
status  of  the  omnipotent  Creator  of  Jewish-Christian  theology. 
We  shall  find  that  if  Plato's  language  is  to  keep  any  substantial 
meaning,  we  must  not  ascribe  to  him  either  the  belief  in  an  omni- 
potent creator  or  the  notion  of  natural  law  as  a closed  system  of 
causes  and  effects.  His  Necessity  is  irregular  and  disorderly,  and 
not  inexorably  determined,  but  open  to  the  persuasion  of  Reason ; 
and  Reason  has  need  to  persuade  her,  not  having  unlimited  power 
to  compel.  This  is  not  easy  for  us  to  understand ; but  there  is 
no  need  to  explain  it  away.  The  omnipotent  Creator  and  the 
modem  notion  of  natural  law  were  equally  foreign  to  the  minds 
of  ancient  Greece.  Galen  truly  observed  that,  with  respect  to 
omnipotence,  ' the  doctrine  of  Moses  differed  from  that  of  Plato 
and  of  all  the  Greeks  who  have  correctly  approached  the  study  of 
Nature.  For  Moses,  God  has  only  to  will  to  bring  matter  into 
order,  and  matter  is  ordered  immediately.  We  do  not  think  in 
that  way  ; we  say  that  certain  things  are  impossible  by  nature 
and  these  God  does  not  even  attempt  ; he  only  chooses  the  best 
among  the  things  that  come  about  ' (U.P.  xi,  14).  To  this  I would 
add  a quotation  from  Professor  G.  C.  Field.1  He  points  out  that 
omnipotence  is  incompatible  with  the  ordinary  and  familiar  notion 
of  purpose,  which  we  never  regard  as  a complete  and  sufficient 
explanation  of  anything  : ' it  is  always  purpose  working  in  certain 
materials,  or  under  certain  conditions,  which  make  it  intelligible 
why  this  had  to  be  done  rather  than  that  in  order  to  fulfil  the 
purpose  '.  He  concludes  that  the  appeal  to  purpose  as  a satisfying 
principle  of  explanation  ' cannot  claim  to  be  decisively  established, 
and  if  it  points  to  anything,  it  points  in  the  direction  of  a God  or 
a Highest  Purpose  working  in  a universe  which  includes  him  as  a 
part  only  of  the  whole,  and  a part  which,  however  powerful  and 
important,  is  at  some  point  limited  and  restricted  by  other  elements 
in  the  whole.  I do  not  myself  see  any  insuperable  philosophic 
objection  to  such  an  idea.  It  appealed,  if  I interpret  him  aright, 
to  Plato,  in  the  final  development  of  his  doctrine.' 

This  conclusion  is  unquestionably  consistent  with  what  Plato 
actually  says.  Again  and  again,  throughout  the  Timaeus,  we  are 
told  that  the  benevolent  Demiurge  designed  that  such  and  such  an 
arrangement  should  be  ' as  good  as  possible  ',  with  the  clear  implica- 
tion that  his  purpose  was  restricted  by  that  other  factor  called 
Necessity.  We  must  accept  this,  on  pain  of  reducing  much  of  his 
language  to  nonsense.  There  is  nothing  against  it,  except  the 
desire  to  bring  Plato  into  conformity  with  Christian  doctrine  or 

1 From  an  interesting  essay  on  Modern  Proofs  of  the  Existence  of  God  in 
Studies  in  Philosophy  (1935),  pp-  122  ff. 

36 


THE  DEMIURGE 


with  some  modem  form  of  idealism.  If  this  desire  is  brought  into 
consciousness,  it  can  be  resisted ; for  to  yield  to  it  is  to  do  Plato 
no  service.  If  we  make  his  Demiurge  omnipotent  and  at  the  same 
time  attribute  to  him  the  modem  conception  of  natural  law,  we 
shall  involve  him  in  the  nineteenth-century  ‘ conflict  of  religion 
and  science  ' ; for  this  arose  largely  out  of  the  attempt  to  believe 
at  once  in  the  providence  of  an  all-powerful  God  and  in  a completely 
determined  chain  of  causes  and  effects  which  left  no  room  for  his 
intervention. 

Here,  then,  we  may  conclude  that  Plato's  Demiurge,  like  the 
human  craftsman  in  whose  image  he  is  conceived,  operates  upon 
materials  which  he  does  not  create,  and  whose  inherent  nature  sets 
a limit  to  his  desire  for  perfection  in  his  work.  He  has  been 
pictured  as  confronted  with  ' all  that  is  visible ' in  a chaos  of  dis- 
orderly motion.  For  this  disorder  he  is  not  responsible,  but  only 
for  those  features  of  order  and  intelligible  design  which  he  proceeds 
to  introduce,  ' so  far  as  he  can  \ These  form  the  subject  of  the 
first  part  of  the  discourse.  In  the  second  part  it  will  be  made 
clear  that  the  Demiurge  is  not  the  sole  cause  of  Becoming.  There 
are  secondary  causes,  partly  but  not  wholly  amenable  to  the  per- 
suasion of  Reason.  Nor  does  the  Demiurge  create  that  Receptacle 
of  Becoming  in  which  the  images  of  the  Forms  are  mirrored.  This 
is  not  mentioned  among  the  works  of  Reason  ; it  is  as  independent 
of  the  Demiurge  as  the  world  of  Forms.  The  Forms,  again,  he 
does  not  create  ; they  are  not  made  or  generated,  but  eternally 
real  and  self-subsisting.  The  function  of  the  Demiurge  is  to 
contribute  an  element  of  order  to  Becoming,  because  an  ordered 
world  will  be  more  * like  himself ',  that  is  to  say,  better,  than  a 
disorderly  one. 

We  shall  be  led  to  the  conclusion  that  both  the  Demiurge  and 
chaos  are  symbols  : neither  is  to  be  taken  quite  literally,  yet  both 
stand  for  real  elements  in  the  world  as  it  exists.  If  there  was 
never  a moment  of  creation,  chaos  cannot  have  existed  before  that 
moment ; and  this  part  of  the  mythical  imagery  is  not  to  be  taken 
at  its  face  value.  But  what  was  later  called  ‘ matter  ' is  the  subject 
of  the  second  part  of  the  dialogue,  not  to  be  anticipated  here. 
We  can  only  remark  that  chaos,  if  it  never  existed  before  cosmos, 
must  stand  for  some  element  that  is  now  and  always  present  in 
the  working  of  the  universe.  Its  nature  will  be  disclosed  in  the 
analysis  of  ' what  comes  about  of  Necessity  \1 

1 Against  Plutarch  and  Atticus,  who  took  the  pre-existing  chaos  literally, 
Proclus  (i,  382)  cites  Porphyry  and  Iamblichus  : * They  say  that  Plato, 
desiring  to  exhibit  the  Maker’s  providence  descending  into  the  universe,  the 
government  of  reason  and  the  presence  of  soul,  and  all  the  great  benefits 

37 


THE  DEMIURGE 


29d-30c 


It  may  equally  be  said  of  the  Demiurge  that,  as  a mythical 
symbol,  he  must  stand  for  something  that  is  seriously  meant. 
He  is  mythical  in  that  he  is  not  really  a creator  god,  distinct  from 
the  universe  he  is  represented  as  making.  He  is  never  spoken  of 
as  a possible  object  of  worship  ; and  in  the  third  part  of  the  dialogue 
the  distinction  between  the  Demiurge  and  the  celestial  gods,  whom 
he  makes  and  charges  with  the  continuation  of  his  work,  is  obliter- 
ated.1 The  evidences,  of  design  in  the  human  frame  are  there 
attributed  sometimes  to  ' the  god  sometimes  to  the  celestial  gods, 
who  are  the  stars,  planets,  and  Earth.  On  the  other  hand,  there 
is  no  doubt  that  he  stands  for  a divine  Reason  working  for  ends 
that  are  good.  The  whole  purpose  of  the  Timaeus  is  to  teach 
men  to  regard  the  universe  as  revealing  the  operation  of  such  a 
Reason,  not  as  the  fortuitous  outcome  of  blind  and  aimless  bodily 
motions.  If  this  Reason  is  not  a creator  god,  standing  apart  from 
his  model  and  materials,  where  is  it  to  be  found  ? Now  this  is 
precisely  the  question  which  Plato  has  refused  to  answer.  It  is 
a hard  task,  he  says,  to  find  the  maker  and  father  of  this  universe, 
and  having  found  him  it  would  be  impossible  to  declare  him  to 
all  mankind.  This  can  only  mean  that  the  mythical  imagery  is 
not  a ' veil  of  allegory  1 that  we  can  tear  aside  and  be  sure  of  dis- 
covering behind  it  a literal  meaning  which  Plato  himself  would 
endorse.  Commentators  have  not  hesitated  to  essay  this  ‘ im- 
possible ' task  ; but  the  bewildering  variety  of  their  disclosures 
lends  little  encouragement  for  a further  venture,  and  gives  rise  to 
a suspicion  that  each  has  found  what  he  set  out  to  look  for. 

We  shall  be  on  safer  ground  if  we  turn  from  the  maker  to  con- 
sider what  Plato  says  here  about  his  work.  The  visible  universe 
is  a living  creature,  having  soul  (ywxtf)  in  body  and  reason  (vovg)  in 
soul.  It  is  called  a god  (34B)  in  the  same  sense  in  which  the  term 
is  applied  to  the  stars,  planets,  and  Earth — the  1 heavenly  gods  \ 
All  these  gods  are  everlasting,  coeval  with  time  itself ; though 
theoretically  dissoluble,  because  composite  of  reason,  soul,  and 
body,  they  will  never  actually  be  dissolved  (41B).  Man  is  also 
composed  of  reason,  soul,  and  body  ; but  his  body  will  be  dissolved 

these  confer  upon  the  cosmos,  first  contemplates  the  whole  bodily  frame  by 
itself  in  its  disharmony  and  disorder,  so  that  you  may  see  also  by  itself  the 
order  due  to  soul  and  to  the  disposition  of  the  creator,  and  distinguish  the 
nature  of  the  bodily  in  itself  from  the  nature  of  the  created  order.  The 
cosmos  itself  exists  everlastingly  ; but  the  discourse  distinguishes  that  which 
becomes  from  its  maker  and  introduces  in  temporal  order  things  that  coexist 
simultaneously,  because  whatsoever  is  generated  is  composite/ 

1 On  one  such  passage  Tr.  says  : ‘ Passages  like  the  present  show  how  far 
he  is  from  meaning  his  polytheistic  phrases  to  be  taken  au  pied  de  la  lettre  * 
(p.  549).  Substitute  ‘ monotheistic  \ and  the  remark  will  be  equally  true. 

38 


THE  CREATOR’S  MODEL 

back  into  the  elements,  and  the  two  lower  parts  of  his  soul  are 
also  mortal.  Only  the  divine  reason  in  him  is  imperishable. 
There  is  thus  a contrast  between  macrocosm  and  microcosm,  but 
also  an  analogy,  which  runs  all  through  the  discourse.  The  world 
itself,  like  the  heavenly  gods  and  man,  is  divine  because  it  contains 
the  divine  element,  reason.  Reason,  moreover,  as  Plato  says  here 
and  elsewhere,  ' cannot  be  present  in  anything  apart  from  soul ' : 
if  it  is  ‘ present  ’ in  the  body  of  the  universe  and  in  man’s  body, 
that  body  must  be  alive,  endowed  with  soul,  which  is  defined  in 
the  Laws  and  the  Phaedrus  as  the  self-moving  source  of  all  motion. 
The  statement  is  consistent  with  the  belief  that  the  reason,  as 
divine  and  immortal,  can  nevertheless  exist  in  separation  from  the 
body  and  divested  of  the  mortal  parts  of  soul.  There  is,  then,  in  the 
soul  and  body  of  the  universe  a divine  Reason  analogous  to  man’s  ; 
and  we  shall  find  that  the  unchanging  movement  of  its  thought  is 
symbolised,  or  even  visibly  embodied,  in  the  circular  revolutions 
of  the  heavenly  gods  and  of  the  universe  as  a whole. 

We  may  ask  how  this  divine  Reason  in  the  world  is  related  to 
that  divine  Reason  which  is  symbolised  by  the  Demiurge.  Can 
we  simply  identify  the  two  ? In  that  case  the  Demiurge  will  no 
longer  stand  for  anything  distinct  from  the  world  he  is  represented 
as  making.  The  desire  for  goodness  will  then  reside  in  the  World- 
Soul  : the  universe  will  aspire  towards  the  perfection  of  its  model 
in  the  realm  of  Forms,  and  the  model  will  hold  a position  analogous 
to  that  of  Aristotle’s  Unmoved  Mover,  who  causes  motion  as  the 
object  of  desire.1  But  this  solution  of  the  problem  is  no  more 
warranted  by  Plato  himself  than  others  that  can  be  supported  by 
a suitable  selection  of  texts.  We  shall  do  better  to  hold  back 
from  this  or  any  other  conclusion  and  confine  our  attention  to 
the  world  with  its  body  and  soul  and  the  reason  they  contain. 

30C-31A.  The  creator's  model 

The  visible  world  has  been  declared  to  be  a living  creature  made 
after  the  likeness  of  an  eternal  original.  This  model  is  now  further 
described.  It  can  only  be  the  ideal  Living  Creature  in  the  world 
of  Forms,  not  to  be  identified  with  any  species  of  animate  being, 
but  embracing  the  ideal  types  of  all  such  species, ‘ all  the  intelligible 
living  creatures  '. 

30c.  This  being  premised,  we  have  now  to  state  what  follows 
next : What  was  the  living  creature  in  whose  likeness  he 

1 It  has  been  observed  that  Aristotle's  personified  Nature,  who  aims  at  a 
purpose  and  does  nothing  in  vain,  may  be  regarded  as  equivalent  to  Plato's 
Demiurge. 


39 


THE  CREATOR'S  MODEL  30c-31a 

30c.  framed  the  world  ? We  must  not  suppose  that  it  was  any 
creature  that  ranks  only  as  a species  1 ; for  no  copy  of  that 
which  is  incomplete  can  ever  be  good.  Let  us  Tather  say 
that  the  world  is  like,  above  all  things,  to  that  Living  Creature 
of  which  all  other  living  creatures,  severally  and  in  their 
families,  are  parts.  For  that  embraces  and  contains  within 

D.  itself  all  the  intelligible  living  creatures,  just  as  this  world 
contains  ourselves  and  all  other  creatures  that  have  been 
formed  as  things  visible.  For  the  god,  wishing  to  make 
this  world  most  nearly  like  that  intelligible  thing  which  is 
best  and  in  every  way  complete,  fashioned  it  as  a single 
visible  living  creature,  containing  within  itself  all  living 
31.  things  whose  nature  is  of  the  same  order. 

We  have  seen  that,  although  the  creator  god,  as  such,  is  a mythical 
figure,  the  relation  of  likeness  to  model  none  the  less  subsists 
between  the  visible  world  and  the  intelligible.  The  model  is  not 
a piece  of  mythical  machinery.  The  visible  world,  being  ‘ in  very 
truth  ’ a living  creature  with  soul  and  body,  has  for  its  original  a 
complex  Form,  or  system  of  Forms,  called  ‘ the  intelligible  Living 
Creature  \ This  is  a generic  Form  containing  within  itself  the 
Forms  of  all  the  subordinate  species,  members  of  which  inhabit  the 
visible  world.  The  four  main  families,2  * contained  in  the  Living 
Creature  that  truly  is  ’,  are  enumerated  at  39E  : the  heavenly  gods 
(stars,  planets,  and  Earth),  the  birds  of  the  air,  the  fishes  of  the 
sea,  and  the  animals  which  move  on  the  dry  land.  These  main 
types,  as  well  as  the  indivisible  species  of  living  creatures  and  their 
specific  differences,  are  all,  in  Platonic  terms,  ‘ parts  ’ into  which 
the  generic  Form  of  Living  Creature  can  be  divided  by  the  dialectical 
procedure  of  Division  (dtacQeaig).  The  generic  Form  must  be  con- 
ceived, not  as  a bare  abstraction  obtained  by  leaving  out  all  the 
specific  differences  determining  the  subordinate  species,  but  as  a 
whole,  richer  in  content  than  any  of  the  parts  it  contains  and 
embraces.3  It  is  an  eternal  and  unchanging  object  of  thought, 
not  itself  a living  creature,  any  more  than  the  Form  of  Man  is  a 
man.  It  is  not  a soul,  nor  has  it  a body  or  any  existence  in  space 
or  time.  Its  eternal  being  is  in  the  realm  of  Forms. 

Plato  does  not  say,  here  or  elsewhere,  that  this  generic  Form  of 
Living  Creature  contains  anything  more  than  all  the  subordinate 
generic  and  specific  Forms  and  differences  that  would  appear  in 

or  popiov,  ‘ part is  Plato's  normal  term  for  ‘ species 

8 This  is  the  probable  meaning  of  yevrj  in  ko.6 * cv  teal  Kara  y4vrj  (30A,  6)  ; 
Kaff  Iv  wiU  mean  the  Forms  of  indivisible  species,  a class  of  Forms  explicitly 
recognised  at  Philebus,  15A. 

8 Cf.  F.  M.  Cornford,  Plato's  Theory  of  Knowledge  (1935) , pp.  268  ff. 

40 


ONE  WORLD,  NOT  MANY 

the  complete  definitions  of  all  the  species  of  living  creatures  existing 
in  our  world,  including  the  created  gods.  We  have  no  warrant  for 
identifying  it  with  the  entire  system  of  Forms,  or  with  the  Form 
of  the  Good  in  the  Republic , or  for  supposing  that  it  includes  the 
moral  Forms  of  dialectic  or  the  mathematical  Forms,  or  even  the 
Forms  of  the  four  primary  bodies,  whose  existence  is  specially 
affirmed  at  51  b ff.  Plato  looks  upon  the  whole  visible  universe  as 
an  animate  being  whose  parts  are  also  animate  beings.  The 
intelligible  Living  Creature  corresponds  to  it,  whole  to  whole,  and 
part  to  part.  It  is  the  system  of  Forms  that  are,  together  with 
the  Forms  of  the  four  primary  bodies,  relevant  to  a physical  dis- 
course, because  they  are  the  patterns  of  which  the  things  we  see 
and  touch  are  sensible  images,  coming  to  be  and  passing  away  in 
time  and  space.  We  are  not  here  concerned  with  the  moral  Forms, 
of  which  there  are  no  sensible  images  (Phaedrus  250D). 

The  model,  as  strictly  eternal,  is  independent  of  the  Demiurge, 
whose  function  is  to  be  the  cause,  not  of  eternal  Being,  but  only 
of  order  in  the  realm  of  Becoming.  However  we  may  interpret 
the  divine  Reason  symbolised  by  the  Demiurge,  this  model  is  one 
among  the  objects  of  its  thought.  It  is  the  ideal,  whose  perfection 
the  visible  universe,  as  a living  being,  is  to  reproduce  in  its  own 
structure,  so  far  as  is  permitted  by  the  conditions  of  temporal 
existence  in  space.  4 Intelligible  * means  that  it  is  an  object  of 
rational  thought,  divine  or  human.  Plato  gives  no  more  ground 
for  supposing  that  the  divine  Reason  creates  its  objects  by  ‘ think- 
ing ' them  than  for  supposing  that  our  own  reasons  create  these 
same  objects  when  we  think  of  them.  The  Forms  are  always 
spoken  of  as  existing  eternally  in  their  own  right. 

31A-B.  One  world , not  many 

The  concluding  words  of  the  last  paragraph  spoke  of  the  world 
as  a single  living  creature.  This  suggests  the  possibility  that  there 
should  be  more  than  one  copy  of  the  model — a plurality  of  visible 
worlds. 

31A.  Have  we,  then,  been  right  to  call  it  one  Heaven,  or  would 
it  have  been  true  rather  to  speak  of  many  and  indeed  of  an 
indefinite  number  ? One  we  must  call  it,  if  we  are  to  hold 
that  it  was  made  according  to  its  pattern.  For  that  which 
embraces  1 all  the  intelligible  living  creatures  that  there  are, 
cannot  be  one  of  a pair ; for  then  there  would  have  to  be 

1 TT^pUx^iv  is  used  of  the  whole  which  * includes  ' all  its  parts,  e.g.  Soph . 
2 5 3D.  This  use  has  nothing  to  do  with  the  Ionian  use  of  7 rcpifyov  for  the 
element  which  extends  beyond  and  ‘ encompasses  * the  world,  referred  to  in 
Tr.’s  note. 


41 


ONE  WORLD,  NOT  MANY  31a-b 

31A.  yet  another  Living  Creature  embracing  those  two,  and  they 
would  be  parts  of  it ; and  thus  our  world  would  be  more 
truly  described  as  a likeness,  not  of  them,  but  of  that  other 
B.  which  would  embrace  them.  Accordingly,  to  the  end  that 
this  world  may  be  like  the  complete  Living  Creature  in 
respect  of  its  uniqueness,  for  that  reason  its  maker  did  not 
make  two  worlds  nor  yet  an  indefinite  number  ; but  this 
Heaven  has  come  to  be  and  is  and  shall  be  hereafter  one  and 
unique.1 

There  is  no  satisfactory  evidence  for  the  doctrine  of  a plurality 
of  coexisting  worlds  before  the  atomism  of  Leucippus  in  the  second 
half  of  the  fifth  century.2  The  Atomists’  belief  in  innumerable 
worlds,  some  always  coming  into  existence,  others  passing  away, 
was  an  inference  from  their  assertion  of  a strictly  infinite  void 
partly  occupied  by  an  illimitable  number  of  atoms  in  motion. 
It  was  probable,  they  argued,  that  world-forming  vortices  would 
arise  at  any  number  of  different  places.  Granted  that  our  world 
is  finite,  that  there  is  unlimited  space  outside  its  boundary,  and 
that  there  are  materials  left  over,  from  which  other  worlds  might 
be  formed,  why  should  there  not  be  any  number  of  copies  of  the 
same  model  ? The  world,  according  to  Plato,  is  finite.  On  the 
other  hand,  like  Aristotle,  he  would  have  denied  an  unlimited  void 
outside  ; and  he  certainly  denies  that  any  materials  are  left  over 
(32c  ff.).  The  point,  however,  is  not  argued  on  those  grounds  here. 
He  is  not  offering  a proof  that  there  cannot  be  more  than  one 
world  ; he  merely  asserts  that  only  one  was  made,  because  it 
seemed  better  that  the  copy  should  be  unique,  like  the  model. 
His  argument  is  : (1)  The  model  must  be  all-inclusive  (navrekdg), 
containing  all  the  species  of  animal  that  there  are ; otherwise  our 
world,  being  a copy  of  it,  would  not  be  as  perfect  as  it  might  be. 
(2)  There  cannot  be  a second  all-inclusive  model ; for  then  the  two 
models  would  be  duplicate  instances  of  the  same  Form,  and  that 
Form  would  become  the  true  model.  The  model,  therefore,  is 

1 I cannot  see  in  yeyovajs  Zonv  nal  «r*  ecrrai  any  more  than  * has  been 
and  is  and  shall  be  ' or  ‘ is  at  all  times  though  the  word  yeyovats  preserves 
the  fiction  of  creation.  Cf.  38c  ycyova>s  tc  koX  wv  koX  eaofxevos.  Tr.  dis- 
covers an  allusion  to  a doctrine  of  y^ueais  ctV  ovalav  in  the  Philebus,  which 
' Timaeus  is  not  allowed  to  explain  but  only  to  imply  because  ‘ the  clear 
conception  of  a ycyevrjutvr)  ovaia  is  a result  of  Plato's  own  personal  thought  \ 
which  a fifth-century  Pythagorean  has  no  business  to  know  about.  But 
the  doctrine  of  the  Philebus  should  not  be  read  into  this  simple  phrase.  All 
the  emphasis  falls  on  ‘ one  and  unique  ',  as  in  Tr.’s  translation  : ‘ sole  and 
single  this  our  heaven  came  into  being,  sole  it  is,  and  sole  it  shall  remain  \ 

* I have  discussed  this  question  in  detail  in  Classical  Quarterly,  XXVIII 

(1934).  pp-  1 ff- 


42 


THE  WORLD’S  BODY 

(like  every  other  Form)  unique.  (3)  The  last  sentence  does  not 
say  that  there  cannot  be  more  than  one  copy  of  a unique  model 
(which  is  obviously  untrue),1  but  that  the  creator  made  only  one 
copy  ‘ in  order  that  ’ the  world  should  resemble  its  model  ‘ in  respect 
of  its  uniqueness  \ Uniqueness  is  a perfection,  and  the  world  is 
the  better  for  possessing  it.  One  reason  why  it  is  better  is  given 
later : if  the  world  were  not  unique,  there  would  be  body  left 
outside  it,  whose  ' strong  powers  ’ might  impair  its  life  and  even 
destroy  it  (33 a).  It  is  for  this  reason  that  this  world  * having 
come  into  being  one  and  unique,  is  and  shall  be  so  hereafter  \ 
These  final  words  deny  both  the  innumerable  coexisting  worlds  of 
the  Atomists  and  the  succession  of  single  worlds  which  had  figured 
in  some  Ionian  systems  and  in  Empedocles.  Plato’s  single  world 
is  everlasting. 


THE  BODY  OF  THE  WORLD 


31B-32C.  Why  this  consists  of  four  primary  bodies 
The  next  section  (31B-34A)  is  concerned  with  the  body  of  the 
Universe.  Although  soul  is  later  declared  to  be  prior  to  body, 
the  making  of  the  body  is  taken  first  for  convenience.  The  present 
paragraph  explains  why  not  less  than  four  primary  bodies — fire, 
air,  water,  earth — were  required,  in  order  to  give  it  the  highest 
measure  of  unity.  This  attribute  of  internal  unity  follows  naturally 
after  the  unity,  in  the  sense  of  uniqueness,  asserted  in  the  previous 
paragraph.  The  primary  bodies  are  here  imagined  as  materials 
ready  to  be  ‘ put  together  ’ (awiaravai)  by  the  builder’s  hand. 
The  formation  of  them  by  the  imposition  of  regular  geometrical 
shape  upon  their  unordered  motions  and  powers  belongs  to  the 
second  part  of  the  dialogue.  There  is  no  reference  here  to  those 
geometrical  shapes,  of  which  nothing  has  yet  been  heard.  All 
that  the  Demiurge  does  now  is  to  fix  their  quantities  in  a certain 
definite  proportion.  This  is  an  element  of  rational  design  in  the 
structure  of  the  world’s  body,  and  it  belongs  here  among  the  works 
of  Reason. 


31B.  Now  that  which  comes  to  be  2 must  be  bodily,  and  so  visible 
and  tangible  ; and  nothing  can  be  visible  without  fire,  or 


1 There  is,  accordingly,  no  ground  for  Tr/s  accusation  that  Plato  has  ' con- 
fused the  principle  of  the  “ uniformity  ” of  nature  with  the  assertion  that 
there  is  only  one  “ stellar  system  " ' (p.  85). 

2 If  to  yevofxevov  means  * the  world  which  came  into  being  * we  should 
expect  e8et,  and  perhaps  r*  ISet  should  be  read  for  re  Set  (cf.  Chalcidius, 
erat  merito  futurus  and  32B  artpeoeiBrj  yap  avrov  7rpoa^K€v  chat,  ).  Pr.  ii,  380 
(lemma)  has  yiyvo^vov,  which  suits  the  present  Bet.  Contrast  his  paraphrase, 

yap  I8et  tov  Koap.ov  ovra  yevrjTov  oparov  etva t teal  airrov  (ii,  17T 


43 


THE  WORLD'S  BODY 


31b-32c 


31B.  tangible  without  something  solid,1  and  nothing  is  solid  with- 
out earth.  Hence  the  god,  when  he  began  to  put  together 
the  body  of  the  universe,  set  about  making  it  of  fire  and 
earth.  But  two  things  alone  cannot  be  satisfactorily  united 

c.  without  a third  ; for  there  must  be  some  bond  between  them 
drawing  them  together.  And  of  all  bonds  the  best  is  that 
which  makes  itself  and  the  terms  it  connects  a unity  in  the 
fullest  sense  ; and  it  is  of  the  nature  of  a continued  geometrical 
proportion  2 to  effect  this  most  perfectly.  For  whenever,  of 
32.  three  numbers,  the  middle  one  between  any  two  that  are 
either  solids  (cubes  ?)  or  squares  3 is  such  that,  as  the  first 
is  to  it,  so  is  it  to  the  last,  and  conversely  as  the  last  is  to 
the  middle,  so  is  the  middle  to  the  first,  then  since  the  middle 
becomes  first  and  last,  and  again  the  last  and  first  become 
middle,  in  that  way  all  will  necessarily  come  to  play  the 
same  part  towards  one  another,  and  by  so  doing  they  will 
all  make  a unity. 

Now  if  it  had  been  required  that  the  body  of  the  universe 
should  be  a plane  surface  with  no  depth,  a single  mean 

b.  would  have  been  enough  to  connect  its  companions  and 
itself ; but  in  fact  the  world  was  to  be  solid  in  form,  and 
solids  are  always  conjoined,  not  by  one  mean,  but  by  two. 
Accordingly  the  god  set  water  and  air  between  fire  and 
earth,  and  made  them,  so  far  as  was  possible,  proportional 
to  one  another,  so  that  as  fire  is  to  air,  so  is  air  to  water, 
and  as  air  is  to  water,  so  is  water  to  earth,  and  thus  he  bound 
together  the  frame  of  a world  visible  and  tangible. 

For  these  reasons  and  from  such  constituents,  four  in 

c.  number,  the  body  of  the  universe  was  brought  into  being, 
coming  into  concord  by  means  of  proportion,  and  from 
these  it  acquired  Amity,4  so  that  coming  into  unity  with 

1 Solid,  i.e.  resistant  to  touch  (Pr.  ii,  12 ai). 

2 That  dvaXoyla  means  this  type  of  proportion  par  excellence  will  be 
explained  below. 

8 The  reason  for  taking  the  genitives  eire  oyKtov  cit€  SwafJLetov  (bvrivaivovv  as 
depending  on  to  fjUaov  will  be  explained  below  (p.  47).  Grammatically,  the 
words  can  be  construed  : (1)  ‘ Whenever  of  any  three  numbers,  whether  solids 
or  squares,  the  middle  one  is  such  . . .*  (So  Heath,  A.-H.),  or  (2)  ‘ Whenever 
of  any  three  numbers  or  solids  or  squares  the  middle  one  is  such  ' . . . , 
taking  * numbers  ’ to  mean  numbers  that  are  neither  squares  nor  solids. 

4 A reference  to  the  Philia  of  Empedocles’  system.  But  there  is  no  contrary 
principle  of  Neikos  in  Plato's  scheme,  and  hence  no  periodic  destruction  of 
the  world.  Cf.  Gorg.  508 a : the  wise  say  that  heaven  and  earth,  gods  and 
men,  are  held  together  by  and  Koofuonjs — a truth  which  has  escaped 

Callicles  because  he  has  neglected  geometry  and  not  perceived  the  significance 
of  geometrical  proportion  (1}  Io6ttjs  1 

44 


THE  WORLD'S  BODY 

32c.  itself  it  became  indissoluble  by  any  other  save  him  who 
bound  it  together, 

Empedocles  had  taken  the  four  elements  as  given  fact ; Plato 
deduces  the  need  of  four  primary  and  simple  bodies  by  an  argument. 
(1)  There  must  be  two  (not  one  primary  form  of  matter,  as  the 
Ionian  monists  had  held),  because  fire  is  needed  to  make  the  world's 
body  visible,  earth  to  make  it  resistant  to  touch.  Fire  and  earth 
had  been  commonly  regarded  as  the  two  extreme  elements,  since 
fire  belongs  to  the  heavens,  and  air  and  water  are  between  Heaven 
and  Earth.  (2)  But  two  cannot  hold  together  without  a third  to 
serve  as  bond.  The  three  must  be  in  proportion,  and  the  most 
perfect  bond  is  that  proportion  which  makes  the  most  perfect  unity 
out  of  mean  and  extremes.  (3)  The  most  perfect  type  of  pro- 
portion is  the  continued  geometrical  proportion  ( avakoyia ),  which 
Plato  next  proceeds  to  define.  That  geometrical  proportion  was 
the  proportion  par  excellence  and  primary,  all  other  types  of  pro- 
portion being  derivable  from  it,  was  stated  by  Adrastus,  the 
Peripatetic  (early  second  century  a.d.),  who  wrote  a commentary 
on  the  Timaeus,  parts  of  which  are  preserved  byTheon  of  Smyrna.1 
If  we  ignore  for  the  moment  the  words  ehe  dyxcov  elre  dwa/aecov, 
which  specify  certain  classes  of  numbers,2  the  sentence  simply 
gives  a definition  of  a continued  geometrical  proportion  with  three 
terms.  Take  the  progression  2,  4,  8 for  purposes  of  illustration. 
The  terms  are  related  so  that  ‘ as  the  first  is  to  the  middle, 
so  is  the  middle  to  the  last  (2:4  = 418),  and  conversely,  as  the 
last  is  to  the  middle,  so  is  the  middle  to  the  first  ' (814  = 4:2). 
Then  ‘ the  middle  becomes  first  and  last,  and  again  the  last  and 
the  first  both  become  middle  ’ (4  : 8 = 2 : 4 or  4 : 2 = 8 : 4).  Thus 
any  of  the  three  can  stand  as  first  or  as  last  or  as  middle,  and  the 
unity  they  constitute  is  as  perfect  as  possible.  (4)  Three  terms,  how- 
ever, are  not  enough,  because  all  the  primary  bodies  are  solids,  and 
must  accordingly  be  represented  by  solid  numbers  (a  solid  number 

1 The  statement  is  repeated  by  Nicomachus  (Introd.  Arith.  ii,  24,  p.  126 
Hoche),  by  Iamblichus  (in  Nicom.  Ay.  Introd.,  p.  100  Pistelli,  as  ‘ an  opinion 
of  the  ancients  and  p.  104  citing  our  passage),  and  by  Pr.  ii,  20  (referring 
to  Nicomachus).  Cf.  Heath,  Euclid,  ii,  292.  Pr.  records  the  (obviously 
correct)  view  that  Plato  here  speaks  of  geometrical  proportion  only.  Others, 
with  whom  Proclus  himself  agrees,  made  an  unfortunate  attempt  to  drag  in 
arithmetical  and  harmonic  proportion,  connected  with  the  false  notion  that 
BvpdfjLcis  in  our  passage  has  a physical  sense,  and  means  the  sensible  qualities 
elsewhere  called  ‘powers  ’ (cf.  Chalcid,  p.  86,  and Occelus,  ii).  Such  qualities 
(pairs  of  opposites)  form,  in  Plato's  view,  an  dneipov,  and  could  not  possibly 
stand  as  terms  in  a numerical  proportion. 

2 These  words  are  omitted  by  Tim.  Locr.  95,  who  has  simply  rpuov  d>vnva)vuiv 

opcov. 

P.C. 


45 


E 


THE  WORLD’S  BODY  31b-32c 

is  the  product  of  three  numbers).  To  connect  two  plane  numbers 
a single  mean  is  sufficient ; but  if  fire  and  earth,  the  extremes,  are 
to  be  connected,  two  means  will  be  required. 

As  the  ancients  saw,  this  last  statement  is  true  only  if  the  plane 
and  solid  numbers  in  question  are  ' similar  ’ (i.e.  having  their  sides 
proportional) — a class  which  includes  all  squares  and  cubes.  Some 
held  that  Plato  meant  it  to  be  taken  for  granted  that  the  terms 
in  his  proportion  are  all  similar  numbers  1 ; but  he  has  not  said  so. 
It  has,  accordingly,  been  inferred  that  the  words  she  Syxcov  she 
dwajuecov,  which  serve  no  purpose  in  a mere  description  of  a geo- 
metrical proportion  with  three  terms,  were  inserted  in  order  to 
restrict  the  numbers  in  question  to  cubes  and  squares.  Sir  Thomas 
Heath  writes  : 2 

' It  is  well-known  that  the  mathematics  of  Plato’s  Timaeus 
is  essentially  Pythagorean.  It  is  therefore  d priori  probable  (if 
not  perhaps  quite  certain)  that  Plato  nvOayoqi^ei  even  in  the 
passage  (32 A,  b)  where  he  speaks  of  numbers  “ whether  solid  or 
square  ” in  continued  proportion,  and  proceeds  to  say  that 
between  planes  one  mean  suffices,  but  to  connect  two  solids 
two  means  are  necessary.  This  passage  has  been  much  discussed, 
but  I think  that  by  “ planes  ” and  0 solids  ” Plato  certainly 
meant  square  and  solid  numbers  respectively,  so  that  the  allusion 
must  be  to  the  theorems  established  in  Eucl.  viii,  n,  12,  that 
between  two  square  numbers  there  is  one  mean  proportional 
number  and  between  two  cube  numbers  there  are  two  mean 
proportional  numbers.’ 

In  a note  Heath  adds  : 

* It  is  true  that  similar  plane  and  solid  numbers  have  the 
same  property  (Eucl.  viii.  18,  19)  ; but,  if  Plato  had  meant 
similar  plane  and  solid  numbers  generally,  I think  it  would  have 
been  necessary  to  specify  that  they  were  “ similar  ”,  whereas, 
seeing  that  the  Timaeus  is  as  a whole  concerned  with  regular 
figures,  there  is  nothing  unnatural  in  allowing  regular  or  equilateral 
to  be  understood.  Further,  Plato  speaks  first  of  dwa/ueig  and 
oyxoi  and  then  of  " planes  ” (inbieda)  and  “ solids  ” (oreQed)  in 
such  a way  as  to  suggest  that  dvvdfieig  correspond  to  imneda  and 
oyxoi  to  oteqed . Now  the  regular  meaning  of  Svvafug  is  square 
(or  sometimes  square  root),  and  I think  it  is  here  used  in  the 
sense  of  square , notwithstanding  that  Plato  seems  to  speak  of 
three  squares  in  continued  proportion,  whereas,  in  general,  the 

1 See  Pr.  ii,  2918  and  33*°  (quoting  Democritus,  the  third-century  Platonist) . 

8 Thirteen  Books  of  Euclid,  ii,  p.  294. 


THE  WORLD'S  BODY 


mean  between  two  squares  as  extremes  would  not  be  square  but 
oblong.  And,  if  d'uvdjueig  are  squares,  it  is  reasonable  to  suppose 
that  the  Syxoi  are  also  equilateral,  i.e.  the  " solids  " are  cubes/ 

Elsewhere  1 Heath  writes  : 

* By  planes  and  solids  he-  [Plato  in  this  passage]  really  means 
square  and  cube  numbers,  and  his  remark  is  equivalent  to  stating 
that,  if  p 2,  q 2 are  two  square  numbers, 
p2:pq  = pq:  q\ 
while,  if  pzf  qz  are  two  cube  numbers, 

pz  : p*q  = p*q  ; pq 2 = pq 2 : q*t 

the  means  being  of  course  in  continued  geometric  proportion. 
Euclid  proves  the  properties  for  square  and  cube  numbers  in 
viii.  11,  12  and  for  similar  plane  and  solid  numbers  in  viii.  18,  19. 
Nicomachus  (ii.  24,  6,  7)  quotes  the  substance  of  Plato's  remark 
as  a “ Platonic  theorem  ",  adding  in  explanation  the  equivalent 
of  Eucl.  viii.  11,  12/ 

This  interpretation  of  the  ambiguous  words  oyxoi  and 
as  ‘ cubes  ' and  ‘ squares  ' seems  to  be  better  supported  than  any 
other.  It  rules  out  the  notion  that  oyxoi  and  dwa/ueig  are  alterna- 
tives to  aqidfjioi  They  are  subdivisions  of  ‘ numbers  ',  restricting 
the  statement  to  cubes  and  squares,  for  the  sake  of  the  subsequent 
statement  about  one  mean  connecting  squares,  two  means  connecting 
cubes.  The  objection  stated  by  Heath,  that  ‘ Plato  seems  to  speak 
of  three  squares  in  continued  proportion,  whereas  in  general  the 
mean  between  two  squares  as  extremes  would  not  be  square  but 
oblong  ',  can  be  obviated  by  construing  the  genitives  sire  dyxcov 
Eire  dvvdjLiEcov  (bvnvcovovv  not  (as  is  commonly  done)  as  in  apposi- 
tion to  dgid/acov,  but  as  depending  on  to  [Jiioov.  The  effect  is 
to  make  the  limitation  to  cubes  and  squares  apply  only  to  the 
extremes.  Here,  as  in  many  other  places,  Plato  is  compressing  his 
statement  of  technical  matters  to  such  a point  that  only  expert 
readers  would  fully  appreciate  his  meaning. 

The  interpretation  can  be  further  supported  by  a consideration 
of  Adrastus'  treatment  of  geometrical  proportion.2  He  says  that 
geometrical  proportion  is  the  only  proportion  in  the  full  and  proper 
sense  (xvqicog)  and  the  primary  one,  because  all  the  others  require 

it,  but  it  does  not  require  them.  The  first  ratio  is  equality 

the  element  of  all  other  ratios  and  of  the  proportions  they  yield. 
1 Greek  Mathematics , i.  89. 

* Theon  (p.  177,  Dupuis)  quotes  the  passage  in  full.  It  is  presumably 
taken  from  Adrastus’  commentary  on  our  passage. 

47 


THE  WORLD’S  BODY 


31b~32c 


He  then  derives  a whole  series  of  geometrical  proportions  from  ‘ the 
proportion  with  equal  terms  * (i,  i,  i)  according  to  the  following 
law : 

Given  three  terms  in  continued  proportion,  if  you  take  three 
other  terms  formed  of  these,  one  equal  to  the  first,  another  com- 
posed of  the  first  and  the  second,  and  another  composed  of  the 
first  and  twice  the  second  and  the  third,  these  new  terms  will  be 
in  continued  proportion. 

In  this  manner,  from  the  proportion  with  equal  terms  arises  the 
double  proportion,  and  from  that  the  triple,  and  so  on,  as  follows. 
Take  the  equal  proportion  with  the  smallest  possible  terms,  i,  i,  i. 
Then  take  three  terms  according  to  the  above  rule : 

I,  1 + 1 = 2,  1 + 2 + 1=  4- 

This  is  the  double  proportion,  i,  2,  4 . . . etc.  Now  take  1,  2,  4 
and  proceed  in  the  same  way : 

1,  2 + 1 = 3,  1+4  + 4 = 9. 

This  is  the  triple  proportion  1,  3,  9 . . . etc.  By  continuing  the 
process  we  obtain : 

1,  1,  1 
1,  2,  4 

+ 3>  9 
1,  4,  16 

L 5»  25 
1,  6,  36 

x>  1>  49 
1,  8,  64 
1,  9,  81 
1,  10,  100 

(Note  that  Adrastus  stops  at  the  perfect  number  10. *)  He  then 
shows  how  the  other,  less  perfect,  kinds  of  proportion  can  be  derived 
from  these  geometrical  proportions. 

The  numbers  in  the  third  column  are  squares  (dwa/xeig) , those 
in  the  second  column  are  the  roots  of  these  squares.  Square  roots 
also  were  sometimes  called  dwafieig.  The  underlying  notion  seems 
to  be  that  any  number  (represented  by  a line)  has,  in  itself  and 
without  the  aid  of  any  other  factor,  the  power  of  multiplying  itself 
or  generating  its  own  square  by  advancing  as  far  as  its  own  length 
into  the  second  dimension.  Hence  a line  is  said  dvvaadai  the  square 

1 Cf.  Pr.  i,  147, 17  iox&rr)  npooSos  rrjs  Sc/caSos  vn^onjoc  rov 


48 


THE  WORLD'S  BODY 


plane  figure  it  thus  generates.1  So  the  root  number  is  the  first 
* power  ',  dvvafug ; the  corresponding  line  is  properly  called  dwapidvr). 
Avvapug  is  more  commonly  applied  to  the  square,  in  which  this 
potency  of  the  root  is  developed  or  deployed.  Hence  the  square 
is  the  * second  power  \ The  square  contains  the  power  that  can 
be  further  deployed  when  the  square  advances  into  the  third 
dimension  and  produces  the  .cube,  or  third  power .2  If  we  now 
continue  Adrastus'  geometrical  proportions,  we  shall  next  reach 
the  cube.  Taking  the  double  and  triple  proportions,  we  have 

i,  2,  4,  8 
L 3>  9>  2 7 

These  are  the  two  series  that  Plato  takes  later  (35B)  as  the  basis 
for  the  harmony  of  the  World-Soul.  Both  series  emanate  from 
unity,  in  which  all  the  ‘ powers  ' concerned  are  conceived  as  gathered 
up.  The  series  proceed  through  the  first  even,  and  the  first  odd, 
number  to  their  squares  and  cubes.  Plato's  later  use  of  these  two 
progressions  makes  it  probable  that  he  had  them  in  mind  in  our 
passage.3  He  would  certainly  choose  a progression  of  what  was 
held  to  be  the  most  perfect  type.4 

Nicomachus,  in  his  chapter  on  continuous  geometrical  proportion 
(ii,  24),  repeats  that  this  is  the  only  proportion  in  the  most  proper 
sense  (xvQtcog  xaXovfievrj)  and  gives  the  same  examples  : 4 the 

numbers  proceeding  from  unity  according  to  the  double  proportion  ' : 

1,  2,  4,  8,  16,  32,  64  . . . 
and  the  triple  proportion  : 

1,  3,  9>  27>-  81,  243  . . . 

and  so  on  with  the  quadruple  proportion,  etc.  He  points  out  that 
the  terms  in  these  proportions  have  the  properties  Plato  mentions, 
and  later  speaks  of  4 the  Platonic  theorem,  that  the  plane  numbers 

1 Plato,  Theaet.  148B,  8uva//.€ts,  ov  avmilrpovs  ckcIvclis,  rots  8* « 

a Svvavrai.  Alex,  in  Met.  1019b,  32. 

2 The  Epinomis  990D  calls  cube  numbers  rovs  rpls  i]v(r)n evovs  kcu  Tjj 
orepeq.  <f>vo€i  ofiolovs . At  Rep.  52 8b  stereometry  is  described  as  concerned 
with  ‘ cubic  increase  (kv^cjv  a v&v)  and  that  which  has  depth  \ as  if  the  cube 
were  the  primary  solid.  See  Stenzel,  Zahl  u.  Gestalt  89  ff. 

3 Cf.  also  Epinomis  991  a.  * The  first  progression  of  the  double  proceeds 
in  the  integer  series  (kut  aptOpov)  in  the  ratio  1:2;  double  is  the  ratio  of 
their  second  powers  (17  Kara  Svvapuv)  ; the  progression  of  the  solid  and 
tangible  is  again  a double,  the  progression  from  one  to  eight  * (trans.  Harward). 
This  progression  1,  2,  4,  8 is  then  used  to  construct  the  musical  scale. 

4 It  would  not  occur  to  the  modern  mathematician,  who  uses  algebraic 
symbols,  that  one  type  of  geometrical  progression  could  be  more  perfect  or 
better  deserving  of  the  name  than  another.  For  this  reason  algebraic  symbols 
should  not  be  employed  in  interpreting  such  a passage  as  ours. 

49 


THE  WORLD’S  BODY  31b-32c 

are  held  together  by  one  mean,  the  solids  by  two  standing  in  pro- 
portion : for  between  two  consecutive  squares  will  be  found  only 
one  mean  preserving  the  geometrical  proportion  . . , and  between 
two  consecutive  cubes  only  two  \ 

This  is  true  of  all  proportions  of  the  above  pattern  : e.g. 


root 

square 

cube 

square 

solid 

J square 
\ cube 

solid 

square 

cube 

2 

4 

8 

16 

32 

64 

128 

256 

512. . 

(2*) 

(2») 

(4s) 

(8») 

(48) 

(16’) 

(8») 

The  special  points  of  this  pattern  are  : (i)  All  the  plane  numbers 
are  squares ; there  are  no  oblongs.  Oblongs,  such  as  6 (2  X 3) 
appear  only  in  geometrical  progressions  of  a less  perfect  kind  (e.g. 
4 : 6 = 6 : 9),  which  do  not  proceed  by  the  self -multiplication  of 
a single  root  number,  but  involve  a second  root.  Also  such  pro- 
gressions cannot  be  continued  to  four  and  more  terms  without 
introducing  fractions.  If  Plato  had  the  perfect  pattern  in  mind, 
he  could  substitute  4 plane  ' for  4 square  \ as  he  does.  Each  two 
successive  planes  (squares)  are  connected  by  a single  mean.  (2) 
All  the  numbers  which  are  not  squares  are  solid ; and  each  two 
successive  cubes  are  connected  by  two  means.  If  dyxoc  does  mean 
4 cubes  then  the  4 solids  ' of  the  last  sentence  have  been  restricted 
to  cubes  by  the  insertion  of  she  fiyxcov  eXxe  dvvajuecuv,  and  we 
must  understand  ra  oxegea  as  meaning  4 the  solids  above  spoken 
of  as  oyxoi to  the  exclusion  of  the  non-cube  solids.  The  last 
sentence  will  then  be  true  and  all  will  be  in  order.1 

1 The  only  evidence  I can  find  for  oyKos  as  the  older  term  for  tcvpos  is  in 
Simplicius,  Phys.  1016,  23,  commenting  on  Zeno’s  paradox  of  the  Stadium, 
where  Zeno  appears  to  have  used  oytcoi  for  the  bodies  which  pass  one  another 
on  the  race-course  (Ar.,  Phys.  239 b,  33).  Simplicius  records  that  Eudemus, 
in  his  account  of  Zeno’s  argument,  substituted  Kvpoi  for  oy*ot.  Eudemus 
may  have  understood  oynot  in  Zeno  as  meaning  ' cubes  ' (the  obviously 
appropriate  figure).  It  may  be  added  that  some  of  the  older  terms  in  Greek 
mathematics  have  biological  associations  : xpoux  (skin)  for  surface,  hvvayus 
(power)  for  square,  avfr]  (growth)  for  dimension,  acD/xa  (body)  for  solid.  These 
terms  were  applied  to  numbers  as  well  as  to  figures.  They  were  taken  from 
living  things  and  fit  in  with  the  Pythagorean  conception  of  the  unit  as  the 
f seed  (arripyLa)  or  eternal  root  (p/£a)  from  which  ratios  grow  or  increase 
(av^ovrax)  reciprocally  on  either  side  ' (Iambi,  in  Nicom.,  p.  11  Pistelli).  The 
unit  contains  potentially  (Suvapci)  all  the  forms  of  even  and  odd  number, 
' as  being  a sort  of  fountain  (rrqyfj)  or  root  (pitfl)  of  both  kinds  ' (ibid.,  p.  15). 
If  the  seed  or  root  contains  the  latent  power  (Bvvafus)  of  growth,  its  first  increase 
is  the  line  ; its  second,  the  second  power  of  the  square,  a skin  (surface) . The 
most  natural  term  for  the  third  increase  would  be  oyKos,  ‘ swelling  ',  ‘ bulk  \ 
The  square  has  the  power  of  * swelling  itself  out  * (oytcovodcu)  into  the  cube — 
the  first  body  reached  in  the  above  progressions.  When  geometry  became 
distinct  from  arithmetic,  a fresh  series  of  terms  was  borrowed  from  the 

50 


THE  WORLD'S  BODY 


Plato  has  not  indicated  what  are  the  quantities  between  which 
his  geometrical  proportion  holds.1  It  cannot  be  connected  with 
the  construction  of  the  four  regular  solids  which  are  later  assigned 
to  the  primary  bodies  ; the  proportion  does  not  fit  any  of  the  sets 
of  numbers  there  involved.  It  may  be  conjectured  that  the  quan- 
tities in  question  are  the  total  volumes  of  the  four  primary  bodies. 
Empedocles  had  made  his  four  elements  equal  in  amount ; 2 but 
since  his  time  it  had  been  realised  that  the  world  was  much  larger 
than  had  been  supposed.3  Since  the  heavenly  bodies  are  composed 
mostly  of  fire,  it  is  natural  to  suppose  that  the  total  volume  of  fire 
is  much  greater  than  that  of  earth.  The  largest  number  would 
then  represent  the  volume  of  fire,  the  smallest  that  of  earth.  Plato 
would  not  imagine  that  anyone  could  know  what  the  actual  quan- 
tities were.  He  is  only  convinced  that  they  must  be  linked  in 
some  definite  proportion,  evincing  a rational  design.  This  he  asserts 
against  the  old  Ionian  belief  in  an  indefinite  quantity  of  matter, 
and  the  Atomists’  belief  in  an  infinite  plurality  of  atoms.  If  body 
were  thus  indefinite  and  unlimited,  there  would  be  nothing  to  hold 
the  world  together  ; and  in  fact  the  Ionians  and  the  Atomists  had 
believed  that  their  successive  or  coexistent  worlds  did  fall  to  pieces 
and  relapse  into  disorder.  Plato's  main  point  is  emphasised  in 
the  concluding  sentence  : the  world’s  body,  consisting  of  neither 

shapes  of  diagrams  and  of  models  in  three  dimensions  : imncbov 
plane  figure)  for  surface ; rcrpaycuvov  (four-cornered  figure)  for  square  ; 
5tac rraois,  Statmj/xa  (extension,  interval)  for  dimension  ; crrepeov  (solid 
figure)  for  body  ; and  perhaps  we  may  add  KvfSo s (die)  for  cube  (< oyicos ) . Theon 
(p.  159)  gives,  as  sixth  in  his  list  of  11  tetractyes,  * the  tetractys  of  things  that 
are  born  and  grow  (tojv  (f>vop,4vci)v ) : the  seed  is  analogous  to  the  unit  or  point, 
growth  in  length  to  the  number  2 or  the  line,  growth  in  breadth  to  the  number 
3 or  the  surface  ; growth  in  thickness  to  the  number  4 or  solid  ’. 

1 Theon  (pp.  155  ff.),  following  Pythagorean  sources,  enumerates  n tetractyes. 
(There  should  be  only  10,  the  perfect  number  ; Theon  interpolates  Plato’s 
complex  series  composed  of  the  two  progressions  1,  2,  4,  8 and  1,  3,  9,  27, 
used  for  the  harmony  of  the  world-soul,  35B).  The  third  is  (1)  point,  (2)  line, 
(3)  surface,  (4)  solid.  The  fourth  is  ‘ the  tetractys  of  the  simple  bodies  : 
(1)  fire,  (2)  air,  (3)  water,  (4)  earth  \ ‘ For  such  is  the  nature  of  the  elements 

in  respect  of  the  fineness  or  coarseness  of  their  parts  ( Kara  X tirropiepciav  Kal 
naxvp.€p€iav) , so  that  fire  is  to  air  as  1 to  2 ’,  and  so  on.  But  Plato  gives  no 
ground  for  this  interpretation,  which  ignores  the  fact  that  1,  2,  3,  4 is  not 
a geometrical  progression. 

a Hirzel,  Themis  309,  observes  : Gleichheit  der  elementaren  Massen  ahnte 
schon  das  alteste  Denken  in  der  Welt’,  and  compares  Hesiod,  Theog.  126, 
Taca  . . . iycivaro  tcrov  eairrfj  Ovpavov  and  Soph.,  El.  87,  yrjs  laop.oip*  aijp.  I 
owe  this  reference  to  Mr.  J.  S.  Morrison. 

8 Anaxagoras  supposed  the  Sun  to  be  about  the  size  of  the  Peloponnese, 
but  Archytas  estimated  the  distance  of  the  Sun  from  the  Earth  as  nine  times 
the  distance  of  the  Moon.  Epinomis  983A  says  that  the  Sun  is  larger  than 
the  Earth,  and  all  the  heavenly  bodies  are  of  stupendous  size. 

51 


THE  WORLD’S  BODY  32c-33b 

less  nor  more  than  four  primary  bodies,  whose  quantities  are  limited 
and  linked  in  the  most  perfect  proportion,  is  in  unity  and  concord 
with  itself  and  hence  will  not  suffer  dissolution  from  any  internal 
disharmony  of  its  parts.  The  bond  is  simply  geometrical  proportion. 
It  is  not  a question  of  mechanical  forces  holding  the  world  together. 
These  belong  to  the  second  part  of  the  dialogue  and  will  be  explained 
in  due  course  at  58A. 

32C-33B.  The  world's  body  contains  the  whole  of  all  the  four  primary 
bodies 

The  next  paragraph  explicitly  rejects  the  old  Ionian  conception 
of  an  indefinite  circumambient  mass  of  body,  surrounding  the 
cosmos  and  providing  a reservoir  of  materials  from  which  a series 
of  successive  worlds  could  be  formed  ; and  also  the  Atomists' 
conception  of  an  unlimited  quantity  of  matter  scattered  throughout 
an  infinite  void.  In  this  respect  the  body  of  the  world  is  once 
more  all-inclusive,  like  its  model.  It  must  be  (1)  a whole  and 
complete,  consisting  of  parts  each  of  which  is  whole  and  complete  ; 
(2)  single  or  unique  (not  one  of  many  coexistent  worlds)  ; (3)  ever- 
lasting (not  destroyed  and  superseded  by  another  world),  which 
it  could  hardly  be,  if  it  were  exposed  to  assaults  from  outside. 

32c.  Now  the  frame  of  the  world  took  up  the  whole  of  each  of 
these  four ; he  who  put  it  together  made  it  consist  of  all 
the  fire  and  water  and  air  and  earth,  leaving  no  part  or 
power  of  any  one  of  them  outside.  This  was  his  intent  : 

D.  first,  that  it  might  be  in  the  fullest  measure  a living  being 
33.  whole  and  complete,  of  complete  parts  ; next,  that  it  might 
be  single,  nothing  being  left  over,  out  of  which  such  another 
might  come  into  being  ; and  moreover  that  it  might  be  free 
from  age  and  sickness.  For  he  perceived  that,  if  a body  be 
composite,  when  hot  things  and  cold  and  all  things  that  have 
strong  powers  beset  that  body  and  attack  it  from  without, 
they  bring  it  to  untimely  dissolution  and  cause  it  to  waste 
away  by  bringing  upon  it  sickness  and  age.  For  this  reason 
and  so  considering,  he  fashioned  it  as  a single  whole  con- 

B.  sisting  of  all  these  wholes,  complete  and  free  from  age  and 
sickness. 

We  are  here  given  one  of  the  reasons  why  the  Demiurge  thought 
it  better  that  the  visible  world  should  resemble  its  model  in  respect 
of  uniqueness  (31B).1 * *  The  primary  bodies  are  described  as  4 hot 

1 Pr.  i,  55 84  : * The  proportion  does  away  with  internal  lack  of  symmetry, 

the  uniqueness  with  external  violence.' 

52 


THE  WORLD’S  BODY 


and  cold  things  and  whatever  has  strong  powers  ‘ Powers  * 
(dvvdfjieiQ)  means  the  qualities  or  properties  of  bodies  considered 
as  having  the  ' power  to  act  and  be  acted  upon  ’ (dvvajbug  rov 
noielv  xai  7tao%£iv).  Hotness  is  the  property  of  fire  that  is  manifest 
when  fire  makes  something  else  hot  or  causes  in  sentient  beings  a 
sensation  of  heat.  Coldness  is  the  answering  property  of  the  thing 
which  suffers  the  affection.  The  ‘ powers  ’ of  the  primary  bodies 
are  these  qualitative  properties,  as  distinct  from  the  quantitative 
element  of  form,  the  regular  geometrical  shapes  later  imposed  upon 
these  qualities  by  the  Demiurge  (53B).  Outside  the  cosmos,  fire 
and  the  rest,  if  they  could  exist  at  all,  could  only  exist  as  unformed 
' powers  as  in  the  chaos  described  at  52D.  They  would  then  act 
upon  the  contents  of  the  formed  world  and  impair  its  health  and 
stability. 

The  argument  is  Eleatic,  or  at  least  reminiscent  of  Melissus’ 
proof  (frag.  7)  that  the  unchangeable  Being  cannot  suffer  pain  : 
' for  if  it  did,  it  could  not  be  completely  real,  since  nothing  that 
suffers  pain  could  be  for  ever  or  have  the  same  power  as  the  healthy. 
Nor  could  it  be  alike,  if  it  suffered  pain  ; since  it  would  suffer  pain 
when  something  was  taken  from  it  or  added  to  it,  and  then  it 
would  no  longer  be  alike.’  Proclus  (ii,  63)  compares  the  description 
of  the  enfeeblement  and  wasting  away  of  mortal  living  creatures 
when  the  particles  of  the  body,  instead  of  assimilating  food  from 
without,  are  broken  down  under  its  too  powerful  action  (81c,  d). 
Plato  may  also  have  in  view  the  belief  ascribed  to  Democritus  that 
some  of  the  innumerable  worlds  of  his  system  are  growing,  others 
reaching  their  prime,  others  again  in  decay,  and  even  that  they 
destroy  one  another  by  collision.1  Plato’s  world  is  saved  from 
such  calamities  by  its  uniqueness.  Aristotle  appears  to  have 
repeated  Plato’s  argument  in  his  dialogue  On  Philosophy : 2 The 
cosmos  must  be  ungenerated  and  indestructible,  since  the  causes 
of  destruction  must  be  some  power  (<5 vva/ug)  either  external  or 
contained  within  it.  There  is  nothing  outside,  since  the  cosmos 
contains  everything.  It  is  one,  because  if  anything  were  left  over, 
another  like  it  might  come  into  being  ; whole,  because  all  being  is 
used  up  in  forming  it ; free  from  age  and  sickness,  because  bodies 
subject  to  sickness  and  age  are  upset  by  the  strong  assaults  from 
outside  of  heat  and  cold  and  the  other  opposites,  but  no  such  power 
(dvva/ug)  is  left  outside  the  world.  Nor  can  anything  inside  it 
cause  its  dissolution,  since  then  the  part  would  be  stronger  than 
the  whole. 

1 Hippol.  Ref.  1,  13  (Vors.  A 40).  Cf.  Bailey,  Greek  Atomists , p.  146. 

2 Frag.  19  (Ps.-Philo,  de  aetern.  mundi ).  Cf.  Occelus  Lucanus  i. 


53 


THE  WORLD’S  BODY 


33b — 34a 


33B-34A.  It  is  a sphere , without  organs  or  limbs , rotating  on  its  axis 

In  the  second  part  of  the  dialogue  we  shall  be  told  how  Necessity 
co-operates  with  Reason  by  the  working  of  mechanical  causes  which 
keep  the  world’s  body  in  spherical  shape  (58A).  Here  we  are  con- 
cerned only  with  the  rational  desire  of  the  Demiurge  to  give  it  the 
most  perfect  of  forms  and  motions.  The  sphere  is  the  most  uniform 
of  all  solid  figures,  and  the  only  one  which,  by  rotating  on  its  axis, 
can  move  within  its  own  limits  without  change  of  place.  This  axial 
rotation  symbolises  the  movement  of  Reason  and  is  superior  to  all 
rectilinear  motions. 

33B.  And  for  shape  he  gave  it  that  which  is  fitting  and  akin  to 
its  nature.  For  the  living  creature  that  was  to  embrace  all 
living  creatures  within  itself,  the  fitting  shape  would  be  the 
figure  that  comprehends  in  itself  all  the  figures  there  are ; 
accordingly,  he  turned  its  shape  rounded  and  spherical, 
equidistant  every  way  from  centre  to  extremity — a figure 
the  most  perfect  and  uniform  of  all ; for  he  judged  unifor- 
mity to  be  immeasurably  better  than  its  opposite. 

Diels  has  quoted  this  description  as  the  best  commentary  on 
Parmenides’  comparison  of  his  One  Being,  ‘ complete  on  every 
side  ’,  to  ‘ the  mass  of  a well-rounded  sphere,  equally  poised  from 
the  centre  in  every  direction  \1  Proclus  (ii,  71)  suggests  two  ex- 
planations of  the  statement  that  the  sphere  embraces  all  other 
figures.  Geometers  have  demonstrated  that  the  sphere  has  a greater 
volume  than  any  solid  figure  with  plane  sides,  having  the  same 
perimeter.  Also,  the  sphere  is  the  only  figure  in  which  every 
equilateral  polygon  can  be  inscribed  ; so  the  reference  might  be 
to  the  five  regular  solids  mentioned  later  where  the  primary  bodies 
are  constructed.  It  is  curious  that  Euclid  xi,  def.  14,  defines  the 
sphere,  not  in  the  usual  terms,  here  quoted  by  Plato,  as  having  its 
extremity  everywhere  equidistant  from  the  centre,  but  by  the 
mode  of  generating  it : 4 When,  the  diameter  of  a semicircle  re-' 
maining  fixed,  the  semicircle  is  carried  round  and  restored  again 
to  the  same  position  from  which  it  began  to  be  moved,  the  figure 
so  comprehended  is  a sphere.’  As  Heath  2 points  out,  the  last 
propositions  of  Book  xiii  show  why  Euclid  put  the  definition  in 
this  form  : ‘ it  is  this  particular  view  of  a sphere  which  he  uses  to 
prove  that  the  vertices  of  the  regular  solids  which  he  wishes  to 
“ comprehend  ” in  certain  spheres  do  lie  on  the  surfaces  of  those 
spheres 

1 Parm.,  frag.  8,  42  (cited  by  Pr.  ii,  69,  on  our  passage). 

* Euclid  iii,  269. 

0 r 


54 


THE  WORLD’S  BODY 


33B.  And  all  round  on  the  outside  he  made  it  perfectly  smooth, 
c.  for  several  reasons.  It  had  no  need  of  eyes,  for  nothing 
visible  was  left  outside  ; nor  of  hearing,  for  there  was  nothing 
outside  to  be  heard.  There  was  no  surrounding  air  to 
require  breathing,  nor  yet  was  it  in  need  of  any  organ  by 
which  to  receive  food  into  itself  or  to  discharge  it  again  wheti 
drained  of  its  juices.  For  nothing  went  out  or  came  into  it 
from  anywhere,  since  there  was  nothing : it  was  designed 
D.  to  feed  itself  on  its  own  waste  and  to  act  and  be  acted  upon 
entirely  by  itself  and  within  itself  ; because  its  framer  thought 
that  it  would  be  better  self-sufficient,  rather  than  dependent 
upon  anything  else. 

It  had  no  need  of  hands  to  grasp  with  or  to  defend  itself, 
nor  yet  of  feet  or  anything  that  would  serve  to  stand  upon  ; 
so  he  saw  no  need  to  attach  to  it  these  limbs  to  no  purpose. 

34.  For  he  assigned  to  it  the  motion  proper  to  its  bodily  form, 
namely  that  one  of  the  seven  which  above  all  belongs  to 
reason  and  intelligence ; accordingly,  he  caused  it  to  turn 
about  uniformly  in  the  same  place  and  within  its  own  limits 
and  made  it  revolve  round  and  round ; he  took  from  it  all 
the  other  six  motions  and  gave  it  no  part  in  their  wanderings. 
And  since  for  this  revolution  it  needed  no  feet,  he  made  it 
without  feet  or  legs. 


Once  more  the  argument  is  Eleatic,  rather  than  Pythagorean. 
Xenophanes  had  declared  that  his  limited  and  spherical  world  had 
no  special  organs  of  sense  : * it  sees,  thinks,  and  hears  as  a whole  ' 
(frag.  24).  The  statement  may  possibly  be  directed  against  a 
primitive  doctrine  which  figures  in  some  Orphic  verses  1 frequently 
quoted  by  the  Neoplatonists  : Zeus  is  first  and  last,  one  royal  body, 
containing  fire  water  earth  and  air,  night  and  day,  Metis  and  Eros. 
The  sky  is  his  head,  the  stars  his  hair,  the  sun  and  moon  his  eyes, 
the  air  his  intelligence  (vovg),  whereby  he  hears  and  marks  all 
things ; no  sound  nor  voice  escapes  his  ears,  and  so  on.  The 
Pythagoreans  certainly  regarded  the  Heaven  as  a living  creature 
which  breathed  the  circumambient  air.  Xenophanes  2 again  had 
denied  this,  like  Plato  here.  Parmenides  had  said  that  the  one 
Being  was  not  bom  and  did  not  grow  and  Empedocles  had  echoed 


1 Kern,  Orpk.  frag.  168.  (Proclus  ii,  82,  quotes  the  fragment  here,  but  as 
evidence  that  the  living  world  has  sensation.)  Epiphanius  (adv.  haer.  i,  7) 
attributes  the  doctrine  to  Pythagoras  : ‘ he  speaks  of  the  god,  i.e.  the  Heaven, 
as  a body  and  of  the  sun  and  moon  and  the  other  stars  as  his  eyes  and  so 
forth,  as  in  a human  being  \ 

* D.L.  ix,  19  (Vors.  11,  Ar)  ^ fiivroi  ava7n>€iv. 

55 


4 


THE  WORLD’S  BODY 


33b-34a 


him.1  All  these  statements  must  be  taken  as  repudiating  the 
primitive  notion,  traceable  in  the  earliest  Pythagorean  cosmology, 
that  the  world  starts  from  a seed  and  grows  like  a living  thing  by 
taking  in,  as  nourishment,  more  and  more  of  the  body  that  environs 
it.2 

A creature  which  requires  no  nourishment  has  no  need  t6  seek 
it  by  moving  from  place  to  place.  So  the  sphere  has  no  limbs,  as 
Empedocles  said  : * No  two  branches  (arms  or  wings  ?)  spring  from 
his  back,  no  feet,  no  swift-moving  knees,  no  parts  of  generation ; 
but  he  was  a Sphere  every  way  equal  to  itself  * {frag.  29).  ‘ He 

always  remains  in  the  same  place,  altogether  unmoved,  nor  does  it 
beseem  him  to  go  from  place  to  place  ’ (Xenophanes,  26). 3 There 
remains,  as  the  only  possible  movement,  the  rotation  proper  to  a 
sphere.  That  this  is  the  only  ' rational  ’ movement  is  here  stated 
without  any  explanation.  The  point  is  argued  for  the  first  time 
in  the  Laws  (897D  ff.),  where  the  Athenian  asks  : Of  what  nature 
is  the  motion  of  reason  ? He  replies  that  rotation  in  one  place  is 
most  akin  to  the  revolution  of  reason  : both  motions  are  ' regular 
and  uniform,  in  the  same  place,  round  the  same  things  and  in 
relation  to  the  same  things,  according  to  one  rule  and  system  \4 
Motion  that  has  not  these  characteristics,  but  involves  change  of 
place  without  order,  system,  or  rule,  is  akin  to  all  unreason  {avoia). 
So  here  the  six  rectilinear  motions  (up  and  down,  forwards  and 
backwards,  to  right  and  left)  are  associated  with  the  irrational. 
They  are  ‘ Wanderings  ’ in  which  the  body  of  the  universe,  as  a 
whole,  has  no  share  {ajihavec;),  though  its  constituents,  the  primary 
bodies,  will  be  found  to  possess  them. 

It  is  clearly  meant  that  this  rational  movement  of  rotation  is 
not  confined  to  the  fixed  stars  ; it  is  a motion  of  the  whole  universe 
carrying  with  it  all  its  contents,  as  the  Laws  explicitly  declares.5 
Nothing  has  yet  been  said  of  the  stars,  the  planets,  and  the  Earth. 
We  shall  find  that  the  planets  are  involved  in  this  motion,  though 
they  have  also  independent  motions  of  their  own.  The  rotation 

1 Parm.  8,  6,  rlva  yap  yiwav  Sidereal  avrov  [ 7rfj  vodev  av£rj0ev  ; Emped.  17,  32, 
rovro  h*  €7rav£yo€t.e  to  nav  rl  kc  koX  n 60ev  e\0ov  ; 

2 Cf.  Aet.  ii,  5,  1,  * Aristotle  : If  the  world  is  nourished,  it  will  perish  ; 
but  in  fact  it  needs  no  nourishment ; hence  it  is  everlasting  \ 

8 Parmenides  also  (frag.  8,  26-33)  seems  to  connect  the  immovableness  of 
his  Being  with  its  perfection  and  its  ‘ having  no  needs  ’ ( ovk  emSeves),  a 
divine  characteristic  (Xenophanes,  Vors.  11,  A 32,  cmSelcrOai  nrjbevds  avrutv 
(twv  0ea>v)  firjbeva.  Xen.  Mem.  I,  6,  10  to  firjSevds  helaBai  Belov  etvcu.  Eur. 
H.F . 1341.  Cf.  Ar.  de  caelo  1,  279 a,  34.) 

4 Cf.  below,  40 a. 

5 897c,  ‘ If  we  are  to  assert  that  the  whole  course  and  motion  of  the  Heaven 
and  of  all  that  it  contains  are  of  like  nature  to  the  motion  and  revolution  and 
reflections  of  reason  . . .’ 


56 


THE  WORLD-SOUL 


of  the  whole  must  also  affect  the  Earth,  a point  that  will  come  up 
again  when  we  have  to  consider  whether  the  Earth  has  any  proper 
movement  (p.  130).  Here  the  rotation  of  the  world  with  all  its 
contents,  from  axis  to  circumference,  symbolises  that  reason 
penetrates  and  governs  the  entire  universe.  On  the  other  hand, 
the  six  irrational  motions  do  occur  in  nature.  Since  all  physical 
motions  are  ultimately  caused  by  the  self-moving  soul,  this  passage 
supports  the  view  that  the  World-Soul  has  an  element  of  unreason 
and,  like  our  own  souls,  is  not  perfectly  controlled  by  the  divine 
reason  it  contains.  Plato  will  deny  that  the  so-called  * planets  * 
really  * wander  ' from  one  course  to  another ; but  the  primary 
bodies  have  rectilinear  motions  which  are  constantly  changing  their 
direction.  These  will  be  associated  with  ‘ what  happens  of  Neces- 
sity * and  the  ' wandering  cause  ' in  the  second  part  of  the  dialogue. 

On  the  whole,  this  curiously  archaic  account  of  the  world's  body 
owes  much  more  to  the  Eleatics  and  to  Empedocles  than  to  the 
early  Pythagoreans.  Where  Xenophanes  and  Parmenides  differed 
from  the  Pythagoreans  Plato  takes  their  side,  except  in  Parmenides' 
denial  of  all  motion.  In  particular,  he  rejects  the  primitive  Pytha- 
gorean cosmogony,  in  which  the  living  world  expanded  from  a 
fiery  seed  by  taking  in  the  surrounding  darkness,  and,  when  formed, 
continued  to  breathe  the  vacant  air  from  without.  The  sphere 
has  always  existed  in  its  perfection  and  self-sufficiency,  and  outside 
it  there  is  neither  body  nor  void.1  It  everlastingly  fills  the  whole 
of  space. 


THE  WORLD-SOUL 

The  next  section,  on  the  World-Soul,  opens  with  a short  summary 
enumerating  the  perfections  which  the  world’s  body  owes  to  divine 
forethought,  and  adding  that  its  circular  motion,  already  mentioned, 
is  due  to  its  soul,  extending  from  centre  to  circumference.  The 
soul  is  coeval  with  the  body  ; both  exist  everlastingly.  The  com- 
position of  the  soul  is  next  described  : it  consists  of  certain  inter- 
mediate kinds  of  Existence,  Sameness,  and  Difference.  When  these 
constituents  have  been  compounded,  the  mixture  is  divided  in  the 
proportions  of  a musical  harmonia.  Out  of  the  stuff  so  compounded 
and  divided  the  Demiurge  then  constructs  a system  of  circles, 
representing  the  principal  motions  of  the  stars  and  planets.  The 

1 Pr.  repeatedly  asserts  that  there  is  no  void  outside  the  cosmos  for  Plato 
any  more  than  for  Aristotle  (ii,  73,  89,  91,  etc.).  In  order  to  maintain  his 
thesis,  Tr.  has  to  suppose  that  Plato  is  attributing  to  Timaeus  a ‘ development 
within  Pythagoreanism  which  repudiates  prominent  features  of  the  original 
doctrine  ' (p.  100). 


57 


34a-c 


THE  WORLD-SOUL 

addition  of  these  motions  of  soul  to  the  bodily  frame  previously 
described  starts  the  world  upon  its  unceasing  course  of  intelligent 
life.  Finally,  it  is  explained  that,  on  the  principle  that  like  knows 
like,  the  composition  of  the  World-Soul  out  of  three  elements, 
Existence,  Sameness,  and  Difference,  enables  it  both  to  know 
unchangeably  real  objects  and  to  have  true  beliefs  about  changing 
things  of  the  lower  order  of  existence. 

34A-B.  Summary.  Transition  to  the  World-Soul 

34A.  All  this,  then,  was  the  plan  of  the  god  who  is  for  ever  for  the 
B.  god  who  was  sometime  to  be.  According  to  this  plan  he 
made  it  smooth  and  uniform,  everywhere  equidistant  from 
its  centre,  a body  whole  and  complete,  with  complete  bodies 
for  its  parts.  And  in  the  centre  he  set  a soul  and  caused  it 
to  extend  throughout  the  whole  and  further  wrapped  its 
body  round  with  soul  on  the  outside  ; and  so  he  established 
one  world  alone,  round  and  revolving  in  a circle,  solitary 
but  able  by  reason  of  its  excellence  to  bear  itself  company, 
needing  no  other  acquaintance  or  friend  but  sufficient  to 
itself.  On  all  these  accounts  the  world  which  he  brought 
into  being  was  a blessed  god. 

The  statement  (here  and  at  36E)  that  the  soul  is  wrapped  round 
the  body  of  the  world  ‘ on  the  outside  ' does  not  mean  that  the 
soul  extends  beyond  the  body,  but  only  that  it  reaches  the  extreme 
circumference.  Similarly,  the  yellow  colour  of  an  orange  might  be 
said  to  cover  it  all  over  on  the  outside.  At  Sophist  253D  the  specific 
Forms  are  4 embraced  on  the  outside  ' (egcodev  TceQcexojuhag)  by  the 
generic  Form,  but  the  genus  does  not  extend  farther  than  the 
species  it  contains.  Aristotle  again  speaks  of  4 the  parts  of  animals 
on  the  outside  ' (ra  ££codev  [xoQia  r oov  Cq>a>r,  H.A.  494 a,  22),  and 
Plotinus  of  ' the  circumference  on  the  outside  ' of  a circle  (rj  egatdev 
TteQipdQSLa,  Enn.  ii,  2,  1).  There  may,  however,  be  a suggestion 
that  the  presence  of  a rational  soul  is  most  clearly  revealed  at  the 
circumference,  where  the  diurnal  revolution  of  the  whole  world  is 
visibly  manifested  by  the  stars,  unmodified  by  other  motions.1 
This  is  the  movement  of  the  Same,  which  has  the  ‘ supremacy  ' 
over  all  the  interior  motions,  as  Albinus  observes  in  explaining  this 
phrase.2 

34  b-c.  Soul  is  prior  to  body 

34B.  Now  this  soul,  though  it  comes  later  in  the  account  we  are 
c.  now  attempting,  was  not  made  by  the  god  younger  than  the 
body ; for  when  he  joined  them  together,  he  would  not  have 
1 Cf.  Tr.,  p.  105.  * Didasc ch.  xiv.  Cf.  36c. 


58 


COMPOSITION  OF  WORLD-SOUL 

suffered  the  elder  to  be  ruled  by  the  younger.  There  is  in 
us  too  much  of  the  casual  and  random,1  which  shows  itself 
in  our  speech ; but  the  god  made  soul  prior  to  body  and 
more  venerable  in  birth  and  excellence,  to  be  the  body's 
mistress  and  governor. 

The  words  ‘ elder  ' and  ‘ prior  ' here  obviously  do  not  mean  that 
the  world's  soul  existed  before  its  body.  Plato's  point  is  made  at 
length  in  Laws  X,  where  it  is  argued  that  all  motion  must  have 
its  source  in  a self-moving  thing,  which  is  precisely  the  definition 
of  soul  (896A).  Accordingly,  the  characteristic  motions  of  soul — 
wish,  reflection,  forethought,  etc. — must  be  the  motions  whose 
operation  is  primary  (71  Qcorovgyol  xivrjosu 897A)  and  which  ‘ take 
over ' the  secondary  motions  of  bodies  and  control  them.  Soul 
itself  may  be  associated  with  reason  and  guide  all  things  aright, 
or  with  unreason.  Plato  is  combating  the  atheistical  view  that  the 
world  order  has  arisen  by  chance  and  necessity  from  the  blind 
working  of  lifeless  powers  in  the  bodily  elements.  That  the  world 
should  have  a body  without  a soul  is  as  impossible  as  that  it  should 
have  a soul  without  a body. 

35A.  Composition  of  the  World-Soul 

We  now  come  to  the  composition  and  structure  of  the  World-Soul. 
The  next  sentence  states  that  it  is  compounded  of  three  ingredients, 
which  are  described.  The  sentence  (which,  for  convenience,  I have 
divided  into  three  numbered  parts)  is  one  of  the  most  obscure  in 
the  whole  dialogue,  but  not  so  obscure  as  it  has  been  made  by 
critics,  who  have  altered  the  text  and  thereby  dislocated  the 
grammar  and  the  sense.  Proclus  construed  it  in  the  only  possible 
way,  and  his  interpretation,  once  disengaged  from  the  irrelevant 
intricacies  of  his  own  theology,  is  obviously  correct.2 

35  a.  The  things  of  which  he  composed  soul  and  the  manner  of 
its  composition  were  as  follows  : (1)  Between  the  indivisible 
Existence  that  is  ever  in  the  same  state  and  the  divisible 
Existence  that  becomes  in  bodies,  he  compounded  a third 
form  of  Existence  composed  of  both.  (2)  Again,  in  the  case 
of  Sameness  and  in  that  of  Difference,  he  also  on  the  same 

1 Because  we  are  not  wholly  rational,  but  partly  subject  to  those  wandering 
causes  which,  4 being  devoid  of  intelligence,  produce  their  effects  casually  and 
without  order  ’ (46E) . 

2 This  was  pointed  out  by  Professor  G.  M.  A.  Grube  of  Toronto  in  Class . 
Philol.  xxvii  (1932),  p.  80.  Other  interpretations,  ancient  and  modem,  are 
reviewed  by  Tr.  (pp.  jio6  ff.)  ; but  he  has  (very  excusably)  overlooked  the 
valuable  part  of  Proclus’  discussion. 

59 


COMPOSITION  OF  WORLD-SOUL 


35a 


principle  made  a compound  intermediate  between  that  kind 
of  them  which  is  indivisible  and  the  kind  that  is  divisible  in 
bodies.  (3)  Then,  taking  the  three,  he  blended  them  all 
into  a unity,  forcing  the  nature  of  Difference,  hard  as  it  was 
to  mingle,  into  union  with  Sameness,  and  mixing  them 
together  with  Existence. 1 

The  sentence  falls  into  three  clauses  : (1)  The  first  describes  the 
compounding,  out  of  indivisible,  unchanging  Existence  and  the 
divisible  Existence  which  becomes  in  the  region  of  the  bodily,  of  a 
third  kind  of  Existence  intermediate  between  them.  This  inter- 
mediate sort  of  Existence  is  one  of  the  three  ingredients  in  the  final 
mixture  of  the  last  clause.  (2)  The  second  clause  states  that  the 
Demiurge  proceeded  on  the  same  principle  (xara  ravra)  also  in  the 
case  of  Sameness  and  in  that  of  Difference.  As  there  were  two 
kinds  of  Existence,  the  indivisible  and  the  divisible,  so  Sameness 
and  Difference  have  each  two  corresponding  kinds,  described  as 
‘ that  kind  of  them  which  is  indivisible,  and  the  kind  that  is  divisible 
in  bodies  ’ (to  djuegeg  avrc ov  xal  to  xara  ra  acojuara  fieqtarov ). 
Accordingly,  as  before,  the  Demiurge  made  a third  intermediate 
kind  of  Sameness  (and  again  of  Difference),  composed  of  the  indi- 
visible and  divisible  kinds  of  Sameness  (and  of  Difference).  These 
intermediate  kinds  of  Sameness  and  of  Difference  are  the  second 
and  third  ingredients  in  the  final  mixture.2  (3)  Finally,  taking  the 

1 The  text  is  as  follows  : (1)  rfjs  dpeplarov  Kal  del  Kara  ravra  exovarjs  ovalas 
Kal  rfjs  av  nepl  ra  owpuira  yiyvopevys  pepLarfjs  rplrov  e£  dp,<j>oiv  ev  peatp  ovveKepaaaro 
ovalas  etSos * (2)  rfjs  re  ravrov  <f>vae tvs  av  7 rept.  Kal  rijs  rov  erepov  Kal  Kara  ravra 

awiarrjaev  ev  peatp  rov  re  dpepovs  avrcov  Kal  rov  Kara  ra  atvpara  pepiarov • (3)  Kal 

rpla  Xafldjv  a vra  ovra  ovveKepaaaro  els  plav  7 ravra  ISeav,  rrjv  darepov  <f>voiv  Svapeucrov 
ovaav  els  ravrov  awappdrrwv  ftiq.,  petyvvs  8e  pera  rrjs  ovalas . Against  all  the 
MSS.,  editors  have  omitted  atf  7 rept  after  rrjs  re  ravrov  (frvoecos-  But  cf.  rrjs  Si 
* EppoKparovs  afi  nepl  <f>voea>s  (20A  7)  ; to  8*  avnepl  rfjs  <j>povyoeu)s  (24B,  7).  At 
the  end,  Jackson  saw  that  petyvvs  8e  per  a rrjs  ovalas  goes  with  the  other  present 
participle  ovvappdrrcvv,  not  with  the  following  aorist  noirjaapevos , and  punctu- 
ated as  above. 

* Commenting  on  clause  (2)  Proclus  (ii,  155)  says  that  among  the  kinds. 
Existence  ranks  first.  Sameness  second,  Difference  third.  As  the  intermediate 
sort  of  Existence  is  subordinate  to  intelligible  Existence  but  superior  to 
divisible  Existence  in  the  corporeal,  so  the  Sameness  of  the  soul  is  inferior  to 
indivisible  Sameness,  but  has  a superior  unity  to  divisible  Sameness  ; and 
this  is  true  also  of  its  Difference.  He  recognises  what  (in  the  terms  of  his 
own  theology)  he  calls  the  ' demiurgic  genus  * of  Sameness  (and  of  Difference) , 
as  having  three  species — the  indivisible,  the  divisible,  and  the  intermediate. 
He  assigns  to  soul  the  intermediate  species  of  both  Sameness  and  Difference, 
and  says  they  are  combined  (in  the  final  mixture)  with  the  intermediate 
species  of  Existence.  * For  Plato  says  that,  just  as  in  the  case  of  Existence, 
so  in  the  case  of  Sameness  and  Difference  the  Demiurge  compounded  a third 
sort  consisting  of  both,  and  “ on  the  same  principle  " (reading  Kara  ravra  here 

60 


COMPOSITION  OF  WORLD-SOUL 


three  ingredients,  the  Demiurge  mixes  them  all  into  a unity.  We 
may  set  out  the  full  scheme  of  the  Soul's  composition  as  follows : 


First 

Mixture 

Indivisible  Existence 
Divisible  Existence 
Indivisible  Sameness 
Divisible  Sameness 
Indivisible  Difference 
Divisible  Difference 


Fined 

Mixture 


Intermediate  Existence 


Intermediate  Sameness 


Intermediate  Difference 


>Soul 


So  much  for  the  interpretation  of  the  words  ; it  remains  to 
consider  what  Plato’s  symbolism  means.  This  passage  is  one  of 
many  in  which  he  is  writing  for  readers  already  versed  in  his  own 
later  thought,  without  regard  for  the  uninstructed,  who  would  be 
left  wholly  in  the  dark.  The  terms  Existence,  Sameness,  Difference, 
would  be  simply  unintelligible  to  anyone  who  had  not  read  and 
understood  the  Sophist.1  In  that  dialogue  2 these  three  ‘ kinds  ’ 
or  Forms  are  singled  out  for  the  purpose  of  showing  how  Forms 
in  general  can  be  connected  in  true  affirmative  statements  and 
disjoined  in  true  negative  statements.  It  was  necessary  to  point 
out  that  the  words  ‘ is  ’ and  * is  not  ’ are  ambiguous  : * is*  can 
mean  either  * exists  * or  ‘ is  the  same  as*  ; * is  not  * can  mean  either 
‘ does  not  exist  * or  ‘ is  different  from  \ Non-existence  has  been 
ruled  out  of  the  discussion,  because  there  are  no  true  statements 
asserting  that  any  Form  does  not  exist.  We  are  thus  left  with 
Existence,  Sameness,  Difference.  It  is  carefully  shown  that  these 
three  Forms  are  wholly  distinct.  They  are,  indeed,  ‘ all-pervading  ’, 
in  that  every  one  of  them  ‘ combines  ’ with  every  other  and  with 
every  Form  there  is.  You  can  say  truly  of  any  Form  whatsoever 
(i)  that  it  exists , (2)  that  it  is  the  same  as  itself,  and  (3)  that  it  is 


and  at  1551  and  15623 : so  Tr.)  : as  in  the  former  case  the  “ compound  of 
both  ” was  a species  of  Existence,  so  in  the  case  of  these  the  intermediate  is 
a species  of  Sameness  or  Difference.'  This  paraphrase  clearly  shows  that  he 
construed  clause  (2)  in  the  only  way  consistent  with  the  reading  of  the  MSS. 
The  confusions  introduced  by  other  commentators  arise  chiefly  from  omitting 
the  words  av  iripi,  and  then  imagining  that  tov  re  afiepovs  avrcov  k al  rod  Kara  ra 
acofiara  ficpioTov  means  the  indivisible  and  divisible  kinds  (not  ‘ of  them ' 
(avr u>v),  i.e.  Sameness  and  Difference,  but)  of  Existence.  This  reduces  the 
Sfyr  ^ase  to  a pointless  repetition  of  the  first,  and  leads  to  an  identification 
^leness  and  Difference  with  Indivisible  and  Divisible  Existence,  which 
-o  flatly  inconsistent  with  the  Sophist. 

1 Tr.’s  exposition  of  our  passage  is  complicated  by  his  not  allowing  Timaeus 
to  know  the  contents  of  the  Sophist  (p.  128),  though  he  does  not  hesitate  to 
translate  Timaeus'  doctrine  into  the  terminology  of  Whitehead  (p.  131). 

8 For  a fuller  discussion  see  F.  M.  Comford,  Plato's  Theory  of  Knowledge 
(x935)>  PP-  273  ff. 


P.C. 


6l 


F 


COMPOSITION  OF  WORLD-SOUL  35a 

different  from  any  other  Form.  But  a main  point  of  the  argument 
is  that  no  one  of  these  three  Forms  can  be  identified  with,  or 
derived  from,  any  other.1  In  this  part  of  the  Sophist  ‘ Existence  ' 
(to  dv)  means,  not  ‘ that  which  exists  \ but  simply  what  is  meant 
by  the  word  * exists  ' in  such  a statement  as  ' Motion  exists  (partakes 
of  Existence)  \ Since  the  Sophist  (as  the  ancient  critics  saw) 
provides  the  sole  clue  to  the  sense  of  our  passage,  the  word  ovaia 
here  must  bear  this  meaning ; it  should  not  be  rendered  by 
‘ essence  * or  ‘ substance  \ The  upshot  is  that  the  soul  has  a sort 
of  existence  which  is  not  simply  identical  with  the  real  ‘ being  ' 
of  immutable  and  eternal  things,  nor  yet  with  the  ‘ becoming  * of 
the  things  of  sense,  but  has  some  of  the  characteristics  of  both 
these  sorts  of  Existence. 

In  the  Sophist  only  Forms  are  in  question,  and  the  sort  of  Exist- 
ence which  Forms  possess.  This  is  evidently  what  Plato,  in  our 
passage,  calls  * indivisible  and  always  unchanging  Existence  \ 
When  we  say  that  a Form  exists,  we  mean  that  it  has  the  eternal 
and  immutable  being  assigned  to  the  higher  order  of  existents  at 
the  opening  of  Timaeus'  discourse  (28A).  With  this  Plato  contrasts 
here,  as  before,  the  ‘ divisible  Existence  which  becomes  in  bodies  ' 
or  in  the  region  of  the  bodily.  This  belongs  to  that  lower  order  of 
existents  which  is  ' always  becoming,  but  never  has  real  being  ',  in 
the  realm  of  the  perceptible.  The  Sophist  (240B)  recognises  images 
(eidola)  as  a class  of  entities  which  have  f some  sort  of  existence  ' 
(as  dvr  a noog),  but  not  the  real  being  of  the  real  things  (dvr  cog  dvr  a)  of 
which  they  are  likenesses.  These  images  of  reality  include  all  the 
contents  of  the  visible  world  produced  by  the  divine  Demiurge, 
whose  activity  is  compared  in  a later  passage  of  the  Sophist  2 to 
that  of  the  human  craftsman.  They  are  those  copies  of  the  Forms 
which  Timaeus  (52 a)  describes  as  like  the  Forms  whose  names  they 
bear,  sensible,  generated,  perpetually  in  motion,  coming  to  be  in  a 
certain  place  and  vanishing  out  of  it,  apprehended  by  belief  involving 
perception.  As  likenesses  (eixoveg)  they  are  contrasted  with  real 
things  (to  dvr  cog  ov)  and  said  to  exist  only  as  shifting  appearances 

1 As  Plutarch  observes  : axnov  nXaTOJvos  eV  ra>  2Jo<f>iarfj  to  ov  /cat  TO  ravrov  /cat 

TO  crepov , TTpOS  8&  TOUTOt?  07  dO  IV  KCLl  KlVTjOLV,  CO?  €KdOTOV  €KdOTOV  8ld <f>4pOV  Kdl  7T€VT€ 

ovra  xojpls-dXXyXo>vTi0€fX€vov  teal  8iopi£ovros,  de  anim.procr.  1013D.  Soph.  254D  ff. 
It  should  be  noted  that  in  the  whole  account  of  the  composition  of  the  World- 
Soul,  nothing  is  said  about  Motion  and  Rest.  These  two  Forms  are  illegiti- 
mately imported  into  the  interpretation  of  our  passage  by  Proclus  and  other 
ancient  and  modern  commentators,  misled  by  the  baseless  notion  that  Motion 
and  Rest  together  with  Existence,  Sameness,  Difference  are  the  five  Platonic 
‘ categories  \ For  this  misinterpretation  of  the  Sophist,  see  F.  M.  Comford, 
Plato’s  Theory  of  Knowledge  (1935),  pp.  274  ff. 

2 266a  ff.  See  F.  M.  Cornford,  Plato’s  Theory  of  Knowledge,  p.  328  note. 

62 


COMPOSITION  OF  WORLD-SOUL 


in  some  medium  (space),  * clinging  to  existence  somehow  or  other, 
on  pain  of  being  nothing  at  all 1 (52  c). 

Between  these  two  orders  he  now  inserts  a third  form  of  Existence, 
compounded  of  both,  which  is  proper  to  the  soul.  All  this  is 
correctly  pointed  out  by  Proclus.  Throughout  his  commentary, 
he  speaks  of  soul  as  an  intermediate  entity,  composed  of  the  inter- 
mediate kinds  of  Existence,  Sameness,  and  Difference.1  He 
recognises  three  orders  of  Existence  : ' intelligible  and  ungenerated 
things  ; perceptible  and  generated  things  ; and  intermediate  things 
that  are  intelligible  and  generated.  The  first  are  altogether  incom- 
posite and  indivisible  and  hence  ungenerated  ; the  second  composite 
and  divisible  and  hence  generated ; the  intermediate  kind  are 
intelligible  and  generated,  being  by  nature  both  indivisible  and 
divisible,  both  simple  and  composite,  though  in  different  ways  \2 
' That  by  indivisible  Existence  Plato  means  the  intelligible  Existence 
which,  in  its  entirety,  partakes  of  eternity,  and  by  divisible  Existence 
in  bodies  the  Existence  which  is  inseparable  from  corporeal  bulk 
and  has  its  being  in  the  whole  of  time,  he  himself  makes  plain  by 
speaking  of  the  former  as  “ unchanging  ",  of  the  latter  as  “ becom- 
ing ",  in  order  to  call  the  soul  not  only  at  once  indivisible  and 
divisible,  but  also  “ intelligible  " and  " the  first  among  things  that 
become  ".3  There  is  a difference  between  the  everlastingness 
which  is  eternal  and  the  everlastingness  which  is  spread  out  along 
the  infinity  of  time ; and  there  is  yet  another,  composed  of  both, 
such  as  belongs  to  the  soul.  For  in  its  being  the  soul  is  unchange- 
able and  eternal,  but  in  respect  of  its  thoughts  it  is  in  change  and 
in  time/  4 

If  this  statement  is  substantially  right,  the  World-Soul  and  all 
individual  souls  belong  to  both  worlds  and  partake  both  of  being 
and  of  becoming.  As  immortal  and  imperishable,  the  soul  is 
‘ most  like  the  divine,  immortal,  intelligible,  simple,  and  indis- 
soluble (because  incomposite)  ; whereas  the  body  is  most  like  the 
mortal,  multiform,  unintelligible,  dissoluble  (because  composite) 
and  perpetually  changing  * (Phaedo  78B).  To  that  extent  the  soul 
is  akin  to  the  unchanging  Forms  in  the  eternal  world.  But  the 

1 e.g.  ii,  137,  cVcc  ovv  ^ tfjv^LKrj  ovaia  peerr]  S^Sciktcu  ran*  ovtcov,  4k  twv  fidotjv 

<oro)s  earl  ycvcov  rod  ovros,  ovoias,  ravrov,  darepov  ; iii,  254  s,  ifjvyr}  ionv  ovaia 

rijs  ovtojs  ovotjs  ovoias  xal  ycveoecjs,  ck  tu)v  jx4aojv  ovyKpadelaa  yevujv  and 
in  many  other  places. 

2 Pr.  ii,  11714. 

* The  reference  is  to  36E,  6,  where  soul  is  called  ‘ invisible  ’ and  ' the  best 
of  generated  things  \ On  that  passage  Pr.  remarks  that  soul  belongs  at  once 
to  both  classes — things  that  eternally  are  and  things  that  become,  being 
the  lowest  in  rank  of  the  former  class,  since  time  has  its  place  in  soul  (ii,  293 18). 

4 Pr.  ii,  14728. 


63 


COMPOSITION  OF  WORLD-SOUL  35a 

soul  is  unlike  the  Forms  in  that  it  is  alive  and  intelligent,  and  life 
and  intelligence  cannot  exist  without  change  [Soph.  248E).  All 
souls,  therefore,  must  partake  also  of  the  lower  order  of  existence 
in  the  realm  of  change  and  time. 

The  epithets  ‘ indivisible  ’ and  * divisible ' call  for  some  ex- 
planation.1 The  being  of  a Form  is  indivisible.  A Form  may, 
indeed,  be  complex  and  hence  definable ; but  it  is  not  ' composite ' 
(avvQerov),  not  ‘ put  together  * out  of  parts  that  can  be  actually 
separated  or  dissolved.  Also  every  Form  is  unique  ; it  cannot  be 
multiplied.  It  is  not  extended  in  space,  and  never  leaves  its  own 
intelligible  region  to  pass  into  the  multitude  of  things  that  become 
in  the  world  of  change  (52A-C).  There  is  a sense  in  which  every 
soul  is  unique  and  everlastingly  preserves  its  identity ; the  soul, 
too,  or  at  least  the  immortal  part  of  soul,  is  ' incomposite  ' and 
indissoluble.  But  souls  do  enter  the  world  of  time  and  change. 
They  exist  separately  in  different  bodies,  which  exclude  one  another 
in  space ; and  a soul  may  be  conceived  as  permeating  every  part 
of  the  body  it  animates.  To  this  extent  it  shares  in  the  divided 
or  dispersed  (< axedacrcrj , 37A)  Existence  of  body  ; though  it  cannot 
be  cut  into  pieces  as  the  body  can.  The  World-Soul  is  described 
as  extended  throughout  the  whole  body  from  centre  to  circum- 
ference (34B,  36E).  It  is  not  clear  that  we  have  any  right  to  explain 
this  away.  If  we  recognise  such  a thing  as  a soul,  an  animating 
principle  of  motion  and  consciousness  somehow  distinct  from  the 
bodily  elements  that  continue  to  exist  in  a corpse,  it  is  natural  to 
think  of  it  as  extending  to  every  part  of  the  living  creature.  Such, 
then,  is  the  intermediate  form  of  Existence  which,  in  the  imagery 
of  the  myth,  is  produced  by  mixing  the  two  original  kinds  of 
Existence,  so  as  to  form  a third  between  them.2 

It  is  less  easy  to  see  what  is  meant  by  the  remaining  ingredients, 
the  intermediate  kinds  of  Sameness  and  Difference.  The  question 
is  best  approached  from  the  side  of  the  cognitive  functions  of  the 
soul,  and  the  principle  that  like  knows  like.3  Aristotle  remarks 

1 Their  meaning  as  applied  to  the  soul  is  discussed  by  Plotinus  from  his 
own  standpoint  at  Enn.  iv,  ii. 

2 There  is  a further  question,  too  speculative  to  be  here  pursued,  whether 
the  intermediate  existence  of  the  soul  is  to  be  connected  with  the  intermediate 
position  of  the  objects  of  mathematics  between  the  Intelligible  and  the 
Sensible  in  Plato’s  later  * Ableitungssystem  * as  reconstructed  by  Robin  and 
H.  Gomperz.  See  Robin,  Place  de  la  Physique  dans  la  Philos,  de  Platon 
(1919),  PP-  51  and  P.  Merlan  in  Philologus  lxxxix,  197  ff. 

* Cf.  Crantor's  explanation  preserved  by  Plutarch  de  anim.  procr.  1012F 
(summarised  in  Tr.,  p.  1 1 3) . Plutarch’s  brief  summary  does  not  make  it 
clear  whether  Crantor  was  really  open  to  the  objections  Plutarch  advances 
(1013B  ff.)  ; but  Crantor  appears  to  have  misconstrued  Plato’s  sentence  like 
almost  everyone  else,  except  Proclus.  Albinus  in  his  Didascalicus  starts  his 

64 


COMPOSITION  OF  WORLD-SOUL 

that  Plato  in  the  Timaeus  is  among  those  who  hold  this  principle 
and  consequently  teach  that  the  soul  is  composed  of  the  same  ulti- 
mate elements  as  the  things  it  knows.  The  doctrine  is,  in  fact,  stated 
below  (37A),  where  Plato  explains  that  the  composition  of  the  soul 
out  of  the  three  ingredients,  Existence,  Sameness,  Difference, 
enables  it  both  to  know  the  objects  of  reason  and  to  perceive  the 
objects  of  sense,  and  to  make  judgments,  involving  the  terms 
' same  ' and  ' different  \ about  exist ents  of  both  orders.  As 
Proclus  says,  * the  soul,  having  an  intermediate  existence,  also  fills 
the  gap  between  reason  and  irrationality.  With  the  highest  part 
of  herself  she  consorts  with  reason ; with  the  lowest  she  declines 
towards  sensation  ' (i,  251). 

In  the  Sophist  ‘ Sameness  ' stands  for  the  constant  identity  of  a 
Form  (Forms  alone  being  there  in  question),  or  its  positive  content, 
in  virtue  of  which  it  is  always  ' the  same  as  itself  \ A Form 
always  is  what  it  is  ; its  sameness  excludes  any  sort  of  change. 
This  content,  at  the  same  time,  makes  it  different  from  any  other 
Form  ; for  no  two  Forms  are  identical  in  content.  A Form  is 
defined  by  genus  and  ' differences  \ These  differences  are  both 
elements  of  positive  content — part  of  what  the  Form  is  in  itself — 
and  what  distinguish  it  from  other  Forms,  constituting  its  ' other- 
ness \ Any  Form  can  be  negatively  described  as  what  is  not  (is 
different  from)  any  other  Form. 

What  is  meant  by  describing  the  Sameness  which  belongs  to 
unchanging  Forms  as  ‘ indivisible ',  we  can  only  conjecture. 
Perhaps  the  meaning  is  that  every  Form  is  not  only  conceptually 
identical  with  itself,  but  numerically  one  and  the  same  (unique). 
The  Sameness  that  is  ' divided  * in  the  region  of  bodies  must  be 
the  sort  of  Sameness  that  belongs  to  individual  objects  of  sense. 
Such  an  object  has,  so  long  as  it  exists,  some  more  or  less  constant 
identity  which  enables  us  to  recognise  it  as  ' the  same  thing  * 
persisting,  though  in  many  respects  it  changes  perpetually.  But, 

account  of  the  soul  (based  on  our  passage)  from  the  principle  * Like  knows 
like  * : * Since  soul  enables  us  to  judge  each  kind  of  existents,  the  god  naturally 
arranged  the  first  principles  of  all  things  within  the  soul,  in  order  that,  since 
we  always  see  each  thing  according  to  its  affinity  and  likeness,  we  may  posit 
the  soul's  reality  in  harmony  with  things.  Plato,  therefore,  while  declaring 
that  there  is  an  intelligible  Existence  which  is  indivisible,  also  posited  another 
Existence  which  is  divisible  in  the  region  of  bodies,  indicating  that  the  soul 
can  apprehend  either  by  its  thought.  Perceiving,  further,  Sameness  and 
Difference  both  in  the  realm  of  the  intelligible  and  in  that  of  the  divisible, 
he  made  all  these  contribute  to  the  composition  of  the  soul.  For  either  like 
is  known  by  like,  as  the  Pythagoreans  hold,  or,  as  Heraclitus  thought,  unlike 
by  unlike  ' (ch.  xiv).  Albinus  apparently  did  not  confuse  Sameness  and 
Difference  with  indivisible  and  divisible  Existence.  Tim.  Locr.  95E  also 
avoided  this  confusion. 


65 


HARMONY  OF  THE  WORLD-SOUL  35b-36b 

unlike  Forms,  any  number  of  individual  things  may  be  concep- 
tually identical,  but  numerically  different.  There  are  many  men 
or  horses,  all  partaking  of  the  same  Form,  Man  or  Horse.  The 
Sameness  (conceptual  identity)  is  dispersed  or  divided  among  all 
the  perceptible  individuals.  Both  the  indivisible  and  the  divisible 
kind  must  be  represented  in  the  composition  of  the  soul,  in  order 
that  it  may  recognise  both  in  their  respective  orders  of  Existence. 
The  two  kinds  of  Difference  could  be  explained  on  the  same  lines. 

35B-36B.  Division  of  the  World-Soul  into  harmonic  intervals 

In  the  figurative  language  of  the  myth  the  compound  of  three 
ingredients  is  spoken  of  as  if  it  were  a piece  of  malleable  stuff — 
say,  an  amalgam  of  three  soft  metals — forming  a long  strip,  which 
will  presently  be  slit  along  its  whole  length  and  bent  round  into 
circles.  But  first  the  strip  is  marked  off  into  divisions,  correspond- 
ing to  the  intervals  of  a musical  scale  ( harmonia ).  The  intention 
is  the  same  as  in  the  previous  paragraph.  The  soul  must  partake 
of  harmony  as  well  as  of  reason  (36E).  Like  knows  like;  and 
just  as  the  soul  can  recognise  existence,  sameness,  and  difference 
because  these  are  elements  in  its  own  composition,  so  the  World- 
Soul  must  contain  the  harmonious  order  which  individual  souls 
ought  to  learn  and  reproduce  in  themselves. 

The  Demiurge  begins  by  dividing  the  entire  length  into  ' portions  ' 
measured  by  the  numbers  forming  two  geometrical  proportions  of 
four  terms  each  : 1,  2,  4,  8 and  1,  3,  9,  27. 

35B.  And  having  made  a unity  of  the  three,  again  he  divided  this 
whole  into  as  many  parts  as  was  fitting,  each  part  being  a 
blend  of  Sameness,  Difference,  and  Existence. 

And  he  began  the  division  in  this  way.  First  he  took  one 
portion  (1)  from  the  whole,  and  next  a portion  (2)  double 
of  this ; the  third  (3)  half  as  much  again  as  the  second,  and 
three  times  the  first ; the  fourth  (4)  double  of  the  second  ; 

c.  the  fifth  (9)  three  times  the  third  ; the  sixth  (8)  eight  times 
the  first ; 1 and  the  seventh  (27)  twenty-seven  times  the 
first. 

The  numbers  are  evidently  meant  to  be  arranged  in  a single 
series  of  seven  terms  starting  from  1,  because  the  unit  had  been 
held  by  the  Pythagoreans  to  contain  within  itself  both  the 
‘ elements  ' of  number,  the  even  (or  ' unlimited  ')  and  the  odd 
(‘  limited  * or  ' limit ').  * The  one  consists  of  both  these  (since  it 

1 9 precedes  8,  * because  9 is  a lower  power,  being  the  square  of  3,  while  8 
is  the  cube  of  2 ' (A.-H.,  ad  loc.). 

66 


HARMONY  OF  THE  WORLD-SOUL 


is  both  even  and  odd),  and  number  proceeds  from  the  one,  and 
numbers  are  the  whole  Heaven/  1 Accordingly,  the  two  progres- 
sions advance,  through  the  first  even  and  the  first  odd  number, 
to  their  squares  and  cubes.  Theon  reproduces  Crantor’s  diagram, 
symbolising  the  procession  from  the  one  : 


but  in  Plato’s  description  the  numbers  are  spoken  of  as  measuring 
corresponding  lengths  of  a single  long  strip  of  soul-stuff.  We  must 
imagine  them  as  placed  in  one  row  at  intervals  answering  to  these 
lengths,  in  the  order  i,  2,  3,  4,  8,  9,  27.  The  intervals  are,  of 
course,  of  very  various  lengths.  They  are  presently  to  be  filled  in 
with  additional  numbers,  until  we  finally  obtain  a series  representing 
musical  notes  at  intervals  of  a tone  or  a semitone.  These  notes 
can,  for  purposes  of  illustration,  be  taken  as  corresponding  to  the 
consecutive  white  notes  on  a piano  covering  a range  of  four  octaves 
and  a major  sixth'.  This  compass  is  determined  solely  by  the 
decision  to  terminate  the  series  with  27,  the  cube  of  3. 2 

Modern  commentators  seem  not  to  have  taken  sufficient  notice 
of  the  fact  that  this  decision  has  nothing  whatever  to  do  with  the 
theory  of  musical  harmony.  Theon  3 remarks  that  Plato  extends  his 
diatonic  system  as  far  as  to  the  fourth  octave  plus  a fifth  plus  a tone, 
and  quotes  Adrastus  as  follows  : ‘ If  any  one  objects  that  it  should 
not  be  extended  so  far,  since  Aristoxenus  limits  the  extent  of  his 
diagram  representing  the  different  modes  to  two  octaves  and  a fourth, 
while  the  moderns  have  their  fifteen-mode  diagram  with  maximum 
compass  of  three  octaves  and  a tone,4  the  answer  is  that  these  latter 

1 Ar.,  Met.  986 a,  17  (on  the  Pythagoreans).  Cf.  Theon  (p.  155),  discussing 
Plato’s  series,  which  he  reckons  as  the  second  form  of  tetractys,  formed  by 
multiplication  : * One  is  taken  as  the  first  number  because  it  is  the  principle 
of  all  numbers,  even  and  odd  and  even-odd.' 

2 So  Pr.  ii,  1 70 18  : * The  advance  to  four  octaves  and  a fifth  (sic)  is  a 
necessary  consequence  of  the  7 terms,  the  highest  of  which  is  27.' 

3 p.  104.  The  same  passage  from  Adrastus  is  quoted  by  Pr.  ii,  170,  with 
a few  variants. 

4 The  readings  here  vary.  Mr.  R.  P.  Winnington  Ingram  writes  to  me 
that  he  thinks  the  correct  reading  is  : oi  veatrepoi  to  7revr€#cat8€#caTpo7rov 
\iiy Lotov  €7ti  to  T/oiff  hia  ttcmjcqv  koX  tovov , this  being  the  total  range  of  the  nota- 
tions (with  the  additions  elsewhere  ascribed  to  ol  vewTcpoi)  and  therefore  the 
most  extended  gamut  known  to  Greek  theory. 

67 


HARMONY  OF  THE  WORLD-SOUL  35b-36b 

take  only  the  practical  point  of  view  : they  consider  that  performers 
cannot  sing,  nor  could  the  hearers  properly  distinguish,  notes  beyond 
this  compass.  Plato,  on  the  other  hand,  is  looking  to  the  nature 
of  things.  The  soul  must  be  composed  according  to  a harmonia 
and  advance  as  far  as  solid  numbers  and  be  harmonised  by  two 
means,  in  order  that , extending  throughout  the  whole  solid  body  of  the 
world , it  may  grasp  all  the  things  that  exist.  For  this  reason  Plato 
has  extended  its  harmonia  to  that  point,  though  in  a sense  and  in 
respect  of  its  own  nature , the  harmonia  might  extend  indefinitely .' 1 
Adrastus  evidently  saw  that,  from  the  musical  standpoint,  the 
extent  of  Plato's  range  of  notes  was  really  as  accidental  as  the 
compass  of  the  human  voice  or  ear,  which  fixes  a limit  to  the  size 
of  musical  instruments.  The  reason  for  stopping  at  the  cube  is 
that  the  cube  symbolises  body  in  three  dimensions.2  We  have 
already  remarked  that  the  two  progressions  i,  2,  4,  8 and  1,  3,  9,  27 
stand  at  the  head  of  Adrastus'  list  of  geometrical  progressions  of 
the  primary  and  most  perfect  kind.  Continuous  geometrical 
proportion  was  chosen  as  the  most  perfect  bond  to  connect  the 
four  solid  bodies  forming  the  whole  body  of  the  world  (31c).  It 
is  obvious  that  these  considerations  are  concerned  with  theories 
about  the  nature  of  number  and  with  the  functions  of  the  soul 
as  a bond  holding  the  world’s  body  together ; they  have  nothing 
to  do  with  music.  No  one,  setting  out  to  construct  a musical 
scale,  would  start  by  arranging  the  terms  of  two  geometrical  pro- 
gressions in  the  series 

1,  2,  3,  4,  8,  9,  27. 

The  single  series  1,  2,  4,  8 would  yield  a compass  of  three  octaves. 
Plato  is  not  content  with  this  because  Pythagorean  arithmetical 
theory  demanded  that  the  odd  numbers  should  be  represented, 
and  also,  perhaps,  because  he  intends  later  to  space  the  seven 
planets  at  distances  corresponding  to  the  terms,  and  so  needs  seven 
numbers.  The  result  is  that  his  range  of  notes  is  extended  to  the 
compass  of  four  octaves  and  a major  sixth.  It  is  idle  to  look  for 
any  explanation  of  such  a range  in  the  science  of  harmonics.  This 
geometrical  framework  of  the  whole  harmonia  is  determined  by 
arithmetical  and  physical  preoccupations,  as  Adrastus  seems  to 
have  clearly  perceived. 

1 In  Proclus  the  last  sentences  appear  in  a shorter  form  : ' Looking  to  the 
nature  of  things,  Plato  composed  the  soul  of  all  these  (numbers),  in  order 
that  it  may  advance  so  far  as  the  solid  numbers,  since  it  is  to  be  the  patron 
of  bodies.' 

* Epinomis  991A,  ‘ The  first  progression  of  the  double  proceeds  in  the  integer 
series  in  the  ratio  1:2;  double  is  the  ratio  of  their  second  powers  ; the 
progression  to  the  solid  and  tangible  is  again  a double,  the  progression  from 
one  to  eight ' (trans.  Harward). 


68 


HARMONY  OF  THE  WORLD-SOUL 

It  follows  that  Plato's  series  of  notes  does  not  form  a closed 
system.  If  a pianist  plays  the  white  notes  on  a piano  from  C to  C 
tie  is  playing  the  diatonic  scale  in  the  major  mode  ; if  from  A to  A, 
tie  is  playing  the  diatonic  scale  in  the  minor  mode.  Either  octave 
forms  a closed  system  whose  structure  is  repeated  in  any  other 
Dctave  in  the  same  mode.  But  Plato's  series  of  notes  is  simply 
a.  section  of  the  diatonic  scale,  which  might  be  indefinitely  pro- 
longed in  either  direction.  Its  limits  are  determined  by  considera- 
tions which,  from  the  musical  point  of  view,  are  as  arbitrary  as 
the  decision  of  a pianist,  playing  the  white  notes  on  his  instrument, 
to  stop  at  the  end  of  four  octaves  and  a major  sixth,  or  the  decision 
of  the  piano-maker  to  extend  the  compass  to  seven  octaves.  The 
seven  notes  which  the  Demiurge  starts  with  can  be  represented, 
nearly  enough  for  purposes  of  illustration,  by  the  following  passage 
in  C major  : 1 


3 4 8 9 27 

It  should  be  immediately  obvious  that,  in  starting  with  these  notes, 
Plato  is  not  laying  down  the  framework  of  a scale  on  musical 
principles.  The  notes  are  chosen  because  they  correspond  to  the 
terms  of  two  geometrical  proportions  ending  with  cube  numbers. 

If  Plato  had  intended  merely  to  construct  a musical  scale,  he 
would  have  started,  as  the  Pythagoreans  did,  with  the  traditional 
tetractys — the  arithmetical  progression,  i,  2,  3,  4.2  This  series 
(which  adds  up  to  the  perfect  number,  10)  contains  the  numbers 
forming  the  ratios  of  the  perfect  consonances  : 2 : 1 (octave),  4 : 3 
(fourth),  3 : 2 (fifth).  These  ratios,  together  with  9 : 8 (the  interval 
of  the  tone,  which  occurs  between  the  fourth  and  the  fifth)  and 
the  ratio  of  the  semitone,  are  in  fact  the  ratios  he  will  presently 
use  to  fill  in  the  intermediate  notes.  Theon,  in  his  chapter  On  the 

1 Following  A.-H.,  I have  represented  the  original  notes  by  minims.  The 
double  bars  separate  octaves.  The  fact  that  the  ancient  intervals  differed 
slightly  from  ours  is  no  objection  to  the  use  of  a notation  which  is  anyhow, 
in  practice,  differently  interpreted  by  a violinist  and  a pianist.  Nor  does  it 
matter  that,  strictly,  the  notes  should  be  written  in  descending  order. 

2 Cf.  Burnet,  Gk.  Philos.  1,  47,  for  a simple  account  of  the  Pythagorean 
use  of  this  tetractys  in  constructing  the  harmonia.  The  Epinomis  991A-B 
actually  constructs  it  from  the  progression  1,  2,  4,  8 (only),  by  inserting  the 
harmonic  and  arithmetical  means.  The  progression  is  prolonged  to  the  cube 
number  to  represent  * the  solid  and  tangible  \ 


HARMONY  OF  THE  WORLD-SOUL  35b-36b 

Tetractys  and  the  Decad , enumerates  ten  tetractyes  (sets  of  four 
things)  which  these  four  numbers  were  supposed  to  symbolise : 

Numbers  : i,  2,  3,  4. 

Magnitudes  : point,  line,  surface  (i.e.  triangle),  solid  (i.e.  pyramid). 

Simple  Bodies  : fire,  air,  water,  earth. 

Figures  of  Simple  Bodies  : pyramid,  octahedron,  icosahedron,  cube. 

Living  Things  ; seed,  growth  in  length,  in  breadth,  in  thickness. 

Societies  : man,  village,  city,  nation. 

Faculties  : reason,  knowledge,  opinion,  sensation. 

Parts  of  the  Living  Creature  : body,  and  the  three  parts  of  soul. 

Seasons  of  the  Year  : spring,  summer,  autumn,  winter. 

Ages  : infancy,  youth,  manhood,  old  age. 

Some  of  these  are  obviously  primitive ; others  show  Platonic  in- 
fluence. They  are  all  interpretations  of  the  primitive  tetractys , 
1,  2,  3,  4,  and  there  are  ten  of  them,  10  being  the  perfect  number. 
But  Theon  interpolates,  after  the  first,  an  eleventh  so-called  tetractys , 
composed  of  ‘ the  numbers  with  which  Plato  constructs  the  soul  in 
the  Timaeus \ The  first  tetractys  of  numbers  at  the  head  of  the 
above  list  was  formed  by  addition  : 1,  2,  3,  4.  The  second  (here 
added)  is,  Theon  observes,  formed  by  multiplication  ; and  in  order 
to  accommodate  both  even  and  odd  numbers,  it  consists  of  two 
tetractyes  : 1,  2,  4,  8 and  1,  3,  9,  27,  which  have  the  number  1 in 
common.  Theon  remarks  that  the  numbers  furnish  the  ratios  of 
the  perfect  consonances  and  of  the  tone.  Further,  he  says,  the 
terms  represent  point,  line  (linear  number),  surface  (square),  solid 
(cube).  The  geometrical  progression  thus  duplicates  the  original 
(arithmetical)  tetractys  of  magnitudes  : point,  line,  surface  (triangle), 
solid  (pyramid),  in  which  line,  surface,  and  solid  are  represented 
by  points  or  dots.  The  substitution  of  two  geometrical  tetractyes 
(1,  2,  4,  8 and  1,3,  9,  27)  for  one  is  obviously  an  artificial  expedient 
to  fit  Plato's  series  of  seven  numbers  into  the  scheme.  Plato 
himself  arranges  the  seven  in  a single  row.1  The  point  which 
concerns  us  is  that  Plato's  set  of  seven  numbers  has  no  primary 
concern  with  the  musical  scale,  which  had  been  completely  and 
more  satisfactorily  constructed  on  the  basis  of  the  primitive  arith- 
metical tetractys , 1,  2,  3,  4. 

Starting,  then,  with  these  seven  notes,  it  remains  for  the  Demiurge 
to  fill  in  the  intervening  notes.  This  is  effected  by  inserting, 
between  the  numbers  forming  the  two  sets  of  ‘ double  and  triple 
intervals  the  harmonic  and  arithmetical  means.  The  effect  is 
to  combine  the  two  remaining  types  of  proportion  with  the  perfect 

1 Plut.,  de  anim.  procr.  1027D,  asks  whether  the  numbers  are  to  form  one 
row,  as  Theodorus  of  Soli  said,  or  be  arranged  as  in  Crantor’s  diagram. 
Pr.  ii,  23715,  vevoijaffeoaav  ovv  ol  api.9fj.oi  navres  itf>*  ivos  yeypap.fj.evoi  Kavovos. 

70 


HARMONY  OF  THE  WORLD-SOUL 


md  primary  geometrical  type.  At  this  point,  for  the  first  time, 
erms  associated  with  music  begin  to  be  used. 

J5C.  Next,  he  went  on  to  fill  up  both  the  double  and  the  triple 
36.  intervals,  cutting  off  yet  more  parts  from  the  original  mixture 
and  placing  them  between  the  terms,  so  that  within  each 
interval  there  were  two  means,  the  one  (harmonic)  exceeding 
the  one  extreme  and  being  exceeded  by  the  other  by  the 
same  fraction  of  the  extremes,  the  other  (arithmetic)  exceeding 
the  one  extreme  by  the  same  number  whereby  it  was  exceeded 
by  the  other.1 

These  links  gave  rise  to  intervals  of  f and  f and  f within 
the  original  intervals. 

When  we  insert  the  harmonic  and  arithmetical  means  between  each 
two  successive  terms  of  the  original  series,  we  obtain  : 

harm,  arith. 


Omitting  the  numbers  in  brackets,  which  occur  in  both  series,  we 
obtain  the  single  series  : 


3 2 


2-34 

3 


9 

2 


16  6 

3 


8 9 


27 

2 


18 


27 


If  we  now  fill  in  the  corresponding  notes,  the  result  is  as  follows : 


I |f  2 §3  4|  89  f 18  2 7 

As  the  last  sentence  remarks,  this  ‘ gives  rise  to  intervals  of  a fifth 
(|)  or  a fourth  (f ) or  a tone  (f ) within  the  original  intervals  \ The 
final  step,  taken  in  the  next  sentence,  is  to  fill  up  every  tetrachord 
with  two  intervals  of  a tone  (f)  and  a remainder  (f|-f)  nearly 
equivalent  to  our  semitone. 

b.  And  he  went  on  to  fill  up  all  the  intervals  of  f (i.e.  fourths) 
with  the  interval  f (the  tone),  leaving  over  in  each  a fraction. 

1 If  we  take  for  illustration  the  extremes  6 and  12,  the  harmonic  mean  is  8, 
exceeding  the  one  extreme  (6)  by  one-third  of  6 and  exceeded  by  the  other 
extreme  (12)  by  one-third  of  12.  The  arithmetic  mean  is  9,  exceeding  6 and 
falling  short  of  12  by  the  same  number,  3. 

71 


CIRCLES  IN  THE  WORLD-SOUL  36b-d 

36B.  This  remaining  interval  of  the  fraction  had  its  terms  in  the 
numerical  proportion  of  256  to  243  (semitone). 

By  this  time  the  mixture  from  which  he  was  cutting  off 
these  portions  was  all  used  up. 

If  we  take  the  first  octave  (two  disjunct  tetrachords),  the  result 
can  be  illustrated  (approximately)  as  follows,  though  Plato  would 
have  thought  of  the  tetrachord  in  the  shape  A G F E,  rather  than 
C D E F: 


9 £ 4 
8 64  3 


3 27  243 

2 16  128 


9.  9 256  9.  9.  9.  256 
8 8 243  8 8 8 243 

The  process,  continued  throughout  the  remaining  tetrachords, 
completes  the  whole  range  of  notes  from  i to  27.  The  upshot  is 
that  Plato  has  constructed  a section  of  the  diatonic  scale,  whose 
range  is  fixed  by  considerations  extraneous  to  music.  The  harmonic 
and  arithmetic  means  have  their  place  in  musical  theory  as  deter- 
mining the  intervals  of  the  fourth  and  the  fifth.  The  two  geo- 
metrical progressions  merely  impose  an  arbitrary  limit  to  the 
compass.  They  are  introduced  in  order  that  the  type  of  proportion 
which  was  regarded  as  primary  and  most  perfect  may  be  repre- 
sented, and  for  other  non-musical  purposes. 

It  should  be  noted  that  nothing  is  said,  here  or  elsewhere  in  the 
Timaeus,  of  any  music  of  the  heavens  that  might  be  audible  to 
human  ears.  Plato,  no  doubt,  had  in  mind  this  old  Pythagorean 
fancy  ; for  it  figures  in  the  vision  of  Er  in  Republic  x.  But  in  the 
Timaeus  the  harmony  resides  in  the  structure  of  the  soul ; it  is 
not  connected  with  audible  tones  whose  pitch  had  been  imagined 
as  depending  on  the  relative  speeds  of  the  planetary  motions.1 

36B-D.  Construction  of  the  Circles  of  the  Same  and  the  Different 
and  the  planetary  circles 

Timaeus  now  speaks  as  if  the  Demiurge  had  made  a long  band 
of  soul-stuff,  marked  off  by  the  intervals  of  his  scale.  This  he 
proceeds  to  slit  lengthwise  into  two  strips,  which  he  puts  together 
by  their  middles  and  bends  round  into  two  circles  or  rings,  corre- 
sponding to  the  sidereal  equator  and  the  Zodiac. 

1 Tr.  (p.  164)  imports  the  music  of  the  heavens  into  the  Timaeus,  and  then 
attributes  to  Timaeus  a form  of  the  doctrine  which  is  in  ‘ absolute  contra- 
diction * with  his  astronomy. 


72 


CIRCLES  IN  THE  WORLD-SOUL 


j6b.  This  whole  fabric,  then,  he  split  lengthwise  into  two  halves  ; 
and  making  the  two  cross  one  another  at  their  centres  in  the 
c.  form  of  the  letter  X,  he,  bent  each  round  into  a circle  and 
joined  it  up,  making  each  meet  itself  and  the  other  at  a point 
opposite  to  that  where  they  had  been  brought  into  contact. 

He  then  comprehended  them  in  the  motion  that  is  carried 
round  uniformly  in  the  same  place,  and  made  the  one  the 
outer,  the  other  the  inner  circle.  The  outer  movement  he 
named  the  movement  of  the  Same ; the  inner,  the  move- 
ment of  the  Different.  The  movement  of  the  Same  he 
caused  to  revolve  to  the  right  by  way  of  the  side  ; the  move- 
ment of  the  Different  to  the  left  by  way  of  the  diagonal. 

Plutarch  (de  audiendo  43 a)  mentions  young  men  who  show  off 
their  knowledge  of  mathematics  by  propounding  problems  such  as 
the  meaning  of  ‘ by  way  of  the  side  ',  or  ‘ by  way  of  the  diagonal  \ 
The  terms  were,  no  doubt,  unfamiliar  to  the  layman.  The  plane 
of  the  Zodiac  is  inclined  to  the  plane  of  the  equator  as  the  diagonal 
of  a rectangle  to  its  side.  The  rectangle  in  question  is  to  be  ‘ in- 
serted between  the  summer  and  winter  Tropics  ' (Pr.  ii,  261 22). 


In  the  diagram,  AB  is  a diameter  of  the  summer  Tropic,  CD  a 
diameter  of  the  winter  Tropic,  CB  the  diagonal  of  the  rectangle 
obtained  by  joining  AC,  BD.  The  movement  of  the  Same  is  a 
movement  of  the  whole  Sphere  from  East  (Left)  to  West  (Right) 
in  the  plane  of  the  Equator  (EF),  which  is  parallel  to  the  planes 
of  the  Tropics  and  so  is  ' by  way  of  the  sides  ’ AB,  CD.  The 
movement  of  the  Different  is  in  the  reverse  sense  and  in  the  plane 
of  the  diagonal  CB,  which  is  a diameter  of  the  Ecliptic,  a great 
circle  touching  the  summer  Tropic  at  a point  (B)  in  Cancer,  and 
the  winter  Tropic  at  a point  (C)  in  Capricorn.  The  Zodiac  is  a 

73 


CIRCLES  IN  THE  WORLD-SOUL  36b-d 

broad  band,  containing  the  twelve  signs,  along  the  centre  of  which 
runs  the  Ecliptic.  Adrastus  (Theon,  p.  245)  similarly  describes 
the  Zodiac  as  * inclined  to  the  three  parallel  circles,  the  equinoctial, 
and  the  winter  and  summer  tropics  \ 

As  Proclus  remarks  (ii,  258 20),  in  the  traditional  * Tables  of 
Opposites  ‘ Right  * stood  in  the  column  of  superior  things,  ' Left ' 
in  the  column  of  the  inferior.  This  is  probably  Plato's  reason  for 
making  the  circle  of  the  Same  revolve  ‘ to  the  right ',  the  other 
circle  ‘ to  the  left  \ The  Same  must  have  the  superior  motion. 
(Cf.  Heath,  Aristarchus , 163.) 

36c.  And  he  gave  the  supremacy  to  the  revolution  of  the  Same 
D.  and  uniform  ; for  he  left  that  single  and  undivided ; but 
the  inner  revolution  he  split  in  six  places  into  seven  unequal 
circles,  severally  corresponding  with  the  double  and  triple 
intervals,  of  each  of  which  there  were  three.  And  he 
appointed  that  the  circles  should  move  in  opposite  senses 
to  one  another  ; while  in  speed  three  should  be  similar,  but 
the  other  four  should  differ  in  speed  from  one  another  and 
from  the  three,  though  moving  according  to  ratio. 

The  language  of  the  myth  has  here  described  the  construction  of  a 
material  model  of  the  revolutions  of  the  heavenly  bodies,  an  armil- 
lary sphere.1  The  Demiurge  takes  a band  of  some  pliable  stuff, 
cuts  it  lengthwise  into  two  strips,  makes  them  touch  at  their  middles 
and  bends  them  round  to  form  two  rings,  inclined  to  one  another. 
He  then  takes  one  of  the  rings  and  cuts  it  up  into  seven  smaller 
rings  of  unequal  size,  which  he  fits  inside  about  the  common  centre. 
One  expression,  in  particular,  is  appropriate  only  to  a material 
model : the  second  ring  or  ‘ circle  ' is  said  to  be  ‘ inside  ' the  first. 
Plato  is  not  imagining  strictly  geometrical  circles,  such  as  would 
appear  on  the  surface  of  a celestial  globe,  for  these  would  have 
the  same  diameter.  But  in  a material  model,  made  (say)  of  copper 
bands,  one  band  would  naturally  be  fastened  4 inside  ’ the  other. 
That  the  Academy  possessed  an  armillary  sphere  may  be  inferred 
from  Timaeus'  later  remark  (40c)  that  the  intricate  movements 
of  the  planets  cannot  be  explained  without  a visible  model.2  Plato 
probably  had  it  before  him  as  he  wrote.  Theon  3 tells  us  that  he 
had  himself  made  a ‘ sphere  ' ( ocpaiqonoda ) to  illustrate  the  Spindle 

1 Pr.  ii,  281 19  : Plato  all  but  speaks  of  the  divine  Craftsman  as  using  the 
tools  of  Hephaestus,  forging  the  whole  heaven,  giving  it  a pattern  of  figures, 
turning  the  bodies  on  a lathe,  and  shaping  each  to  its  proper  form. 

8 So  Wilamowitz,  Platon . ii,  390.  Ep.  ii,  31 2D,  mentions  such  a sphere 
(o<j>aipiov) . Cf.  Apelt,  note  89  (p.  163). 

8 Theon,  p.  238,  quoting  Timaeus  40c. 

74 


CIRCLES  IN  THE  WORLD-SOUL 

of  Necessity  in  the  Myth  of  Er.  This  Spindle  is  not  the  cosmos, 
but  a model  of  a primitive  kind,1  with  a shaft  of  adamant  for  axis, 
and  a ‘ whorl  * composed  of  a blend  of  adamant  and  other  sub- 
stances. The  whorl  consists  of  eight  concentric  hemispheres,  fitted 
into  one  another  like  a nest  of  bowls,  and  capable  of  moving  separ- 
ately. The  upper  half  of  each  sphere  is  cut  away  so  that  the 
internal  4 works 1 may  be  seen.  The  rims  of  the  hemispheres 
correspond  to  the  eight  circles  of  the  Timaeus . The  outermost 
represents  the  equator  of  the  sphere  of  the  fixed  stars,  or  more 
strictly  the  motion  of  that  sphere,  which  carries  round  with  it  the 
whole  of  its  contents,  including  the  seven  inner  circles,  from  east 
to  west.  The  inner  circles  revolve  at  different  speeds  in  the  opposite 
sense.  All  this  is  in  agreement  with  our  passage.  A point  of 
difference  is  that  the  Spindle  does  not  provide  for  the  seven  inner 
circles  being  inclined  at  an  angle  to  the  outermost.  But  it  must 
be  remembered  that  the  Spindle  is,  as  Stewart  remarks,  a vision 
within  a vision,  and  Plato  could  hardly  be  expected  to  distort  its 
shape  to  provide  for  the  obliquity  of  the  planetary  orbits.  It  is 
naive  to  infer  that  he  was  ignorant  of  features  which  a mythical 
image  could  not  accommodate. 

The  model  made  by  the  Demiurge  is  of  a less  primitive  pattern, 
forming  what  the  ancients  called  an  ‘ armillary  sphere  ' {xQLxcorrj 
ocpaiga),  in  which  the  motions  of  the  outermost  sphere  and  of  the 
planets  are  represented  by  rings  (xqlxol).2  No  doubt  the  ‘ sphere  ' 
at  the  Academy  was  of  this  kind,  a simpler  construction  than  the 
' mechanical  sphere  ' of  Archimedes,  which  is  said  to  have  reproduced 
simultaneously  all  the  celestial  motions.  The  outermost  ring 
corresponds  to  the  equator  of  the  sphere  of  the  fixed  stars.  It  is 

1 This  was  pointed  out  by  J.  A.  Stewart,  Myths  of  Plato,  165.  Cf.  Heath, 
Aristarchus,  155. 

2 Pr.  ii,  24931,  mentions  a dispute  whether  the  two  original  circles  are 
without  breadth  (in  which  case  how  can  one  of  them  be  slit  up  ?)  or  are  rings 
(KpiKoi),  * situated  on  the  surface  of  the  sphere  as  in  armillary  spheres  '. 
At  iii,  14526,  he  mentions  the  armillary  sphere  with  the  dpaKlov  and  the 
astrolabe  (also  formed  of  rings)  as  instances  of  the  * visible  models  ' required 
to  illustrate  the  planetary  motions.  Daremberg  and  Saglio,  s.v.  Astronomia, 
give  pictures  and  descriptions  of  astronomical  instruments.  Among  the 
titles  of  Democritus’  mathematical  works  is  *£WeTa<tyiaTa  (projections  of  the 
armillary  sphere  on  a plane,  Diels-Kranz,  Vors.5,  ii,  14 1,  25  note). 

The  eighteenth-century  armillary  sphere  represented  in  the  frontispiece  to 
this  book  has  the  Earth  in  the  centre  fixed  to  the  stand.  The  sphere,  which 
revolves  round  the  Earth,  consists  of  the  arctic  and  antarctic  circles,  the 
two  tropics,  and  the  equator,  supported  by  meridian  circles,  to  which  the 
band  of  the  zodiac  is  attached  on  the  outside.  There  are  no  planetary  rings, 
such  as  can  be  seen  in  more  complicated  patterns,  figured  and  described  by 
Dr.  R.  T.  Gunther,  Early  Science  in  Oxford . 

75 


CIRCLES  IN  THE  WORLD-SOUL 


36b-d 


a ring,  not  a sphere,  simply  because  a complete  metal  globe  would 
hide  from  view  the  inner  rings.  So  both  hemispheres  are  cut  away, 
leaving  only  the  equatorial  band.  This  symbolises  the  revolution 
of  the  sphere  as  a whole,  which  involves  every  star  in  the  heavens 
and  all  the  contents  of  the  universe.  As  Aristotle,  summarising 
our  passage,  says, 4 the  revolutions  [tpoQai)  of  the  heaven  are  regarded 
as  the  motions  (mvijaeig)  of  the  soul 1 (de  an.  407A,  1).  The  * outer 
revolution  * (??  e^ccxpoQa,  36c)  is  the  same  as  the  movement  of  the 
whole  body  of  the  universe  described  earlier  (34A),  not  a movement 
of  the  fixed  stars  only.  It  has  the  ' supremacy  ' over  the  other 
circles  in  the  sense  that  (as  in  the  Spindle  of  Necessity)  it  carries 
round  with  it  all  the  contents  of  the  sphere,  including  the  planets, 
though  these  have  also  motions  of  their  own  in  the  opposite  sense. 
It  may  be  added  that  this  motion  of  the  whole  body  of  the  world  1 
must  affect  also  the  Earth  at  the  centre,  which  would  accordingly 
rotate  with  the  heavens  unless  the  motion  were  somehow  counter- 
acted. We  shall  return  to  this  point  in  discussing  the  rotation  of 
the  Earth  (p.  130). 

When  the  motion  of  the  Same  is  considered  as  a motion  of  the 
World-Soul,  apart  from  the  physical  motions  of  the  world's  body, 
its  ‘ supremacy  ' may  be  understood  as  the  supremacy  of  Reason 
in  the  World-Soul,  regulating  its  other  motions,  its  judgments 
and  desires.  For  the  Soul  has  other  motions,  symbolised  by  the 
circle  of  the  Different ; and  since  the  Different  is  associated  with 
the  planets  and  the  Wandering  Cause  [nXavojiievri  akia),  the 
possibility  remains  that  even  the  World-Soul  is  not  wholly  rational. 
The  sphere  of  the  fixed  stars,  where  the  motion  of  the  Same  is 
conspicuously  manifested,  is  actually  called  ‘ the  intelligence  of  the 
supreme  * at  40A.  But  we  are  here  concerned  to  explain  the 
astronomical  meaning  of  our  passage. 

The  inner  ring,  the  circle  of  the  Different,  before  it  is  subdivided, 
must  be  identified  with  the  Zodiac,  rather  than  with  the  ecliptic, 
the  great  circle  bisecting  the  signs  of  the  Zodiac  longitudinally 
and  traced  by  the  Sun's  annual  journey  through  the  signs.  The 
Sun  is  one  of  the  seven  planets,  and  its  motion,  parallel  to  the  ecliptic, 
corresponds  to  one  of  the  seven  rings  subsequently  formed.  ‘ Where- 
as each  of  the  other  circles  has  for  its  circumference  a single  line, 
the  Zodiac  has  a certain  breadth,  like  the  circular  frame  of  a timbrel, 
and  on  it  are  displayed  the  signs.  The  name  " circle  through  the 
middle  of  the  signs  ” is  given  to  the  great  circle  (ecliptic)  which 
touches  the  two  tropics  at  a single  point  in  each  and  bisects  the 
equinoctial.  The  two  circles  which  limit  the  breadth  of  the  Zodiac 

1 Pr.  ii,  259s*,  iv  tu>  navrl  to  p,kv  anXaves  nayrcuv  earl  KpaTJjTL/coy,  Ka$’  cva 
kvkXov  ra  iravra  irtpiayov. 


76 


CIRCLES  IN  THE  WORLD-SOUL 

are  smaller/  Within  these  limits  the  seven  planets  move  in  their 
several  orbits.1 

In  an  armillary  sphere  the  two  rings  would  have  to  be  attached 
to  a vertical  (meridian)  ring  supporting  them  and  itself  revolving 
on  the  axis  perpendicular  to  the  plane  of  the  equator.  This  feature 
of  the  model  is  so  obviously  necessary  that  Chalcidius  saw  a reference 
to  it  in  the  text.  When  the  Demiurge  had  brought  the  two  rings 
into  contact  with  one  another,  ‘ he  comprehended  them  in  the 
motion  which  is  carried  round  uniformly  in  the  same  place  \2 
Chalcidius  understood  that  he  * bound  the  two  circles  round  with 
another  outside  circle,  whose  revolution  is  always  uniform  \3  This 
is  4 a meridian  circle  on  the  surface  of  the  sphere  of  the  fixed  stars, 
touching  both  poles  \ Its  revolution  (the  movement  of  the  Same) 
would  describe  the  figure  of  that  sphere,  as  Chalcidius  remarks. 
The  equatorial  circle  will  still  symbolise  the  plane  of  this  revolution. 
Plato's  phrase  suits  this  view  remarkably  well,4  though  on  the 
surface  it  may  mean  no  more  than  ‘ he  set  the  two  circles  revolving  \ 
I am  inclined  to  think  that  Chalcidius  rightly  divined  what  Plato 
was  imagining — a feature  of  his  model  which  it  would  not  suit  his 
purpose  to  mention  as  a third  ring.  It  is  rather  the  trace  left  by 
the  ' carrying  round  ' of  a meridian  circle,  namely  the  surface  of 
the  sphere  considered  as  symbolising  a motion.  This  image  would 
help  to  explain  the  later  statement  that  the  fixed  stars,  which  are 
scattered  all  over  the  sphere,  were  ‘ set  in  the  intelligence  of  the 
supreme  (i.e.  the  rational  revolution  of  the  Same)  to  keep  company 
with  it  * (40 a).  The  stars  are  not  set  in  the  equator,  but  in  the 
motion  symbolised  by  the  sphere’s  surface. 

At  this  point  there  is  some  obscurity  about  the  procedure  of  the 
Demiurge.  He  first  sets  the  Zodiac  in  contact  with  the  equator 
and  gives  it  a movement  in  the  opposite  sense.  But  he  then 
divides  the  broad  band  of  the  Zodiac  into  seven  smaller  rings,  and 
sets  these  at  intervals  between  the  centre  and  the  circumference 
of  the  sphere.  In  an  armillary  sphere  the  Zodiac  would  naturally 
be  a permanent  feature  attached  to  the  equator  and  moving  with 

1 Theon,  pp.  218,  214  (after  Adrastus). 

2 At  36c,  2,  Kal  rfj  Kara  raxna  eV  ravrco  rrepiayo^vp  Ktv'qae^  7T^/h£  auras  IAaj3eu. 
A.-H.  understood  that  the  two  circles  are  * encompassed  by  a moving  spherical 
envelope,  being  the  circumference  of  the  entire  sphere  of  soul  revolving  Kara 
raxna  /cat  ev  ravrw.  He  does  not  refer  to  Chalcidius. 

3 Chalcid.  Comment , p.  163  : Ut  si  quis  . . . hos  . . . ipsos  (circulos)  extefiore 
alio  circulo,  cuius  motus  conversioque  idem  semper  et  uniformis  sit,  circumliget, 
id  est  aplani.  The  diagram  printed  by  Wrobel  is  absurd.  Chalcidius  must 
have  intended  a diagram  like  that  on  p.  73  above. 

4 Cf.  Euclid's  definition  of  the  Sphere  (quoted  above,  p.  54)  as  the  figure 
* comprehended  ’ (^piK^div)  by  a (meridian)  semi-circle,  which  is  ‘ carried 
round  ’ (ncpwexdev)  to  its  starting-point. 

P.C.  77 


G 


CIRCLES  IN  THE  WORLD-SOUL 


36b-d  ? 

compounded  of  the  motion  of  the  Same,  which  they  share  with  the  ; 
fixed  stars,  and  the  opposite  motion  of  the  Different,  distributed  : 
among  their  seven  circles.  But  we  are  now  told  that  some  of  the 
seven  circles  have  a motion  contrary  to  that  of  others : 

' He  appointed  that  the  circles  should  move  in  opposite  senses 
to  one  another ; while  in  speed  three  should  be  similar,  but  the 
other  four  should  differ  in  speed  from  one  another  and  from 
the  three,  though  moving  according  to  ratio/ 

The  natural  sense  of  this  statement  is  as  follows  : (i)  The  circles 
are  the  seven  planetary  circles  mentioned  just  before.  (2)  Some 
of  them  have  a motion  contrary  to  that  of  the  rest.  (3)  Three 
have  a similar  1 speed.  (It  appears  later  (38D)  that  these  three 
are  the  Sun,  Venus,  and  Mercury.)  The  other  four  (Moon,  Mars, 
Jupiter,  Saturn)  have  different  speeds  from  one  another  and  from 
the  three.  (4)  It  is  not  stated  or  implied  that  the  three  with  similar 
speed  are  the  set  which  move  in  one  sense,  the  four  with  different 
speeds  the  set  which  move  in  the  opposite  sense.  The  two  clauses 
are  distinct : one  (xara  ravavrla  juiv  . . .)  refers  to  the  sense  of  the 
movements  intended  ; the  other  (ra^et  de  . . . ) to  relative  speeds.  , 
Commentators  have  been  led  to  depart  from  this  natural  inter- 
pretation partly  by  another  set  of  difficulties  connected  with  the 
statement  at  38D  that  Venus  and  Mercury  ‘ possess  the  tendency 
contrary  to  that  of  the  Sun  \2  As  will  appear,  the  contrary  ten- 
dency there  invoked  is  to  account  for  the  fact  that  Venus  and 
Mercury,  although  (as  we  are  here  told)  they  keep  near  the  Sun 
and  finish  their  annual  course  in  the  same  period,  sometimes  drop 
behind  the  Sun  and  then  get  in  front  of  him  again.3  The  tendency, 
in  fact,  is  invoked  to  explain  retrogradation.  There  is,  as  we  shall 
see,  some  connection  between  the  contrary  power  (or  tendency) 
ascribed  to  Venus  and  Mercury  as  against  the  Sun  and  the  contrary 
tendency  in  our  passage  of  some  of  the  circles  as  against  others. 
But  it  is  impossible  to  interpret  our  passage  as  meaning  that  Venus 
and  Mercury  have  a movement  contrary  to  that  of  all  the  other  five 

1 * Similar  ’ or  * corresponding  ’ (ofiolojs)  means  that  their  actual  velocities 
in  their  orbits  are  such  that  all  three  complete  their  orbits  in  the  same  period 
(the  solar  year).  They  have  the  same  angular  velocity. 

2 See  the  views  discussed  in  Heath,  Aristarchus,  pp.  165  ff. 

8 The  Sun,  Venus,  and  Mercury  keep  together  in  a group.  The  true  reason 
is,  of  course,  that  the  orbits  of  Venus  and  Mercury  are  embraced  by  the 
Earth's  orbit,  so  that  an  observer  looking  from  the  Earth  towards  the  Sun 
will  never  see  them  at  a greater  distance  from  the  Sun  than  the  radii  of  their 
respective  orbits,  a distance  which  the  ancients  estimated  at  50°  for  Venus 
and  200  for  Mercury.  Mars,  Jupiter,  and  Saturn  are  outside  the  Earth’s 
orbit,  and  the  Moon  goes  round  the  Earth.  Consequently  these  four  may 
be  seen  at  any  angular  distance  from  the  Sun. 

80 


) CIRCLES  IN  THE  WORLD-SOUL 

f planets,  without  a flagrant  contradiction  of  easily  observed  phe- 
J nomena.  Venus  and  Mercury,  accordingly,  cannot  be  simply 
: identified  with  either  of  the  sets  of  circles  here  said  to  move  in 
* contrary  senses.  We  must,  for  the  present,  ignore  that  later  state- 
j ment  and  consider,  independently  of  it,  the  question  how  some 
■ of  the  circles  can  go  contrary  to  the  rest,  and  which  circles  are 
/ meant.  In  the  whole  of  this  discussion  we  shall  not  be  concerned 
; with  retrogradation,  which  can  be  left  entirely  out  of  account. 
\ The  temptation  to  construe  the  sentence  unnaturally  is  chiefly 
due  to  its  supposed  inconsistency  with  the  earlier  statement  that 
: the  motion  of  the  Different,  contrary  to  the  motion  of  the  Same, 
is  distributed  among  all  the  seven  circles.  This  difficulty  leads 
'Some  to  the  desperate  expedient  of  supposing  that  ‘ the  circles ’ 

: means,  not  the  seven  circles  mentioned  in  the  first  part  of  the 
sentence,  but  the  two  original  circles  of  the  Same  and  the  Different.1 
Others  see  that  this  construction  is  really  impossible  and  give  up 
the  problem  as  insoluble.2 

There  is  one  possible  meaning  consistent  with  the  text,  which, 
however  obscurely  it  may  be  expressed,  must  be  preferred  to 
meanings  which  the  Greek  words  cannot  bear  and  to  sheer  nonsense. 
One  element  of  obscurity  we  can  eliminate  at  once  by  substituting 
the  moving  bodies,  the  planets  themselves,  for  the  moving  circles 
of  which  Plato  speaks.  Plato  does  not  mean  that  there  really  are 
revolving  material  rings,  to  which  the  planets  are  fastened.  The 
planets  move  freely ; the  circles  only  mark  their  orbits  and  sym- 
bolise their  motions.  He  speaks  of  circles  because  his  plan  demands 
that  the  creation  of  the  planetary  bodies  shall  not  be  described 
till  later.  It  must  also  be  premised  that  the  science  of  mechanics 
£ was  still  unborn.  Plato  had  not  the  notions  of  force  or  of  mass. 
r In  Republic  vii  he  regards  the  science  of  the  motion  of  a body  in 
three  dimensions  (pog a fiddovg,  528E)  as  a sort  of  pure  astronomy, 
for  which  the  observed  behaviour  of  stars  and  planets  will  provide 
illustrations  and  problems.  The  bodies  dealt  with  in  this  science 
[ are  simply  geometrical  solids  with  no  physical  properties  except 
| extension  and  position  in  space,  and  the  object  is  to  study  the 
| relative  speed  and  slowness  of  their  motions.  So  also  in  the 
| Gorgias  Socrates  speaks  of  astronomy  as  concerned  with  the  relative 
speeds  of  stars,  sun,  and  moon  (451c).  As  a consequence  of  this 

1 So  Pr.  ii,  26414,  after  mentioning  other  views  ; Apelt ; Tr. 

2 Cicero  rightly  understood  that  the  seven  circles  revolve  contrariis  inter  se 
cursibus.  Fraccaroli  (pp.  193  ff.)  agrees,  and  Heath  (Aristarchus,  p.  163) 
recognises  that  the  words  * can  only  mean  that  a certain  number  of  the  seven 
revolve  in  one  direction,  and  the  rest  in  the  other  \ But  neither  offers  any 
solution. 


8l 


36b-] 


CIRCLES  IN  THE  WORLD-SOUL 

point  of  view,  where  we  should  think  of  the  composition  of  forces 
Plato  thinks  of  the  composition  of  motions.  It  is  natural  to  hin 
to  regard  the  actual  composite  motion  of  a body  as  t*_e  resultant 
not  of  two  forces,  but  of  two  motions,  a faster  and  a slower,  taking 
place  in  contrary  directions.  This  conception  is  the  key  to  th< 
present  problem. 

The  solution  can  only  be  that  the  actual  motion  of  some  planet* 
is  the  resultant,  not  only  of  the  two  motions  previously  mentioned 
(the  motions  of  Same  and  of  the  Different),  but  also  of  a third  here 
added,  (i)  The  motion  of  the  Same  carries  round  the  entire 
universe  with  all  its  contents,  relatively  to  absolute  space.1  If 
that  motion  operated  alone,  there  would  be  no  change  in  the  relative 
positions  of  any  parts  of  the  universe.  It  can  accordingly  be 
ignored  in  the  present  discussion.  (2)  The  motion  of  the  Different, 
as  we  saw,  was  a single  motion,  shared  out  among  the  seven  plane- 
tary circles.  As  single,  it  will  affect  the  bodies  afterwards  placed 
in  those  circles  as  if  all  the  seven  circles  moved  together,  like  a solid 
disc,  with  ' similar  speed  \ i.e.  with  the  same  angular  velocity. 
This  distribution  of  the  single  revolution  of  a disc  to  larger  and 
smaller  circles  within  its  circumference  is  described  at  Laws  893c  : 
‘ We  observe  in  the  case  of  this  revolution  that  such  a motion 
carries  round  the  greatest  and  the  smallest  circle  together,  dividing 
itself  proportionately  to  lesser  and  greater,  and  being  itself  pro- 
portionately less  and  greater.  This,  in  fact,  is  what  makes  it  a 
source  of  all  sorts  of  marvels,  since  it  supplies  greater  and  smaller 
circles  at  once  with  velocities  high  or  low  answering  to  their  sizes — 
an  effect  one  might  have  imagined  impossible  ' (trans.  Taylor). 
The  revolution  of  the  Different  may  be  illustrated  by  the  motion 
of  a moving  staircase,  on  which  seven  passengers  are  standing.2 
Suppose  that  the  staircase  is  moving  downwards.  If  this  were  all, 
the  seven  planets,  though  shifting  (eastwards)  against  the  back- 
ground of  the  fixed  stars  (represented  by  the  stationary  walls 

1 The  expression  * absolute  space  ' is  justified  by  the  fact  that  Plato  certainly 
regards  the  rotation  of  the  whole  universe  as  a real  motion,  with  a period  of 
24  hours,  although  there  is  nothing  outside — not  even  empty  space — to 
which  the  motion  can  be  relative.  The  world  rotates  in  its  own  place  ; the 
place  does  not  rotate  with  it.  For  this  distinction  between  a body  and  its 
‘ place  *,  see  below,  p.  195. 

2 The  ancient  commentators  used  a similar  (but  less  convenient)  comparison. 
The  Same  was  represented  by  the  movement  of  a ship  (westwards),  the 
motion  of  the  planets  by  passengers  walking  along  the  deck  towards  the 
stern  (eastwards).  Chalcidius,  p.  166  : ut  in  navigando,  cum  ad  destinata 
uenti  pulsu  naui  uolante  e regione  prorae  quidam  ex  nauigantibus  ad  puppim 
recurrunt.  Hyginus,  Poet.  Astron.  iv,  13,  necesse  est  eum  ( solem ) contra  mundi 
inclinationem  currere.  Quare  autem  euenit,  ut  ante  diximus,  quod  uidetur  cum 
mundo  sol  uerti , eius  similis  haec  est  causa , ut  si  quis  in  nauiculae  rostro  sedens 

82 


CIRCLES  IN  THE  WORLD-SOUL 

enclosing  the  staircase),  would  keep  their  relative  positions,  all 
being  equally  subject  to  the  motion  of  the  staircase.  The  present 
passage  explains  why  they  do  not. 

Let  us  take  first  the  differences  of  speed,  which  are,  in  fact, 
sufficient  to  account  for  the  changes  of  relative  position.  I suggest 
that  we  may  take  the  Sun  with  his  two  companions,  Venus  and 
Mercury,  as  proceeding  at  the  standard  speed,  against  which  the 
.peeds  of  the  remaining  four  will  be  measured.  The  Sun  is  obviously 
pre-eminent  among  the  planets  1 and  his  period,  the  year,  is  the 
most  important.  The  year  is  the  cycle  of  life  on  Earth,  which 
moves  in  that  period  through  its  round  of  birth,  maturity,  death, 
and  rebirth.  This  movement  of  life  was  connected  by  Aristotle 
with  the  ' inclined  circle  ’ (the  ecliptic)  marking  the  Sun's  apparent 
annual  track  through  the  signs.  The  ancients  thus  attribute  to 
the  motion  of  the  Sun  all  those  seasonal  changes  which  we,  on  the 
heliocentric  theory,  attribute  to  the  annual  revolution  of  the 
Earth.2  Already,  in  the  Republic  (509B),  the  Sun  has  been  called  the 
cause  of  the  becoming  (birth,  yhecng),  growth,  and  nourishment  of 
all  visible  things,  ‘ though  not  himself  yeveatg* ; just  as  the  Good 
is  the  cause  of  the  being  (ovala)  of  intelligible  things,  though  itself 
* beyond  being  \ This  association  of  the  Sun  and  its  inclined  circle 
with  becoming  and  mutability  and  so  with  ‘ the  Different 1 suggests 
that  the  movement  of  the  Sun  (shared  by  his  two  companions)  is 
the  actual  movement  of  the  Different , with  a speed  unmodified  by  any 
individual  variations.  Obviously,  if  any  planet  exhibits  the  actual 
motion  of  the  Different,  it  must  be  either  the  Sun  or  the  Moon. 
Not  to  mention  their  superior  conspicuousness,  these  are  the  only 
two  planets  which  go  steadily  forward,  without  stations  or  retro- 

inquirat  ( inde  quaerat,  Scheff.)  ad  puppim  transire,  et  nihilominus  ipsa  nauis 
iter  suum  conficiat : ille  quidem  uidebitur  contra  nauiculae  cursum  ire , sed 
tamen  eodem  perueniet  quo  nauis. 

1 Epin.  986E,  ' Of  these  three  (Sun,  Venus,  Mercury)  it  must  needs  be  that 
the  one  with  an  intelligence  equal  to  the  task  (the  Sun)  leads  the  way  \ 
Albinus,  Didasc.  xiv,  rjXios  fxev  rjycfiovevei  navrcov  (rd>v  vXavqTwv ),  Seitcvus  re  Kai 
<f>cuv<av  ra  ovjJuravTa. 

2 Ar.,  de  gen.  et  corr.  ii,  10,  336a,  32  ff.  ‘ It  is  not  the  primary  motion  (of 
the  First  Heaven)  that  causes  coming-to-be  and  passing-away,  but  the  motion 
along  the  inclined  circle  ; for  this  motion  not  only  possesses  the  necessary 
continuity,  but  includes  a duality  of  movements  as  well/  The  lifetime  of 
every  living  thing  has  a period,  which  in  some  cases  is  a year,  in  others  shorter 
or  longer.  Coming-to-be  occurs  as  the  Sun  approaches,  decay  as  it  retreats. 
With  the  revolution  of  the  Sun  the  seasons  come  to  be  in  a cycle,  and  so  the 
becoming  of  living  things,  initiated  by  the  seasons,  is  also  cyclical.  Cf. 
Adrastus  (Theon,  p.  242)  : In  the  sublunary  region  there  is  becoming  and 
perishing,  growth  and  diminution,  every  sort  of  qualitative  change  and 
variety  of  locomotion.  Of  all  these  things  the  planets  are  the  cause,  and 
chiefly  the  Sun  and  Moon,  by  virtue  of  their  composite  movements. 

83 


CIRCLES  IN  THE  WORLD-SOUL  36b-, 

gradations.  It  seems  likely  that  the  motion  of  one  or  the  othe 
will  be  compounded  solely  of  the  Same  (which  is  common  to  all. 
and  the  Different.  Both  were  associated  with  the  mutability  oj 
earthly  things,  and  the  Moon,  with  her  phases,  had  strong  claims 
which  were  duly  recognised.  But  the  Sun's  claim  is  strongei 
because  his  period  embraces  the  whole  round  of  seasonal  life. 
Every  year  is  a repetition  of  the  last  one,  whereas  the  months  an* 
very  different  in  character  : June  is  not  a repetition  of  Decern** 
That  is  why  the  ecliptic  is  the  trace  of  the  Sun's  apparent  annual 
path,  not  of  the  Moon's  apparent  monthly  path,  through  the  signs. 
The  solar  year,  then,  will  be  the  period  of  a revolution  of  the  Different* 
just  as  twenty-four  hours  is  the  period  of  a revolution  of  the  Same. 
We  may  thus  compare  the  Sun,  Venus,  and  Mercury  (the  ‘ three 
with  similar  speed  ')  to  a group  of  passengers  who  stand  still  on  one 
step  of  the  moving  staircase,  which  carries  them  slowly  downwards. 
The  staircase  is  bent  round  in  a continuous  band.  Imagine  this 
to  be  circular,  and  that  the  passengers  can  travel  round  and  round. 
This  group  of  three  will  then,  at  the  end  of  a year,  be  back  again 
at  their  initial  position. 

There  are  four  more  passengers  on  the  staircase.  The  remaining 
planets  are  the  Moon,  who  is  between  the  Earth  and  the  Sun  group, 
and  the  three  outer  planets,  Mars,  Jupiter,  Saturn.  All  these  differ 
in  speed  from  the  Sun  group  and  from  one  another.  The  Moon 
revolves  rapidly  in  her  orbit — the  smallest  of  all — round  the  Earth. 
She  moves  much  faster  1 than  the  Sun,  completing  over  twelve 
monthly  rounds  to  one  of  his  yearly  revolutions.  The  three  outer 
planets  are  slower  than  the  Sun.  Mars  was  estimated  in  antiquity 
to  take  a little  less  than  2 years,  Jupiter  about  12  years,  Saturn 
a little  less  than  30. 2 

There  is  thus  a contrast  between  the  behaviour  of  the  Moon  and 
that  of  the  outer  three,  causing  a phenomenon  which  Theon  describes 
as  follows : 

' The  conjunctions  of  the  planets  with  the  Sun  and  their 
appearances  and  disappearances,  which  we  call  their  risings  and 
settings,  are  not  the  same  for  all  the  planets.  The  Moon,  after 
her  conjunction  with  the  Sun,  since  she  has  a swifter  movement 
than  his  towards  the  antecedent  signs  (eastwards),  always  makes 
her  first  appearance  or  * rising ' in  the  evening  and  disappears 
or  * sets ' in  the  morning.  Saturn,  Jupiter,  and  Mars,  on  the 
contrary,  since  they  reach  the  antecedent  signs  more  slowly  than 

1 Boeckh  pointed  out  that  * faster  ’ and  ‘ slower  * as  applied  to  the  planets 
here  does  not  mean  absolute  velocity.  The  faster  planet  is  the  one  which 
completes  its  circuit  in  the  shorter  time,  i.e.  has  the  higher  angular  velocity. 

2 Theon,  p.  222. 


CIRCLES  IN  THE  WORLD-SOUL 

the  Sun,  as  if  overtaken  and  passed  by  him,  always  set  in  the 

evening  and  rise  in  the  morning  (after  their  conjunction).’ 1 

To  return  to  our  illustration  : three  passengers  (Sun,  Venus, 
Mercury),  as  a group , stand  still  on  the  staircase  and  move  with  it. 
The  other  four,  being  alive,  can  walk  either  up  or  down  the  stair- 
case and  so  get  farther  and  farther  from  the  stationary  group.  If 
J^e  staircase  is  bent  round  in  a circle,  they  will  pass  through  all 
angles  of  divergence  till  they  rejoin  the  group  (conjunction  with 
the  Sun).  But  they  do  not  all  walk  the  same  way.  One  (the 
Moon)  runs  down  the  staircase,  so  fast  that  he  overtakes  and  passes 
the  group  nearly  thirteen  times  while  the  group  is  making  one 
rircuit.  The  other  three  move  the  opposite  way , mounting  the  stair- 
case, at  different  rates  of  speed.  They  are,  of  course,  all  the  time 
being  carried  downwards  by  the  staircase  ; but  by  walking  upwards 
at  lesser  rates  of  speed  they  slow  down  this  movement  and  get 
away  from  the  stationary  group.  In  respect  of  their  individual 
voluntary  motion,  the  three  who  are  mounting  can  be  said  to  be 
moving  in  the  contrary  direction  to  all  the  other  four,  for  they 
alone  are  moving  against  the  motion  of  the  staircase.  These  three 
also  will  pass  through  all  angles  of  divergence  before  they  rejoin 
the  group  (conjunction  with  the  Sun).  But  their  behaviour  will 
contrast  with  that  of  the  Moon  in  the  manner  described  by  Theon. 

Here  a diagram  may  be  useful. 


Earth 


'•W 


The  outer  circle  is  the  orbit  of  Jupiter,  the  inner  circle  the  orbit 
of  the  Sun.  Suppose  that  on  i January  1934  the  Sun  at  S1  and 

1 1 Pr.  ii,  264*,  reproduces  this  : ‘ Saturn,  Jupiter,  and  Mars  make  their 

first  appearance  after  conjunction  with  the  Sun  as  morning  stars  because  the 
Sun  moves  in  the  direction  of  the  antecedent  signs  more  quickly  than  they ; 
I the  Moon,  on  the  contrary,  first  appears  in  the  West  because,  moving  more 
I quickly  than  the  Sun,  she  is  seen  to  the  East  of  the  Sun. 

* o . 


CIRCLES  IN  THE  WORLD-SOUL  36b- 

Jupiter  at  J1  were  in  conjunction.  If  the  two  rings  were  bot 
subject  only  to  the  motion  of  the  Different  from  West  to  Eas  , 
they  would  move  ‘ with  similar  speed  ’,  i.e.  the  same  angular 
velocity.  Then  at  the  end  of  a year  both  planets  would  have 
completed  one  revolution,  remaining  in  conjunction  all  the  time 
and  returned  to  their  original  positions.  But  this  is  not  wha, 
happens.  By  i January  1935  the  Sun  will  have  completed  01 v 
revolution  and  be  back  at  S1 ; but  Jupiter  will  have  moved  oni 
a twelfth  part  of  his  course,  from  J1  to  J2.  Jupiter  must  therefor 
have  counteracted  the  common  motion  of  the  Different.  Insteac 
of  allowing  this  motion  to  swing  him  round  in  perpetual  conjunction 
with  the  Sun,  he  slows  it  down  by  an  additional  motion  in  th( 
opposite  sense  (westwards)  rapid  enough  to  let  the  Different  carry 
him  only  as  far  as  J2.  If  we  imagine  his  orbit  as  a moving  circular 
platform  on  which  he  is  walking,  the  platform  will  complete  its 
revolution  eastwards  in  one  solar  year,  but  Jupiter  will  have  walked 
along  it  westwards  its  length.  This  individual  motion  is 

contrary  to  that  of  the  Sun  (with  his  companions  Venus  and  Mer- 
cury) and  to  that  of  the  Moon.  It  is  symbolised  by  Jupiter’s 
individual  circle.  The  planet,  while  subject  to  the  westward  motion 
of  the  Same  in  the  plane  of  the  equator  and  also  to  the  eastward 
motion  of  the  Different  in  the  plane  of  the  ecliptic , has  its  own 
motion  westwards  in  the  plane  of  the  ecliptic,  counteracting  the 
Different. 

To  sum  up  : if  we  leave  out  of  account  the  motion  of  the  Same, 
which  affects  all  the  seven  planets  equally,  the  proper  movements 
of  the  planets,  relatively  to  one  another,  are  as  follows  : (1)  The  Sun, 
Venus,  and  Mercury,  taken  as  a group  with  ' similar  speed  ’,  com- 
plete their  course  together  in  a solar  year.  Their  proper  motior 
is  identical  with  that  of  the  Different.  (2)  The  Moon  has  an 
additional  motion  which  carries  her  faster  in  the  same  sense.  (3) 
The  three  outer  planets  move  in  the  same  sense  inasmuch  as  they 
share  in  the  motion  of  the  Different.  But  they  have,  individually, 
the  power  of  counteracting  that  movement  in  various  degrees,  and 
so  slowing  it  down.  These  three  planets  are  the  set  which  have 
additional,  individual  motions  in  the  opposite  sense  to  the  others. 
(It  should  be  noted  that  these  additional  motions  are  strictly 
contrary  to  the  Different,  to  which  the  Same,  being  in  another 
plane,  is  not  strictly  contrary.)  So,  and  only  so,  can  it  be  true 
that  two  sets  of  circles  (or  bodies  moving  in  those  circles),  though 
all  moving  in  one  sense  with  the  common  motion  of  the  Different, 
have  individual  motions  f in  opposite  senses  relatively  to  one  another  * 
(xax a ravavria  aXXrjXoiq) . 

We  can  now  see  why  the  changes  in  the  relative  positions  of  the 

86 


CIRCLES  IN  THE  WORLD-SOUL 


planets  are  not  ascribed  merely  to  differences  of  speed,  though 

Lat  would  be  a possible  way  of  representing  the  facts.  The 
.dditional  motion  of  the  three  outer  planets  is  contrary  to  the 
[notion  of  the  Different,  which  is  exhibited  without  modifications 
$>y  the  Sun  group  ; whereas  the  Moon's  motion  is  in  the  same  sense 
as  the  Different,  which  it  merely  accelerates.  The  result  will  be 
that,  in  returning  to  conjunction  with  the  Sun,  the  Moon  will 
overtake  the  Sun  as  it  were  from  behind,  whereas  the  Sun  himself 
will  overtake  and  pass  the  three  outer  planets.  This  is  the  pheno- 
fmenon  noted  by  Theon  : ‘ The  Moon  after  her  conjunction  with 
I the  Sun,  since  she  has  a swifter  movement  than  his  towards  the 
antecedent  signs  (eastwards),  always  makes  her  first  appearance 
or  “ rising  " in  the  evening  and  disappears  or  “ sets  ” in  the  morning. 
Saturn,  Jupiter,  and  Mars,  on  the  contrary,  since  they  reach  the 
antecedent  signs  more  slowly  than  the  Sun,  as  if  overtaken  and 
passed  by  him,  always  set  in  the  evening  and  rise  in  the  morning 
(after  their  conjunction).' 

The  third  force  which  modifies  the  motion  of  some  of  the  planets 
is  left  unexplained.  The  reason  is  that  the  planets  themselves 
have  not  yet  been  mentioned  at  all.1  Later  we  shall  learn  that, 
like  the  fixed  stars,  they  are  divine  living  creatures  with  souls  ; 
and  these  souls  must  have  the  power  of  self-motion,  since  that  is 
the  very  definition  of  soul.  It  is,  presumably,  the  self-motion  of 
the  planets  that  enables  them  either  to  counteract  the  motion  of 
the  Different  to  some  extent  or  to  reinforce  it.  If  this  is  the 
explanation,  it  could  not  be  given  here  in  a passage  which  describes 
only  a system  of  motions  without  reference  to  the  bodies  that 
have  them.  It  is  consistent  with  the  statement  of  Dercylides,  who 
maintained  that,  according  to  Plato,  all  the  planets  had  a ' voluntary 
and  unforced  motion  ' and  blamed  Aristotle,  Menaechmus,  and 
Callippus  for  introducing  spheres  to  which  they  attached  the 
heavenly  bodies,  as  though  these  were  inanimate  and  needed 
material  spheres  to  carry  them  round.2 

The  interpretation  offered  above  is  confirmed  by  the  description 

1 Pr.  ii,  265  s,  (jlovovs  yovv  tovs  kvkXovs  €V  rfj  *pvxfj  Bets  avev  rcov  acrrepouv — othrca 
yap  vrreoTrjcrav — tovtovs  €<f>aro  Ktvciodai. 

2 Theon,  p.  327,  7raai  8k  Tqv  kCvtjoiv  irpoaipeTiKrjv  /cat  a fiiacrrov  etvai.  Aristotle 
is  accused  by  Ritter  (Platon  ii,  372)  of  a ' depravation  * of  Eudoxus’  system 
of  geometrical  spheres.  But  Eudoxus  was  a mathematician  concerned  only 
with  making  a map  of  the  celestial  motions  on  the  assumption  that  they 
must  all  be  reducible  to  circular  movements,  as  Plato  taught.  Aristotle  was 
a physicist,  concerned  with  making  these  motions  work  mechanically.  Since 
he  believed  action  at  a distance  to  be  impossible,  the  only  way  by  which 
the  movement  of  the  Same  (or  any  other  revolution)  could  be  communicated 
to  an  inferior  body  was  by  means  of  material  spheres  in  actual  contact  with 
one  another. 


87 


CIRCLES  IN  THE  WORLD-SOUL 


36b-i^ 

of  the  Spindle  of  Necessity  in  the  Myth  of  Er  (Rep.  617A),  where 
the  counter-movement  of  the  three  outer  planets  is  explicitly 
mentioned,  though  its  significance  has  not  been  understood. 

‘ The  Spindle  turns  round  as  a whole  with  one  motion ; arn^ 
within  the  whole,  as  it  revolves,  the  seven  circles  revolve  slowly 
in  the  opposite  sense/ 

Here,  as  in  the  Timaeus,  the  two  main  motions — of  the  Same,! 
affecting  the  whole,  and  of  the  Different,  shared  by  all  seven  circles 
— are  first  mentioned.  Next  come  the  different  speeds  of  the  seven 
circles  and  the  changes  in  the  relative  positions  of  the  planets  : 

‘ And  of  these  circles  themselves,  the  eighth  (Moon)  moves 
the  most  swiftly ; second  in  speed  and  all  moving  together,  the 
seventh,  sixth,  and  fifth  (Sun,  Venus,  Mercury)  ; third  in  speed 
moves  the  fourth  (Mars),  as  it  appeared  to  them , with  a counter- 
revolution, fourth,  the  third  (Jupiter),  and  fifth,  the  second 
(Saturn)/  1 

Adam  and  Heath  rightly  recognise  that  EnavaxvxXelaOai  (as 
distinct  from  avaxvxXeTadai)  means  ' counter-revolution  \ But 
counter  to  what  ? The  movement  of  all  the  seven  circles  contrary 
to  the  fixed  stars  was  mentioned  in  the  previous  sentence  ; it  is 
shared  by  all  the  planets.  Why  should  Plato,  in  an  exceedingly 
compressed  account,  mention  it  again,  precisely  at  the  point  where 
the  three  outer  planets  are  introduced,  after  the  group  of  three 
which  keep  together  ? I can  only  understand  it  as  a reference  to 
the  doctrine  of  our  passage,  that  the  three  outer  planets  (to  all  of 
which,  I take  it,  the  phrase  applies)  appear  to  have  a movement 
contrary  to  the  Moon  and  to  the  Sun,  Venus,  and  Mercury,  modi- 
fying the  movement  shared  by  all.  The  word  ETiavaxvxArjOig  occurs, 

1 61 JB,  rpirov  8e  <f>opq.  Uvai,  (bs  o<f>icn  <f>a£v€o9(U,  inavaKVKXovpLevov  rov  riraprov, 
reraprov  Se  tov  rpirov , koX  TrepLTrrov  rov  hevrepov.  Adam  {ad  loc.)  : ‘ The  revolu- 
tion relatively  to  that  of  the  whole  is  retrograde  ; hence  e tt  a v a kvkXov - 
p,€vov.’  Heath  {Aristarchus,  p.  viii)  : * what  is  meant  is  a simple  circular 
revolution  in  a sense  contrary  to  that  of  the  fixed  stars,  and  there  is  no 
suggestion  of  retrogradations  \ Heath  (Gk.  Astron.,  p.  48)  translates  accord- 
ingly : ‘ third  in  the  speed  of  its  counter-revolution  the  fourth  appears  to 
move  Theon  (p.  236)  quoting  Rep . 61 7B  (not  very  accurately)  has  rpirov 
8e  <f>opq.  Uvat,  ov  <f>aai  (for  ws  o<f>£oi)  (f>aiv€oda.L  inavaKVKXovpLevov  <rov  reraprov  > 
fxdXiarra  rwv  aXXcov.  Burnet  (E.G.P.8,  p.  304  n.)  thought  that  naXiora  rtov 
aXXwv  might  be  a line  that  had  dropped  out  of  the  text  of  Plato.  If  so, 
I should  understand  it  as  meaning  that,  while  ol  aXXou,  the  three  outer 
planets,  all  have  the  counter-revolution,  it  is  most  apparent  in  the  case  of 
Mars,  who  takes  only  two  years  to  complete  his  orbit.  Burnet  took  cVava/cu- 
tcXovfxcvov  to  mean  retrogradation.  But  retrogradation  is  not  confined  to  Mars 
or  to  the  three  outer  planets — a fact  which  Plato  recognises  later  (38D). 

88 


CIRCLES  IN  THE  WORLD-SOUL 

so  far  as  I know,  only  once  elsewhere  in  Plato,  in  a passage  which 
bears  out  my  interpretation.  After  describing  the  individual 
motions  of  the  heavenly  bodies  and  of  Earth,  due  to  their  living 
souls,  Plato  says  that  all  the  effects  resulting  from  so  complicated 
a system  of  motions  cannot  be  understood  in  detail  without  a visible 
model.  These  effects  include  the  ways  in  which  they  gain  upon 
and  pass  one  another,  their  conjunctions  and  oppositions,  and  ‘ the 
counter-revolutions  of  the  circles  relatively  to  one  another  ,.1  In  the 
Myth  of  Er,  the  outer  planets  moved  * as  it  appeared  to  them  (the 
souls),  with  a counter-revolution  \ Plato  is  not  wasting  words : 
there  is  a sense  in  which  the  counter-revolution  is  only  apparent. 
The  souls,  watching  the  turning  circles  in  their  vision,  see  the  Moon 
speeding  ahead  of  the  Sun  group,  while  the  outer  three  drop  behind 
and  get  farther  and  farther  away.  They  would  * appear  ' to  be 
moving  in  the  contrary  direction,  like  our  three  passengers  who 
walked  the  opposite  way  to  the  rest ; but  their  actual  motion  is 
(as  we  have  already  been  told)  governed  by  the  movement  of  the 
Different.  The  bodies  stationed  in  the  circles  are  really  moving 
the  same  way  as  the  others,  though  more  slowly  as  against  the 
standard  speed  set  by  the  Sun. 

On  the  other  hand,  as  I shall  try  to  show  later  (p.  108),  this 
power  of  the  planets’  individual  souls  to  counteract  the  motion  of 
the  Different  is  invoked  by  Plato  for  another  purpose.  In  our 
passage  and  in  Republic  x it  explains  a peculiarity  of  the  three 
outer  planets  in  contrast  with  all  the  rest.  The  effect  is  a slowing 
down  of  the  planet’s  main  motion,  without  real  change  of  sense. 
But  there  is  also  the  very  striking  phenomenon  of  retrogradation. 
Vs  we  watch  the  planets  against  the  background  of  the  fixed  stars, 
11,  except  the  Sun  and  Moon,  appear  at  times  to  stand  still,  move 
>ackwards  a certain  distance,  and  then  go  forward  again.  This 
topic,  however,  had  better  be  reserved  till  we  reach  the  point  where 
Plato  introduces  it  (38D). 

Here,  it  remains  to  point  out  that  in  this  description  of  the 
composite  motion  of  the  planets  there  is  nothing  inconsistent  with 
the  Laws  or  the  Epinomis.  At  Laws  82 ib  the  Athenian,  addressing 
men  supposed  to  be  totally  ignorant  of  astronomy,  remarks  that 
nearly  all  Greeks  falsely  say  that  Sun  and  Moon  and  certain  other 
stars  are  never  travelling  along  the  same  path  ( oddv ),  and  so  call 

1 40c,  ras  ra>v  kvkXojv  7 rpos  iavrovs  ivavaKVKXrjoeis.  See  below,  p.  135.  The 
phrase  has  been  understood  as  ‘ the  returning  of  the  circles  upon  themselves  * ; 
but  a model  would  not  be  needed  to  show  that  a circle  returns  upon  itself, 
cavrotfe  is  a frequent  substitute  for  aXXyXovs,  a word  which  Plato  might  well 
avoid,  since  he  has  to  use  it  three  times  in  the  same  sentence.  It  is  unfor- 
tunate that  there  is  a lacuna  in  the  sentence  where  Pr.  (in  remp.  ii,  226**) 
commented  on  the  inavaKVKX-qais  in  the  Myth  of  Er. 

89 


36b-d 


CIRCLES  IN  THE  WORLD-SOUL 

them  ' wanderers  ' (planets).  * The  truth  is  precisely  the  opposite  : 
each  is  always  travelling  in  a circle  one  and  the  same  path,  not 
many  paths,  though  it  appears  to  move  along  several  paths ' 
(822 a).  This  statement  does  not  contradict  our  passage.  The 
proper  motion  of  each  planet  is  confined  to  one  of  the  seven  circles  ; 
it  never  strays  from  this  orbit  into  another  path.  ‘ It  is  natural 
and  necessary/  writes  Theon,1  * that  every  heavenly  body  should, 
like  the  fixed  stars,  move  uniformly  and  regularly  with  one  simple 
proper  movement.  This  will  be  evident  if  we  imagine  the  universe 
to  be  at  rest  and  the  planets  moving  along  the  Zodiac  (which  will 
ex  hypothesi  be  at  rest).  Their  movement  will  then  appear  no 
longer  variable  and  irregular,  but  regular,  as  we  have  shown  by 
the  construction  of  Plato's  Sphere  (acpaigonouag)/  He  goes  on 
to  explain  that  the  appearance  of  variable  movement  is  due  to 
the  planets'  proper  movements  being  twisted  into  spirals  by  com- 
bination with  the  movement  of  the  Same  in  another  plane,  as  the 
Timaeus  explains  later  (39A).2  As  Boeckh  pointed  out,  the  unity 
of  the  planets'  movements  in  single  circles  is  not  supposed  in  the 
Laws,  any  more  than  in  the  Timaeus,  to  be  upset  by  the  fact  that 
the  movement  of  the  Same  turns  them  into  spirals.  Thus,  just 
after  the  mention  of  the  spiral  twist  at  39A,  Plato  speaks  of  the 
Moon  as  describing  ‘ its  own  circle  ' in  a month,  and  of  the  Sun 
as  describing  ‘ its  own  circle  ' in  a year.3  All  that  the  Athenian 
asserts  is  that  the  planets  do  not  stray  about  from  path  to  path, 
but  keep  to  one  circular  track.  This  is  true  of  their  proper  move- 
ment. The  expression  to  ‘ move  on  several  paths  ' (n oXXac  odovg 
qpdgeoOai,  Laws  822A)  must  not  be  confused  with  ‘ having  a move- 
ment compounded  of  more  than  one  motion  ' [nXetovt;  (pog ag 
(pigeodai,  Aristotle).4  On  Newtonian  principles  a planet  has  a 

1 p.  244,  following  Adrastus.  The  notion  is  now  current  that  Plato  revolu- 
tionised his  astronomy  in  his  old  age,  and  that  this  revolution  is  implied  by 
certain  statements  in  the  Laws  and  Epinotnis.  I shall  criticise  this  theory 
later  (122  ff.)  ; but  I would  remark  here  that  the  lucid  and  detailed  accounts 
of  Plato’s  astronomy  which  Theon  took  from  Adrastus  and  Dercylides 
betray  no  sign  that  they  recognised  any  contradiction  between  the  Timaeus 
and  the  later  works. 

2 Cf.  Pr.  iii,  1228,  * Each  planet  has  one  simple  motion,  though  the  com- 
bination of  more  than  one  revolution — the  proper  revolution  of  each  one  and 
the  revolution  shared  with  the  fixed  stars — complicates  their  movement.’ 

3 Heath,  Aristarchus,  p.  183. 

4 This  confusion  invalidates  Tr.'s  argument  (Class.  Rev.  xlix,  54)  contro- 
verting Shorey’s  remark  (on  Rep.  530B)  that  the  Rep.  is  consistent  on  this 
point  with  the  Timaeus  and  the  Laws.  Tr.  says  : * the  phrase  ttoXXcls  oSods 
(or  <f>opas)  </>4p€o9a i does  not  mean  to  “ move  irregularly,  now  this  way,  now  that, 
but  something  very  different,  “ to  move  with  several  motions  at  once  ”,  to 
have  a composite  movement  ’.  This  is  not  a possible  rendering  of 


90 


CIRCLES  IN  THE  WORLD-SOUL 

composite  movement,  the  resultant  of  two  forces  acting  in  different 
directions,  but  it  keeps  to  a single  elliptical  track.  Even  if  we 
take  into  account  the  twisting  of  the  proper  circular  movement 
into  a spiral  by  the  other  component  motion,  the  planet  will  still 
be  travelling  on  a single  regular  track  or  path.  If  a man  ascends 
a spiral  staircase,  he  is  not  straying  from  one  path  to  another. 
His  position  at  any  moment  can  be  calculated  as  exactly  as*  if  he 
were  moving  in  a circle  or  a straight  line.  The  Epinomis  (982c) 
gives  as  a proof  of  intelligence  in  the  heavenly  bodies  the  regularity 
of  their  behaviour ; they  do  not  change  their  places  or  wander 
with  shifting  revolutions.  All  these  statements  are  directed  against 
the  notion  popularly  entertained  by  people  who  knew  no  astronomy 
that  the  term  ' planet  ’ implied  irregular  and  incalculable  ' wander- 
ings ' from  one  track  to  another. 

Another  passage  in  the  Epinomis  1 has  been  alleged  to  contradict 
the  Timaeus.  After  mentioning  the  seven  planets,  the  author 
speaks  of  ‘ one  (divinity),  the  eighth,  which  might  specially  be  called 
the  Cosmos  on  high,  who  moves  in  the  opposite  sense  to  all  those, 
carrying  the  others  with  it — so,  at  least,  it  may  seem  to  men  who 
know  little  of  these  things.  But  that  of  which  we  are  sufficiently 
well  assured  we  are  bound  to  state  and  do  state  ; for  to  one  who 
has  even  a small  share  of  right  and  divine  understanding,  this 
appears  to  be  the  teaching  of  true  wisdom  \ Heath  has  offered 
a natural  interpretation  of  this  passage.  * It  occurs  to  me/  he 
wrote,  * that  the  emphasis  is  on  the  word  “ men  ” (avOgcbnoig  with- 
out the  article),  and  that  the  meaning  is  “so  far  as  mere  human 

1 987B,  era  8e  tov  oySoov  ypr)  X eyeiv,  ov  fiaXicrra  tls  av  <tov  av>a>  (avco  libri  : av 
Burnet.  I propose  tov  avco  Koofiov,  to  distinguish  Kocrfios  applied  to  the  fixed 
stars  from  k6o(jlos  as  used  of  the  whole  universe)  koo/xov  7 rpooayopevoi,  os  ivavrios 
€K€ivois  crufxvaoiv  Tropeoerat,  a ycov  rovs  aXXovs,  co?  yc  avdpconois  <j>aivoiT  av  o\lya  tovtcov 
elSooLv.  oaa  8e  ixavajs  lo/iev,  ktX.  Burnet’s  insertion  of  ovk  before  aycov 
rovs  aXXovs  has  no  authority.  Tr.  (p.  232)  also  understands  that  the  outer- 
most circle  does  not  really  carry  the  others  round  with  it.  He  deduces  that 
* the  real  motion  of  the  eighth  circle,  which  is  still  retained  in  the  Epinomis, 
can  no  longer  have  anything  to  do  with  day  and  night  \ But  the  Epinomis 
in  the  context  (986B)  refers  back  to  an  earlier  passage  mentioning  Sun,  Moon, 
and  Fixed  Stars.  There  (978D-979A)  the  Sun  is  connected  with  the  year, 
the  moon  with  the  months,  and  the  Fixed  Stars  with  night  and  day  : ‘ When 
''•nos  ceases  not  turning  these  bodies  about  for  many  nights  and  days,  he 
nevqr  ceases  teaching  men  the  lesson  of  one  and  two,  till  even  the  dullest 
learns  to  count  well  enough.  For  every  one  of  us  who  sees  the  heavenly 
bodies  will  go  on  to  form  the  idea  of  three  and  four  and  higher  numbers/ 
Day  and  Night — one  and  two — is  the  simplest  lesson  in  number,  and  so  is 
mentioned  first ; then  the  month  ; tlysn  the  year.  The  lesson  is  taught  by  the 
revolution  of  the  stars  in  the  Epinomis,  exactly  as  it  is  in  the  Timaeus  39c 
and  47A.  Cf . also  Laws  81 8 where  counting  one  and  two  is  similarly  connected 
with  counting  day  and  night. 


91 


CIRCLES  IN  THE  WORLD-SOUL  36b-d 

beings  can  judge,  who  can  have  little  knowledge  of  these  things  ”. 
The  words  immediately  following  are  then  readily  intelligible  : they 
would  mean  “ but  if  we  are  reasonably  satisfied  of  a thing  we  must 
have  the  courage  to  state  our  view  'V  1 The  view  of  which  the 
writer  is  sufficiently  well  assured  to  state  it  as  the  teaching  of  true 
wisdom  is  that  the  circle  of  the  fixed  stars  does  carry  the  others 
with  it — so  long  as  we  refrain  from  inserting  the  word  ' not  * in 
order  to  make  the  Epinomis  agree  with  a mistaken  interpretation 
of  Laws  821.  The  Epinomis,  if  it  be  Plato's  at  all,  must  anyhow 
be  his  latest  work ; and  he  may  have  wished  to  hint  that,  though 
he  still  felt  sufficiently  well  assured  of  the  doctrine  stated  positively 
in  the  Timaeus,  other  explanations  of  the  * appearance ' might  be 
possible.  That  human  beings  could  know  little  about  the  heavenly 
bodies  remained  a commonplace  long  after  Galileo  had  made  his 
telescope.  Our  knowledge  of  anything  more  than  their  distances 
and  movements  dates  from  the  invention  of  the  spectroscope.  In 
any  case,  whatever  the  Epinomis  passage  means,  it  cannot  afford 
proof  that  Plato  did  not  himself  hold  the  view  stated  in  the  Timaeus 
when  he  wrote  that  dialogue,  perhaps  fifteen  years  earlier.  He 
might  have  changed  his  opinion  in  the  meantime.1 2 

The  conclusion  is  that  the  Laws  (certainly)  and  the  Epinomis 
(quite  possibly  and,  I should  say,  probably)  are  perfectly  consistent 
with  the  theory  of  the  Timaeus , which  ascribes  a compound  motion 
to  the  seven  planets.  The  conception  is  fundamental  in  the  system 
of  Eudoxus,  who  was  working  at  the  Academy  before  the  Timaeus 
was  written  and  who  died  before  Plato.  It  is  equally  fundamental 
in  Aristotle's  adaptation  of  Eudoxus’  system  of  spheres.  The 
system  must  have  been  known  to  Plato,  and  the  probability  is 
that  he  incorporated  in  the  Timaeus  as  much  of  it  as  he  could 
accept,  consistently  with  his  belief  that  the  proper  motion  of  each 
planet  keeps  to  a circular  track.  It  should  not  be  forgotten  that 

1 Aristarchus,  185.  (In  Gk.  Astron.,  pp.  xliii,  61,  Heath  has  adopted  a 
different  view.)  The  above  rendering  gives  its  due  force  to  ye  and  an  accept- 
able meaning  to  avOpwirois.  If  this  word  referred  to  any  individuals  it  would 
be  slightly  insulting.  I cannot  believe  that  Plato  would  have  alluded  either 
to  his  late  coUeague  Eudoxus  or  (as  Tr.  suggests,  p.  170)  to  ' Aristotle  and 
his  friends  ' as  * fellows  who  know  little  of  these  things  \ or  that  such  an 
expression  could  be  characterised  as  * urbane  irony  \ Since  Plato  had 
himself  made  the  (alleged)  mistake  in  the  Timaeus,  he  might  feel  that  even 
urbane  irony  was  out  of  place. 

2 Yet  Tr.  writes  (p.  169)  : * If  we  turn  to  the  Laws  and  Epinomis  we  further 
get  absolute  proof  that  Plato  himself  did  not  hold  the  theory  (of  double 
motion  of  the  planets)  in  the  form  in  which  it  is  given  in  the  Republic  and 
Timaeus On  p.  171  this  ' absolute  proof  * has  become  a * more  natural 
inference  ’ than  the  possibility  that  Plato  had  changed  his  view.  But,  as 
we  have  seen,  there  is  no  real  evidence  even  for  a change  of  view. 

92 


CIRCLES  IN  THE  WORLD-SOUL 


the  Timaeus  is  a myth  of  creation,  not  a treatise  on  astronomy. 
The  surprising  thing  is  that  Plato  should  have  found  room  for  so 
many  details  in  his  broad  picture  of  rational  design  in  the  cosmos, 
not  that  he  should  have  simplified  by  omitting  subtleties  which 
would  contribute  nothing  to  his  main  purpose  and  which  might  be 
superseded  at  any  time,  as  indeed  they  were  very  soon  afterwards. 

36d-e.  The  world* s body  fitted  to  its  soul 

The  structure  of  the  World's  Soul  is  now  complete.  Plato  has 
described  its  composition  out  of  the  three  intermediate  kinds  of 
Existence,  Sameness,  and  Difference  ; its  division  according  to  the 
intervals  of  the  cosmic  harmony  ; and  its  rational  motions,  repre- 
sented by  the  two  main  circles.  Nothing  has  yet  been  said  about 
the  bodies  which  display  these  motions  and  the  additional  motions 
of  the  seven  circles.  The  intention  is  to  emphasise  the  superior 
dignity  of  soul  and  the  truth  that  the  self-moving  soul  is  the  source 
of  all  physical  motions.  The  next  step  is  to  fit  the  World's  body, 
previously  described,  into  the  frame  of  the  soul.  This  means 
imparting  to  the  body  the  motions  symbolised  by  the  soul  circles. 

36D.  When  the  whole  fabric  of  the  soul  had  been  finished  to  its 
maker's  mind,  he  next  began  to  fashion  within  the  soul  all 

e.  that  is  bodily,  and  brought  the  two  together,  fitting  them 
centre  to  centre.  And  the  soul,  being  everywhere  inwoven 
from  the  centre  to  the  outermost  heaven  and  enveloping  the 
heaven  all  round  on  the  outside,1  revolving  within  its  own 
limit,  made  a divine  beginning  of  ceaseless  and  intelligent 
life  for  all  time. 

The  above  sentences  reiterate  the  emphasis  already  laid  at  34B 
on  the  fact  that  the  soul  extends  throughout  the  body  of  the  world 
from  centre  to  circumference,  and  communicates  its  motion  to  the 
whole.  That  is  to  say,  the  motions  above  described  are  not  con- 
fined to  the  stars  and  planets.  The  motion  of  the  Same,  which  is 
supreme  over  the  seven  planetary  motions,  must  affect  the  entire 
body  of  the  world,  including  the  Earth  at  its  centre.  But  we  are 
here  concerned  not  so  much  with  physical  movements  as  with  the 

1 See  note  on  34B.  Adam  compares  our  passage  to  Rep.  61 6c,  where  the 
light  passes  through  the  centre  of  the  universe  and  round  the  outer  surface 
of  the  heavenly  sphere,  acting  as  a bond  that  holds  together  all  the  revolving 
firmament,  like  the  undergirders  of  a man-of-war.  If  Chalcidius  was  right 
in  his  interpretation  of  36c  (p.  77)  as  referring  to  the  revolution  of  a meridian 
circle  tracing  the  circumference  of  the  sphere,  this  passage  may  well  refer  to 
that  enveloping  movement  of  the  Same.  Compare  the  language  of  34B, 
where  the  wrapping  of  the  soul  round  the  body  on  the  outside  is  immediately 
followed  by  mention  of  the  rotation. 

p.c.  93 


u 


DISCOURSE  IN  THE  WORLD-SOUL  36e-37c 

motions  of  the  World-Soul  as  an  intelligent  being.  Hence  in  the 
next  paragraph  * the  circle  of  the  Different 1 is  once  more  spoken 
of  as  representing  a single  undivided  motion. 

36E-37C.  Discourse  in  the  World-Soul 

The  cognitive  activity  of  the  soul's  ceaseless  and  intelligent  life 
is  based  on  the  principle  that  like  knows  like.  As  Proclus  says, 
‘ Since  the  soul  consists  of  three  parts,  Existence,  Sameness,  and 
Difference,  in  a form  intermediate  between  the  indivisible  things 
and  the  divisible,  by  means  of  these  she  knows  both  orders  of 
things  ; ...  for  all  knowing  is  accomplished  by  means  of  likeness 
between  the  knower  and  the  known.'  1 

36E.  Now  the  body  of  the  heaven  has  been  created  visible  ; but 
she  is  invisible,  and,  as  a soul  having  part  in  reason  and 
37.  harmony,  is  the  best  of  things  brought  into  being  by  the 
most  excellent  of  things  intelligible  and  eternal.2  Seeing, 
then,  that  soul  had  been  blended  of  Sameness,  Difference, 
and  Existence,  these  three  portions,  and  had  been  in  due 
proportion  divided  and  bound  together,3  and  moreover 
revolves  upon  herself,  whenever  she  is  in  contact  with  any- 
thing that  has  dispersed  existence  or  with  anything  whose 
existence  is  indivisible,  she  is  set  in  motion  all  through  herself 

B.  and  tells  in  what  respect  precisely,  and  how,  and  in  what 
sense,  and  when,  it  comes  about  that  something  is  qualified  as 
either  the  same  or  different  with  respect  to  any  given  thing, 
whatever  it  may  be,  with  which  it  is  the  same  or  from  which 
it  differs,  either  in  the  sphere  of  things  that  become  or  with 
regard  to  things  that  are  always  changeless.4 

1 Pr.  ii,  298.  Cf.  ii,  13521  ff. 

2 Plutarch  1016c  (rightly)  took  rwv  votjtcjv  del  r ovtcov  as  depending  on  tov 
dpCtrrov . Pr.  ii,  294,  mentions  this  as  a possible  construction,  though  he 
suggests,  as  perhaps  preferable,  the  meaning  that  soul  is  the  best  among 
those  intelligible  and  everlasting  things  which  are  generated,  or  taking  tcov 
vot)t<j)v  atl  r*  ovrcoy  with  Xoyiofiov  Kal  apfiovias  (cf.  Robin,  Physique  de  PI.  56). 
That  avrri  means  the  soul  (not  ‘ the  heaven  itself ",  Tr.)  is  plain  from  46D,  6. 
A.-H.,  Wilamowitz  (. Platon  ii,  389),  and  others  are  (I  think,  rightly)  inclined 
to  omit  ifwxr),  though  it  was  read  by  Plutarch  (loc.  cit.). 

3 Proportion  acts  as  a bond,  31c. 

4 The  construction  is  doubtful.  (1)  It  can  be  taken  (in  accordance  with 
the  above  translation)  as  follows  : * The  soul  tells — (oto»  t av  n ravrdv  ff  Kal 
otov  av  €T€pov)  whatever  it  may  be  (say  B)  that  something  (A)  is  the  same  as 
or  different  from — in  what  respect  precisely  and  how  and  in  what  sense  and 
when  it  comes  about  (l*acrra ehac  Kal irdaxuv)  that  it  (A)  is,  or  is  qualified  by, 
each  of  these  terms  (same  and  different)  ( npds  €*aorov)  in  respect  of  any  such 
thing  (£),  either  in  the  sphere/  etc.  Grammatically,  cKaorov  (b,  2)  is  the 
antecedent  of  ortp  (a,  7),  and  the  rtof  theory  clause  is  the  subject  of  iKaara 

94 


DISCOURSE  IN  THE  WORLD-SOUL 

37B.  Now  whenever  discourse  that  is  alike  1 true,  whether  it 
takes  place  concerning  that  which  is  different  or  that  which 
is  the  same,  being  carried  on  without  speech  or  sound  within 
the  thing  that  is  self-moved,2  is  about  that  which  is  sensible, 
and  the  circle  of  the  Different,  moving  aright,  carries  its 
message  throughout  all  its  soul — then  there  arise  judgments 
and  beliefs  that  are  sure  and  true.  But  whenever  discourse 
c.  is  concerned  with  the  rational,3  and  the  circle  of  the  Same, 
running  smoothly,  declares  it,  the  result  must  be  rational 
understanding  and  knowledge.  And  if  anyone  calls  that  in 

ctvai  Kcd  vdayeiv,  which  I understand  (cf.  Taylor)  as  meaning  ' is  each  of 
these  things  (same  or  different)  or  in  other  words  is  qualified  by  them  \ 
Pr.  ii,  304 19,  notes  that  Plato  often  uses  TTcnovOtvai  for  as  at 

Soph.  245B  nados  eyov  r°v  and  neTrovdos  ev  clvaC  ttcos,  mean  1 having  the 
attribute  or  property  of  unity 

(2)  The  words  oto>  t av  . . . erepov  might  be  taken  as  an  interrogative 
clause  depending  on  A cyci.  A parallel  occurs  at  Soph.  262K,  orov  8*  av  6 Xdyos 
tJ,  av  poi  (j>pa^€iv.  A grammarian  might  contend  that  the  full  meaning  there 
is  : ‘ Whatever  the  statement  may  be  about,  you  are  to  tell  me  (what  it  is 
about).'  So  here  : ‘ the  soul  tells  with  what  thing  (whatever  it  may  be) 
something  (™)  is  the  same  \ 

The  difficult  phrase  vpds  hcaarov  eKaara  rivat  ical  ndaxav  seems  to  allude 
to  the  ambiguities  of  the  word  ‘ is  \ explained  in  the  Sophist.  * Is’  can 
mean  * exists  ’ (partakes  of  Existence)  or  ‘ is  the  same  as  * (which  involves 
partaking  of  Sameness  or  having  that  property,  ndayeiv , as  ‘ is  not  ’ involves 
having  the  property  of  Difference).  So  we  can  say  either  that  one  thing  is 
{rival)  the  same  as,  or  different  from,  another,  or  that  it  has  either  of  the 
properties  hrdax^i  €Kaara)  with  respect  to  any  other  (vpos  eKaarov). 

1 Kara  ravrov  ‘equally’  (A.-H.),  for  6 polios,  which  would  involve  hiatus. 
The  discourse  is  to  be  true  in  either  case,  whether  the  judgments  are  affirmative 
or  negative  Cf.  Kara  ravrd,  38D,  5. 

2 The  self-moved  thing  is  the  Heaven  as  a whole,  which,  as  a living  creature, 
is  self-moved  by  its  own  self-moving  soul.  That  an  animal  (soul  and  body) 
is  self-moved  is  a commonplace.  Ar.,  Phys.  265 b,  34,  ‘ Witness  to  this  truth 
(that  locomotion  is  prior  to  other  motions)  is  borne  by  those  who  make  soul 
the  cause  of  motion,  for  they  say  that  what  moves  itself  is  the  source  of  motion 
and  the  animal  or  anything  that  has  a soul  does  move  itself  locally  \ This 
explains  avrov  rrjv  t/tvxyv  below  (b,  7)  ; and  the  world  (tavqBkv  kq!  £d>v)  is  again 
referred  to  as  avrd  at  c,  6.  The  passive  (Kivovfievov  v<p*  avrov ) is  more  appro- 
priate to  the  animal  which  is  moved  by  its  soul  than  to  the  soul  which  moves 
itself  (to  cavro  kivovv)  . Commenting  on  the  statement  (34 a)  that  the  Demiurge 
gave  the  world  ‘ the  motion  proper  to  its  body  ’,  Pr.  (ii,  92 3 x)  says  that  it 
refers  to  the  peculiar  constitution  of  the  cosmos,  in  virtue  of  which  it  is  so 
moved  by  itself  (ixjf  cavrov),  eyei  yap  n koi  avros  koX  Kara  rrjv  Jo >rjv  avroKivrjTov 
Kai  Kara  to  atopa  o<f>aipoei8£s  ov  npos  ttjv  kvkXo>  Kivqoiv  oikciov  (where  avr okivt\tov 
and  oikciov  are  both  epithets  of  rt,  and  the  insertion  of  r^v  after  £a>rfv  is  un- 
necessary) . 

8 Pr.  ii,  312 12,  observes  that  XoyiariKov  here  means  not,  as  one  might 
suppose,  the  subject  which  reflects,  but  the  object  of  thought  (avro  to  voijtov), 
as  aiadrjriKov  is  used  later  (61 D,  65A,  etc.)  for  aladrjrdv.  Cf.  also  kivtjtik6v  for 
(cvkLvtjtov  at  58D. 


95 


DISCOURSE  IN  THE  WORLD-SOUL  36e-37c 


37c.  which  this  pair  1 come  to  exist  by  any  name  but  * soul ’,  his 
words  will  be  anything  rather  than  the  truth. 

Like  the  earlier  description  (35A)  of  the  composition  of  soul  out 
of  the  three  intermediate  kinds  of  Existence,  Sameness,  and  Differ- 
ence, this  compressed  account  of  the  discourse  carried  on  in  the 
World-Soul  can  only  be  understood  by  reference  to  the  Sophist .2 
There  all  philosophic  discourse  is  regarded  as  consisting  of  affirma- 
tive and  negative  statements  about  Forms.  Discourse  is  guided 
by  the  science  of  Dialectic,  whose  task  is  4 to  divide  according  to 
Kinds,  not  taking  the  same  Form  for  a different  one  or  a different 
one  for  the  same ’ (253D).  The  dialectician  discerns  the  true 
structure  of  the  realm  of  Forms,  what  each  Form  is  in  itself  and 
how  it  differs  from  others — what  it  is  and  what  it  is  not.  A false 
judgment  is  described  as  mistaking  one  Form  for  another.  Similar 
language  is  used  below  (44A)  : in  infancy  the  motions  of  the  soul- 
circles  in  human  beings  are  perturbed  and  distorted  by  the  inflow 
of  nourishment  and  of  sense-impressions,  and  4 when  they  meet 
with  something  outside  that  falls  under  the  Same  or  the  Different 
they  speak  of  it  as  44  the  same  as  this  ” or  44  different  from  that  ” 
contrary  to  the  true  facts,  and  show  themselves  mistaken  and 
foolish  \ When  the  tide  of  growth  and  nutriment  flows  in  less 
strongly,  the  revolutions  settle  down  into  their  natural  course,  4 and 
giving  their  right  names  to  what  is  different  and  what  is  the  same, 
they  set  their  possessor  in  the  way  to  become  rational  \ So  in  our 
passage,  the  true  judgment  correctly  identifies  its  object  (whether 
a Form  or  an  individual  thing  which  becomes)  with  whatever  it  is 
the  same  as,  or  distinguishes  it  from  whatever  it  is  different  from. 

Dialectic  is  concerned  solely  with  Forms,  but  here  the  discourse 
of  the  World-Soul  is  directed  both  to  the  indivisible  being  of  Forms 
and  to  the  existence  that  is  4 dispersed  ’ in  the  perceptible  things 
of  time  and  space.  The  same  is,  of  course,  true  of  human  souls, 
from  which,  in  fact,  the  analogy  is  extended  to  the  Soul  of  the  World. 
We  have  been  told  that  the  World’s  body  has  no  sense-organs, 
because  there  is  nothing  outside  it  to  be  perceived.  But  the 
World’s  Soul  is  not  pure  intelligence  ; being  united  with  a per- 
ceptible body,  it  may  be  imagined  as  having  internal  feelings, 
which  would  be  covered  by  the  word  aesthesis .3  The  World’s  Soul 
differs  from  ours  in  that  its  revolutions  can  never  be  disordered 

1 1 incline  to  think  (with  A.-H./  that  ‘ this  pair  * means  rational  under- 
standing and  knowledge,  because  Plato  thinks  it  worth  while  repeatedly  to 
assert  that  rods  can  exist  only  in  soul  (30B,  46D,  Soph.  249A,  Philebus,  30c), 
though  the  same  is  true  of  judgments  and  beliefs. 

2 252B  ff.  See  F.  M.  Cornford,  Plato’s  Theory  of  Knowledge,  pp.  260  ff. 

8 Cf.  for  instance  Theaet.  156B  and  the  list  of  feelings  at  42 a below. 


TIME 


(47c).  Hence  Plato  speaks  of  its  discourse  as  always  true,  although 
it  contains,  besides  rational  understanding  and  knowledge,  judg- 
ments and  beliefs  associated  with  the  revolution  of  the  Different 
— a revolution  which  is  controlled  by  the  superior  motion  of  the 
Same,  but  moves  in  another  plane. 

Aristotle,  after  mentioning  how  Empedocles  recognised  the 
principle  that  like  is  known  by  like,  continues  : # In  the  same  way 
Plato  in  the  Timaeus  fashions  the  soul  out  of  his  elements  ; for 
like,  he  holds,  is  known  by  like,  and  things  are  formed  out  of  the 
principles  or  elements,  so  that  soul  must  be  so  too.  Similarly  also 
in  his  lectures  “ On  Philosophy  ” it  was  set  forth  that  the  Animal 
itself  is  compounded  of  the  Idea  itself  of  the  One  together  with  the 
primary  length,  breadth,  and  depth,  everything  else,  the  objects 
of  its  perception,  being  similarly  constituted.  Again  he  puts  the 
view  in  yet  other  terms  : Mind  is  the  monad,  science  or  knowledge 
the  dyad  (because  it  goes  undeviatingly  from  one  point  to  another), 
opinion  the  number  of  the  plane,  sensation  the  number  of  the  solid  ; 
the  numbers  are  by  him  expressly  identified  with  the  Forms  them- 
selves or  principles,  and  are  formed  out  of  the  elements  ; 1 now 
things  are  apprehended  either  by  mind  or  science  or  opinion  or 
sensation,  and  these  same  numbers  are  the  Forms  of  things  * (de 
anim.  404&,  16  ff.,  trans.  J.  A.  Smith). 

37C-38C.  Time , the  moving  likeness  of  Eternity 

We  turn  now  from  the  spiritual  motions  of  the  World-Soul — its 
thoughts  and  judgments — to  the  physical  motions  of  perceptible 
bodies  in  the  Heaven.  Planets,  stars,  and  Earth  have  yet  to  be 
created  and  set  in  the  revolutions  symbolised  earlier  by  the  eight 
circles  of  the  celestial  mechanism.  This  work  is  prefaced  by  a 
description  of  Time,  which  cannot  exist  apart  from  the  heavenly 
clock  whose  movements  are  the  measure  of  Time. 

37c.  When  the  father  who  had  begotten  it 2 saw  it  set  in  motion 
and  alive,  a shrine  brought  into  being  for  the  everlasting 
gods,  he  rejoiced  and  being  well  pleased  he  took  thought 
to  make  it  yet  more  like  its  pattern.  So  as  that  pattern 

D.  is  the  Living  Being  that  is  for  ever  existent,  he  sought  to  make 
this  universe  also  like  it,  so  far  as  might  be,  in  that  respect. 
Now  the  nature  of  that  Living  Being  was  eternal,  and  this 
character  it  was  impossible  to  confer  in  full  completeness 

1 Not,  of  course,  fire,  air,  water,  earth,  but  Unity  and  the  Indeterminate 
Dyad  (or  Plurality). 

2 avro  refers,  like  avrov  at  b,  7,  to  to  Kivovficvov  avrov,  the  world  as  a 
living  and  self-moved  creature  (tavrjdcv  /cal  (cov). 

97 


TIME 


37c-38c 


37D.  on  the  generated  thing.  But  he  took  thought  to  make,  as 
it  were,  a moving  likeness  of  eternity  ; and,  at  the  same  time 
that  he  ordered  the  Heaven,  he  made,  of  eternity  that  abides 
in  unity,  an  everlasting  likeness  moving  according  to  number  1 
— that  to  which  we  have  given  the  name  Time. 

E.  For  there  were  no  days  and  nights,  months  and  years, 
before  the  Heaven  came  into  being ; but  he  planned  that 
they  should  now  come  to  be  at  the  same  time  that  the  Heaven 
was  framed.  All  these  are  parts  of  Time,  and  ' was  ' and 
1 shall  be  ’ are  forms  of  time  that  have  come  to  be  ; we  are 
wrong  to  transfer  them  unthinkingly  to  eternal  being.  We 
say  that  it  was  and  is  and  shall  be  ; but  * is ' alone  really 
38.  belongs  to  it  and  describes  it  truly  ; 1 was  * and  ‘ shall  be  ' 
are  properly  used  of  becoming  which  proceeds  in  time,  for 
they  are  motions.  But  that  which  is  for  ever  in  the  same 
state  immovably  cannot  be  becoming  older  or  younger  by 
lapse  of  time,2  nor  can  it  ever  become  so  ; neither  can  it 
now  have  been,  nor  will  it  be  in  the  future  ; and  in  general 
nothing  belongs  to  it  of  all  that  Becoming  attaches  to  the 
moving  things  of  sense  ; but  these  have  come  into  being  as 
forms  of  time,  which  images  eternity  and  revolves  according 
to  number.  And  besides  we  make  statements  like  these  : 3 

B.  that  what  is  past  is  past,  what  happens  now  is  happening 
now,  and  again  that  what  will  happen  is  what  will  happen, 
and  that  the  non-existent  is  non-existent : no  one  of  these 
expressions  is  exact.  But  this,  perhaps,  may  not  be  the 
right  moment  for  a precise  discussion  of  these  matters.4 

1 tievovros  aiaivos  cv  evl  nar  afndfiov  lovaav  alwviov  eiKova.  Even  here,  where 
he  is  contrasting  eternal  duration  (at wv)  with  everlastingness  in  time,  Plato 
will  not  reserve  alwvtos  for  ‘ eternal  * and  dtBios  for  ‘ everlasting  dtSto? 
is  applied  both  to  the  model  and  to  the  everlasting  gods.  But  in  this  particular 
phrase  it  is  certainly  strange  that  the  moving  likeness  contrasted  with  abiding 
duration  should  be  called  alwvtov.  It  is  tempting  to  conjecture  divaov  eixova, 
4 ever-flowing  likeness  *,  and  to  compare  Laws  966E  where  the  motion  of  soul 
gives  to  Becoming  an  ever-flowing  existence  (aivaov  ovoiav),  and  Critias, 
Peirithous,  frag.  1 8,  anapas  re  xpdvos  rrepi  t devato  pevjxaTt  irX’qpijs  <f>otr<j.  . . . 

2 Read  8td  *poW  (F.  Eus.  Stob.  Pr.  (lemma)  : Bta  xpovov,  cett.)  ovte,  to 
avoid  an  intolerable  hiatus.  See  note  on  20 a. 

3 rd  Totdhe,  remotely  governed  by  XiyopLtv  (37E,  5). 

4 The  objection  is  to  using  the  word  ‘ is  ' in  statements  about  things  that 
become  or  happen  in  time  or  are  non-existent.  ' Being  in  contrast  here 
with  Becoming,  ought  strictly  to  be  reserved  for  the  real  unchanging  Being 
of  eternal  things.  Its  application  to  Becoming  is  at  least  ambiguous,  not 
* exact '.  The  last  sentence  hints  that  a discussion  of  the  ambiguity  of  * is  ' 
will  be  found  in  the  Sophist.  4 The  non-existent * means  (as  in  ordinary 
speech)  the  absolutely  non-existent,  of  which,  as  the  Sophist  shows,  nothing 
whatever  can  be  truly  asserted. 


TIME 


38B.  Be  that  as  it  may,  Time  came  into  being  together  with  the 
Heaven,  in  order  that,  as  they  were  brought  into  being 
together,  so  they  may  be  dissolved  together,  if  ever  their 
dissolution  should  come  to  pass  ; and  it  is  made  after  the 
pattern  of  the  ever-enduring  nature,  in  order  that  it  may 

c.  be  as  like  that  pattern  as  possible  ; for  the  pattern  is  a thing 
that  has  being  for  all  eternity,  whereas  the  Heaven  1 has  been 
and  is  and  shall  be  perpetually  throughout  all  time. 

In  the  first  sentence  above,  * a shrine  brought  into  being  for  the 
everlasting  gods  * is  a paraphrase  of  rcov  acdtojv  decbv  yeyovdg  SyaXfia 
which  calls  for  some  justification.  The  words  are  usually  trans- 
lated ‘ a created  image  of  the  everlasting  gods  \ and  this  expression 
has  troubled  commentators,  who  have  assumed  that  the  word 
agalma  (image)  is  simply  equivalent  to  eikon  (likeness),  and  that 
consequently  the  everlasting  gods  must  be  the  Forms  after  whose 
pattern  the  world  is  made,  or  else  (in  spite  of  the  plural)  the  Demi- 
urge himself.  But  the  Demiurge  is  nowhere  in  the  Timaeus  identi- 
fied with  his  model,2  and  the  Forms  are  nowhere  spoken  of  as  gods. 

The  word  agalma , however,  contains  no  implication  of  likeness 
and  is  not  a synonym  of  eikon.  It  is  true  that  Oecbv  aya^/uara  is 
the  common  phrase  for  ‘ images  of  the  gods  \ cult-statues  ; but 
the  word  itself  has  two  main  meanings  : (1)  object  of  worship,  and 
(2)  something  in  which  one  takes  delight.3  ‘ Image  * to  our  ears 
suggests  a likeness  ; ‘ statue  ’,  a solid  and  uninteresting  effigy  in 
a park.  We  do  not  think  of  a statue  as  enshrining  the  spirit  of  a 
departed  general  or  politician.  It  is  never  an  object  of  worship 
and  seldom  a cause  of  delight.  The  different  associations  of  agalma 
may  be  illustrated  from  other  passages  in  Plato.  In  the  Phaedrus 
(252D)  the  lover  chooses  his  love  (egcog)  according  to  his  disposition 
and  ‘ as  though  that  love  were  a god  in  his  eyes,  he  fashions  and 
adorns  him  like  an  object  of  worship  ( olov  ayakjua),  as  with  the 
intent  to  celebrate  rites  in  his  honour  \ Here  the  beloved  person 
is  worshipped  as  an  incarnation  or  embodiment  of  the  god  answering 

1 6 8e,  sc.  ovpavos  (Pr.  iii,  5029).  The  existence  of  the  world  is  spread  out 
all  through  past,  present,  and  future  time.  Cf.  31B,  ovpavos  yeyovcbs  Zonv  t€ 
/cal  It*  carat.  Comparison  with  37c,  8,  and  39E,  1,  suggests  that  ovpavos  is 
already  the  subject  of  lv * t os  d/Ltoidraros  avrty  Kara  hvvapuv 

2 At  92c,  7,  etKwv  rov  vorjrov  (sc.  £wou)  should  be  read,  not  ttoititoO . 

8 As  object  of  worship  dyaXfia  is  o ns  aya AAet  (worships)  ; in  the  other  sense 
it  is  to  tls  dydXXerat,  a phrase  by  which  ayaXfxa  is  frequently  glossed.  The 
second  appears  to  be  the  earlier  sense  in  literature.  It  is  recognised  by 
Proclus  with  reference  to  our  passage  : /cal  yap  ntos  to  ayaXpia  irapa  to  dydXXeadat, 
rov  dcov  «V  aura)  AeAc/crai  (iii,  624),  and  perhaps  hinted  at  by  the  words 
’qydadrj  and  cvtf>pavd€LS  in  the  text. 


99 


TIME 


37c-38c 


to  his  temperament.  At  Laws  931A  eikon  and  agalma  are  used 
side  by  side  : ' Some  of  the  gods  whom  we  honour  (the  stars)  are 
clearly  visible ; as  likenesses  {six drag)  of  others  we  consecrate 
agalmata , and  when  we  worship  these,  lifeless  as  they  are,  we  believe 
that  the  living  gods  beyond  are  gratified  and  filled  with  good  will 
towards  us/  1 ‘ So  if  a man  has  parent  or  grandparent  worn  out 

with  age  laid  up  as  a treasure  in  his  house,  let  no  man  think  that, 
so  long  as  he  has  such  a consecrated  object  set  up  at  his  hearth 
{iyiotiov  tdgvfia),  he  could  have  any  more  efficacious  object  of 
worship  {SyaXfjLa),  if  he  shall  give  it  due  tendance  in  the  true  sense 
...  In  the  eyes  of  the  gods  we  can  possess  no  more  precious 
object  of  worship  than  such  a parent.  Heaven  is  well  pleased  when 
a man  worships  his  progenitors  with  honours  (aydXXrj  Tijuaig). 
The  consecrated  object  which  is  an  ancestor  (to  ngoyovcov  Idgvfia , 
" shrine  ”,  Bury)  is  a marvellous  thing,  far  superior  to  lifeless  ones  ; 
for  the  living  ones  can  join  in  our  prayers  when  duly  tended,  or 
pray  against  us  when  neglected.  Thus  in  such  parents  a man 
possesses  objects  of  worship  most  efficacious  in  securing  divine 
favour/  In  this  passage  the  worshipped  parent  is  the  agalma  ; 
' image  ’ or  ' statue  ' is  an  inadequate  rendering.  To  the  ancient 
a cult-statue  was  a thing  he  worshipped  and  took  delight  in  because 
the  visible  image  betokened  the  presence  of  the  divinity  in  the 
shrine.  It  was  set  up  there  in  order  that  the  god  might  come  and 
dwell  in  it.  So  the  Greek  for  ‘ to  set  up  a statue  of  Hermes  ' is 
simply  Idqvscrdai  'Eqpirjv.  The  same  word  {Idqvaaro)  is  used  of  the 
Demiurge  setting  the  planets  in  the  framework  of  his  Sphere  (38D). 
Richard  Wilhelm  has  observed  that  in  Chinese  temples  the  images 
and  pictures  of  the  gods  are  ordinarily  treated  with  no  respect. 

* These  pictures  are  not  gods  at  all.  They  are  merely  places  which 
they  enter  if  they  are  called  upon  in  the  right  way.  When  the 
god  is  there,  then  the  presence  in  his  image  is  a stern  and  holy 
matter.  When  he  is  not  there,  then  his  image  is  a piece  of  wood 
or  clay/  2 Julian,  dwelling  on  the  benefits  conferred  on  the  whole 
world  by  those  visible  gods,  the  heavenly  bodies,  calls  the  Sun 

* the  living  agalma , endowed  with  soul  and  intelligence  and  bene- 
ficent, of  the  intelligible  father  (?)  ’.3  The  Sun  is  not  a statue  or 
a likeness,  but  a living  embodiment. 

Proclus  is  fully  alive  to  this  mode  of  thought.  Plato,  he  says 

1 ra>v  8*  eiKOvas  aydXjxara  ISpvadficvoi , o vs  rjp.lv  aydXXovai  teairrep  aifivyovs  ovras 
itecivovs  rjyovfieda  rods  ipjftvxovs  Beovs  rroXXrjv  8ia  ravr  evvoiav  teal  \dpiv 
Here  the  masculine  ovs  treats  the  dyaXpa  as  a god  whose  life  is  not  in  itself 
but  in  the  living  god  it  portrays. 

% The  Soul  of  China , p.  314. 

8 Ep.  51,  434,  to  [div  ayaXfia  teal  €fJu/wxov  teal  ewow  teal  ayaBoepyov  rod  vorjTOv 
narpds  (navrds  Osann.  The  text  appears  to  have  a laciyia  after  this  word.) 

IOO 


TIME 


(iii,  418),  speaks  of  the  cosmos  as  an  agalma  of  the  everlasting  gods 
because  it  is  filled  with  the  divinity  of  the  intelligible  gods,  although 
it  does  not  receive  those  gods  themselves  into  itself  any  more  than 
cult  images  (aya^juara)  receive  the  transcendent  essences  of  the  gods. 
The  gods  in  the  cosmos  (the  heavenly  bodies)  are,  as  it  were,  channels 
conveying  a radiance  emanating  from  the  intelligible  gods.  Proclus 
calls  the  Demiurge  the  dyaXpLaronoidg  rov  xoojaov  (iii,  610),  who  makes 
the  cosmos  as  an  agalma  and  sets  up  within  it  the  agalmata  of  the 
individual  gods  (iii,  691 2).1  Some  of  the  agalmata  consecrated  by 
religion  are  for  all  to  see  ; others  are  hidden  within  as  symbols 
of  the  presence  of  the  gods  and  known  only  to  the  initiating  priest. 
In  the  same  way  the  cosmos  is  an  agalma  of  the  intelligible,  con- 
taining both  visible  tokens  of  its  Father’s  divinity  and  unseen 
pledges  of  its  participation  in  reality  (i,  273 10).  In  two  places 
Proclus  substitutes  the  word  ' shrine  ' (Ibq6v)  : ‘ the  cosmos  is  the 
holiest  of  shrines  ’ (i,  12417)  ; the  planetary  bodies  are  set  up  in  it 
‘ as  shrines  of  the  gods  who  together  accomplish  the  perfect  year  ’ 
(ii,  527,  referring  to  38D).2 

In  our  sentence  the  Demiurge  contemplates  the  cosmos  with  its 
body  and  soul  so  far  as  they  have  yet  been  organised.  The  body 
appears  as  the  celestial  Sphere  with  its  turning  rings  ; animated  by 
soul,  whose  motions  those  rings  symbolise,  it  is  a living  and  moving 
agalma , like  those  statues  made  by  Daedalus  which  Plato  mentions 
more  than  once.3  But  the  everlasting  divinities  have  still  to  take 
their  places  in  this  vacant  shrine.  These  are  the  ‘ heavenly  gods  ’ 
{ovQavioi  6so(,  39E),  the  stars,  the  planets,  and  Earth,  all  of  which 
are  presently  to  be  described  as  ' living  creatures  everlasting  and 
divine  ’.4  That  the  ‘ everlasting  gods  ’ of  our  passage  are  the 
heavenly  bodies  is  plain  from  the  Epinomis  983E,  where  these  are 
described  as  divine  living  beings,  which  we  must  either  celebrate  as 

1 This  recalls  Alcibiades’  comparison  of  Socrates  to  an  image  of  Silenus 
which,  when  opened,  is  found  to  contain  golden  ayaXpara  of  the  gods  (Symp. 
216D,  e). 

2 When  Aeschylus  ( Eum . 920)  describes  Athens  as  <f>povpiov  Oecov,  pvolfiaifiov 
'EXXavcov  aya\p,a  SaifiovcDv,  is  not ' shrine  ' nearer  to  the  true  sense  than  ' bright 
ornament  * (Weir  Smyth)  or  * precious  jewel ' (Headlam)  ? Athens  is  not  a 
statue  or  an  image,  but  it  is  a place  wherein  the  gods  delight  to  dwell. 

8 Euthyphro  iib,  15B,  Meno  97D.  Curiously  enough,  Aristotle,  just  before 
criticising  this  part  of  the  Timaeus,  mentions  in  the  context,  dealing  with 
Democritus,  the  wooden  Aphrodite  which  Daedalus  was  said  to  have  made  to 
move  by  pouring  quicksilver  into  it. 

4 £<Sa  Bela  xal  ai'Sta  (40B)  includes  the  fixed  stars  and  the  planets ; and  Earth 
is  ' the  most  venerable  of  the  gods  within  the  Heaven  * (40c) . All  these  are 
of  the  number  of  ra>v  iv  ovpavcp  dca>v  {Rep.  508).  I cannot,  therefore,  agree 
with  Tr.’s  statement  that  * all  through  the  story  there  is  only  one  God  who 
can  be  called  “ everlasting  ",  the  Creator  himself  * (p.  184). 

101 


TIME 


37c-38c 


being  actual  gods,  or  consider  as  likenesses  of  gods,  like  agalmata 
which  the  gods  themselves  have  made.  They  are  not  the  work 
of  worthless  makers,  but  we  must  honour  them  above  all  other 
agalmata  ; for  never  will  there  be  seen  agalmata  more  lovely  or  more 
truly  a common  possession  of  all  mankind,  or  any  set  up  (IdQvjudva) 
in  more  excellent  regions  or  of  higher  purity,  majesty,  and  fulness 
of  life.  Here  the  stars  either  are  actual  gods  or  agalmata  made  by 
gods  for  their  own  habitation.1  In  our  passage,  the  cosmos  with 
its  eight  moving  circles  is  thought  of  as  an  agalma  which  awaits 
the  presence  of  the  divine  beings  who  are  to  possess  the  motions 
symbolised.  The  addition  of  the  heavenly  gods  and  (later)  of  the 
three  inferior  kinds  of  living  creatures  is  to  complete  the  resemblance 
of  the  copy  to  its  model  (92c). 

First,  however,  it  must  be  explained  that  all  these  living  creatures, 
even  the  heavenly  gods  themselves,  are  endowed  with  temporal  life 
that  moves  in  time  and  lasts  throughout  all  time,  but  is  not  the 
eternal  unchanging  duration  (alcov)  proper  to  the  model.  The 
concept  of  duration  without  change,  as  the  attribute  of  real  being, 
was  first  formulated  by  Parmenides.  Plato  echoes  his  words  about 
the  One  Being  : 4 It  never  was  nor  ever  will  be,  since  it  is  now  all 
at  once  ' (frag.  8,  5).  The  4 indivisible  ' being  of  Plato's  intelligible 
world  demands  a duration  that  4 abides  (rests)  in  unity  \ Time 
is  essentially  divided  into  the  three  4 forms  ’,  past,  present,  future  ; 
and  it  4 moves  according  to  number  ’,  being  measured  by  a plurality 
of  recurrent 4 parts  ’,  the  periods  called  day,  month,  year.  Nothing 
that  we  can  call  Time  can  exist  without  these  units  of  measurement ; 
and  these  again  cannot  exist  without  the  regular  revolutions  of  the 
heavenly  bodies,  the  motions  of  the  celestial  clock.  Time,  accord- 
ingly, is  said  to  4 come  into  being  together  with  the  Heaven  ',  in 
the  sense  that  neither  can  exist  without  the  other. 

Plato’s  treatment  of  Time  presents  an  important  contrast  to  his 
treatment  of  Space.  We  are  apt  to  speak  of  Becoming  as  going  on 
4 in  time  and  space  ’,  as  if  these  two  conditions  were  on  the  same 
footing.  Plato  does  not  so  regard  them.  Time  is  here  included 
among  the  creatures  of  the  divine  intelligence  which  orders  the 
world.  It  is  a feature  of  that  order,  not  a pre-existing  framework. 
Space,  on  the  other  hand,  is  introduced  in  the  second  part  of  the 
dialogue,  under  the  heading  of  4 what  happens  of  Necessity  \ The 
Receptacle  of  Becoming  is  there  brought  into  account,  as  a third 
factor  (besides  Being  and  Becoming)  which  has  hitherto  been 
ignored  (48E).  This  Receptacle,  finally  identified  with  Space  (52 a), 
is  treated  as  a given  frame,  independent  of  the  Demiurge  and  a 

1 Cf.  Simpl.  Phys.,  1337,  34,  7rpo<f>av€crraTov  pAv  Oeol  KaXotivrai  ra  twv 
ovpavtcov  Betov  rrcpnroXovrra  ayaXpara. 


102 


TIME 


necessary  condition  antecedent  to  all  his  operations.  Time  is  not 
a given  frame  ; it  is  ‘ produced  ’ by  the  celestial  revolutions  (38E), 
which  are  themselves  the  work  of  the  Demiurge.  It  is  true  that  the 
existence  of  Space  is  implied  throughout  all  this  description  of  the 
world's  soul  and  body ; but  its  existence  is  due  to  Necessity, 
not  to  Reason.  Space  is  a condition  without  which  Reason  could 
not  produce  the  visible  order.  Time  is  a feature  of  that  order, 
inherent  in  its  rational  structure. 

Plato's  view  of  Time  as  inseparable  from  periodic  motion  is  no 
novelty,  but  a tradition  running  throughout  the  whole  of  Greek 
thought,  which  always  associated  Time  with  circular  movement. 
Reviewing  popular  and  philosophic  conceptions  of  Time  in  connec- 
tion with  his  own  doctrine,  Aristotle  remarks  that  regular  circular 
locomotion,  being  most  easily  counted,  provides  the  best  unit  of 
measurement.  ‘ Neither  alteration  nor  increase  nor  coming  into 
being  can  be  regular,  but  locomotion  can  be.  This  is  why  Time  is 
thought  to  be  the  movement  of  the  sphere : 1 it  is  because  the  other 
kinds  of  change  are  measured  by  locomotion  and  Time  by  this 
(circular)  movement.  This  also  explains  the  common  saying  that 
human  affairs  form  a cycle,  and  that  there  is  a cycle  of  all  other 
things  that  have  a natural  movement  and  come  into  being  and  pass 
away.  This  is  because  all  these  things  are  discriminated  by  Time 
and  have  their  beginning  and  end  as  though  in  a sort  of  period ; 
for  even  Time  itself  is  thought  of  as  a sort  of  circle.  The  reason, 
again,  is  that  Time  is  the  measure  of  this  kind  of  locomotion  and  is 
itself  measured  by  it ; so  that  to  say  that  things  which  come  into 
being  form  a cycle  is  to  say  that  there  is  a circle  of  Time,  which 
means  that  it  is  measured  by  the  circular  movement ' (Phys.  iv, 
223b,  13  ff.). 

How  came  it  that  Time  was  conceived,  not  as  a straight  line,  but 
as  a circle  ? Time  is  more  abstract,  unsubstantial,  phantom-like, 
than  Space.  What  fills  Space  is  body  that  we  can  see  and  handle  ; 
what  fills  Time  is  movement,  and  above  all  the  movement  of  life  : 
the  very  word  alcov  means  both  * time  9 and  * life  '.  And,  as  Aristotle 
says,  there  is  a cycle  of  all  things  that  have  a natural  movement 
and  come  into  being  and  pass  away.  The  four  elements  of  his 
system  have  a natural  movement  in  the  dimensions  of  Space  ; but 
they  endure  for  ever,  and  their  motion  is  straight.  But  life,  that 
comes  into  being  and  passes  away,  moves  in  the  cycle  of  Time,  the 

1 At  the  outset  (218 b,  1)  it  has  been  mentioned  that  some  (Plato,  according 
to  Eudemus  and  Theophrastus)  had  identified  Time  with  the  movement  of 
the  universe ; others  (Pythagoreans,  Diels,  Vors.  45B,  33)  actually  with  the 
heavenly  sphere  itself,  * because  all  things  are  in  Time  and  also  in  the  sphere  \ 
Aristotle  speaks  of  this  second  view  as  too  archaic  and  naive  for  discussion. 

103 


TIME 


37c-38c 


wheel  of  becoming — birth,  growth,  maturity,  decay,  death,  and 
rebirth.  These  words  at  once  suggest  the  origin  of  the  circular 
image  of  Time.  It  is  borrowed  from  the  revolving  year — annus , 
anulus,  the  ring.  Hermippus,  in  his  comedy  The  Birth  of  Athena , 
thus  describes  the  year,  Eniautos : 

* He  is  round  to  look  at,  and  he  revolves  in  a circle,  containing 
all  things  in  himself ; and  as  he  runs  round  the  whole  earth  he 
brings  us  men  to  birth.  His  name  is  Eniautos  ; and  being  round 
he  has  neither  end  nor  beginning,  and  will  never  cease  wheeling 
his  body  round  all  day  and  every  day  ' (frag,  i,  Meineke). 

The  year,  says  Hermippus,  * contains  all  things  in  himself  * (iv 
ai ref).  There  is  an  allusion  to  the  derivation  of  Eniautos  from  iv 
iavrqj,  which  we  also  find  in  Plato's  Cratylus.  Socrates  there 
explains  the  two  words  for  * year  ’ — eniautos  and  etos — as  significant 
when  taken  together  : they  express  that  which  seeks  within  itself 
(to  ev  eavrep  iraCov ) and  brings  forth  into  the  light  all  things,  in 
turn,  that  are  born  and  come  into  being.1 

In  Empedocles'  system  the  old  seasonal  ‘ powers  ' of  summer  and 
winter — the  hot,  the  cold,  the  moist,  the  dry — are  erected  into 
elements  by  identification  with  fire,  air,  water,  and  earth.  These 
four  ‘ prevail  in  turn  as  the  circle  of  Time  comes  round  ',2  just  as 
earlier  they  had  prevailed  in  turn  as  the  seasons  came  round  in  the 
circle  of  the  year.  Like  Empedocles,  Plato  speaks  here  of  Time 
‘ revolving  ' according  to  number.3  Proclus  remarks  on  this  that 
Time  revolves  as  the  first  among  things  that  are  moved  ; by  its 
revolution  all  things  are  brought  round  in  a circle.  He  says  ex- 
plicitly that  the  advance  of  Time  is  not  like  a single  straight  line 
of  unlimited  extent  in  both  directions,  but  limited  and  circum- 
scribed.4 He  understands  Plato’s  phrase  ‘ throughout  all  time ' 
(36E)  as  meaning  the  Great  Year,  the  ‘ single  period  of  the  whole  ', 
which  embraces  all  the  periods  of  the  planets  and  contains  all 
Time,  ‘ for  this  period  has  as  its  measure  the  entire  extent  and 
evolution  of  Time,  than  which  there  can  be  no  greater  extent,  save 

1 Cf.  Plut.,  def.  orac.  12,  4 1 6a,  ivLavros  apxiv  €'v  aura)  koX  reXevrrfv  o/jlov 
ti  iravraiv  <hv  <f>ipov<nv  <L pat  yrj  Se  <f>vci  Trepiixcw.  Lydus  de  mens  ii,  4,  iviavros 
7 rapa  to  iv  iavrtp  Kivtlodat,  avrov  * kvkXos  yap  ioriv  i<f> * iavrov  etXovpevos.  Ps.- 
Hippoc.  or.  ipS.  16.  Soph.  Aj . 646,  a-navS’  6 paxpos  KdvapL6pr]TOS  xpovos  <f>vei  r ’ 

a$7)\a  Kal  <f>avevra  fcptmrcrat. 

2 Vors.  2 IB,  17,  29,  iv  8e  pipei  Kpariovoi  neptTrXopivoio  xpovoio.  The  same 
line  recurs  26B,  1,  with  kvkXoio  for  xpovo  10. 

8 38A,  xpovov  • • • Kar’  apiQpov  KVKXovpivov. 

* Pr.  iii,  29,  wpiopivT]  re  /cal  nepiyeypappivrj..  Contrast  Locke  (Essay, 
Bk.  ii,  ch.  15,  § 11)  : 1 duration  is  but  as  it  were  the  length  of  one  straight 
line,  extended  in  infinitum  \ It  is  interesting  that  Locke  (in  ch.  14)  requires 
a long  argument  to  dissociate  Time  from  the  celestial  revolutions. 

I04 


THE  PLANETS 

by  its  recurring  again  and  again  ; for  it  is  in  that  way  that  Time 
is  unlimited  ' (ii,  289).  ‘ The  motion  of  Time  joins  the  end  to  the 

beginning,  and  this  an  infinite  number  of  times  ' (iii,  3081). 

38C-39E.  The  Planets  as  instruments  of  Time 

Before  proceeding  to  the  creation  of  all  the  everlasting  heavenly 
gods  who  are  to  be  enshrined  in  the  system  of  revolutions  already 
prepared,  Plato  takes  first  those  among  their  number,  namely  the 
Planets,  whose  special  utility  to  mankind  lies  in  their  marking  off 
the  periods  of  time  and  so  teaching  men  to  count  and  calculate. 
He  remarks  later  (47A)  that  the  observation  of  these  regular  periods 
led  to  the  discovery  of  number,  to  all  inquiry  into  nature,  and  to 
philosophy  itself. 

38c.  In  virtue,  then,  of  this  plan  and  intent  of  the  god  for  the 
birth  of  Time,  in  order  that  Time  might  be  brought  into 
being,  Sun  and  Moon  and  five  other  stars — ‘ wanderers  ’,  as 
they  are  called — were  made  to  define  and  preserve  the 
numbers  of  Time.  Having  made  a body  for  each  of  them, 
the  god  set  them  in  the  circuits  in  which  the  revolution  of 
the  Different  was  moving  1 — in  seven  circuits  seven  bodies  : 

D.  the  Moon  in  the  circle  nearest  the  Earth  ; the  Sun  in  the 
second  above  the  Earth  ; the  Morning  Star  (Venus)  and  the 
one  called  sacred  to  Hermes  (Mercury)  in  circles  2 revolving 
so  as,  in  point  of  speed,  to  run  their  race  with  the  Sun,  but 
possessing  the  power  contrary  to  his  ; whereby  the  Sun  and 
the  star  of  Hermes  and  the  Morning  Star  alike  overtake  and 
are  overtaken  by  one  another.  As  for  the  remainder,3  where 

1 As  Pr.  (iii,  5929)  remarks,  the  revolution  ( Treplohos ) of  the  Different  is  still 
spoken  of  as  a single  movement  of  the  soul  as  a whole,  going  on  in  all  the 
seven  circuits  (7 repufropal)  among  which  it  is  distributed.  TTepi<f>opa  means 
primarily  the  circular  motion,  rather  than  the  circular  track  ; cf.  circuitus. 

2 els  [rov]  ra^ct  pev  laohpopov  rjXlw  kvkXov  lovras , Burnet.  ‘ Venus  and 

Mercury  are  put  into  circles  which  have  the  same  period  as  the  sun,  but  not 
into  one  and  the  same  circle.  The  construction  is  els  ( kvkXovs)  lovras  laoSpopov 
rjXUp  kvkXov,  kvkXov  being  an  accusative  of  the  internal  object  after  lavras' 
(Tr.).  A.-H.  followed  Stallbaum  in  accepting  rovs,  which  appears  as  a 

correction  in  Y and  yields  the  same  sense  as  the  omission  of  rov.  The  reading 
rov  is  as  old  as  Albinus,  Didasc . xiv,  <f>u xj<f>6pov  he  teat  rov  iepov  'Eppov  X eyopevov 
aoripa  els  rov  laorayr)  pkv  i)Xl(p  kvkXov  lovra  (sic),  rovrov  he  a<f>ecrra>ra.  It  is 
possible  that  those  who  read  rov  understood  Plato  to  have  held  Hera- 
cleides’  theory  that  Venus  and  Mercury  revolve  as  satellites  round  the  Sun. 
There  would  then  be  only  one  main  circle  for  all  three,  the  Sun's.  But  Plato 
certainly  did  not  hold  this.  See  Heath,  Aristarchus,  pp.  255  £f. 

8 The  three  outer  planets,  Mars,  Jupiter,  Saturn.  4 Enshrined  ’ rather  over- 
translates Ihpvaaro , but  the  planets  are  gods  and  Ihpveadax  Qeov  means 
‘ setting  up  (a  statue  of)  a god  ' for  cult  purposes. 

105 


THE  PLANETS 


38c-39e 


38D.  he  enshrined  them  and  for  what  reasons — if  one  should 

E.  explain  all  these,  the  account,  though  only  by  the  way, 
would  be  a heavier  task  than  that  for  the  sake  of  which  it 
was  given.  Perhaps  these  things  may  be  duly  set  forth  later 
at  our  leisure. 

The  only  difficulty  here  lies  in  the  statement  that  Venus  and  Mercury 
(or  their  circles)  ‘ possess  the  power  contrary  to  that  of  the  Sun  h1 
As  we  have  seen  (p.  80),  the  Sun,  Venus,  and  Mercury  form  a 
group  with  ' similar  speed  ' (the  same  angular  velocity),  which  run 
their  race  or  finish  their  course  together  (laodgo/uoi),  in  the  sense 
that  all  complete  their  journey  through  the  signs  of  the  Zodiac  in 
a solar  year.  In  contrast  with  this  group,  the  Moon  moves  in  the 
same  direction  as  the  Sun,  but  considerably  faster.  The  three 
outer  planets  had  that  ‘ apparent  counter-revolution  ' mentioned 
in  the  Myth  of  Er,  which  we  explained  by  the  self-moving  power 
of  their  individual  souls.  Its  result  was  that,  relatively  to  the 
circles  of  the  other  four,  their  circles  were  credited  with  an  additional 
contrary  movement,  slowing  down  the  common  motion  of  the 
Different.  The  effect  of  this  contrary  power  or  tendency,  as  so 
far  considered,  was  that  they  passed  through  all  angles  of  divergence 
from  the  Sun,  returning  into  conjunction  with  him  only  at  intervals 
longer  than  a solar  year. 

What  are  we  now  to  make  of  the  statement  that  Venus  and 
Mercury  * possess  the  power  contrary  to  that  of  the  Sun  ’ ? Evi- 
dently not  that  their  behaviour  conforms  in  all  respects  to  that  of 
the  three  outer  planets.  Venus  and  Mercury  do  not  pass  through 
all  angles  of  divergence.  They  keep,  as  Plato  knew,  always  in  the 
neighbourhood  of  the  Sun.  We  are  told  what  phenomenon  is 
explained  by  this  contrary  tendency  in  the  following  words  : ' where- 
by the  Sun,  Mercury,  and  Venus  alike  overtake  and  are  overtaken 
by  one  another  \ Venus  and  Mercury,  though  never  far  from  the 
Sun,  sometimes  get  ahead  of  him  and  appear  as  morning  stars, 
sometimes  drop  behind,  as  evening  stars.2  The  three  are  like  a 
group  of  racers  who  reach  the  goal  together  (laodQojuot),  but  on 
the  way  now  one,  now  another,  is  in  front. 

The  ancients  were  not  agreed  as  to  the  nature  of  the  contrary 
power  which  accounts  for  this  phenomenon,  partly  because  some 
were  disposed  to  introduce  the  complication  of  epicycles,  of  which 
there  is  no  trace  in  Plato.  But  Theon,  Proclus,  and  Chalcidius 
all  mention  the  view  that,  whereas  the  Sun  keeps  steadily  on  at 

1 38D  : rijv  82  evavrlav  elXrjxoras  avrw  St jvafjuv  * odev  KaraXafxfidvovaLv  re  koX  KaraXafJL- 
fidvovrai  Kara  ravra  vn*  dXXjjXcov  rjXios  re  /cat  o rot;  'EpfJLoG  /cal  'Ewcxfiopos. 

2 Cf.  Tim.  Locr.  96E.  Pr.  iii,  66®. 

I06 


THE  PLANETS 


the  same  pace,  the  other  two  move  sometimes  faster,  sometimes 
slower.1  Since  Plato  nowhere  says  that  each  planet  moves  with  a 
uniform  velocity,  this  view  is  consistent  with  the  text.  I see  no 
reason  why  it  should  not  be  accepted.2 

Plato  has  not  explained  here  why  the  motions  of  Venus  and 
Mercury  have  this  additional  complication,  not  shared  by  the  Sun. 
Some  ancient  interpreters  accounted  for  the  variations  of  speed 
by  the  volition  of  the  planets,  as  living  creatures  with  souls  having 
the  power  of  self-motion.8  This  explanation  may  be  supported 

1 Pr.  iii,  6626.  Theon,  p.  222,  ‘ The  Sun  traverses  the  signs  in  a year  of 
about  365J  days.  Venus  and  Mercury  with  a movement  that  is  not  uniform 
(avcDfiaXcos) , differing  to  a small  extent  in  their  times,  but  on  the  whole  running 
their  race  with  the  sun,  being  always  seen  in  his  neighbourhood.  Hence 
they  overtake  and  are  overtaken  by  him/  Chalc.,  p.  176,  ‘ What  he  means 
by  these  stars  having  a similar  speed,  Plato  himself  explains  : they  all  com- 
plete their  course  in  a year,  but  so  that,  moving  sometimes  slower,  sometimes 
faster,  they  now  overtake,  now  are  overtaken  by,  the  Sun  ; p.  137,  Lucifer 
(Venus)  et  Stilbon  (Mercury)  imparibus  quidem  gresstbus,  isdcm  iamen  paene 
temporibus  quibus  sol  cursus  conficiunt,  modo  incitato  uolatu  comprehendentes 
eum,  modo  pigro  tractu  demum  ab  eodem  comprehensi. 

2 On  the  question  whether  and  in  what  sense  the  motions  of  the  planets 
are  ‘ uniform  ' (o/xaA?fc),  the  ancient  commentators  are  confused.  They  do 
not  keep  distinct  (1)  what  Plato  probably  thought ; (2)  various  phenomena 
which  were  only  discovered  later  ; (3)  later  theories  of  planetary  movement, 
involving  concentric  spheres,  epicycles,  eccentrics,  etc.,  which  are  foreign  to 
Plato's  scheme.  Tr.  (p.  202)  concludes  : ' Timaeus  does  not  tell  us  why  the 
two  planets  and  the  sun  in  turns  gain  on  one  another.  No  explanation  could 
be  offered  by  a man  who  assumed  all  three  to  be  revolving  with  uniform 
velocities  in  the  same  sense  and  with  the  same  period  in  concentric  circular 
orbits/  This  seems  to  me  a reason  for  concluding  that  Timaeus  does  not 
make  all  these  assumptions,  which  would  render  the  phenomenon  not  merely 
inexplicable  but  impossible. 

3 Pr.  iii,  64®,  II71,  1472,  Set  rrjv  ttoikiXlclv  a vrty  i^airrciv  rr}s  KLvrjoeaJS  twv 

ifivycov,  Kara  rrjv  ckgIvcjv  fiovXrjcnv  ddrrov  rj  fipabvrepov  Kivovp,evcov  ru>v  crco/xcmov,  aAA 
ou  81  aoffevciav,  oirep  ol  rrroXXol  vopLi^ovres,  ktX.  Id.,  in  remp.  ii,  2332  : accord- 
ing to  the  Timaeus  the  planets  have  the  following  motions  : (1)  the  motion 
of  the  Different,  a ‘ single  simple  motion  ’ carrying  the  entire  spheres  (circles) 
of  all  the  planets  from  W.  to  E.  ; (2)  axial  rotation  of  each  planet  (for  every 
divine  body  must  have  a circular  movement)  ; (3)  composite  movement  of 
the  spiral  twist ; (4)  ‘ Some  have  also  a forward  and  backward  movement 

according  to  their  own  will,  without  ever  departing  from  the  movement  about  their 
proper  centres / Chalc.,  p.  179  * He  says  (38E)  that  the  heavenly  bodies  were 
* bound  with  living  bonds  *,  i.e.  that  the  stars  are  animate  and  understand 
the  commands  of  the  god,  so  that  not  only  the  planets  . . . should  possess 
soul  and  life,  but  also  the  universe  with  all  these  should  have  soul  and 
participate  in  reason.  At  Epin.  986B  the  eight  circles  are  actually  called 
‘ eight  sister  powers  ’ (Svva/xec s),  in  which  the  heavenly  bodies  move, 
either  of  their  own  motion  or  like  riders  in  a chariot.  The  question  where 
the  power  resides  is  left  open,  as  at  Laws  899A.  Cf.  also  Albinus,  Didasc.  xiv, 
oyhorj  8e  iracrtv  17  avoid  ev  8vvapus  nept^e^Xrjrai.  iravrcs  8&  ovroi  (stars  and  planets) 
voepa  £a ia  /cat  deot, 

10  7 


THE  PLANETS 


38c-39e 


by  the  statement  in  the  Epinomis  1 that  the  revolutions  of  Venus 
and  Mercury  are  1 in  speed  about  equal  to  the  Sun,  and  on  the  whole 
neither  swifter  nor  slower.  It  must  needs  be  that,  of  these  three, 
the  one  which  has  a mind  equal  to  the  task  leads  the  way  \ The 
last  words  indicate  that  the  individual  motions  of  these  celestial 
gods,  as  distinct  from  the  two  motions  (of  the  Same  and  the  Different) 
to  which  they  are  all  alike  subject,  are  due  to  the  volition  of  their 
own  rational  souls.  The  Laws  (898D)  plainly  asserts  that,  besides 
the  Soul  which  drives  the  whole  heaven  round,  every  one  of  the 
heavenly  bodies  is  moved  by  an  individual  divine  soul.  What 
function  can  these  individual  souls  have,  if  not  to  originate  those 
elements  in  the  motions  of  stars  and  planets  which  are  not  attribut- 
able to  the  two  motions  of  the  World-Soul  ? 2 Laws  898E  suggests 
three  possible  ways  in  which  the  soul  of  a star  might  be  related  to 
its  body.  (1)  The  soul  may  reside  within  the  whole  spherical  body, 
and  move  it  as  our  souls  move  our  bodies.  (2)  Or  the  soul  may 
provide  itself  with  a body  of  its  own,  consisting  of  fire  or  air,  which 
envelopes  the  star’s  body  on  the  outside  and  moves  it  mechanically.3 
(3)  Or  the  soul  may  have  no  body  at  all  and  guide  the  star  by 
* some  surpassingly  wonderful  powers  (dvvajueig)  which  it  possesses  \ 
The  ‘ contrary  power  ’ possessed  by  Venus  and  Mercury  may  be 
one  of  these  wonderful  powers,  residing  in  their  individual  souls. 
The  Sun  leads  the  whole  group  because  of  his  superior  intelligence, 
as  the  Epinomis  says.  The  other  two  possess  a power  which  some- 
times counteracts  his  to  some  small  extent,  but  on  the  whole  they 
follow  his  lead,  as  he  keeps  steadily  on  his  course  with  the  actual 
motion  of  the  Different. 

On  this  view  ‘ the  power  contrary  to  that  of  the  Sun  ’ (and  to 
the  Different)  is,  as  the  words  would  naturally  imply,  the  power 
already  mentioned  in  the  original  account  of  the  planetary  circles. 
The  three  outer  planets  exhibited  that  power  constantly,  with  the 
result  that  they  passed  through  all  angles  of  divergence.  Venus 

1 986E,  8 €i  (Burnet  : del  libri)  tovtcov  Tpia>v  outcov  tov  vovv  lkovov  €\ovra  ’qyeloBat. 
(trans.  Harward). 

2 Pr.  iii,  70,  recognises  the  two  revolutions  of  the  World-Soul  as  a whole, 
and  seven  souls  of  the  planets.  In  his  Platonist  period  Aristotle  maintained 
that  the  heavenly  bodies  (including  the  planets)  were  gods  and  that  their 
motion  was  voluntary,  17.  <j>i\oo.  fragg.  23,  24. 

3 898E,  77  iroOev  2£a>0€v  atopa  avrfj  iropLoapLcvrj  irvpds  17  n vos  aepos,  o>s  A oyos 
cart  tivcov,  w0€i  fMq.  acu/xart  aa>pa.  I take  this  to  mean  that  the  star’s  soul 
might  reside,  not  in  the  star's  body  as  a whole,  but  in  an  envelope  of  fire  or 
perhaps  of  air,  4 somewhere  on  the  outside  ' (?)  of  the  star's  body.  The 
envelope  would  then  be  directly  moved  by  its  indwelling  soul,  and  would 
4 push ' the  star's  body  along  with  it.  This  seems  to  be  the  meaning,  even 
if  no0€v  egwBev  be  taken  with  7Topioap€vr)  (which  seems  most  natural)  or  with 

co0ei. 


108 


THE  PLANETS 


and  Mercury  exhibit  it  only  intermittently,  sometimes  dropping 
behind  the  Sim,  but  then  quickening  their  pace  to  overtake  and 
pass  him.  Hence  their  two  circles  were  not  reckoned  among  those 
which  have  a motion  in  the  opposite  sense  to  the  Sun  and  Moon. 
The  intermittent  dropping  behind  of  Venus  and  Mercury  could 
not  be  mentioned  in  that  earlier  passage,  because  it  was  concerned 
only  with  circles  representing  motions,  not  with  the  bodies  which 
have  now  been  created  to  occupy  the  circles  and  possess  the  motions. 
Only  the  main,  constant,  motions  could  there  be  described. 

But,  it  has  been  objected,  if  the  contrary  power  here  is  the  same 
as  that  mentioned  in  the  account  of  the  soul  circles,  why  is  it  ascribed 
only  to  Venus  and  Mercury,  not  also  to  the  three  outer  planets  ? 
The  answer  is  that  Plato  does  not  deny  it  to  them.  In  this  passage 
he  mentions  the  planets  in  their  order  from  the  Earth  outwards  : 
first  the  Moon,  then  the  group  of  three,  Sun,  Venus,  and  Mercury. 
Of  these  he  notes  that,  though  all  three  have  the  same  (annual) 
period,  two  possess  the  contrary  power  which  explains  why  they 
sometimes  drop  behind,  sometimes  get  ahead.  The  remaining 
three  (Mars,  Jupiter,  Saturn)  are  dismissed  in  the  last  sentence, 
with  the  remark  that  it  would  take  too  long  to  describe  their  in- 
dividual motions  in  detail.1  It  is  not  denied  that  they  too  possess 
the  contrary  power  which  has  been  already  assigned  to  them  for 
another  purpose.  The  implication  is  rather  that  they  do  possess 
it,  since  we  are  told  that  their  motions  are  too  complicated  for 
description  here  (cf.  40c),  i.e.  even  more  complicated  than  those  of 
Venus  and  Mercury.  It  must  be  emphasised  once  more  that  Plato 
is  not  writing  a treatise  on  astronomy,  but  a myth  of  creation. 
The  scale  of  the  work  demands  that  the  astronomical  passages 
shall  be  extremely  compressed,  and  we  must  never  assume  that 
some  feature  which  is  not  explicitly  mentioned  was  unknown  to 
Plato. 

In  any  case,  these  minor  voluntary  modifications  of  planetary 
motion  merely  account  for  changes  in  the  positions  of  the  planets 
relatively  to  one  another  and  to  the  signs  of  the  Zodiac.  They  do 
not  distort  the  track  of  the  planet’s  proper  motion,  which  remains 
circular.  They  only  counteract,  or  accelerate,  the  motion  common 
to  them  all  along  their  several  tracks,  as  some  of  our  seven  passengers 
on  the  moving  staircase  counteract  or  accelerate  its  motion  by 
walking  in  one  or  the  other  direction  (p.  85). 

The  upshot,  so  far,  is  that  the  motion  of  all  the  planets  except 

1 In  just  the  same  way  the  Epinomis  990B  describes  the  monthly  period 
of  the  Moon,  next,  the  Sun,  who  brings  the  solstices,  and  ‘ with  him  we  must 
group  the  bodies  that  keep  pace  with  him  ' (Venus  and  Mercury),  and  then 
dismisses  ‘ the  remaining  paths  ’ (ohovs)  as  the  most  difficult  to  understand. 

p.c.  109  I 


THE  PLANETS 


38c-39e 


the  Sun  is  the  resultant  of  at  least  three  components  : the  motions 
of  the  Same  and  of  the  Different,  which  they  all  share  and  which 
are  due  to  the  World-Soul  as  a whole,  and  individual  motions  due 
to  the  intelligent  volition  of  the  planets’  own  souls,  which  account 
for  the  changes  in  their  relative  positions.  The  Moon  alone  con- 
stantly accelerates  the  motion  of  the  Different.  The  remaining 
five  all  have  the  power  contrary  to  the  Sun’s.  Mars,  Jupiter,  and 
Saturn  exercise  it  constantly,  as  we  have  seen  ; Venus  and  Mercury 
only  intermittently. 

There  remains  the  question  whether  Plato  was  aware  of  the 
phenomenon  of  retrogradation,  as  distinct  from  a mere  lagging 
behind  without  change  of  sense  in  the  planet’s  motion.  Against 
the  background  of  the  signs,  all  the  five  planets,  Venus,  Mercury, 
Mars,  Jupiter,  Saturn,  appear  not  merely  to  slow  down  their  main 
movement,  but  actually  to  stand  still  in  their  courses,  move  back- 
wards a certain  distance,  and  then  forward  again.  Proclus  1 held 
that  Plato  did  recognise  actual  retrogradation,  and  there  is 
good  reason  to  believe  that  this  striking  phenomenon  had  been 
observed.  It  was  provided  for  in  the  system  of  Eudoxus,  which 
must  have  been  familiar  to  Plato.  I suggest  that  this  backward 
movement,  exhibited  by  all  five  planets,  is  here  accounted  for  by 
the  * contrary  power  explicitly  in  the  case  of  Venus  and  Mercury, 
and  implicitly  (as  I contend)  in  the  case  of  the  other  three.  Venus 
and  Mercury  have  the  power  periodically  to  reverse  the  motion 
they  share  with  the  Sun,  to  come  to  a stand,  and  then  catch  up 
with  him  and  pass  him,  though  their  main  annual  movement  has 
the  same  sense  and  period  as  his.  Mars,  Jupiter,  and  Saturn  are 
always  dropping  behind  the  Sun  with  their  constant  counter- 
revolution ; and  they  have  also  the  power  to  modify  this  motion 
in  retrogradation,  come  to  a stand,  and  then  make  good  the  lost 
ground  by  speeding  up  on  their  normal  course.  All  this  might 
well  be  thought  too  complicated  to  be  explained  here,  without  a 
model  of  the  celestial  motions.  The  accompanying  diagram  2 * may 
help  the  reader  to  grasp  the  apparent  motions  of  retrogradation 
exhibited  by  Jupiter  as  seen  from  a central  Earth.  The  lines 
marked  S1  and  S4  are  those  on  which  the  Sim  and  Jupiter  come 

1 Pr.  iii,  68,  * The  Sun  does  not  diminish  or  augment  his  speed  and  has  no 
stations,  but  Mercury  and  Venus  have  advances,  stations,  and  retrogressions  ; 
hence  you  may  say  that,  according  to  the  observed  facts,  they  possess  con- 
trary powers  relatively  to  the  Sun.  . . . And  since  they  sometimes  move 
quicker,  sometimes  slower,  and  do  not  aU  move  more  quickly,  or  more  slowly, 
at  the  same  time,  naturally  the  more  quickly  moving  overtake  the  others, 
and  then  are  overtaken  in  their  turn.' 

2 Adapted,  with  simplifications,  from  Bouch6-Leclercq,  Vastrologie  grecque 

(1899),  p.  120. 

IIO 


THE  PLANETS 

into  conjunction,  the  Sun  moving  about  twelve  times  as  fast  as 
Jupiter.  Between  each  conjunction  and  the  next  Jupiter  appears 


Retrogradation  of  Jupiter. 

The  Sun  at  S1  and  Jupiter  at  / 1 are  in  conjunction.  When  the  Sun  has 
moved  about  120°  to  Sa  Jupiter  has  moved  about  220  to  / 2 (the  first  station). 
While  the  Sun  is  moving  from  S2  to  S3  Jupiter  appears  to  go  back  about  io° 
to  /3  (second  station).  He  then  goes  forward  again  and  returns  at  J 4 to 
conjunction  with  the  Sun  at  5 4 

to  stand  still,  move  backwards,  stand  still  again,  and  then  move 
forwards  with  accelerated  speed.  While  moving  backwards  (from 
7 2 to  73)  Jupiter  is  exercising  his  contrary  power  with  more  than 
his  normal  vigour.  Mars  and  Saturn,  having  different  speeds  from 
his,  behave  in  this  way  at  widely  different  intervals.  All  these 
complications  are  obviously  too  intricate  for  description  without 
models  or  diagrams. 

It  may  be  added  that  Chalcidius,  where  he  mentions  the  (correct) 
view  that  some  of  the  planetary  circles  have  a movement  contrary 
to  others,  enumerates  the  three  sets  of  phenomena  which  this 
contrary  movement  is  to  account  for.1  They  are  the  three  which 
my  explanation  covers : (1)  the  contrast  between  the  steady, 
forward  movement  of  Sun  and  Moon  and  the  retrogradations  of 
the  other  five  planets ; (2)  the  contrast  between  the  evening 
appearance  of  the  Moon  (as  the  fastest)  and  the  morning  risings  of 
Mars,  Jupiter,  Saturn  (as  the  slowest)  ; (3)  the  peculiar  behaviour 
of  Venus  and  Mercury,  appearing  sometimes  at  dawn,  sometimes 
as  evening  stars.  Chalcidius  himself  does  not  understand  how  these 
phenomena  are  accounted  for,  being  confused  by  epicycles  and 
eccentrics,  which  he  invokes.  But  when  we  find  the  same  sets  of 

1 Chalc.,  pp.  167-8. 

Ill 


THE  PLANETS 


38c-39e 


phenomena  in  Theon's  explanation,  it  looks  as  if  both  were  repro- 
ducing a tradition  which  had  come  down  from  someone  who  did 
understand  what  Plato  meant. 

38E.  To  resume  : when  each  one  of  the  beings  that  were  to  join 
in  producing  Time  had  come  into  the  motion  suitable  to  it, 
and,  as  bodies  bound  together  with  living  bonds,  they  had 
become  living  creatures  and  learnt  their  appointed  task,1 
then  they  began  to  revolve  by  way  of  the  motion  of  the 
Different,  which  was  aslant,  crossing  the  movement  of  the 
39.  Same  and  subject  to  it 2 : some  moving  in  greater  circles, 
some  in  lesser ; those  in  the  lesser  circles  moving  faster, 
those  in  the  greater  more  slowly. 

So,  by  reason  of  the  movement  of  the  Same,  those  which 
revolve  most  quickly  appeared  to  be  overtaken  by  the  slower, 
though  really  overtaking  them.  For  the  movement  of  the 
Same,  which  gives  all  their  circles  a spiral  twist  because  they 
have  two  distinct  3 forward  motions  in  opposite  senses,  made 

B.  the  body  which  departs  most  slowly  from  itself — the  swiftest 
of  all  movements — appear  as  keeping  pace  with  it  most 
closely. 

This  paragraph  explains  two  consequences  of  the  theory  that  the 
two  main  factors  in  the  motions  of  any  planet  are  the  motion  of 
the  Same  (affecting  the  whole  universe)  and  the  proper  motion  of 
the  planet  itself  in  the  opposite  sense.  This  proper  motion  was 
represented  by  one  of  the  seven  circles  among  which  the  motion 
of  the  Different  was  distributed.  Here,  once  more,  the  motion  of 
the  Different  is  spoken  of  as  a single  motion,  common  to  all  the 
seven  circles.  We  are  now  concerned  only  with  the  effects  of  these 
two  main  factors,  leaving  out  of  account  such  complications  as 
retrogradation  and  the  slowing  down  of  the  main  motion  by  the 
4 apparent  counter-revolution  \ We  have  only  to  think  of  all  the 
planets  revolving  at  various  speeds  in  the  sense  of  the  Different. 

(1)  Earlier  cosmologies,  based  on  the  notion  of  the  vortex,  had 
supposed  that  all  the  heavenly  bodies  were  carried  round  by  the 
cosmic  eddy  in  one  direction  only.  The  apparent  backward  move- 

1 Here,  as  at  Laws  898,  it  is  clearly  stated  that  every  planet,  like  the  other 
heavenly  gods,  is  a living  creature  with  a body  and  an  intelligent  soul.  So 
Pr.  iii,  701;  Chalc.,  p.  I7938. 

* Reading  lovaav  . , . Kparov^v^v.  The  accusatives  (read  by  Cicero  and 
Chalcidius)  are  necessary  to  the  sense.  Pr's  comments  (iii,  74”,  rj  6a ripov 
7T€pt<f>opa  8ia  rrjs  ravrov  re  cloi  ical  Kpareirai  vn  avrov,  75®  rrjs  81)  Qarepov  <f>opas 
tovovjs  8ta  rijs  ravrov  koi  KparovpJvrjs  xm%  avrijs)  show  that  the  accusatives  should 
be  read  in  his  lemma,  p,  73**. 

9 * distinct ' (81*27),  as  being  in  two  different  planes.  Cf.  89E,  rpia  rpixfi' 

1 12 


THE  PLANETS 


ment  of  the  planets  from  W.  to  E.  through  the  signs  of  the  Zodiac 
was  accordingly  explained  by  their  being  * left  behind  ’ by  the  more 
swiftly  travelling  fixed  stars.  Lucretius  1 quotes  this  view  from 
Democritus  : 

‘ The  nearer  the  different  constellations  are  to  the  earth,  the 
less  they  can  be  carried  along  with  the  whirl  of  heaven  ; for  the 
velocity  of  its  force,  he  says,  passes  away  and  the  intensity 
diminishes  in  the  lower  parts,  and  therefore  the  Sun  is  gradually 
left  behind  with  the  rearward  signs,  because  he  is  much  lower 
than  the  burning  signs.  And  the  moon  more  than  the  sun  : 
the  lower  her  path  is  and  the  more  distant  she  is  from  heaven 
and  the  nearer  she  approaches  to  earth,  the  less  she  can  keep 
pace  with  the  signs.  For  the  fainter  the  whirl  is  on  which  she 
is  borne  along,  being  as  she  is  lower  than  the  sun,  so  much  the 
more  all  the  signs  around  overtake  and  pass  her.  Therefore  it 
is  that  she  appears  to  come  back  to  every  sign  more  quickly, 
because  the  signs  go  more  quickly  back  to  her/ 

On  this  theory  of  the  * leaving  behind  ' ( inoXeixpiQ ) of  the  planets, 
the  Moon,  overtaken  and  passed  by  all  the  signs  in  a month,  is 
really  moving  more  slowly  than  Saturn,  who  is  overtaken  and 
passed  by  them  all  only  once  in  about  thirty  years  and  so  comes 
much  nearer  to  keeping  pace  with  the  outside  of  the  eddy. 

Plato’s  theory  reverses  the  situation.  The  outermost  movement, 
which  alone  affects  the  fixed  stars,  is  still  the  swiftest  of  all ; for 
they  complete  their  circuit  in  twenty-four  hours.  But  the  contrary 
movement  of  the  planets  is  now  attributed  to  their  own  proper 
motion,  at  various  rates  of  speed,  in  the  reverse  direction.  The 
* swiftest  ’ of  them  is  the  one  which  completes  this  journey  in  the 
shortest  time,  namely  the  Moon.  The  ‘ slowest  ’ is  the  outermost, 
Saturn,  ‘ the  body  which  departs  most  slowly  from  the  swiftest  of 
all  movements  ’.  Thus  the  smaller  the  orbit,  the  quicker  the  body. 

If  we  consider  only  these  proper  motions  of  the  planets  (neglecting 
the  movement  of  the  Same  which  equally  affects  them  all),  the 
Moon  * overtakes  ’ Saturn.  Taking  only  a month  to  complete  her 
orbit,  she  will  pass  Saturn  nearly  once  every  month.  But,  as 
Plato  adds,  ‘ by  reason  of  the  movement  of  the  Same,  those  which 
revolve  most  quickly  seem  to  be  overtaken  by  the  slower,  though 
really  overtaking  them  '.  The  movement  of  the  Same  carries  stars 
and  planets  together  round  the  Earth  once  every  day.  Suppose 
that  at  io  p.m.  to-night  the  Moon  and  Saturn  are  in  a line  with  a 
certain  star  in  the  Zodiac.  By  io  p.m.  to-morrow  the  fixed  star 

1 Lucr.  v,  621  £f.  (trans.  Munro)  = Democritus  55A,  88.  Cf.  Frank,  Plato 
u.  d.  sog.  Pyth.  204. 


THE  PLANETS 


38c-39e 


will  have  come  round  to  the  same  position.  Saturn  will  have 
shifted  only  a very  little  way  eastwards,  the  Moon  a much  longer 
distance.  If  (as  on  the  vortex  theory)  we  think  only  of  this  diurnal 
movement  of  the  Same  and  of  the  planets  as  trying  to  keep  pace 
with  it,  Saturn  will  have  lost  much  less  ground  than  the  Moon  and 
will  appear  to  overtake  and  pass  her.  Thus,  ‘ by  reason  of  the 
movement  of  the  Same  those  which  revolve  most  quickly  appear 
to  be  overtaken  by  the  slower,  though  really  overtaking  them  \ 
But  if  we  realise  that  all  the  planets  are  trying  to  make  their  own 
way  against  the  diurnal  movement,  Saturn  will  have  gained  least 
ground  and  be  really  the  slowest ; and  the  Moon  will  overtake  and 
pass  him. 

Plato  makes  the  same  point  again  at  Laws  8 22A,  where  he  declares 
that  the  planets  do  not  really  ' wander  * about,  but  each  one  (in 
respect  of  its  proper  motion)  ‘ always  travels  in  a circle  one  and 
the  same  path  \ He  adds  that  ‘ the  quickest  of  them  is  wrongly 
supposed  to  be  the  slowest,  and  vice  versa  \ The  false  opinion 
was  due  to  not  recognising  that  each  planet  has  its  own  proper 
motion  in  the  reverse  direction,  and  imagining  that  the  planets 
were  merely  ‘ left  behind  ' by  the  fixed  stars. 

(2)  The  second  consequence  of  the  double  motion  theory  is  the 
spiral  twist.  Martin  1 explains  as  follows  : ‘ The  Sun,  for  example, 
which  in  this  system  is  a planet,  describes  from  the  winter  to  the 
summer  solstice,  on  the  surface  of  a sphere  whose  radius  is  the 
distance  of  the  Sun  from  the  centre  of  the  Earth,  an  ascending 
spiral  contained  between  the  two  tropics  ; then  it  descends  again 
from  the  summer  to  the  winter  solstice  describing  on  the  same 
sphere  a spiral  inverse  to  the  former  one.  The  two  spirals  taken 
together  make  up  as  many  turns  as  there  are  days  in  the  year. 
The  turns  of  the  two  spirals  become  larger  as  they  approach  the 
equator,  but  they  are  all  traversed  in  equal  times/  If  we  imagine 
a model  of  the  celestial  Sphere  revolving  as  a whole  towards  the 
right,  while  the  planetary  rings  inside  revolve  more  slowly  to  the 
left,  the  spiral  twist  will  be  the  track  followed  by  any  one  of  the 
planets  on  a sphere  with  the  same  radius  as  that  planet's  own  circle. 
It  will  none  the  less  be  true  that  the  planet,  in  respect  of  its  proper 
motion,  keeps  always  to  one  circular  track,  represented  by  the  ring 
to  which  it  is  fixed. 

The  only  connection  between  the  spiral  twist  and  the  other 
question,  which  planet  is  really  the  swiftest,  lies  in  the  point  that 
both  involve  the  recognition  of  a proper  motion  opposite  in  sense  to 
the  movement  of  the  Same.  Plato  is  writing  with  extreme  compres- 
sion, in  order  to  keep  this  astronomical  section  within  due  bounds. 

1 Martin  ii,  76.  Theon,  pp.  324,  329,  gives  a clear  account. 

114 


THE  PLANETS 


39B.  And  in  order  that  there  might  be  a conspicuous  measure  for 
the  relative  speed  and  slowness  with  which  1 they  moved  in 
their  eight  revolutions,  the  god  kindled  a light  in  the  second 
orbit  from  the  Earth — what  we  now  call  the  Sun — in  order 
that  he  might  fill  the  whole  heaven  with  his  shining  and  that 
all  living  things  for  whom  it  was  meet  might  possess  number, 
learning  it  from  the  revolution  of  the  Same  and  uniform. 

c.  Thus  and  for  these  reasons  day  and  night  came  into  being, 
the  period  of  the  single  and  most  intelligent  revolution.2 

The  purpose  of  the  Demiurge  is  that  mankind  shall  learn  to  count 
and  develope  mathematics  by  the  exercise  of  reckoning  periods  of 
time,  days,  months,  and  years.  The  unit  for  this  reckoning  is  the 
shortest  division  of  time  produced  by  the  celestial  revolutions,  the 
period  of  day-and-night  (vvxOijjLiEQov)  3 marked  by  the  daily  revolu- 
tion of  the  whole  heavens  in  the  movement  of  the  Same.  Mankind 
would  not  observe  this  revolution,  if  the  Sun  were  no  brighter  than 
the  other  planets.  The  brilliance  of  the  Sun  ‘ shining  through  the 
whole  heaven  *,  followed  by  the  darkness  of  night  and  a new  sunrise, 
brings  it  home  to  man  that  this  daily  revolution  does  occur.  The 
Sun  thus  provides  a ‘ conspicuous  ' unit  of  measurement,  in  terms 
of  which  the  other  periods  can  be  calculated,  with  ‘ their  relative 
speed  and  slowness  \4 

39c.  The  month  comes  to  be  when  the  Moon  completes  her  own 
circle  and  overtakes  the  Sun ; the  year,  when  the  Sun  has 

1 Kady  a,  A.-H.,  Fraccaroli.  The  subject  of  iropevoiTo  is  easily  supplied  from 
the  previous  sentence  or  from  7 rpds  aXXrjXa.  Plut.  1007A,  alluding  to  our 
passage,  has  the  phrase  perpov  evapyes  rrjs  rrpos  aXXrjXas  f}pa$irrr}Ti  Kal  raxei  rcov 
okto)  o<j>aipu>v  8ia<f>opas-  This  might  support  the  conjecture  r£<vt>  7 rpds  aXXrjXa 
PpabvrrjTL  Kal  ray^i  [/cat]  ra  7T€pl  ras  okto)  <f>opas  Tropcvoiro  * a conspicuous  unit  to 
measure  with  what  relative  slowness  and  speed  the  bodies  involved  in  the 
eight  revolutions  travel  \ 

2 The  single  (undivided)  revolution  of  the  Same,  which  is  the  only  motion 
of  translation  possessed  by  the  fixed  stars. 

3 So  in  the  Epinomis  978D  the  Heaven,  causing  the  stars  to  revolve  * for 
many  nights  and  days  teaches  man  to  count  ‘ one  and  two ’ and  so  to 
advance  to  other  numbers.  Cf.  47A  and  p.  91,  note  1 above. 

4 It  is  man,  not  the  planets  and  stars,  who  is  to  benefit  by  this  1 conspicuous 
measure  \ This  point  involves  rejecting  the  MSS.  reading  Kal  ra  at  39B,  3. 
Tr.  (retaining  Kal  ra)  translates  : ‘ That  there  might  be  a plain  measure  of 
their  relative  slowness  and  speed,  and  the  eight  revolutions  go  on  their  way, 
God  kindled  a light.  . . .*  The  planets,  he  explains  (quoting  Cook  Wilson) 
need  a light  to  see  their  way — * a humorous  touch  \ The  humour,  if  it  can 
be  detected,  is  irrelevant.  Also  the  eight  revolutions  include  the  fixed  stars. 
Can  these  need  the  Sun’s  help  to  see  their  way  ? Tr.'s  suggestion  that  all 
planets  (like  the  moon)  reflect  the  sun’s  light  is  supported  by  no  evidence. 
Plato’s  point  is  that  the  Sun  is  the  only  planet  bright  enough  to  make  the 
difference  of  day  and  night  conspicuous  to  mankind. 

115 


THE  PLANETS 


38c-39e 


39c.  gone  round  his  own  circle.  The  periods  of  the  rest  have  not 
been  observed  by  men,  save  for  a few ; and  men  have  no 
names  for  them,  nor  do  they  measure  one  against  another  by 
numerical  reckoning.  They  barely  know  that  the  wanderings 
of  these  others  are  time  at  all,  bewildering  as  they  are  in 

d.  number  and  of  surprisingly  intricate  pattern.  None  the  less 
it  is  possible  to  grasp  that  the  perfect  number  of  time  fulfils 
the  perfect  year  at  the  moment  when  the  relative  speeds  of 
all  the  eight  revolutions  have  accomplished  their  courses 
together  and  reached  their  consummation,  as  measured  by 
the  circle  of  the  Same  and  uniformly  moving. 

In  this  way,  then,  and  for  these  ends  were  brought  into 
being  all  those  stars  that  have  turnings  1 on  their  journey 
through  the  Heaven  ; in  order  that  this  world  may  be  as 

e.  like  as  possible  to  the  perfect  and  intelligible  Living  Creature, 
in  respect  of  imitating  its  ever-enduring  nature. 

Men  have  no  names  like  ‘ month  ‘ year  *,  for  the  periods  of 
planets  other  than  the  Moon  and  Sun.  These  two  are  the  most 
conspicuous  and  they  both  proceed  uniformly  on  their  course. 
The  five  remaining  planets  exhibit  apparent  irregularities,  some  of 
which  have  been  mentioned.  The  complete  analysis  of  their  com- 
posite motion  involves  factors  additional  to  the  two  great  motions 
of  the  World-Soul.  The  result  is  a ' bewildering  ' (d/urj/dvcp,  not 
‘ incalculable  ')  number  of  motions  of  surprisingly  intricate  pattern. 
Plato  must  have  been  acquainted  with  the  system  of  Eudoxus, 
which  required  for  each  of  these  five  planets  not  less  than  four 
spheres  revolving  on  different  axes,  in  order  to  reduce  their  apparent 
irregularity  to  a compound  of  circular  motions.  Three  spheres  each 
were  enough  for  the  Sun  and  Moon.  The  total  of  twenty-seven 
spheres  would  certainly  make  a pattern  whose  intricacy  would 
bewilder  a layman.  Plato  does  not  commit  himself  to  Eudoxus' 
system,  which  may  have  been  recognised  at  the  time  as  only  giving 
an  approximate  picture,  and  was  soon  to  be  still  further  complicated 
by  Callippus  and  Aristotle.  If  the  * contrary  power  * of  the  five 
planets  has  been  rightly  explained  above  as  causing  variations  in 
speed  without  change  of  track,  Plato's  own  system  is  different, 
and  an  armillary  sphere  representing  the  planetary  movements, 
if  it  were  not  required  to  work  mechanically,  would  be  of  much 
simpler  construction. 

Though  the  readers  of  the  Timaeus  would  be  bewildered  by  these 
complications,  ‘ none  the  less  it  is  possible  to  grasp  ' the  notion  of 

1 rpoTTai.  The  Sun,  for  instance,  * turns  back  ’ at  the  top  of  its  spiral 
when  it  touches  the  tropic  of  Cancer  at  midsummer. 

1 16 


THE  HEAVENLY  GODS 


a Great  Year,  completed  when  all  the  heavenly  bodies  come  back 
to  the  same  relative  positions.  This  notion  was  an  ancient  one, 
going  back  to  the  earliest  attempts  to  arrive  at  a period  of  years 
which  would  coincide  with  a number  of  complete  months.  Plato 
extends  it  to  include  the  periods  of  the  remaining  planets.  He 
gives  no  estimate  of  its  length.1  There  is,  as  Taylor  remarks,  no 
suggestion  that  the  end  of  the  period  is  marked  by  any  cosmic 
cataclysm.  Such  a catastrophe  is,  in  fact,  out  of  the  question. 
The  hands  of  a perfect  clock  would  regain  at  every  moment  the 
position  at  which  they  were  twelve  hours  before.  Since  the  celestial 
clock  was  never  set  going  at  any  moment  of  time,  there  was  never 
any  original  position  to  serve  as  starting-point.  The  period,  what- 
ever it  may  be,  is  beginning  and  ending  at  every  moment  of  time. 
This  perpetual  recurrence,  as  the  concluding  sentence  remarks,  is 
the  nearest  approach  that  the  visible  world  can  make  to  the  eternal 
duration  of  the  unchanging  model.  If  the  language  of  our  passage 
suggests  a period  beginning  at  some  one  date  and  ending  at  another., 
that  is  only  because  the  myth  speaks  as  if  Time  and  its  instruments 
had  been  created  at  some  moment  which  would  mark  the  beginning 
of  such  a period. 

39E-40B.  The  four  kinds  of  living  creature.  The  heavenly  gods 
So  far,  the  planets  are  the  only  living  creatures,  within  the 
universal  frame,  whose  creation  has  been  described.  Among  the 
everlasting  gods  who  were  to  take  up  their  positions  in  that  frame, 
the  planets  were  singled  out  because  they  are,  in  a special  way, 
the  ‘ instruments  of  Time  ' ; and  Plato  wished  first  to  define  Time 
in  order  to  contrast  the  temporal  existence  of  even  the  everlasting 
gods  with  the  unchanging  duration  of  the  eternal  model.  Time 
cannot  exist  without  the  clock.  Plato,  accordingly,  had  to  antici- 
pate the  creation  of  the  heavenly  gods  by  mentioning  the  planets. 
He  now  repeats  the  statement  (37c,  38D)  that  the  Demiurge  designed 
to  make  his  image  as  like  as  possible  to  the  model.  This  is  to  be 
done  by  making  all  the  four  chief  families  of  living  creature,  corre- 
sponding to  the  four  regions  of  fire,  air,  water,  and  earth. 

39E.  Now  so  far,  up  to  the  birth  of  Time,  the  world  had  been 
made  in  other  respects  in  the  likeness  of  its  pattern  ; but  it 
was  still  unlike  in  that  it  did  not  yet  contain  all  living 
creatures  brought  into  being  within  it.  So  he  set  about 
accomplishing  this  remainder  of  his  work,  making  the  copy 
after  the  nature  of  the  model.  He  thought  that  this  world 
must  possess  all  the  different  forms  that  intelligence  discerns 
contained  in  the  Living  Creature  that  truly  is.  And  there 
1 See  Tr.,  pp.  217  ft.  Heath,  Aristarchus  172. 

II7 


THE  HEAVENLY  GODS 


38c-39e 


39E.  are  four  : one,  the  heavenly  race  of  gods  ; second,  winged 
40  things  whose  path  is  in  the  air  ; third,  all  that  dwells  in  the 
water ; and  fourth,  all  that  goes  on  foot  on  the  dry  land. 

The  Demiurge  himself,  however,  makes  only  the  living  creatures 
of  the  first  class,  the  gods  within  the  heaven.1  These  are  the  fixed 
stars,  the  planets,  and  Earth.  Since  the  planets  and  some  of  their 
motions  have  already  been  mentioned,  the  following  sentences 
refer  specially  to  the  fixed  stars.  But  the  planets  are  brought  in 
at  the  end  of  the  paragraph. 

40.  The  form  of  the  divine  kind  he  made  for  the  most  part  of 
fire,  that  it  might  be  most  bright  and  fair  to  see  ; and  after 
the  likeness  of  the  universe  he  gave  them  well-rounded  2 
shape,  and  set  them  in  the  intelligence  of  the  supreme  to 
keep  company  with  it,  distributing  them  all  round  the  heaven, 
to  be  in  very  truth  an  adornment  ( cosmos ) for  it,  embroidered 
over  the  whole.  And  he  assigned  to  each  two  motions  : one 
uniform  in  the  same  place,  as  each  always  thinks  the  same 
b.  thoughts  about  the  same  things  ; the  other  a forward  motion, 
as  each  is  subjected  to  the  revolution  of  the  Same  and  uniform. 
But  in  respect  of  the  other  five  motions  he  made  each  motion- 
less and  still,  in  order  that  each  might  be  as  perfect  as  possible. 

For  this  reason  came  into  being  all  the  unwandering  stars, 
living  beings  divine  and  everlasting,  which  abide  for  ever 
revolving  uniformly  upon  themselves  ; while  those  stars  that 
having  turnings  and  in  that  sense  3 ' wander  ' came  to  be  in 
the  manner  already  described. 

The  stars  have  spherical  bodies,  mostly  composed  of  fire,  but 
containing  some  portions  of  the  other  primary  bodies.  Without 
earth,  as  Proclus  says,  they  would  not  be  ‘ solid  ' masses  resistant 
to  touch  ; and  the  other  two  primary  bodies  are  the  ‘ means  ' 
which  hold  fire  and  earth  together  (31B).  Their  composition  is 
similarly  described  in  the  Epinomis  (981D)  in  a passage  which 
refers  to  all  the  heavenly  bodies.  There  is  no  reason  to  doubt  that 
the  statement  here  applies  to  the  planets,  as  Proclus  held. 

‘ The  intelligence  of  the  supreme  ',  in  which  the  stars  are  set, 
is  a short  expression  for  the  revolution  of  the  Same,  that  rational 

1 At  Rep.  508  the  heavenly  bodies  are  called  * the  gods  in  the  heaven  * 
(to>v  ev  ovpavto  Oecov). 

2 cvkvkXov  for  * spherical  * is  reminiscent  of  Parmenides  8,  43,  cvkvkXov 
o<f>alpT)s,  quoted  by  Plato  at  Soph . 244E. 

8 Toiavrqv.  But  only  in  that  sense.  They  are  not  really  * wanderers 
but  keep  to  their  regular  paths,  though  they  ‘ turn  * back  at  the  limits  of 
their  spiral  tracks. 

Il8 


THE  HEAVENLY  GODS 

motion  of  the  World-Soul  which  was  described  (36c)  as  having  the 
supremacy  over  the  interior  motion  and  in  fact  affects  the  whole 
universe.1  The  circle  symbolising  the  plane  of  that  motion  is  the 
equatorial  circle  of  the  sphere,  over  the  whole  of  whose  surface  the 
stars  are  scattered.  All  the  fixed  stars  move  together  in  the  daily 
revolution,  as  if  they  were  set  in  a solid  sphere.  But  there  is  no 
material  sphere  ; the  stars  move  freely,  though  they  keep  their 
relative  positions.  The  rotation  of  the  heaven  thus  becomes  for 
each  individual  star  an  imparted  motion  of  translation  : the  star 
moves  ' forward  ' along  its  circular  track  parallel  to  the  equator. 
Every  star  has  also,  we  are  now  told,  a second  motion,  rotation  on 
its  own  axis.  The  reason  is  that  ‘ each  always  thinks  the  same 
thoughts  about  the  same  things  \ Here,  for  the  first  time  in  the 
Timaeus , it  is  explained  why  axial  rotation  is  regarded  as  * that 
one  of  the  seven  motions  which  above  all  belongs  to  reason  and 
intelligence  ' (34A). 

Every  star  has  its  own  intelligent  soul,  ‘ and  accordingly  its  own 
proper  motion  ; for  the  soul  is  the  source  of  motion  ’ (Pr.  iii,  119). 
The  same  is  true  of  the  planets,  as  Proclus  remarks.  They  also 
must  have  axial  rotation  ; and,  in  fact,  the  Moon  is  the  only 
heavenly  body  whose  rotation  could  actually  be  observed.  She 
must  rotate  on  her  axis  in  order  to  keep  the  same  face  always 
towards  the  Earth.  This  is  a consequence  of  the  free  movement 
of  stars  and  planets.  If  they  were  set  rigidly  in  material  spheres  or 
rings  which  carried  them  round,  they  would,  of  course,  all  have  the 
same  face  always  turned  towards  the  Earth,  but  it  would  be  possible 
to  deny  (as  Aristotle  does)  that  they  have  an  independent  motion  of 
rotation.  Since  Plato’s  circles  symbolise  movements  only  and  are 
not  material  rings,  he  recognises  this  rotation  as  an  independent 
proper  movement,  due  to  the  individual  soul  of  star  or  planet. 

The  last  sentence  is  intended  to  convey  that  the  statements 
about  the  composition  and  proper  movements  of  the  heavenly  gods 
cover  the  planets,  which  are,  just  as  much  as  the  * un  wan  dering 
stars ',  divine  and  everlasting  living  beings,  and  must  have  the 
movement  proper  to  their  intelligent  souls.2  Earlier  the  planets 
were  treated  merely  as  the  instruments  of  Time,  and  the  periodic 
motions  relevant  to  this  function  were  alone  described.  Their 
axial  rotation  was  not  there  relevant  ; we  are  to  understand  that 
it  is  added  here,  as  the  movement  of  intelligence,  which  they  possess 
equally  with  the  fixed  stars. 

1 Cf.  47B,  7,  * the  circuits  of  intelligence  (rod  vov ) in  the  heaven  \ 

2 So  also  Albinus,  Didasc.  xiv,  ‘ All  these  (stars  and  planets)  are  intelligent 
living  beings  and  gods  and  spherical  in  shape.*  The  Laws  and  Epinomis 
leave  no  doubt  on  this  point. 

119 


ROTATION  OF  THE  EARTH 


40b-c 


40B-C.  Rotation  of  the  Earth 

The  Earth  is  now  included,  with  the  stars  and  planets,  as  * the 
most  venerable  of  all  the  gods  within  the  heaven  ’.  She,  too,  is  a 
‘ living  being,  divine  and  everlasting  ’ ; as  such,  she  must  possess 
a soul  as  well  as  a body,  and  Soul  being  defined  as  ‘ the  self-moving 
thing  ’,  she  may  be  expected  to  possess  a proper  movement  of 
axial  rotation,  in  the  same  right  as  the  stars  and  planets.  But  is 
this  consistent  with  the  rest  of  Plato’s  astronomical  scheme  in  the 
Timaeus  ? The  question  has  been  debated  by  ancient  and  modem 
critics  without  reaching  any  agreement.  It  turns  on  the  interpreta- 
tion of  the  word  IXXofxevrjV  (‘  winds  ’)  in  the  following  sentence  : 

40B.  And  Earth  he  designed  to  be  at  once  our  nurse  and,  as  she 

c.  winds 1 round  the  axis  that  stretches  right  through,  the 
guardian  and  maker  of  night  and  day,  first  and  most  vener- 
able of  all  the  gods  that  are  within  the  heaven. 

The  problem  is  this  : (1)  Day  and  Night  have  been  described 
at  39c  as  ‘ the  period  (or  circuit,  negiodog)  of  the  single  §md  most 
intelligent  revolution  ’,  namely  the  revolution  of  the  Same,  which 
carries  round  with  it  ( aweno/uevov , 40A)  all  the  fixed  stars.  Every- 
thing that  has  been  said  about  this  revolution  clearly  implies  that 
it  is  a real  movement,  due  to  the  self-moving  Soul  of  the  World, 

1 Burnet  reads  lAAopevrjv  be  rrjv  rrepl  tov  bid  rravros  rroAov  rerapevov,  with  the 
note  : * rrjv  A P : om.  FY  Plut If  rrjv  is  sound,  we  must  supply  6bov,  and 
some  movement  is  certainly  intended.  But  rrjv  is  omitted  not  only  by  Plut. 
1006c,  lAAopevrjv  rrepl  tov  bid  rravrcov  rroAov  rerapevov,  but  also  by  Aristotle, 
de  caelo  293 b,  30,  evioi  be  Kal  Keipevqv  err l tov  Kevrpov  <f>aoiv  avrrjv  iXAeodai  /cat 
Kiveiodai  rrepl  tov  bid  navros  rerapevov  ttoAov,  wcmep  ev  rw  Tipalip  yeyparrrai  ; 
by  Simplic.,  de  caelo  517,  8,  rj  pev  ev  Tipaitp  prjaris  tov  nAarcovos  ovrcos  cxct  ’ *YVV 
bi  Tpo<f>ov  rjpeTepav,  lAAopevrjv  8^  rrepl  tov  bia  rravros  TeTapevov  -ttoAov*  kt A. 
(t po<f>ov  Ab  : Tpo<f>6v  pkv  Fc),  cf.  ibid.  532,  5,  12  ; by  Proclus  13311  (lemma)  ; 
and,  as  we  may  infer,  by  all  who  took  lAAopevrjv  to  mean  ‘ packed  ' or 
‘ globed  or  maintained  that  the  Earth  has  no  movement,  including,  e.g. 
Albinus,  Didasc.  xv,  7repl  tov  bid  rravros  rerapevov  urjnyyopevrj  rroAov,  Pr.  iii, 
1 36,  IXXeaQ ai  Aeyerai  rrepl  tov  bid  rravros  rerapevov  rroAov , 8tdrt  brj  rrepl  tov  a£ova  tov 
rravros  awexera t Kal  ovo<f>iyyerai ; Chalcid.  constnctam  limitibus  per  omnia 
uadentis  et  cuncta  continentis  poli  (trans.  p.  41),  which  he  says  (p.  187) 
may  mean  * medietati  mundi  adhaerentem  quiescere  terram  * (impossible  with 
t^p)  ; Theon  (representing  Adrastus  and  Dercylides),  p.  212,  fopopevrjs  berijs 
ovpavlas  otj>alpas  rrepl  pevovras  rovs  eavrrjs  rroAovs  Kal  tov  emX^evywvra  a£ova,  rrepl  ov 
pAoov  eprjpeiarai  1}  yrj  (the  last  words  paraphrase  our  passage,  which  is  not 
discussed  elsewhere  in  Theon)  ; Iamblichus  (Pr.  iii,  139).  Since  no  ancient 
authority  betrays  any  knowledge  of  the  reading  n)p,  which  must  imply 
motion,  I cannot  believe  in  its  antiquity,  though  I hold  that  IXAopdvrjv  does 
mean  motion,  and  the  presence  of  ttjv  would  not  invalidate  my  view.  At 
Phaedo  io8e  the  Earth  is  said  to  be  at  the  centre  of  the  heaven  and  to 
stay  there  because  equidistant  from  the  extremity  in  alb  directions.  There  is 
nothing  to  show  whether  or  not  it  is  regarded  as  rotating. 

120 


ROTATION  OF  THE  EARTH 


not  an  apparent  movement  to  be  explained  by  saying  that  the 
stars  really  stand  still  while  the  Earth  rotates  daily.  This  appears 
to  me  indisputable.  (2)  It  follows  that,  if  Plato  is  consistent,  the 
Earth  must  stand  still,  relatively  to  the  diurnal  revolution  of  the 
stars.  If  it  had  an  actual  daily  rotation  in  either  sense,  then  day 
and  night  would  not  be  produced,  as  they  are,  by  that  revolution. 
Earth  would  be  anything  but  * the  guardian  and  maker  of  day  and 
night  \ As  Proclus  says  (iii,  139), 1 she  must  4 guard ' day  and 
night  by  not  moving,  and  ‘ make  1 night  by  her  shadow.  (3)  The 
chief  objection  to  supposing  that  the  Earth  is  absolutely  at  rest 
is  a very  serious  one.  Aristotle  (de  caelo  ii,  13),  intent  on  proving 
that  the  Earth  must  be  at  rest  and  at  the  centre  of  the  universe, 
discusses  two  other  views,  (a)  4 The  Italian  philosophers  known 
as  Pythagoreans  hold  that  there  is  a fire  at  the  centre,  and  that 
the  Earth  is  one  of  the  heavenly  bodies  {daxqa,  i.e.  planets),  creating 
night  and  day  as  it  revolves  about  the  centre.  They  further  provide 
another  Earth,  in  opposition  to  ours,  which  they  call  “ Counter- 
earth Some  added  yet  more  revolving  bodies,  which  the  Earth 
hides  from  our  sight,  to  account  for  eclipses,  (b)  4 Some,  again, 
say  that  the  Earth,  though  situated  at  the  centre,  44  winds  ”,  i.e. 
moves,  44  round  the  axis  which  stretches  right  through”,  as  it  is 
written  in  the  Timaeus,1  It  is  beyond  question  that  Aristotle 
interprets  our  passage  as  meaning  that  the  Earth  is  situated  at  the 
centre,  not  a planet  revolving  round  a central  fire  ; and  that  it 
has  a 4 winding  ' motion  round  the  axis  of  the  universe.2 *  What 
sort  of  motion  he  understood  will  appear  later. 

Modern  critics  have  been  driven  to  suppose  either  (as  some 
ancients  thought)  that  Aristotle  misunderstood  the  word  UXeaOaij 
or  that  he  deliberately  misrepresented  Plato's  doctrine.  Others 
think  that  neither  Plato  nor  Aristotle  noticed  that  an  axial  rotation 
was  inconsistent  with  the  earlier  statement  that  day  and  night  are 
the  period  of  the  revolution  of  the  Same.  But  if  Aristotle  had 
wished  to  misrepresent  Plato,  he  would  have  done  better  to  make 
out  that  the  phrase  means  planetary  revolution  at  a distance  from 
the  centre  and  to  class  Plato  with  the  Pythagoreans,  instead  of 
carefully  distinguishing  his  view  from  theirs  ; for  the  Pythagorean 
view,  which  removes  Earth  from  the  centre,  is  to  Aristotle  the  more 
objectionable  and  bears  the  main  brunt  of  his  attack.  That  neither 

1 Following  Plut.  ioo6e. 

8 Cf.  the  summary  of  the  Timaeus  in  Diog.  L.  iii,  75,  otoav  8k  cm  roC  p,4aov 
KivclaOat,  TTf.pl  to  fxcaov.  The  author  of  Tim.  Locr.  (97D)  understood  that  the 
earth  is  at  the  centre  (cV  p4o<p  i8pvfi4va,  a word  which  does  not  exclude  motion) . 

So  did  Albinus,  Didasc.  xv,  kcitcu  8k  1}  fikv  yrj  t<ov  qXwv  pAcrq,  adding  a para- 

phrase of  the  rest  of  our  sentence. 


ROTATION  OF  THE  EARTH 


40b-c 


Plato  nor  Aristotle  should  notice  the  discrepancy  is  to  me  incredible. 
Eudoxus  and  his  students  had  been  working  at  the  Academy  on  the 
problem  of  the  celestial  motions,  and  surely  someone  would  have 
pointed  out  the  contradiction,  if  Plato  and  Aristotle  were  too  stupid 
to  see  it.  These  suggestions  are  desperate  expedients,  which  ought 
to  be  cheerfully  abandoned,  if  it  could  be  shown  that  the  Earth 
can  have  some  circular  motion  without  upsetting  the  explanation 
of  day  and  night  as  due  to  the  diurnal  revolution  of  the  Same. 

If  there  is  any  such  possible  motion,  the  choice  lies  between 
(a)  planetary  revolution  at  a distance  from  the  centre  and  ( b ) some 
* winding  * motion  at  the  centre.  These  are  the  only  alternatives, 
known  to  Aristotle,  to  an  absolutely  stationary  Earth.  ' All/  he 
says,  ' who  deny  that  the  Earth  is  situated  at  the  centre  think 
that  it  revolves  (as  a planet)  about  the  centre/  (These  are  the 
Pythagoreans  previously  mentioned.)  Some  admit  that  the  Earth 
is  at  the  centre,  but  assign  to  it  a 4 winding  ' motion  round  the 
axis,  * as  is  written  in  the  Timaeus  \1 

( a ) The  difficulties  supposed  to  be  involved  in  any  axial  rotation 
have  led  some  critics  to  obliterate  this  clear  distinction  and  to 
identify  the  winding  motion  of  the  Timaeus  with  planetary  revolu- 


1 Aristotle’s  4 all  ’ formally  excludes  Burnet's  suggestion  of  * a motion  up 
and  down  (to  speak  loosely)  on  the  axis  of  the  universe  itself  ’ ( E.G.P .3  303). 
It  is  hard  to  take  this  explanation  of  iMeodai  seriously.  Even  if  it  were  true 
that  4 the  only  clearly  attested  meaning  of  the  rare  word  lXXop.ai  is  just  that 
of  motion  to  and  fro,  backwards  and  forwards  : Cf.  Soph.,  Ant.  340,  tAAo/zeiw 
aporpotv  eras  els  eros’ , it  may  be  remarked  that  ploughs  do  not  go  backwards 
and  forwards  in  the  same  furrow,  but  wind  to  and  fro  in  a serpentine  track. 
This  is  not  oscillation,  and  cannot  be  supported  by  the  oscillation  ( aiu>pa ) of 
water  inside  the  Earth  at  Phaedo  hie.  Aristotle  ( Meteor . 356a,  3)  describes 
this  up  and  down  movement  as  4 oscillation  about  the  centre  * (7 repl  to  fieoov 
cl\€l<jOcu),  but  4 about  the  centre  ’ is  not  the  same  thing  as  4 about  the  axis  ’. 
Oscillation  along  the  axis  is  not  compatible  with  4 the  only  admissible  transla- 
tion : Earth,  our  nurse,  going  to  and  fro  on  its  path  round  the  axis  ’ (Burnet, 
Gk.  Phil.  348),  as  Heath  observes  ( Gk . A sir.  xli).  There  is  no  trace  in  the 
history  of  Greek  astronomy  or,  so  far  as  I know,  anywhere  else,  of  this 
grotesque  notion  that  the  Earth  jumps  up  and  down  along  the  axis.  Such 
a motion  would  upset  the  whole  theory  of  the  Spiral  Twist.  It  certainly  never 
occurred  to  any  ancient  commentator  that  Plato  meant  this  or  that  Aristotle 
was  arguing  against  this  view.  His  description  of  the  Earth  as  4 situated  ’ 
or  4 lying  ' (Keifievrjv)  at  the  centre  excludes  oscillation  to  and  from  the  centre. 
If  the  most  venerable  of  the  gods  within  the  heaven  has  any  motion,  it  can 
only  be  the  circular  motion  of  reason,  not  any  of  those  rectilinear  motions 
which  are  expressly  excluded  for  all  the  other  gods.  Mr.  F.  H.  Sandbach 
has  pointed  out  to  me  that  in  Sext.  Emp.  math  x,  93,  al  rrepl  rots  /cva>8a£iv 
clXovpLcvcu  o<f>alp<u ; unquestionably  means  4 spheres  rotating  on  pivots '. 
Armillary  spheres  may  be  meant.  Cf.  also  Lydus  de  mens,  ii,  4,  kvkXos  i<f>'  eavrov 
elXov/xcvos.  I cannot  pursue  the  intricacies  resulting  from  Tr.’s  theory  that 
Timaeus  puts  forward  a view  which  Plato  did  not  hold  himself. 

122 


ROTATION  OF  THE  EARTH 

tion  at  a distance  from  the  centre.  The  Timaeus , in  fact,  is,  in 
spite  of  Aristotle,1  to  be  interpreted  as  stating  the  Pythagorean 
theory.  The  objections  to  this  view  are,  to  my  mind,  overwhelming. 

(1)  Plato  clearly  implies  that  the  effect  of  the  movement,  if 
movement  it  be,  is  that  Earth  is  the  guardian  and  maker  of  day 
and  night.2  The  inference  is  that  the  period  of  the  alleged  planetary 
revolution  is  twenty-four  hours.  In  accomplishing  this  daily 
revolution,  does  the  Earth  also  rotate  on  her  axis,  like  the  moon, 
so  as  to  keep  the  face  on  which  we  live  always  turned  away  from 
the  centre  of  the  universe  ? So  the  Pythagoreans  held.  But  if 
so,  her  revolution  will,  according  to  its  sense,  either  cancel  the 
effect  of  the  daily  revolution  of  the  stars,  and  there  will  be  no  day 
and  night,  or  else  the  period  of  day  and  night  will  be  forty-eight 
hours.  If  she  does  not  rotate  on  her  axis,  the  face  we  live  on  will 
be  turned  once  every  day  towards  the  centre  of  the  universe.  This, 
according  to  these  Pythagoreans,  is  occupied  by  the  Central  Fire. 
Why,  then,  do  we  never  see  this  Central  Fire  crossing  the  skies  ? 

(2)  If  the  Earth  revolves  as  a planet,  why  was  not  the  circle  of 
the  Different  divided  into  eight  (not  seven)  planetary  circles  ? 
Why  was  not  the  Earth  reckoned  among  the  planets  where  they 
were  described  as  the  instruments  of  Time  ? Why  was  her  period 
not  counted,  as  a ninth,  with  the  eight  others  whose  consummation 
makes  up  the  period  of  the  Great  Year  ? I can  see  no  answer  to 
these  questions.3 

1 And  Proclus,  who  does  not  doubt  that  Earth  is  at  the  centre  (iii,  133). 
On  41  d (sowing  of  the  souls  into  Earth  and  into  the  planets  as  instruments 
of  time)  he  remarks  : o vre  yap  77  yfj  aarpov  . . . ovre  ra  (ittX avrj  opyava  elprjraL 
Xpovov  . . . p.6v a S^  ra  Tr\avu>pL€va  Kai  a arpa  ecm  Kai  opyava  ypovov.  Indeed,  a state- 
ment of  Theophrastus  (which  we  shall  consider  later)  that  Plato  in  his  old 
age  repented  of  having  given  earth  the  central  position,  stands  alone.  All 
other  ancient  authorities  either  state  or  assume  that  Plato's  Earth  was  at 
the  centre. 

2 This  has  been  denied,  e.g.  by  Tr.  (p.  240),  but  Tr.,  like  other  translators, 
ignores  the  effect  of  pkv  and  Sc  in  the  sentence.  The  god  gives  Earth  two 
functions  : he  makes  her  (1)  rpo(f>6v  pkv  rjpLCTepav,  (2)  D\Xoplvrjv  hk  . . . <f>v\aKa 
Kai  Srjfuovpyov  vvktos  Kai  ripepas  • * to  be  at  once  our  nursing-mother,  and,  as 
winding  round  the  axis,  the  guardian  and  maker  of  day  and  night  \ There 
is  no  proper  contrast  between  rpo<j>ov  (p,€v)  and  IXXo^vtjv  (Sc) . The  translation  : 

‘ But  earth,  our  foster-mother,  that  goes  to  and  fro  on  her  path  about  the 
axis  of  the  universe,  he  contrived  for  a guardian,'  etc.,  simply  ignores  the 
existence  of  p.kv  and  Sc, 

8 Pr.  iii,  13811,  urges  the  last  point  as  an  argument  against  any  movement 
of  the  Earth.  Tr.  (p.  239)  admits  a contradiction,  but  attributes  it  to  a 
‘ want  of  adaptation ' of  Timaeus'  views  about  the  Great  Year  and  about 
the  movement  of  the  Earth  ; Timaeus  has  ‘ no  finished  system  ' ; he  is 
* engaged  on  the  working  out  of  a science  which  is  progressive '.  On  this 
principle,  no  statement  in  the  Timaeus  can  be  used  to  determine  the  meaning 
of  any  other ; the  science  may  always  have  progressed  in  the  interval. 

123 


ROTATION  OF  THE  EARTH  40b-c 

(3)  If  Earth  is  hot  at  the  centre  of  the  universe,  what  is  at  the 
centre  ? The  only  alternatives  are  : the  Pythagorean  Central  Fire 
and  no  solid  body  at  all.  The  second  is  entirely  incredible.  No 
ancient  system  of  astronomy  ever  contemplated  the  possibility  that 
the  centre  of  the  world  should  be  unoccupied.  Aristotle,  writing 
before  the  heliocentric  theory  was  propounded,  says  that  all  who 
regarded  the  entire  universe  as  finite  1 held  that  Earth  was  at  the 
centre,  with  the  exception  of  the  Pythagoreans,  who  had  their 
Central  Fire.  We  must,  then,  assume  (as  the  adherents  of  the 
planetary  theory  do)  that  the  Earth  is  to  revolve  round  the  Central 
Fire.  But  the  Timaeus  says  nothing  whatever  about  any  Central 
Fire.  Can  anyone  believe  that,  if  Plato  had  thought  of  the  Earth 
as  a planet,  he  would  have  made  no  mention  at  all  of  the  body 
round  which  Earth,  planets,  and  stars  all  revolve  ? 2 No  writer 
with  that  picture  in  his  mind  could  describe  the  motion  of  the 
Earth  as  ' winding  round  the  axis  that  stretches  all  through  \ More- 
over, the  very  existence  of  a free  body  of  fire  at  the  centre  contradicts 
the  whole  theory  of  the  natural  motions  of  the  primary  bodies. 
We  learn  later  that  the  main  body  of  fire  is  at,  or  towards,  the 
circumference  (63B  ff.),  and  that  every  primary  body  has  a natural 
tendency  towards  its  like.  The  so-called  ‘ lightness  * of  fire  is 
explained  by  this  tendency.  If  we  can  imagine  someone  stationed 
aloft  in  the  region  of  fire  and  trying  to  force  fire  ‘ downwards ' into 
the  alien  region  of  air,  he  would  find  that  fire  resisted  his  efforts 
and  he  would  have  to  call  it  * heavy  \ We  shall  later  come  to  an 
elaborate  account  of  the  interaction  of  the  primary  bodies,  explicitly 
designed  to  explain  why  all  the  fire  in  the  universe  has  not  escaped 
to  the  main  body  on  the  outside  (58A).  All  this  flatly  contradicts 
the  notion  of  a free  body  of  fire  properly  situated  at  the  centre. 

I conclude  that,  when  Plato  said  that  the  Earth  4 winds  round 
the  axis  \ he  did  not  mean  that  it  revolves  at  a distance  from  the 
axis  round  a body  which  he  never  mentions  and  which  cannot 

1 As  distinct  from  the  Atomists,  who  believed  in  an  unlimited  plurality  of 
worlds  scattered  over  infinite  space.  Infinite  space  has  no  centre.  But  even 
the  Atomists  held  that  our  Earth  is  at  the  centre  of  its  own  world. 

2 Burnet  (E.G.P.8  304)  says  : ‘ We  know  from  the  unimpeachable  authority 
of  Theophrastus,  who  was  a member  of  the  Academy  in  Plato’s  later  years, 
that  he  had  then  abandoned  the  geocentric  hypothesis,  though  we  have  no 
information  as  to  what  he  supposed  to  be  in  the  centre  of  our  system  ’ (my  italics) . 
Unless  this  is  an  oversight,  Burnet's  Earth  must  bounce  up  and  down  at 
some  distance  from  the  centre.  If  there  were  any  body  there,  the  collision 
that  would  result  from  the  Earth  reaching  the  centre  or  attempting  to  cross 
it  would  have  frightful  consequences.  Tr.  (p.  235)  recognises  that  on  this 
view  (which  he  attributes  to  Timaeus,  but  not  to  Plato)  the  centre  must  be 
empty  except  when  the  Earth  happens  to  be  just  passing  the  centre  in  its 
excursions. 


124 


ROTATION  OF  THE  EARTH 

exist  in  his  physical  system  ; or  that  it  revolves  round  nothing 
at  all.  Finding  no  support  whatever  in  the  Timaeus  itself,  the 
adherents  of  the  planetary  theory  fall  back  on  a statement  which 
Plutarch  attributes  to  Theophrastus : that  4 Plato,  when  he  had 
grown  old,  repented  of  having  assigned  to  earth  the  central  position, 
which  did  not  properly  belong  to  it  \1  Theophrastus  does  not 
often  disagree  with  Aristotle,  and  the  two  could  be  reconciled,  if 
we  could  suppose  that  Plato’s  repentance  took  place  after  he  had 
written  the  Timaeus.  But  then  we  should  expect  to  find  the 
Central  Fire  and  the  planetary  motion  in  the  Laws  and  the  Epinomis. 
Neither  of  these  works  ever  hints  at  the  existence  of  the  Pythagorean 
Central  Fire,  and  the  passages  {Laws,  822c  and  Epin.  987B)  alleged 
to  support  planetary  motion  are  at  least  capable  of  other  inter- 
pretations.2 If  Aristotle  had  known  of  Plato's  repentance,  he  had 
no  motive  for  not  mentioning  his  master's  adoption  of  the  Pytha- 
gorean scheme. 

So  far  the  weight  of  evidence  seems  to  be  against  Theophrastus, 
but  perhaps  a reconciliation  is  possible  on  somewhat  different 
lines.  It  has  been  suggested  that  Aristotle  himself  alludes  to  the 
repentant  Plato  in  his  opening  passage  {de  caelo  ii,  13).  He  first 
mentions  the  Pythagoreans  as  the  only  philosophers  with  a finite 
universe  who  do  not  place  the  Earth  at  the  centre. 

‘ At  the  centre,  they  say,  is  fire,  and  the  Earth  is  one  of  the 

heavenly  bodies,  which  makes  day  and  night  as  it  revolves  round 

1 Plut.,  Plat.  Qu.  viii,  1006c  ; Life  of  Numa  xi.  Tr.  (p.  228)  says,  it  would 
be  most  natural  to  suppose  that  the  statement  of  Theophrastus  occurred  in 
his  IJepl  <f>v<HKu>v  Bogu>v,  ‘ where  as  we  see  from  Aetius,  Placita  iii,  11-13,  the 
questions  whether  the  earth  is  at  the  centre  and  whether  it  moves  were 
discussed  ’.  But  Aetius  iii,  11,  attributes  the  doctrine  that  Fire,  not  Earth, 
is  at  the  centre  to  Philolaus  only,  without  mentioning  Plato  at  all ; and 
13  attributes  a stationary  earth  to  all  except  Philolaus  (planetary  motion), 
Heracleides  and  Ecphantus  (axial  rotation  at  the  centre),  and  Democritus. 
Aet.  ii,  7 (7 Tcpi  ragews  rod  Koopov),  says  that  Plato  arranged  the  elements  in 
the  order  : * fire  first,  then  aether,  next  air,  next  water,  and  last  earth ; 
though  sometimes  he  connects  aether  with  fire  '.  Further  on,  Philolaus’ 
system  is  described,  with  ‘ fire  in  the  midst  about  the  centre  ',  which  is 
4 primary  by  nature  If  Aetius  represents  Theophrastus'  Physical  Opinions 
correctly,  Plutarch  must  have  had  some  other  source.  That  Theophrastus 
cannot  have  attributed  the  planetary  theory  to  Plato  in  that  work  may  be 
inferred  from  Simplic.,  de  caelo  513  : Alexander  said  the  question  who  these 
* others  ' were  was  cVc  rfjs  loropias  irjvqriov.  If  the  answer  had  been  in  Theo- 
phrastus’ history,  it  would  have  been  found  by  Alexander  and  reproduced 
by  Simplicius  ; but  he  can  suggest  no  one  earlier  than  Aristotle  who  had 
agreed  with  the  so-called  Pythagoreans. 

2 See  above,  p.  89  fi.  I may  appeal  to  the  fact  that  so  careful  and  judicious 
an  authority  as  Sir  Thomas  Heath  has  interpreted  both  passages  differently 
at  different  times. 

P.C. 


125 


K 


40b-c 


ROTATION  OF  THE  EARTH 

the  centre.  They  further  provide  another  Earth  in  opposition 
to  ours,  which  they  call  “ Counter-earth  ”,  not  looking  for  theories 
and  explanations  to  account  for  observed  facts,  but  rather 
attempting  to  force  facts  into  agreement  with  certain  theories 
and  opinions  of  their  own. 

Many  others , however,  might  agree  that  it  is  wrong  to  give  earth 
the  central  position,  looking  for  confirmation  to  theory  rather  than 
the  facts  of  observation.1  They  think  that  the  most  honourable 
place  fittingly  belongs  to  the  most  honourable  thing  (n/uLcordra)), 
that  fire  is  more  honourable  than  earth,  and  the  limit  more  honourable 
than  the  intermediate,  and  centre  and  circumference  are  limits . 
Reasoning  from  these  premisses  they  think  it  is  not  earth  that  lies 
at  the  centre  of  the  sphere,  but  rather  fire.  Besides,  the  Pytha- 
goreans, at  any  rate,  have  the  further  reason  that  the  most 
important  part  (xvqudtcltov)  of  the  world  ought  to  be  most 
strictly  guarded,  and  this  is  the  centre,  which  they  call  the 
Guardhouse  of  Zeus  [Aloq  cpvXaxrjv) — the  fire  which  occupies  this 
position/ 

The  sentences  in  italics  referring  to  the  * many  others  ’ who 
might  agree  that  earth  ought  not  to  hold  the  most  honourable 
place,  certainly  recall  Theophrastus’  statement  and  it  has  been 
inferred  that  ‘ many  others  ' means  the  elderly  Plato  and  perhaps 
Speusippus  and  other  members  of  the  Academy.  But  it  is  important 
to  observe  precisely  what  these  others  ' might  agree  to  \ Aristotle 
has  said  that  the  Pythagoreans  are  alone  in  holding  the  planetary 
motion  of  Earth  and  Counter-earth  round  a Central  Fire  ; and 
later  he  adds  that  in  the  Timaeus  the  Earth  is  not  a planet  but  at 
the  centre.  The  ‘ others  ’ are  not  said  to  agree  to  planetary  motion 
round  a Central  Fire  2 but  to  the  Pythagoreans’  estimate  of  the 
element,  fire,  as  more  honourable  than  the  element,  earth.  The 
most  honourable  element  ought  to  occupy  both  centre  and  circum- 
ference because  both  these  are  ‘ limits  ’,  and  limits  are  more 
honourable  than  what  lies  between  them.  That  is  all.  Aristotle 
then  returns  to  the  Pythagoreans. 

Now  we  know  from  Simplicius  that  the  doctrine  of  a central  fire 
existed  among  the  Pythagoreans  in  another  form.  Some,  whom 

1 By  these  ‘ facts  of  observation  ' Aristotle  may  mean  the  fact  that  any 
piece  of  earth,  and  therefore  (as  he  argues)  Earth  as  a whole,  has  a natural 
tendency  to  seek  rest  at  its  proper  region,  the  centre.  He  insists  on  this  in 
his  criticism. 

* This  observation  disposes  of  Tr.'s  argument  leading  to  the  conclusion 
that  Plato  (whom  Tr.  has  earlier  identified  with  these  ‘ others  ')  ‘ had  con- 
sistently taught  that  the  earth  is  a planet  during  the  twenty  years  of 
Aristotle's  connexion  with  him  in  the  Academy  ' (p.  231). 

126 


ROTATION  OF  THE  EARTH 

he  describes  as  * more  genuine  ’ adherents  of  the  school,  * mean  by 
fire  at  the  centre  the  creative  powkr  which  gives  life  to  the  whole 
Earth  from  the  centre  and  revives  warmth  in  that  part  of  her 
which  has  grown  cold.  Hence  some  call  it  the  Tower  (jtvQyov)  of 
Zeus,  as  Aristotle  himself  says  in  his  account  of  the  Pythagoreans, 
some  the  Guardhouse  ((pvXaxrjv)  of  Zeus,  as  here,  some  the  Throne 
of  Zeus,  as  others  .report.  They  spoke  of  the  Earth  as  a ‘ star ' 
(aaxQov)  in  the  sense  that  she  is  herself  too  an  instrument  of  time 
as  the  cause  of  days  and  nights,  making  day  on  the  side  illuminated 
by  the  sun  and  night  by  her  conical  shadow.  The  Pythagoreans 
gave  the  name  ‘ Counter-earth  ’ to  the  Moon  (as  also  ‘ heavenly 
Earth  ’),  both  as  intercepting  the  Sun’s  light,  which  is  a peculiarity 
of  Earth,  and  as  marking  the  limit  of  the  heavenly  bodies,  as  the 
Earth  marks  the  limit  of  what  is  beneath  the  Moon  \1  Hilda 
Richardson  2 * * * used  this  passage  among  others  to  support  her  view 
that  ‘ the*earliest  generations  of  the  Pythagorean  school  conceived 
of  fire  as  existing  at  the  heart  of  their  central,  spherical  earth. 
It  was  only  the  separation  of  this  fire  from  the  earth  and  the  con- 
version of  the  earth  into  a planet  that  was  late  She  claims  that 
this  passage  in  Simplicius  shows  ‘ that  some  Pythagoreans  at  some 
period  held  the  doctrine  of  a central  fire  hidden  in  the  bowels  of 
the  earth  and  that  the  doctrine  was  considered  a piece  of  genuine 
Pythagoreanism.  Simplicius  gives  no  indication  of  date,  but  it  has 
been  shown  above  that  the  doctrine  need  not  necessarily  be  late. 
It  may  quite  well  have  been  early.’ 

It  seems  to  be,  at  least,  a not  improbable  view  that  the  * more 
genuine  ’ Pythagoreans  adhered  to  the  primitive  doctrine  of  a fire 
in  the  heart  of  the  central  Earth.  Rejecting  the  Central  Fire  of  the 
planetary  theory,  they  transferred  its  peculiar  terminology  to 
established  features  of  the  older  system.  ‘ Tower  of  Zeus  ’ becomes 
another  name  for  their  own  fire,  which  may  already  have  been 
known  as  the  ' throne  ’ or  ‘ guard  house  ’ of  Zeus  ; * Counter-earth  ’ 
is  transferred  to  the  Moon  as  a ‘ heavenly  Earth  ’.  Since  Simplicius 

1 Simplic.,  de  caelo  512. 

2 Class.  Qu.  xx  (1926),  p.  1 19.  She  writes  that  this  form  of  the  doctrine 
was  ‘ regarded  by  Zeller  (I6,  420)  as  a late  modification  of  the  central  fire 

system  described  by  Aristotle  in  the  De  Caelo  on  the  ground  that  the  doctrine 
of  the  earth's  revolution  on  its  axis  is  only  found  among  the  Pythagoreans 
of  the  fourth  century.  But  it  is  not  necessary  to  suppose  that  the  earth  in 

the  system  described  by  Simplicius  rotated  on  its  axis.  (This  is  pointed 

out  by  Sir  T.  Heath  Aristarchus  of  Samos,  p.  250.)  Rather  it  is  exactly  like 
the  central  earth  of  Plato's  Timaeus  which,  while  possessing  no  rotatory 
motion  on  its  axis,  yet  is  called  <j>v\aKa  kcli  Srjfuovpyov  vv/cros  re  Kal  17/u ipas,  because 

by  remaining  fast  in  its  central  position  on  the  axis  of  the  cosmos  it  creates 
night  by  casting  its  shadow.  . . .' 


127 


ROTATION  OF  THE  EARTH  40b-c 

actually  gives  Aristotle's  books  On  the  Pythagoreans  as  his  authority 
for  * Tower  of  Zeus  ' as  applied  to  the  fire  in  the  centre  of  the 
Earth,  I see  no  reason  to  doubt  that  he  took  the  whole  account  of 
both  forms  of  the  doctrine  from  the  same  source.1  In  the  de  caelo 
itself  Aristotle  mentions  the  Pythagoreans  who  hold  that  the 
centre,  as  the  most  important  part  of  the  world,  needs  to  be 
guarded  by  a fire  called  the  Guardhouse  of  Zeus,  immediately 
after  those  * others ' who  think  that  the  most  honourable  element 
should  hold  the  most  honourable  place,  and  that  there  should 
consequently  be  fire  at  the  centre  as  well  as  at  the  circumference 
of  the  sphere.2 

If  we  put  all  this  together,  it  is  a reasonable  conclusion  that  those 
* others  ' did  not  hold  the  planetary  theory  (as  indeed  Aristotle 
implies),  but  were  quite  content  with  the  perhaps  older  doctrine 
of  a fire  in  the  heart  of  a central  Earth.  If  the  * others’  are  Plato 
and  Speusippus,  the  repentance  of  the  elderly  Plato  may  be  traced 
back  to  some  remark  of  his,  which  Theophrastus  had  heard  of,  to 
the  effect  that  in  the  Timaeus  he  had  wrongly  spoken  as  if  the 
element,  earth,  had  its  proper  place  in  the  centre,  and  the  element, 
fire,  were  naturally  situated  at  the  circumference.  He  had,  indeed, 
recognised  the  presence  of  fire  and  of  the  other  primary  bodies 
inside  the  Earth,  both  in  the  T imaeus  and  in  the  Phaedo , where  the 
central  Earth  contains  rivers  of  fire,  air,  and  water  ; but  he  ought 
to  have  acknowledged  that  fire,  as  the  most  honourable  element, 
was  not  merely  entrapped  in  the  Earth  but  had  its  rightful  place 
at  the  core  of  the  Earth  and  of  the  universe.  The  last  sentence  of 
the  Critias  describes  Zeus  as  summoning  all  the  gods  ‘ to  their  most 
honourable  habitation  (t ijLUCorarrjv  oixrjoiv)  which  stands  at  the 
midst  of  the  universe  and  surveys  all  that  has  part  in  becoming/ 
This  is,  of  course,  mythical  language;  it  recalls  the  procession  of 
the  gods  in  the  Phaedrus,  where  ‘ Hestia  alone  stays  in  the  house 
of  the  gods'.  If  Hestia  there  is  the  Earth,  the  name  at  least  sug- 
gests that  Earth  is  the  central  hearth  of  the  world.  The  Politicus 
myth  (272E)  leaves  doubtful  the  situation  of  that  'place  of  out- 
look ' (neQUomrj) , to  which  the  Governor  of  the  universe  retires 
when  he  abandons  control.  But  all  these  passages  suggest  that 
Plato  was  familiar  with  that  ‘ Tower  of  Zeus  ' which  the  more 

1 See  Ar.  frag.  204R. 

* Proclus  (who  assumes  as  a matter  of  course  that  Plato's  Earth  is  at  the 
centre)  mentions  that  * the  Pythagoreans  called  the  centre  of  the  universe 
Zavos  rrvpyov,  cbs  hrjfuovpyLfcrjs  <f>povpas  iv  €K€lvcu  rcrayfxeirqs  \ and  says  that  this 
Tower  of  Zeus  is  inside  the  Earth  (iii,  14111,  X4326) . In  the  context  he  refers 
to  the  Phaedo  as  authority  for  the  Earth  containing  all  the  elements — rivers 
of  fire,  water,  and  air — and  so  being  a sort  of  microcosm. 

128 


ROTATION  OF  THE  EARTH 

genuine  Pythagoreans  identified  with  the  fire  at  the  centre  of  the 
Earth.1 

What  is  certain  is  that  Theophrastus’  statement  is,  in  any  case 
perfectly  consistent  with  the  repentant  Plato’s  recognising  a fire 
properly  situated  at  the  centre  of  the  Earth.  It  provides  no  ground 
for  rejecting  Aristotle's  plain  assertion  that  the  Earth  in  the 
Timaeus  is  not  a planet  but  situated  at  the  centre.2  In  the  history 
of  astronomy  the  planetary  theory  was  an  aberration,  confined, 
according  to  Aristotle,  to  a section  of  the  Italian  philosophers  who 
called  themselves  Pythagoreans,  in  the  early  fourth  century.  As 
he  remarks,  they  were  not  trying  to  account  for  observed  facts, 
but  constructing  a system  to  fit  preconceived  notions.  They  did 
not  stick  at  inventing  two  non-existent  bodies  which  could  never 
be  observed  without  visiting  the  antipodes — the  Central  Fire  and 
the  Counter-earth — in  order  to  give  fire  the  most  honourable 
position  and  to  raise  the  number  of  circles  to  the  sacred  number 
ten.  Plato,  we  know,  had  set  his  own  school  the  task  of  working 
out  a scheme  which  should  best  account  for  the  observed  facts  ; 
and  Eudoxus,  among  others,  took  up  the  challenge.  Plato's 
attitude  towards  astronomy  had  become  more  scientific  since  the 
Republic , which  recommends  the  student  to  dispense  with  the  starry 
heavens.  I cannot  believe  that  in  his  old  age  he  repented  of  this 
attitude  and  adopted  a system  which  had  no  future  among  serious 

1 Hilda  Richardson  (loc.  cit.)  developes  further  the  connection  between 
the  77-oAos  Sia  Travros  reraficvos  of  Tim.  40c,  the  81a  7 ravros  tov  ovpavov  teal  yijs  <f>u>S 
€vdv,otov  Kiova  of  Rep.  6i6b,  and  the  World-Soul  of  Tim . 34B,  f/ivyfjv  els  to  p^oov 
avrov  dels  81  a navros  re  creivev.  She  suggests  that  ‘ the  epithet  Zrjvos  irvpyos  for 
the  central  fire,  for  which  we  have  the  excellent  evidence  of  Aristotle  (frag.  204) 
has  some  connection  with  the  pillar  of  the  sky-god.  At  any  rate,  both  this 
epithet  and  those  which  correspond  to  it,  such  as  Ai6s  <j>vXatc^  (Ar.,  de  caelo 
2936,  2),  Alos  Qpovos  (Simplic.),  and  Aios  oXkos  (Aet.  ii,  7,  7,  Philolaus)  point 
to  connections  of  the  central  fire  with  the  sky-god  as  well  as  the  earth ; and 
these  connections  lend  some  support  to  the  theory  that  the  central  fire  may 
have  been  regarded  as  flaming  upwards  and  outwards  from  the  earth  and 
may  have  eventually  come  to  be  shaped  into  the  form  of  a cosmic  axis/ 

2 So  little  foundation  is  there  for  Frank’s  assertion  (Plato  u.  d.  sog.  Pyth . 207) 
that  Theophrastus  explicitly  attributes  the  planetary  theory  to  Plato  in  his 
old  age,  and  that  this  remained  the  system  of  the  Academy  after  his  death  : 

* fast  alle  unmittelbaren  Sch tiler  Platos  haben  es  gelehrt,  Speusipp  ( Fr . 41 
Lang)  ebenso  wie  Philippus  von  Opus  (V.S.  45B,  36)  und  Heraklides  vom 
Pontus  (Fr.  49-59  Voss)/  Let  us  look  at  the  evidence  adduced.  Speusippus, 
frag.  41,  reads  : cltcj}  yap  ol  irepi  rrjs  oXrjs  ovcrlas  Xeyovres  axnrcp  Enevaiimos 

OTTaVLOV  TC  TO  TLpUOV  TTOl€t  TO  7T€pl  TT}v  TOV  pAo QV  \<IipaVt  V<X  8*  &Kpa  KoX  &CaT^p<O0€vt . 

V.S.  45B,  36  (Aet.  ii,  29,  4)  says  that  ‘ certain  ' Pythagoreans,  icard  Tf)v*Api<rro - 
T^Xeiov  loroptav  teal  rrjv  (PiXtinrov  tov  ' OttowtIov  av6<f)acnv  account  for  eclipses  by 
the  Counter-earth.  Heraclides,  as  Heath  (A  rist.  of  Samos  2 75ft.)  has  proved,  did 
not  anticipate  Copernicus  ; there  is  clear  and  detailed  testimony  that  he  held 
that  the  Earth  rotates  at  the  centre , while  the  heavens  stand  still. 

129 


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ROTATION  OF  THE  EARTH 

astronomers.  Neither  the  Laws  nor  the  Epinomis  has  the  faintest 
suggestion  of  a Central  Fire  or  of  a Counter-earth  or  of  a ninth 
circle  for  the  planetary  Earth.1 

(6)  So  we  come  back  to  the  question  : Can  the  Earth  have  an 
axial  rotation  compatible  with  the  doctrine  that  day  and  night  are 
due  to  the  daily  revolution  of  the  fixed  stars  ? The  answer  is  that 
she  must  rotate  on  her  axis  relatively  to  the  stars,  in  order  to 
preserve  the  effect  of  that  daily  revolution. 

Some  writers  have  failed  to  notice  that  the  revolution  of  the 
Same  is  a movement  of  the  World-Soul,  which,  * everywhere 
inwoven  from  the  centre  to  the  extremity  of  heaven  and  enveloping 
the  heaven  all  round  on  the  outside,  revolving  upon  itself,  made 
a divine  beginning  of  ceaseless  and  intelligent  life  for  all  time  ’ (36E). 
Physically,  this  is  that  rational  movement  whereby  the  entire 
spherical  body  of  the  world  rotates  upon  its  axis  (34A).  This 
movement  must  not  only  carry  the  planets  with  it  (as  we  have 
seen),  but  extend  from  the  circumference  to  the  centre  and  therefore 
include  the  Earth.2  If  this  movement  alone  existed,  it  would  be 
indistinguishable  from  rest.  There  would  be  no  change  in  the 
relative  positions  of  any  parts  of  the  world's  body,  and  there  would 
be  no  day  and  night. 

In  the  account  of  the  other  heavenly  gods,  Plato  has  just  added, 
for  the  first  time,  the  individual  motion  of  axial  rotation,  due  to 
the  self-moving  souls  of  stars  and  planets.  The  Earth  is  mentioned 
last.  Earth  too  is  a god,  ‘ a living  being  divine  and  everlasting ', 
with  a self-moving  soul,  as  well  as  a body.  She  ought  to  have  the 
same  property  of  axial  rotation.3  And  she  needs  it,  precisely  for 

1 On  the  strength  of  Theophrastus'  statement,  Mondolfo  (L’ infinite*  nel 
pensiero  dei  Greci,  329)  says  that  the  elderly  Plato  embraced  with  the  ardour 
of  a neophyte  the  system  which  made  the  Earth  revolve  round  a Central 
Fire,  the  source  of  light,  of  heat,  and  of  motion  to  the  whole  universe,  and 
regarded  as  of  dimensions  perhaps  greater  than  those  of  the  earth.  Is  it 
credible  that  Plato  should  never  mention  by  far  the  most  important  body 
in  the  universe  or  explain  that  the  Sun  no  longer  held  the  position,  as  source 
of  light  and  life,  which  he  has  in  the  Republic  ? 

2 Some  modern  critics  are  obsessed  by  the  Aristotelian  division  of  the 
world  into  the  heavens  above  the  Moon  where  the  celestial  bodies  have  the 
circular  movement  proper  to  the  ether,  and  the  sublunary  region  of  the 
four  simple  bodies  which  move  in  straight  lines.  This  distinction  is  foreign 
to  Plato. 

8 A passage  in  the  Epinomis  mentions  a movement  of  the  Earth  : * Nothing 
can  receive  a soul  in  any  other  way  than  by  the  action  of  God,  as  we  have 
proved.  And  since  God  can  do  this,  it  is  the  easiest  of  things  for  him,  first  to 
put  life  into  any  body  and  the  whole  of  any  bulk,  and  then  to  make  it  move 
as  he  has  thought  best.  Now  with  regard  to  all  these  bodies  [Sun,  Earth,  and 
all  the  stars  have  just  been  mentioned]  I hope  that  we  may  truthfully  lay 
down  one  conclusion.  It  is  not  possible  for  the  earth  and  heaven  and  all  the 

130 


ROTATION  OF  THE  EARTH 

the  purpose  here  mentioned — in  order  that  ‘ winding  round  the 
axis ’ she  may  be  4 the  guardian  and  maker  of  day  and  night  \ 
She  must  rotate  on  her  axis  daily  in  order  not  to  be  carried  round 
by  the  movement  of  the  whole.  The  effect  is  that  in  relation  to 
absolute  space  she  stands  still,  while  in  relation  to  the  other  makers 
of  day  and  night,  the  fixed  stars,  she  rotates  once  every  twenty- 
four  hours  in  the  reverse  sense.  In  the  planetary  theory  of  the 
Pythagoreans  Earth  rotates  on  her  axis,  like  the  Moon,  in  order 
to  keep  the  same  face  always  turned  towards  the  Central  Fire. 
In  Plato's  theory  she  rotates  so  as  not  to  keep  the  same  face  always 
turned  towards  the  same  quarter  of  the  revolving  heaven.  The 
two  notions  lie  not  far  apart.  It  was  easy  for  Heraclides  to  take 
the  next  step  and  make  the  Earth’s  rotation  an  absolute  movement, 
not  merely  relative  to  the  fixed  stars.  The  stars  can  then  stand 
still,  while  Earth  rotates  absolutely. 

This  solution  of  the  problem  was  all  but  discovered  by  Martin, 
who  saw  that  the  Earth  must  be  involved  in  the  revolution  of  the 
whole.  ‘ In  Plato’s  system,’  he  wrote,  ' in  order  that  Earth  may 
produce  the  succession  of  days  and  nights,  she  must  resist  the 
diurnal  movement  of  the  universe.  To  an  impulse  which  would 
make  her  turn  upon  herself  in  a day,  she  must  constantly  oppose 
an  equal  force  in  the  contrary  sense,  and  remain  motionless.’  ' If 
Earth  had  not  an  individual  soul,  a Platonist  should  say,  she  would 
yield  without  effort  to  the  diurnal  motion  imparted  by  the  World- 
Soul  to  the  entire  heaven,  and  then  the  succession  of  days  and 
nights  would  not  take  place.  But  she  has  a soul,  whose  circles, 
turning  on  themselves,  give  her  body  a force  of  rotation  contrary 
and  equal  to  that  which  she  receives  from  the  Soul  of  the  World, 
whose  centre  she  occupies.  The  complete  immobility  of  the 
terrestrial  globe  is,  consequently,  the  result  of  two  forces  of  rotation, 
whose  physical  effects  annul  one  another,  and  one  of  which  belongs 
to  her  intelligent  soul.’ 1 It  is  surprising  that,  in  the  same  breath, 
Martin  should  dispute  Ideler’s  assertion  that  ‘ the  present  participle 
EikloiihY\v  (sic.)  indicating  a continuous  action,  ought  to  express 
the  rotation  of  the  Earth  ’,  and  should  argue  at  length  that  l%2.ojudvrp> 
does  not  mean  any  sort  of  movement,  but  only  that  the  Earth  is 
closely  wound  round  the  axis,  to  which  she  clings  (as  it  were)  in 
order  to  resist  the  movement  that  would  otherwise  carry  her 

stars  with  all  their  solid  bodies,  unless  there  is  a soul  attached  to  each,  or 
actually  in  each,  to  carry  out  accurately  their  yearly,  monthly  and  daily 
movements  . . (983B,  trans.  Harward).  Whoever  wrote  this  must  have 

thought  of  Earth  as  a living  creature  with  a soul  and  a movement  due  to 
that  soul. 

1 Martin,  ii,  88,  137. 


ROTATION  OF  THE  EARTH  40b^c 

round.1  On  this  point,  Aristotle's  opinion  that  iMeadai  means 
movement  is  to  be  preferred  to  that  of  any  modem  critic. 

It  remains  to  ask,  what  kind  of  movement  Aristotle  understood 
by  XhXeoQai.  It  is  unfortunate  that  in  his  criticism  (de  caelo  ii,  14) 
he  attacks  both  the  Pythagorean  planetary  theory  and  Plato's 
winding  motion  atthe  centre  simultaneously.  Two  of  his  arguments 
turn  on  his  own  doctrine  that  the  natural  movement  of  earth  is  in 
a straight  line  towards  the  centre  of  the  universe  ; from  which  it 
follows  that  both  planetary  movement  and  rotation  would  be 
‘ unnatural ',  and  therefore  could  not  be  eternal.  Plato,  who 
attributes  axial  rotation  to  all  the  other  heavenly  gods  by  virtue 
of  the  self-moving  power  of  their  individual  intelligent  souls,  and 
denies  them  any  rectilinear  motion,  would  be  unmoved  by  an  argu- 
ment which  assumes  that  the  divine  Earth  as  a whole  must  behave 
like  any  ‘ clod  ' that  is  lifted  and  falls  to  the  ground.  Also  in  his 
view  the  clod  falls  to  Earth  because  like  moves  to  like  ; it  does  not 
fall  towards  the  central  point  of  the  universe,  as  such. 

The  remaining  argument  is  explicitly  aimed  at  both  theories  : 

‘ Again,  everything  that  moves  with  the  circular  movement, 
except  the  first  sphere,  is  observed  to  be  passed,  and  to  move 
with  more  than  one  motion  ' (i.e.  all  the  planets  have  two  motions  : 
the  Same,  shared  with  the  fixed  stars,  and  the  Different,  their 
proper  motion  in  the  contrary  sense  about  the  axis  of  the  Zodiac, 
the  result  of  which  is  that  they  are  passed,  or  left  behind,  by  the 
fixed  stars).  ‘ The  Earth,  then,  also,  whether  it  move  about  the 
centre  or  as  situated  at  it,  must  necessarily  move  with  two 
motions.  But  if  this  were  so,  there  would  have  to  be  passings 
and  turnings  of  the  fixed  stars.  Yet  no  such  thing  is  observed. 
The  same  stars  always  rise  and  set  in  the  same  parts  of  the 
Earth'  (296#,  34  ff.). 

As  directed  against  planetary  motion,  the  argument  is  that  Earth, 
as  a planet,  ought  to  have  both  the  contrary  motions.  But  since 
one  of  these  is  oblique  to  the  other,  the  effect  would  be  that  the 

1 It  may  be  that  the  recent  neglect  of  Martin's  explanation  is  due  to  his 
denial  that  tXXofxcvrjv  means  motion.  A.-H.  followed  Martin  in  this  (‘  globed 
round  ')  and  holds  that  the  Earth  must  be  * absolutely  motionless  ’.  He 
quotes  with  approval  Martin's  view  that  Earth's  soul  enables  her  to  resist 
rotation  on  her  axis,  which  would  occur  if  she  were  lifelessly  carried  round 
with  the  rotation  of  the  whole.  It  was  the  notion  that,  in  order  to  stay  still 
relatively  to  the  fixed  stars,  Earth  must  ‘ cling  ' to  a stationary  axis,  that  led 
so  many  ancient  authorities  (like  Martin)  to  paraphrase  lAXofx&nj  by  a^iyyoiiivu / 
and  to  imagine  the  axis  as  if  it  were,  not  a mathematical  line,  but  a solid  rod 
which  the  Earth  could  be  ‘ packed  round  ' and  * cling  ’ to. 

132 


ROTATION  OF  THE  EARTH 

pole  of  the  sphere  of  the  fixed  stars  would  appear  to  describe  a 
circle  in  the  sky,  and  the  stars  would  not  rise  and  set  as  they  do. 

Simultaneously  Aristotle  uses  this  same  argument  against  Plato's 
movement  at  the  centre.  On  this  theory,  too,  he  says,  the  Earth 
must  have  two  motions.  Let  us  disentangle  this  application  in 
the  following  dialogue  : 

Aristotle.  The  Earth,  you  say,  is  situated  at  the  centre  and 
has  a winding  motion  round  the  axis  of  the  universe. 

Plato.  Yes. 

Ar.  But  this  motion  must  be  a compound  of  two  motions! 
First,  there  is  the  motion  of  the  Same,  which  the  Earth  will  share 
as  part  of  the  whole  body  of  the  world  rotating  on  its  own  axis. 

Pl.  Clearly. 

Ar.  But  if  that  were  all,  there  would  be  no  day  or  night. 
You  must  have  a second  motion  to  counteract  the  Same  and  restore 
day  and  night.1 

Pl.  Exactly.  That  is  why  I wrote  that  the  Earth,  winding 
round  the  axis,  is  the  guardian  of  day  and  night. 

Ar.  The  Earth,  then,  has  two  contrary  motions.  But  the 
second  motion  you  invoke  in  the  case  of  the  planets  is  the  Different, 
and  that  is  oblique  to  the  Same. 

Pl.  True. 

Ar.  But  if  you  give  the  Earth  this  oblique  motion  to  counteract 
the  other,  the  compound  of  the  two  will  have  this  effect.  The 
actual  motion  of  the  Earth  will  be  that  of  a globe  fastened  to  the 
axis  of  a sphere  rotating  eastwards  in  the  plane  of  the  ecliptic  (the 
motion  of  the  Different),  and  having  its  poles  fixed  in  an  outer 
sphere  (the  fixed  stars)  rotating  westwards  in  the  plane  of  the 
equator.  The  centre  of  the  Earth  will  always  be  at  the  centre  of 
the  universe  and  of  both  axes.  But  the  poles  of  the  Earth  on  the 
axis  of  the  ecliptic  will  describe  circles  round  the  axis  of  the  universe. 
The  effect  would  be  the  same  as  in  planetary  motion  : the  pole  of 
the  universe  (the  pole  star)  would  appear  to  describe  a circle  in  the 
sky,  and  the  fixed  stars  would  not  rise  and  set  where  they  do. 
This  compound  movement  of  rotation  on  two  axes  must  be  the 
‘ winding  ' motion  you  meant  by  IXXo/jtdvrjv.  It  is  certainly  hard  to 
find  a suitable  word. 

Pl.  Your  argument  is  sound,  but  for  one  flaw.  It  rests  on  the 
assumption  that  the  second  motion  is  oblique  to  the  first.2  But 
I meant  by  the  second  motion,  not  the  motion  of  the  Different 

1 Observe  that  Aristotle  does  not  raise  the  modern  objection  that  rotation 
of  the  Earth  would  upset  day  and  night.  He  must  have  understood  that 
Plato  gave  the  Earth  two  motions  in  order  to  preserve  day  and  night. 

* This  is  remarked  by  Simplicius,  de  caelo  537,  20-26. 

133 


ROTATION  OF  THE  EARTH  40b-c 

(which  I explicitly  limited  to  the  seven  planetary  circles),  but  a 
self-motion  of  the  Earth,  whom  I regard  as  a living  creature.  It 

is,  like  the  first,  rotation  ‘ round  the  axis  of  the  universe ',  not 
round  the  axis  of  the  Zodiac.  So  it  takes  place  in  the  same  plane 
as  the  first  motion — the  plane  of  the  equator— and  exactly  cancels 

it.  I am  sorry  that  my  word  ’Mojutvrjv  has  misled  you.  But  if 
I had  written  axqscpo(xhY\v  or  any  of  the  other  usual  expressions  for 
rotation  or  revolution,  that  would  have  suggested  that  the  Earth, 
like  the  planets  and  stars  and  the  world  as  a whole,  has  an  absolute 
rotation.  Then  people  less  acute  than  yourself  would  have  supposed 
me  stupid  enough  not  to  see  that  day  and  night  would' be  upset. 
So  I chose  this  word  ’Mo/uhrjV — the  best  I could  think  of — to 
describe  the  Earth  ‘ winding  ’ or  ‘ curling  ’ round  the  axis.  Perhaps 
it  is  really  more  appropriate  to  that  armillary  sphere  I mentioned 
in  the  next  sentence.  Imagine  the  machine  which  my  Demiurge 
made  out  of  his  strips  of  soul-stuff.  The  axis  of  the  universe  is  a 
vertical  rod  attached  at  its  ends  to  a vertical  (meridian)  circle, 
which  serves  to  support  the  horizontal  equator  and  the  oblique 
circle  of  the  Zodiac  or  ecliptic.  Suppose  that  all  this  part  of  the 
apparatus  revolves  on  a pivot  in  the  stand.  The  Earth  is  a globe 
at  the  centre.  It  will  be  kept  stationary  by  being  separately 
supported  on  a hollow  pillar  fixed  to  the  stand — hollow,  so  that 
the  axis  rod  may  turn  inside  it.  The  rod  passes  through  a hole  in 
the  Earth  globe,  so  as  not  to  carry  the  Earth  round  with  it.  Now 
as  the  machine  revolves,  the  axis  rod  turns  round  inside  the  hole 
through  the  stationary  Earth.  But  the  axis  of  the  universe  is 
really  a mathematical  line,  which  cannot  turn  round.  So  I looked 
at  the  thing  from  the  other  standpoint  and  spoke  of  the  Earth 
globe  as  ‘ winding  ' or  * curling  * round  a stationary  axis.  After 
all,  the  Earth  has  a rotatory  movement  relatively  to  the  fixed 
stars  ; and  when  I added  that  the  purpose  of  the  movement  was 
to  preserve  day  and  night,  I assumed  that  no  one  could  mis- 
understand. 

At  this  point  Aristotle  would  perhaps  have  admitted  that  his 
mind  had  been  confused,  partly  by  his  own  picture  of  concentric 
spheres,  partly  by  the  attempt  to  criticise  simultaneously  two 
different  views  of  the  Earth's  motion.  He  would,  however,  have 
thought  Plato  sufficiently  refuted  by  his  first  and  third  arguments, 
resting  on  his  own  dogma  that  the  only  natural  motion  of  earth 
is  rectilinear,  towards  the  centre.  When  earth  is  actually  at  the 
centre,  it  can  have  no  motion  at  all.  Plato  held  that  it  was  at  the 
centre.  It  cannot,  according  to  Aristotle,  rotate  there,  because 
rotation,  being  an  4 unnatural ' movement,  could  not  be  eternal. 
So,  whatever  motion  IkXo/xevrjv  might  mean,  Plato  was  wrong. 

134 


FURTHER  CELESTIAL  MOTIONS 

40C-D.  The  further  movements  of  the  heavenly  bodies  are  too  com- 
plicated for  description  here 

With  the  creation  of  Earth  the  list  of  the  heavenly  gods  is  com- 
plete. The  astronomical  chapter  is  now  closed  with  the  remark 
that,  without  a visible  model,  all  the  complicated  movements 
cannot  be  described. 

40c.  To  describe  the  evolutions  in  the  dance  of  these  same  gods, 
their  juxtapositions,  the  counter-revolutions  of  their  circles 
relatively  to  one  another,  and  their  advances  ; to  tell  which 
of  the  gods  come  into  line  with  one  another  at  their  conjunc- 
tions, and  which  in  opposition,  and  in  what  order  they  pass 
in  front  of  or  behind  one  another,  and  at  what  periods  of 
time  they  are  severally  hidden  from  our  sight  and  again 

d.  reappearing  send  to  men  who  cannot  calculate  panic  fears  and 
signs  of  things  to  come — to  describe  all  this  without  visible 
models  of  these  same  1 would  be  labour  spent  in  vain.  So  this 
much  shall  suffice  on  this  head,  and  here  let  our  account  of 
the  nature  of  the  visible  and  generated  gods  come  to  an  end. 

With  this  conclusion  Plato  breaks  off  his  account  of  the  motions 
of  the  heavenly  gods.  A sphere  or  orrery  would  be  needed  to 
illustrate  all  the  complications  that  result,  in  particular,  from  the 
changes  in  the  relative  positions  of  the  planets,  due  to  their  com- 
posite motions  and  differences  of  speed.  ‘ Juxtapositions  * (or 
‘ comings  along-side  one  another’,  naqa^oXai)  is  explained  by  Proclus 
as  the  * rising  and  setting  together  ’ of  two  heavenly  bodies.  The 
' counter-revolutions  (ijtavaxvxhjaeig)  of  the  (planetary)  circles 
relatively  to  one  another  ’ I understand  to  refer  to  (1)  the  additional 
constant  movement,  contrary  to  the  Different  (and  to  the  Moon 
and  the  Sun  group),  possessed  by  the  outer  planets,  and  (2)  the 
intermittent  retrograde  movements  of  all  the  planets,  except  the 
Sun  and  Moon.2  * Advances  ’ {TtQoxcoQtfaeig)  describes  the  accelerated 

1 avev  <tcov  ? > 81  oipecos  tovtcov  avrcov  fufnjfiaTWv.  avrcov  F has  the  support  of 
Pr.  iii,  14510  (lemma),  though  Diehl  has  altered  it  there  to  ad  twv.  For  the 
insertion  of  tcov  A.-H.  appeals  toPr.  iii,  145 2S,  to  yap  Xcyeiv -nepl  tovtcov  avev  tcov 
8t*  otpecos  pLLfi’qjjLa.Tcov  fidraLos  cart  irdvos > (f>rjoiv  avros • Cf.  also  I49ai>  and  Theon  p. 
238,  avros  j>r)oiv  6 nXdrcov  ort  to  avev  tcov  8i*  oiftecos  puprjpdTajv  [tcov]  to.  rotaura  cWActv 
ckSiScIctkclv  /aoltcuos  tt6voS‘  ad  tcov  yields  no  tolerable  sense  (Tr.  is  not  convinced 
by  his  own  suggestion)  and  should  be  dismissed  as  simply  a case  of  wrong 
division.  The  opposite  error  (avrcov  for  ad  tcov)  appears  to  occur  at  66a,  i. 

2 Seepp.  88,  no.  The  phrase  is  sometimes  understood  as  if  cTravcuaMcActadat 
were  the  same  as  ava/awActaflat  ( npds  avryv,  37A).  So  Heath  ( Gk . Astr.  55) 
translates  : * the  retumings  of  their  orbits  upon  themselves  ’ (cf.  Aristarchus , 
p.  viii) . But  a model  would  not  be  needed  to  explain  that  a circle  ‘ returns 
upon  itself  '.  Pr.  (iii,  145*,  14610)  read  dm/cu^Arjacty,  but  understood  it  as 
equivalent  to  V7rono8iop,ol  (retrogradations) . Cicero  has  conuersiones. 

135 


TABLE  OF  CELESTIAL  MOTIONS  40c-D 

forward  movement  (Ttgonodiajudg)  of  a planet  after  retrogradation, 
whereby  Venus  and  Mercury  overtake  the  Sun  once  more,  and  the 
outer  planets  resume  their  main  proper  movement.1 * *  The  phrase 
‘ coming  into  line  with  one  another  * (holt’  &M.rjAovg  yiyvofievoi)  refers 
to  the  cause  of  eclipses  of  the  Sun  and  Moon,  with  which  the  rest 
of  the  sentence  is  concerned.  Occult  at  ions  and  transits  of  other 
planets  are  not  noticed  at  all  by  ' men  who  cannot  calculate  ',  and 
they  did  not  cause  panics  in  the  Greek  world.  The  Sun  is  eclipsed 
when  he  and  the  Moon  are  ‘ at  their  conjunction  ' ; the  Moon, 
when  she  is  ' in  opposition  ’ ; in  both  cases  the  three  bodies,  Sun, 
Moon,  and  Earth,  are  4 in  a line  with  one  another  ’,  but  in  different 
orders  : the  Moon  at  her  own  eclipse  passes  ‘ behind ' the  Earth, 
at  the  eclipse  of  the  Sun,  ‘ in  front ' of  it. 

It  will  be  convenient  here  to  give  a table  of  all  the  celestial 
motions  mentioned  in  the  Timaeus. 

TABLE  OF  CELESTIAL  MOTIONS 

A.  Motions  of  the  Whole  : 

Self-motions  of  the  World-Soul  : 

(1)  The  Same  (37c),  imparted  as  axial  rotation  to  the  whole 

spherical  body  from  centre  to  circumference  (34A,  b, 
36e). 

(2)  The  Different,  a single  motion  (36c,  37B,  38c),  imparted 

to  the  planets  (only)  by  distribution  among  seven 
circles  (36c,  d). 

B.  Motions  of  Parts  : 

{a)  Individual  Stars  : 

(1)  The  Same,  imparted  to  each  star  as  a ' forward  * motion 

of  diurnal  revolution  (40B). 

(2)  Self-motion  : axial  rotation  (40 a). 

(6)  The  Seven  Planets  : 

(1)  The  Same,  imparted  to  each  planet  by  the  ‘ supremacy  * 

of  the  Same  (36c,  39 a). 

(2)  The  Different,  imparted  to  each  planet  as  a constituent 

of  its  proper  motion  on  a circular  track  (the  seven 
circles,  36c,  d). 

The  composition  of  these  two  motions  results  in  the  Spiral 
Twist  (39A). 

1 The  variant  ‘ approachings  ’ (Trpoaxcop^aeis)  might  apply  to  one  planet 

nearing  another  as  it  hastens  to  overtake  it ; but  irpox<opya€is  ( = 1 

makes  a better  antithesis  to  iiravaKVKXrjoeis  ( = 

136 


THE  TRADITIONAL  GODS 


(3)  Self-motions  : 

(a)  Axial  rotation  of  each  planet  (implied  at  40 a,  b). 

( f} ) Differences  of  speed  of  the  several  planets  (36D) : 
The  Moon  accelerates  the  movement  of  the 
Different.  The  Sun,  Venus,  Mercury,  as  a group, 
move  with  the  actual  speed  of  the  Different,  com- 
pleting their  course  in  a year.  The  Sun  alone 
has  the  actual  motion  of  the  Different  unmodi- 
fied ; Venus  and  Mercury  modify  it  by  inter- 
mittent retrogradation  (38D).  Mars,  Jupiter, 
Saturn  slow  down  the  movement  of  the  Different 
by  an  additional  motion  of  counter-revolution 
(inavaxvxXrjGiQ  40c).  These  are  the  three  circles 
with  a motion  contrary  to  the  Different  and  to 
the  remaining  four  (36D). 

(y)  Retrogradation  of  all  planets,  except  Sun  and 
Moon  : This  is  the  ‘ contrary  tendency  ’ ( bavxia 
dvva/LUi;,  38D)  explicitly  ascribed  to  Venus  and 
Mercury,  but  also  shared  by  Mars,  Jupiter, 
Saturn.  It  involves  variations  in  the  speed  of 
each  planet,  and  intermittent  counter-revolution 
accelerated  to  the  point  of  bringing  the  main 
motion  to  a stand  and  temporarily  reversing  its 
sense. 

(None  of  these  self-motions  distorts  in  any  way 
the  circular  track  of  the  planet's  proper  motion. 
So  the  planets  do  not  ‘ stray ' from  one  path  to 
another,  Laws  821,  Epin . 982c.) 

(c)  Earth : 

(1)  The  Same,  imparted  to  Earth  as  part  of  the  whole  body 

of  the  world  rotating  on  its  axis  (34A,  36E). 

(2)  Self-motion  : axial  rotation  at  the  centre,  relatively  to 

the  fixed  stars,  counteracting  the  imparted  motion  of 

the  Same  (40B). 


THE  HUMAN  SOUL  AND  BODY 

40D-41A.  The  traditional  Gods 

The  celestial  gods,  living  beings  whose  intelligent  souls  have 
voluntary  motions,  are  now  enshrined  in  the  system  of  circular 
movements  provided  by  the  self-moving  power  of  the  World-Soul. 
The  celestial  mechanism  is  finished  ; but  there  remain  three  other 
classes  of  living  creatures,  ‘ which  intelligence  discerns  contained  in 

137 


THE  TRADITIONAL  GODS 


40d-41a 


the  Living  Creature  that  truly  is  ’ (39E).  These  are  neither  gods 
nor  everlasting,  but  subject  to  birth,  change,  and  death,  in  the 
inferior  regions  of  air,  water,  and  earth.  The  making  of  them  is, 
accordingly,  now  to  be  delegated  to  the  created  gods,  whose  handi- 
work will  not  be  indissoluble,  like  that  of  the  Demiurge  himself. 
Before  proceeding  to  this  next  stage,  Plato  finds  it  necessary  to 
make  some  mention  of  the  anthropomorphic  gods  of  traditional 
religion. 

40D.  As  concerning  the  other  divinities,  to  know  and  to  declare 
their  generation  is  too  high  a task  for  us ; we  must  trust 
those  who  have  declared  it  in  former  times  : being,  as  they 
said,  descendants  of  gods,  they  must,  no  doubt,  have  had 
certain  knowledge  of  their  own  ancestors.  We  cannot,  then, 
mistrust  the  children  of  gods,  though  they  speak  without 
e.  probable  or  necessary  proofs  ; when  they  profess  to  report 
their  family  history,  we  must  follow  established  usage  and 
accept  what  they  say.  Let  us,  then,  take  on  their  word  this 
account  of  the  generation  of  these  gods.  As  children  of 
Earth  and  Heaven  were  born  Oceanus  and  Tethys  ; and  of 
these  Phorkys  and  Cronos  and  Rhea  and  all  their  company  ; 
41.  and  of  Cronos  and  Rhea,  Zeus  and  Hera  and  all  their  brothers 
and  sisters  whose  names  we  know  ; and  of  these  yet  other 
offspring. 

Plato  has  given  his  own  ‘ likely  account ' of  the  creation  of  the 
celestial  gods.  The  authors  of  the  theogonies  attributed  to  Orpheus, 
Musaeus,  and  other  descendants  of  the  Olympian  gods,  had  professed 
to  speak  with  knowledge,  but  had  not  given  even  probable,  much 
less  necessary,  proofs  of  their  assertions.1  In  an  earlier  dialogue 
Plato  had  not  hesitated  to  make  Socrates  echo  the  famous  saying 
of  Protagoras  in  the  remark  : ‘ We  know  nothing  about  the  gods — 
neither  about  the  gods  themselves  nor  about  the  names  they  may 
call  one  another  by  ' (Crat.  400D).  If  Protagoras  had  scandalised 
the  contemporaries  of  Pericles,  the  Athenians  of  fifty  years  later, 
who  had  assimilated  the  plays  of  Euripides,  were  perhaps  no  longer 
to  be  shocked.  But  Plato  stops  short  at  the  agnostic  position 
which  may  well  have  been  taken  up  by  Socrates  himself  ; he  does 
not  flatly  deny  that  the  traditional  gods  exist.  In  the  Phaedrus 
again  (246c)  Socrates  says  that  to  speak  of  an  ‘ immortal  living 
creature  \ compact  of  soul  and  body,  has  no  ground  in  any  principle 
of  reason.  4 We  have  never  seen  a god  or  adequately  conceived 

1 The  Theogonies  are  again  dismissed  at  Laws  886c  as  hard  to  censure 
because  of  their  antiquity,  but  certainly  false  and  unhelpful  with  respect  to 
the  honour  due  to  parents.  The  same  view  is  expressed  at  Epin.  988c. 

138 


THE  ADDRESS  TO  THE  GODS 

one,  but  we  imagine  (nMrrojuev)  him  as  a kind  of  immortal  living 
creature  possessing  both  a soul  and  a body  combined  in  a unity 
which  is  to  last  for  ever.’ 1 This  does  not  apply  to  the  celestial 
gods  of  the  Timaeus,  whom  we  can  see  ; it  means  that  we  have 
no  evidence  in  reasoning  or  in  perception  for  the  existence  of  gods 
in  human  form.  But  if  we  reject  the  human  form  and  the  mythical 
genealogies,  it  does  not  follow  that  we  must  deny  altogether  any 
invisible  beings  answering  to  the  divinities  of  recognised  belief. 
The  Epinomis  (984D),  like  the  Timaeus , lays  emphasis  on  the 
divinity  of  the  visible  celestial  gods  ; but  it  adds  invisible  spirits 
in  the  air  and  spirits  sometimes  visible  in  water,  so  that  the  heaven 
may  be  completely  filled  with  living  beings.  Mankind  has  come 
into  touch  with  these  real  beings,  perhaps  in  visions,  dreams, 
prophecies,  or  clairvoyance  at  the  hour  of  death  ; and  hence  have 
arisen  beliefs  in  individuals  and  in  States  and  widespread  forms  of 
worship.  No  wise  lawgiver  will  wish  to  innovate  here  pr  * turn 
away  his  own  State  to  a form  of  piety  which  has  no  certainty  ; he 
will  not  prevent  men  from  obeying  traditional  laws  about  sacrifices, 
seeing  that  he  has  no  knowledge  at  all  about  them,  as  in  fact  it  is 
not  possible  for  our  mortal  nature  to  have  knowledge  about  such 
matters  \ He  ought,  however,  to  insist  on  the  worship  of  the 
visible  gods  as  well.  The  attitude  towards  the  traditional  gods  is 
still  that  of  an  agnostic,  not  of  an  atheist.  There  is  no  reason  to 
question  its  sincerity  or  to  suggest  that  Plato  is  hedging  in  order 
to  escape  a criminal  charge  of  impiety.  The  irony  in  our  passage 
is  aimed,  not  at  the  pious  beliefs  of  the  common  man,  but  at  the 
pretensions  of  ‘ theologians  ' to  know  the  family  history  of  anthropo- 
morphic deities.2 

41A-D.  The  address  to  the  gods 

The  speech  in  which  the  Demiurge  now  delegates  the  task  of 
making  inferior  living  creatures,  is  addressed  to  all  the  visible  gods 
as  well  as  to  those  invisible  powers  which  reveal  themselves,  in  so 
far  as  they  will,  and  thereby  occasion  the  current  beliefs  in  the 
deities  of  tradition. 

41A.  Be  that  as  it  may,  when  all  the  gods  had  come  to  birth — 
both  all  that  revolve  before  our  eyes  and  all  that  reveal 
themselves  in  so  far  as  they  will — the  author  of  this  universe 
addressed  them  in  these  words  : 


1 Cf.  Laws  904A  avwXedpov  Si  ov  y€v6p.€vov,  aAA*  ovk  alcbviov,  1 
Kadanep  ot  Kara  vofiov  omes  deot. 

2 Cf.  the  judicious  remarks  of  Mr.  W.  K.  C.  Guthrie  in  his  excellent  book, 
Orpheus  and  Greek  Religion  (19 35),  p.  240. 

139 


THE  ADDRESS  TO  THE  GODS  41a-d 

41A.  Gods,1  of  gods  whereof  I am  the  maker  and  of  works  the 
father,  those  which  are  my  own  handiwork  are  indissoluble, 
save  with  my  consent.  Now,  although  whatsoever  bond2 * 
B.  has  been  fastened  may  be  unloosed,  yet  only  an  evil  will 
could  consent  to  dissolve  what  has  been  well  fitted  together 
and  is  in  a good  state  ; therefore,  although  you,  having  come 
into  being,  are  not  immortal  nor  indissoluble  altogether, 
nevertheless  you  shall  not  be  dissolved  nor  taste  of  death, 
finding  my  will  a bond  yet  stronger  and  more  sovereign  than 
those  wherewith  you  were  bound  together  when  you  came 
to  be. 

' Now,  therefore,  take  heed  to  this  that  I declare  to  you. 
There  are  yet  left  mortal  creatures  of  three  kinds  that  have 
not  been  brought  into  being.  If  these  be  not  bom,  the 
Heaven  will  be  imperfect  ; for  it  will  not  contain  all  the 
c.  kinds  of  living  being,  as  it  must  if  it  is  to  be  perfect  and 
complete.  But  if  I myself  gave  them  birth  and  life,  they 
would  be  equal  to  gods.  In  order,  then,  that  mortal  things 
may  exist  and  this  All  may  be  truly  all,  turn  according  to 
your  own  nature  to  the  making  of  living  creatures,  imitating 
my  power  in  generating  you.  In  so  far  as  it  is  fitting  that 
something  in  them  should  share  the  name  of  the  immortals, 
being  called  divine  and  ruling  over  those  among  them  who 
at  any  time  are  willing  to  follow  after  righteousness  and  after 
you — that  part,  having  sown  it  as  seed  and  made  a beginning, 
D.  I will  hand  over  to  you.  For  the  rest,  do  you,  weaving 
mortal  to  immortal,  make  living  beings  ; bring  them  to  birth, 
feed  them,  and  cause  them  to  grow  ; and  when  they  fail, 
receive  them  back  again/ 

If  the  slight  correction  I have  proposed  in  the  first  sentence  of 
this  address  be  accepted,  the  sense  is  satisfactory.  4 Gods  and  works 
whereof  I am  father  and  maker  ’ means  the  whole  universe,  of  which 
the  Demiurge  has  been  called  maker  and  father  at  28c  and  just 
above  (41  a).  Among  all  these  creatures,  those  which  have  so  far 
been  described — the  body  and  soul  of  the  living  world  and  the 
heavenly  gods — are  4 my  own  handiwork  ' ; and  these,  we  are  now 
told,  are  indissoluble  save  with  their  maker's  consent.  That  con- 
sent, it  is  added,  will  never  in  fact  be  given ; hence  the  created 


1 Reading  OeoC,  Oetov  tSv  eyw  Srjfjuovpyds  vaTijp  r cpyatv  ra  (for  a)  Si*  efiov  yevofieva 

aXvra  ifxov  ye  pr)  eOeXovros..  This  conjecture  and  other  interpretations  are 
discussed  in  the  Appendix  (p.  367). 

* The  ‘ living  bonds  ’ connecting  the  souls  and  bodies  of  the  celestial  gods, 
mentioned  at  38E. 


I40 


THE  ADDRESS  TO  THE  GODS 

gods  are  everlasting  and  can  never  die.1  But  the  world,  as  a 
living  creature  that  must  embrace  all  kinds  of  lesser  living  creatures, 
is  not  yet  complete.  The  mortal  kinds  must  now  be  added,  and 
since  they  are  to  die,  they  must  be  made  indirectly  through  the 
agency  of  the  created  gods.  The  Demiurge  himself  will  supply  only 
the  immortal  element  of  the  human  soul. 

This  delegation  of  the  rest  of  the  work  to  the  celestial  gods  may 
perhaps  be  connected  with  the  notion  that  the  heavenly  bodies, 
especially  the  Sun,  are  active  in  generating  life  on  the  Earth.  The 
male,  says  Aristotle,  is  that  which  generates  in  another,  the  female 
that  which  generates  in  itself ; hence  in  the  universe  also  men  call 
the  Earth  female  and  mother,  and  speak  of  the  Heaven  and  the 
Sun  or  some  other  such  thing  as  begetters  and  fathers  2 (de  gen. 
anim.  716 a,  14).  In  the  Republic  vi  the  Sun  is  singled  out  among 
the  heavenly  gods  as  * the  offspring  of  the  Good  which  most 
resembles  his  parent  \ He  is  the  cause  of  the  birth,  growth,  and 
nourishment  of  things  in  the  visible  world  (509B).  Aristotle 
elaborates  the  doctrine  that  the  cause  of  coming  to  be  and  passing 
away  is  not  the  revolution  of  the  First  Heaven,  but  the  annual 
movement  of  the  Sun  in  the  ecliptic  or  zodiac  circle.  This  motion 
of  ‘ the  generator  ' is  a compound  of  two  motions.  It  includes  the 
motion  imparted  by  the  revolution  of  the  First  Heaven  (Plato’s 
motion  of  the  Same)  : this  secures  that  coming  to  be  shall  be 
perpetual.  The  other  motion  in  the  reverse  sense  along  the  ecliptic, 
by  causing  the  Sun  to  approach  and  retreat  alternately,  provides 
that  generation  shall  alternate  with  decay,  birth  with  death.  If 
we  were  right  in  supposing  that  the  annual  motion  of  the  Sun 
actually  is  the  motion  of  the  Different,  unmodified  in  the  Sun’s 
case  and  variously  retarded  or  accelerated  by  the  other  planets, 
Aristotle’s  explanation  fits  Plato’s  scheme.  The  activity  of  the 
created  gods  in  making  perishable  things  can  be  associated  with  the 
combined  motions  of  the  fixed  stars  (the  Same)  and  of  the  planets 
(the  Different). 

The  only  mortal  creatures  whose  making  will  be  described  in 
detail  are  human  beings.  Timaeus’  task  was  at  the  outset  defined 
as  * ending  with  the  birth  of  mankind  ’.  Even  the  plants  on  which 
man  is  to  feed  are  not  mentioned  till  far  on  at  77A.  The  lower 
animals  are  dealt  with  very  briefly  at  the  end  (91  d)  and  treated 

1 The  Epinomis  982A  says  that  ‘ opinion  ’ must  assign  to  the  stars  one  of 
two  destinies  : either  they  are  wholly  indestructible  and  divine  by  aU 
necessity,  or  each  has  a length  of  life  sufficient  to  him  and  of  such  duration 
that  no  longer  span  could  ever  be  required. 

* Cf.  Soph.,  frag.  752P,  *H\t€  . . . <ov  oi>  oo<f> ol  A cyovcri  ycwrjrrjv  dc&v  <koI> 
iraripa  Travnav. 

p.c.  141 


L 


COMPOSITION  OF  HUMAN  SOULS  41d-42d 

only  as  degraded  forms  suitable  for  the  reincarnation  of  men  who 
have  lived  unwisely.  The  physical  differences  between  men  and 
women  are  postponed  to  the  same  context  (90E  ff.),  because  they 
are  irrelevant  to  the  whole  account  of  our  common  human  nature 
which  fills  most  of  the  remaining  discourse.  Plato  does  not  mean 
that  men  ever  existed  without  women  and  the  lower  animals. 

41D-42D.  The  composition  of  human  souls . The  Laws  of  Destiny 

The  Demiurge  next  fulfils  his  promise  to  fashion  with  his  own 
hands  the  immortal  part  of  the  individual  souls  which  are  to  be 
incarnated  first  in  human  form.  They  are  composed  of  what  was 
left  of  the  original  ingredients  used  to  compound  the  World-Soul, 
namely  the  intermediate  kinds  of  Existence,  Sameness,  and 
Difference  (35 a).1 

41D.  Having  said  this,  he  turned  2 once  more  to  the  same  mixing 
bowl  wherein  he  had  mixed  and  blended  the  soul  of  the 
universe,  and  poured  into  it  what  was  left  of  the  former 
ingredients,  blending  them  this  time  3 * * * * 8 in  somewhat  the  same 
way,  only  no  longer  so  pure  as  before,  but  second  or  third  in 
degree  of  purity.  And  when  he  had  compounded  the  whole, 
he  divided  it  into  souls  equal  in  number  with  the  stars,  and 

E.  distributed  them,  each  soul  to  its  several  star. 

The  human  soul,  no  less  than  the  World-Soul,  must  be  so  composed 
as  to  be  like  the  objects  it  is  to  know,  and  it  must  possess  the 
faculties  of  intelligence  and  knowledge,  opinion  and  belief  (37A-C). 
It  is  assumed  later  (43D),  though  not  mentioned  here,  that  its 
substance  is  divided  into  the  ratios  of  the  same  harmonia,  and 
given  the  motions  of  the  Same  and  the  Different.  Human  souls 

1 So  Pr.  here  (iii,  25418)  : * Soul  is  a substance  intermediate  between  the 

substance  that  has  real  Being  and  Becoming,  being  a compound  of  the  inter- 
mediate kinds.’ 

* Reading  koX  ttoXip  cm  top  "nporepop  <la>v  or  rperropievos  > Kparrjpa.  Anyone 
reading  the  words  as  they  stand  in  the  MSS.  would  expect  rpcnopievos  or  its 
equivalent  to  follow,  not  /carc^cfro  ; Karex^lro  cm  top  Kparrjpa  is  not  Greek 

for  ‘ poured  into  the  bowl  Cf.  above  rpeneode  cm  rqp  rcov  ^cocov  Brjfuovpytav 

(41c).  Pr.  evidently  felt  this  (though  he  had  our  text),  for  he  writes  ciVorra 

•yap  top  Srjfuovpyov  evdvs  irrl  top  Kparrjpa  rperrei  (6  A oyos).  I conjectured  <lojp>, 

but  Professor  Robertson  points  out  to  me  that  rperropicpos  has  many  letters  in 
common  with  rrporepop  and  might  easily  disappear  after  it. 

8 I suggest  Kardyei  (cf.  Ar.,  Plut.  102 1,  evicts)  to<tc>  p.Loytov.  I can  see  no 
sufficient  justification  for  the  middle  Karax^laQai,  which  is  correctly  used  at 
Laws  637E,  Kara  twp  Ifxariwp  Karax^opicpoL,  f letting  it  pour  down  over  their  gar- 
ments *.  The  active  occurs  at  Rep.  398 A,  fivpop  Kara  rrjs  Ke<j>aXrjs  Karaxeavres 
and  Ar.,  Ach . 1127,  Karapet  nal,  tovXoiop.  For  t ore  = ' now  cf.  37E,  2, 
43C,  7- 


142 


THE  LAWS  OF  DESTINY 

are  inferior,  because  they  can  do  wrong  of  their  own  wills.  # Second 
or  third  in  degree  of  purity/  if  it  does  not  mean  ' second  or  even 
worse  ’,  may  refer  to  the  superiority  of  man’s  soul  over  woman’s 
(42A)- 

The  souls  are  equal  in  number  to  the  stars,  among  which  they 
are  distributed,  one  to  each  star.  ( The  * sowing  ’ into  the  planets 
comes  later.)  There  is  no  reason  to  doubt  the  obvious  meaning 
of  these  words  : that  there  are  just  as  many  individual  souls  as 
there  are  stars,  whose  number  must  be  finite.  But  in  all  this 
section  of  the  dialogue  the  veil  of  myth  grows  thicker  again,  and 
it  is  useless  to  discuss  problems  that  would  arise  only  if  the  state- 
ments were  meant  literally. 

41E.  There  mounting  them  as  it  were  in  chariots,  he  showed  them 
the  nature  of  the  universe  and  declared  to  them  the  laws  of 
Destiny.1  There  would  be  appointed  a first  incarnation  one 
and  the  same  for  all,  that  none  might  suffer  disadvantage  at 
his  hands ; and  they  were  to  be  sown  into  the  instruments 
of  time,  each  one  into  that  which  was  meet  for  it,  and  to 
42.  be  bom  as  the  most  god-fearing  of  living  creatures  ; and 
human  nature  being  twofold,  the  better  sort  was  that  which 
should  thereafter  be  called  * man  ’. 

Whensoever,  therefore,  they  should  of  necessity 2 have 
been  implanted  in  bodies,  and  of  their  bodies  some  part 
should  always  be  coming  in  and  some  part  passing  out, 
there  must  needs  be  innate  in  them,  first,  sensation,  the  same 
for  all,  arising  from  violent  impressions  ; second,  desire 
blended  with  pleasure  and  pain,  and  besides  these  fear  and 

b.  anger  and  all  the  feelings  that  accompany  these  and  all  that 
are  of  a contrary  nature  : and  if  they  should  master  these 
passions,  they  would  live  in  righteousness  ; if  they  were 
mastered  by  them,  in  unrighteousness. 

1 vopovs  rovs  tlpapixivovS'  Cf.  Laws  904c  (referring  to  the  promotion  and 
degradation  of  souls  according  to  character)  : Whatever  has  soul  contains  in 
itself  the  cause  of  change  and  in  changing  moves  from  place  to  place  according 
to  the  disposition  and  law  of  Destiny  ' (Kara  rijv  rijs  elpiapiiivqs  ra£iv  koX  vopLov). 

2 A.-H.  notes  the  recurrent  references  to  Necessity  in  this  sentence  : 4(  avdytcqs 
. . . avayKalov  c? rj  . . . fhalcov  TiaOripLaruiv,  echoed  in  the  parallel  passage 
(69c,  d)  where  the  created  gods,  after  the  long  intervening  section  on  ‘ What 
happens  of  Necessity  ’,  fashion  the  mortal  soul  : to  dvrjrov,  Sciv a #cai  dvayKala 
iv  iavrtp  vadrjpLara  c^ov  . . . ouyKcpaoapLCvoi  ravra  avayKaicos  . . . ori  prj  rraaa  fjv 
dvdytcrj.  All  the  feelings  and  emotions  mentioned  come  under  the  term  aesthesis 
in  its  widest  sense  ( Theaet . 156B),  and  have  bodily  concomitants.  Aesthesis 
in  the  narrower  sense  was  not  present  in  the  World-Soul,  whose  body  has  no 
organs  of  sense  or  nourishment  and  cannot  be  attacked  by  any  ' strong 
powers  * from  without  (33A-D). 


143 


41d~42d 


THE  LAWS  OF  DESTINY 

42B.  And  he  who  should  live  well  for  his  due  span  of  time 
should  journey  back  to  the  habitation  of  his  consort  star 
and  there  live  a happy  and  congenial  life  1 ; but  failing  of 
this,  he  should  shift  at  his  second  birth  into  a woman  ; 

c.  and  if  in  this  condition  he  still  did  not  cease  from  wickedness, 
then  according  to  the  character  of  his  depravation,  he  should 
constantly  be  changed  into  some  beast  of  a nature  resembling 
the  formation  of  that  character,  and  should  have  no  rest 
from  the  travail  of  these  changes,  until  letting  the  revolution 
of  the  Same  and  uniform  within  himself  draw  into  its  train  2 
all  that  turmoil  of  fire  and  water  and  air  and  earth  that  had 
later  grown  about  it,  he  should  control  its  irrational  turbulence 

d.  by  discourse  of  reason  and  return  once  more  to  the  form  of 
his  first  and  best  condition. 

The  souls  are  set  in  the  stars  ‘ as  it  were  in  chariots  ',  an  image 
intended  to  recall  the  procession  of  the  gods  in  the  Phaedrus , where 
the  soul-chariots  are  taken  round  the  outside  of  the  heaven,  and 
the  charioteers  are  vouchsafed  a vision  of  the  realm  of  Forms. 
Here  they  are  shown  * the  nature  of  the  universe  \ Such  knowledge 
of  reality  as  they  will  acquire  in  earthly  life  will  be  gained  by 
Recollection  {Anamnesis).  They  are  also  taught  the  laws  of  their 
own  destiny,  as  the  souls  in  the  Myth  of  Er,  between  their  incarna- 
tions, hear  the  discourse  of  Lachesis,  daughter  of  Necessity.  The 
chief  lesson,  here  as  there,  is  that  the  soul  is  responsible  for  any  evil 
that  it  may  suffer.  Proclus  reproduces  the  genuinely  Socratic 
doctrine  that  moral  evil  is  the  only  real  evil : ‘ neither  disease  nor 
poverty  nor  any  other  such  thing  is  really  an  evil,  but  only  wicked- 
ness of  the  soul,  intemperance,  cowardice,  and  vice  in  general  ; 
and  we  are  responsible  for  bringing  these  upon  ourselves  ' (iii,  31318). 

1 In  Pindar,  01.  ii,  and  Phaedrus,  249A,  the  soul  which  has  kept  pure  for 
three  lives  finally  escapes  from  the  wheel  of  reincarnation.  The  present 
passage  might  mean  this,  or  that  the  soul  waits  on  its  star  before  being 
reincarnated  as  man.  So  Pindar  provides  a paradise  where  good  souls, 
between  their  incarnations,  ‘ spend  a life  free  from  tears  in  the  presence  of 
gods  high  in  honour  ' (01.  ii,  65) . The  hiatus  ovvydrj  e£oi  suggests  that  kcu 
awjdr)  should  be  omitted  with  FY.  Stob.  Cf.  note  on  20A. 

a ow€ma7rd>n€vos.  The  rational  revolution  in  the  human  soul’s  movements 
is  to  establish  its  supremacy  over  the  irrational  motions,  as  the  Same  in  the 
World-Soul  has  supremacy  ( Kparos ) over  the  circles  of  the  Different  (36c). 
Cf.  44A,  where  the  revolutions  assailed  by  sensations  from  without,  which 
* draw  in  their  train  ' (avvtmairdawvTai)  the  whole  vessel  of  the  soul,  only  seem 
to  be  in  control  (Kparciv) . Plut.,  PI.  Qu.  1003 a,  v°v  pcreXafo  koX 

apfiovlas,  kcu  ycvopdvrj  Bid  ovpufuovias  €puf>p<ov  p^rafioXrjs  atria  yiyovt  rfj  vXfl  KaX 
Kpa'rqaaaa  rats  avrrjs  Kivffatoi  ray  c Keivrjs  iirccnrdoaro  #cat  iiriarpetpev  . . . The  word 
rrpootjtvvTa  recalls  the  comparison  of  the  incarnate  soul  to  the  image  of  Glaucus 
encrusted  with  shells  and  seaweed  (7rpoo7rc<l>vK4vcu,  Rep.  61  id). 

144 


THE  LAWS  OF  DESTINY 

In  the  Phaedrus  (248D),  it  is  a law  of  Adrasteia  that  no  soul  shall 
be  implanted  in  the  form  of  a beast  * at  its  first  birth  \ So  here 
all  the  souls  are  to  start  on  their  course  in  human  form,  the  better 
as  men,  the  worse  as  women.1  We  need  not  understand  that  there 
were  no  women  until  the  bad  men  of  the  first  generation  began  to 
die  and  to  be  reincarnated  in  female  form,  but  only  that  a bad 
man  will  be  reborn  as  a woman,  a bad  woman  presumably  as  a 
beast.  In  the  Laws  (721c)  the  Athenian  says  that  ‘ the  race  of 
man  is  twin-born  with  all  Time,  which  it  accompanies  and  shall 
accompany  all  through,2  being  in  this  way  immortal : by  leaving 
children's  children  and  existing  always  one  and  the  same,  it  partakes 
of  immortality  by  means  of  generation  \ Since  Time  itself  has  no 
beginning  or  end,  the  human  race  must  have  always  existed. 
Proclus  3 took  this  to  be  Plato’s  view.  He  appeals  to  Laws  676B, 
where  the  Athenian  speaks  of  the  unlimited  length  of  time,  in  which 
* myriads  upon  myriads  ' of  States  must  have  come  into  existence 
and  perished,  and  no  one  could  ascertain  any  date  at  which  mankind 
began  to  live  in  cities.  The  world,  says  Proclus  elsewhere  (iii,  282), 
had  no  beginning  in  time.  If  it  had  had  a beginning,  then  some 
soul  would  have  been  the  first  to  descend  to  its  incarnation.  But 
since  there  was  none,  male  and  female  must  always  exist,  and  all 
that  is  meant  is  that  every  soul  that  is  at  any  time  incarnated  for 
the  first  time,  is  incarnated  in  male  form.  The  soul,  mankind,  and 
the  universe  are  all  ' ungenerated  ' in  the  sense  of  having  no 
beginning  in  time,  though  ‘ generated  * in  the  sense  of  being  in  the 
realm  of  temporal  becoming  (i,  287  ; iii,  294).  At  Laws  781E, 

1 There  is  nothing  in  the  text  here  to  suggest  that  the  first  living  creatures 

are  ‘ without  sex-differences,  the  differentiation  of  the  sexes  and  the  infra- 
human species  coming  about  later  by  a kind  of  “ evolution  by  degeneration  ' " 
(Tr.,  p.  258).  The  latter  statements  are  founded  on  90E  ff.  where  Plato  says 
that  those  who  were  born  as  men  (not  sexless  creatures) , if  they  lived  ill,  were 
reborn  as  women  at  their  second  incarnation  (as  he  says  here,  42B).  ‘ Also  at 

that  time  they  fashioned  Eros, ' and  the  physiological  apparatus  of  sex  in  both 
men  and  women  is  described.  In  our  passage  the  first  generation  of  men  have 
€po)s  (42 a,  7),  an  element  in  the  mortal  soul  which  the  created  gods  proceed 
to  make  at  69c.  There  is  nowhere  in  the  Timaeus  any  mention  of  sexless 
creatures.  As  I have  suggested,  the  physical  differences  of  the  sexes  are 
postponed  to  a sort  of  appendix  at  the  end  because  all  that  will  be  said  in  the 
interval  applies  equally  to  men  and  women. 

2 This  passage  illustrates  Norden’s  remark:  Die  Vorstellung,  dass  der  xpovos, 
als  Begleiter  des  Menschen  gedacht,  mit  ihm  geboren  wird  und  mit  ihm  altert, 
ist  in  dem  Hellenentum  gelatifig  (Die  Geburt  des  Kindes  (1924),  p.  44). 

8 i,  288,  cc  8e  dec  ye vo?  e’crrtv  avdpdmajv,  k<u  to  tt&v  avayKalov  aihiov  xmapx^v.  So 
Oc.  Luc.  iii  argues  that  the  main  parts  of  the  cosmos  must  always  exist, 
including  man  : avaytaj  to  y^vo?  ru>v  avdpdnrwv  aihiov  efvai.  Diodorus  i,  6,  3, 
remarks  that  those  physicists  who  make  the  world  ungenerated  and  imperish- 
able say  that  the  human  race  has  existed  from  all  eternity. 

145 


SOULS  SOWN  IN  PLANETS  42d-e 

however,  Plato  leaves  open  the  alternatives  that  either  the  human 
race  always  has  been  and  always  will  be,  or  it  must  have  existed 
for  an  incalculable  length  of  time.  In  any  case,  the  details  of  the 
mythical  story  here  are  not  to  be  taken  literally. 

42D-E.  Human  souls  sown  in  Earth  and  the  planets 

After  the  journey  in  their  star  chariots,  the  immortal  souls  are 
next  sown  like  seed  in  the  planets  and  committed  to  the  care  of 
the  created  gods.  Only  the  immortal  element  in  the  soul,  as  the 
immediate  creation  of  the  Demiurge,  is  indissoluble.  The  subordin- 
ate divinities  must  add  the  body  and  those  mortal  parts  of  the  soul 
which  temporary  association  with  the  body  entails. 

42D.  When  he  had  delivered  to  them  all  these  ordinances,  to  the 
end  that  he  might  be  guiltless  of  the  future  wickedness  of 
any  one  of  them,  he  sowed  them,  some  in  the  Earth,  some  in 
the  Moon,  some  in  all  the  other  instruments  of  time.  After 
this  sowing  he  left  it  to  the  newly  made  gods  to  mould  mortal 
bodies,  to  fashion  all  that  part  of  a human  soul  that  there 
was  still  need  to  add  and  all  that  these  things  entail,  and 

E.  to  govern  1 and  guide  the  mortal  creature  to  the  best  of 
their  powers,  save  in  so  far  as  it  should  be  a cause  of  evil 
to  itself. 

In  the  machinery  of  the  myth,  it  is  natural  to  suppose  that  the 
first  generation  of  souls  is  sown  on  Earth,  the  rest  await  their  turn, 
unembodied,  on  the  planets.2  The  sowing  of  the  immortal  souls  in 
the  Earth  and  the  planets,  the  instruments  of  Time,  may  symbolise 
that  the  soul  possesses  that  intermediate  kind  of  existence  which 
partakes  both  of  real  being  and  of  becoming.  The  soul  is  subject 
to  Time  and  change  ; and  her  earthly  life  is  spent  in  the  region 
where  the  government  of  Reason  is  conditioned  by  Necessity.  She 

1 The  comma  after  dpxeiv  should  be  omitted.  A.-H.  prints  it,  but  rightly 
ignores  it  in  his  translation. 

2 So  Chalcidius,  p.  241.  I cannot  see  why  this  notion  is  ‘ foolish  \ as  Tr. 

calls  it  (p.  259).  Some  of  the  ancients  who  thought  the  moon  was  composed 
of  earth  imagined  that  it  might  be  inhabited  (or  at  least  habitable,  as 
Anaxagoras  said  : does  not  necessarily  mean  actually  inhabited). 

Tr.  produces  no  evidence  that  anyone  regarded  any  other  planet  as  habitable 
by  men,  except  a statement  by  Chalcidius  that  Pythagoras  believed  that 
men  exist  on  all  the  planets,  though  Plato  does  not.  (At  Pr.  iii,  280,  orotic la 
does  not  mean  ‘ planets  ' but  ‘ elements  ',  as  elsewhere  in  the  commentary.) 
Plato,  who  speaks  of  all  the  heavenly  gods  (including  all  the  planets,  as  I have 
argued,  p.  118)  as  mainly  composed  of  fire,  was  not  likely  to  think  of  men 
living  on  them.  Did  any  ancient  ever  hold  that  men  lived  in  the  Sun  ? 
Cf.  Guthrie,  Orpheus  and  Gk.  Relig.,  pp.  232,  247,  note  10,  for  Anaxagoras 
and  the  Orphic  belief  in  an  inhabited  Moon. 

146 


THE  SOUL  IN  INFANCY 

will  be  subject  to  the  ' violent  ’ assaults  of  the  corporeal  environ- 
ment. If  she  does  not  reduce  to  order  the  consequent  turbulence 
in  the  bodily  members,  the  fault  will  be  her  own.  Her  will  is  free, 
to  follow  after  righteousness  and  the  created  gods  (dixy  xal  $ pitv 
Sneadai,  41c),  whose  guidance  is  revealed  to  her  eyes  in  the  orderly 
revolutions  of  the  heavens. 

42E-44D.  The  condition  of  the  soul  when  newly  incarnated 

How  the  gods  established  the  mortal  parts  of  the  soul  and  framed 
the  body  it  was  to  inhabit  will  be  described  in  detail  later,  in  the 
third  section  of  the  dialogue  (69A  ff.).  The  whole  account,  in  the 
second  section,  of  the  structure  and  behaviour  of  the  primary  bodies 
and  of  the  physical  processes  of  sensation  and  perception  will  have 
intervened.  For  the  present  we  are  concerned  only  with  the 
picture  of  the  immortal  principle  of  reason,  made  by  the  Demiurge 
himself,  plunged  for  the  first  time  into  the  turbulent  tide  of  bodily 
sensation  and  nutrition.  The  mythical  machinery  of  the  soul 
circles  is  woven  into  an  account  of  infant  psychology  with  an 
imaginative  power  that  few  other  writers  could  equal.  The  whole 
leads  up  to  the  central  problem  of  human  life,  the  establishment  of 
rational  control  over  the  bodily  nature. 

We  are  here  approaching  the  stage  at  which  the  works  of  Reason 
will  give  place  to  4 what  happens  of  Necessity  \ The  ‘ errant 
cause  ’ begins  to  come  into  view,  with  factors  in  the  economy  of  the 
visible  world  that  are  not  the  creatures  of  divine  purpose  but  limit 
the  conditions  under  which  Reason  must  operate.  The  language 
hints  at  a certain  analogy  between  the  task  of  the  human  reason 
and  the  task  of  the  Demiurge  himself,  who  ' took  Over  all  that  was 
visible,  not  at  rest  but  in  discordant  and  unordered  motion,  and 
brought  it  from  disorder  into  order  * (30A).  But  the  World-Soul 
was  not  exposed  to  the  invasion  of  violent  affections  from  without, 
such  as  beset  every  new-born  soul  of  man. 

42E.  When  he  had  made  all  these  dispositions,  he  continued  to 
abide  by  the  wont  of  his  own  nature  1 ; and  meanwhile  his 
sons  took  heed  to  their  father’s  ordinance  and  set  about 
obeying  it.  Having  received  the  immortal  principle  of  a 
mortal  creature,  imitating  their  own  maker,  they  borrowed 
from  the  world  portions  of  fire  and  earth,  water  and  air,  on 
43.  condition  that  these  loans  should  be  repaid,  and  cemented 

1 efievev  is  hard  to  render.  The  word  does  not  mean  rest  or  cessation  of 
activity  (contrast  Gen.  ii,  I,  Kareiravae  rfj  rjfityq-  rj}  efiSofifl  airo  iravraiv  rtov  cpycuv 
avrov ) : 40B,  the  stars  arp€<j>6ix€va  fxcvei.  The  meaning  seems  to  be  that  the 
Demiurge  left  these  further  operations  to  the  created  gods,  confining  himself 
to  his  own  proper  activity. 


147 


THE  SOUL  IN  INFANCY 


42e-44d 


43.  together  what  they  took,  not  with  the  indissoluble  bonds 
whereby  they  were  themselves  held  together,  but  welding 
them  with  a multitude  of  rivets  too  small  to  be  seen  and  so 
making  each  body  a unity  of  all  the  portions.  And  they 
confined  the  circuits  of  the  immortal  soul  within  the  flowing 
and  ebbing  tide  of  the  body. 

These  circuits,  being  thus  confined  in  a strong  river, 
neither  controlled  it  nor  were  controlled,  but  caused  and 
suffered  violent  motions  ; so  that  the  whole  creature  moved, 

b.  but  advanced  at  hazard  without  order  or  method,  having  all 
the  six  motions  ; for  they  went  forward  and  backward,  and 
again  to  right  and  left,  and  up  and  down,  straying  every  way 
in  all  the  six  directions.1  For  strong  as  was  the  tide  that 
brought  them  nourishment,  flooding  them  and  ebbing  away, 

t a yet  greater  tumult  was  caused  by  the  qualities  2 of  the 
things  that  assailed  them,  when  some  creature’s  body  chanced 

c.  to  encounter  alien  fire  from  outside,  or  solid  concretion  of 
earth  and  softly  gliding  waters,  or  was  overtaken  by  the 
blast  of  air-borne  winds,  and  the  motions  caused  by  all  these 
things  passed  through  the  body  to  the  soul  and  assailed  it. 
(For  this  reason  these  motions  were  later  called  by  the  name 
they  still  bear — 4 sensations  ’).3  And  so  at  the  moment  we 
speak  of,  causing  for  the  time  being  a strong  and  widespread 
commotion  and  joining  with  that  perpetually  streaming 

d.  current  in  stirring  and  violently  shaking  the  circuits  of  the 
soul,  they  completely  hampered  the  revolution  of  the  Same 
by  flowing  counter  to  it  and  stopped  it  from  going  on  its 
way  and  governing  4 ; and  they  dislocated  the  revolution  of 

1 ndvTj)  Kara  rovs  c£  tottovs  nXavaifieva.  Contrast  the  World’s  spherical  body 
which  the  Demiurge  made  without  ‘ all  the  other  six  motions,  giving  it  no 
part  in  their  wanderings  ' (dvAavcs,  3 4 a)  . The  stars  (anXa vrj)  have  orbital  revolu- 
tion ‘ forwards  but  not  the  other  five  motions  (40B).  Later  we  shall  hear 
of  the  Errant  Cause  (1 nXavajfxevrj  alria)  and  of  the  motions  it  causes  (48A). 
The  human  soul,  as  self-moved,  has  its  own  revolutions ; but  these  are  dis- 
organised by  motions  originated  by  bodies  acting  on  it,  through  its  own  body, 
from  outside.  We  next  hear  of  two  elements  of  cognition — sensations  and 
false  judgments,  which  did  not  occur  in  the  World-Soul  (37A-C).  Not  only 
are  the  creature’s  bodily  movements  erratic,  but  all  processes  of  rational 
thought  are  thrown  out  of  gear. 

2 iradjuara  can  mean  ‘ affections  ’ of  the  sentient  body,  causing  sensation 
in  the  soul,  as  at  42A,  a laOrjcnv  £k  (Utaltov  iradTj^arcov,  or  the  perceptible  ‘ quali- 
ties ’ of  external  bodies,  as  here  and  at  61  c. 

8 Pr.  iii,  332,  suggests  that  Plato  connected  the  word  a toQrjtns  either  with 
diaQix)  (dvfxov  dioOeiv,  ‘ breathe  out ",  Horn.  So  Etym.  Mag.)  or  with  dloou> 

* rush '.  The  latter  seems  more  probable.  In  Plato’s  view  both  sensations 
and  qualities  are  movements,  Theaet.  156. 

4 The  higher  faculty  of  reason  is  put  completely  out  of  action. 

148 


THE  SOUL  IN  INFANCY 

43d-  the  Different.  Accordingly,  the  intervals  of  the  double  and 
the  triple,1  three  of  each  sort,  and  the  connecting  means  of 
the  ratios,  -f  and  f and  f,  since  they  could  not  be  completely 
dissolved  save  by  him  who  bound  them  together,  were 
e.  twisted  by  them  in  all  manner  of  ways,  and  all  possible 
infractions  and  deformations  of  the  circles  were  caused  ; so 
that  they  barely  held  together,  and  though  they  moved,  their 
motion  was  unregulated,  now  reversed,  now  side-long,  now 
inverted.  It  was  as  when  a man  stands  on  his  head,  resting 
it  on  the  earth,  and  holds  his  feet  aloft  by  thrusting  them 
against  something  : in  such  a case  right  and  left  both  of  the 
man  and  of  the  spectators  appear  reversed  to  the  other 
party.2  The  same  and  similar  effects  are  produced  with 
great  intensity  in  the  soul’s  revolutions  ; and  when  they 
44.  meet  with  something  outside  that  falls  under  the  Same  or 
the  Different,  they  speak  of  it  as  the  same  as  this  or  different 
from  that  contrary  to  the  true  facts,  and  show  themselves 
mistaken  and  foolish.  Also  3 at  such  times  no  one  revolution 
among  their  number  is  acting  as  governor  or  guide  ; but 
whatever  revolutions  are  assailed  by  certain  sensations 
coming  from  without,  which  draw  in  their  train  at  the  same 
time  the  whole  vessel  of  the  soul,4 5  at  such  times  only  seem  to 
be  in  control,  whereas  really  they  are  overpowered.  It  is, 
indeed,  because  of  these  affections  that  to-day,  as  in  the 
beginning,  a soul  comes  to  be  without  intelligence  at  first, 
b.  when  it  is  bound  in  a mortal  body.6 

1 The  first  mention  of  the  harmonic  intervals  as  present  in  the  individual 
soul.  They  stand  for  that  harmony  and  Koafjuorrjs  which  need  to  be  re-estab- 
lished by  contemplation  of  the  kindred  harmony  of  the  World-Soul,  revealed 
in  the  heavenly  revolutions  (47B,  c). 

2 Correctly  translated  and  explained  by  A.-H.  (except  that  avco  should  be 
taken  with  exv)  ' * it  A and  B stand  face  to  face,  B’s  right  is  of  course  opposite 
A’s  left.  But  if  A stand  on  his  head,  still  facing  B,  then  B’s  right  will  be 
opposite  A’s  right ; the  normal  relation  being  inverted/  irpoapaX<bv  npos  rm 
can  only  mean  ‘ thrusting  his  feet  (so  that  they  rest)  against  some  support  \ 

8 This  clause  goes  with  what  follows  ; it  refers  to  lack  of  control  over 
behaviour.  An  infant's  earliest  actions  are  determined  not  by  judgment  or 
thought  or  will,  but  mechanically  by  4 motions  ' of  sensation  rushing  in  from 
without  and  sweeping  with  them  the  motions  of  the  soul.  Its  behaviour  only 
looks  like  voluntary  self-motion.  Martin  and  others  forget  that  all  this  refers 
to  infancy,  not  to  the  enslavement  of  reason  by  passion  in  later  life. 

* koX  to  tt}s  airav  kotos,  the  whole  body  which  contains  the  soul,  as 

weU  as  (kcu)  the  revolutions  of  the  soul  itself. 

5 The  whole  description  applies  to  every  new-born  baby's  soul,  not  only 
to  the  first  generation  of  mankind.  Contrast  the  World-Soul,  which,  as  soon 
as  it  was  joined  with  its  body,  began  an  4 intelligent  life  ' (e^pcav  ftios,  3^E)» 
not  being  exposed  to  external  assaults. 

149 


STRUCTURE  OF  HUMAN  BODY  44d-45b 

44B.  But  when  the  current  of  growth  and  nutriment  flows  in 
less  strongly,  and  the  revolutions,  taking  advantage  of  the 
calm,  once  more  go  their  own  way  and  become  yet  more 
settled  as  time  goes  on,  thenceforward  the  revolutions  are 
corrected  to  the  form  that  belongs  to  the  several  circles  in 
their  natural  motion  ; and  giving  their  right  names  to  what 
is  different  and  to  what  is  the  same,  they  set  their  possessor 
in  the  way  to  become  rational.  And  now  if  some  right 
nurture  lends  help  towards  education,1  he  becomes  entirely 

c.  whole  and  unblemished,  having  escaped  the  worst  of  maladies ; 
whereas  if  he  be  neglectful,  he  journeys  through  a life  halt 
and  maimed  and  comes  back  to  Hades  uninitiate  and  without 
understanding.2 

These  things,  however,  come  to  pass  at  a later  stage. 
Our  present  subject  must  be  treated  in  more  detail ; and  its 
preliminaries,  concerning  the  generation  of  bodies,  part  by 
part,  and  concerning  soul,  and  the  reasons  and  forethought  of 

d.  the  gods  in  producing  them — of  all  this  we  must  go  on  to  tell, 
on  the  principle  of  holding  fast  to  the  most  likely  account. 

44D-45B.  Structure  of  the  human  body  : head  and  limbs 

The  matter  in  hand,  to  which  Timaeus  now  returns,  is  the 
implanting  of  souls  in  bodies  possessed  of  sense-organs  and  of  all 
the  feelings  and  emotions  that  accompany  sense  (42A).  The  first 
duty  of  the  gods  is  to  provide  a residence  for  the  immortal  part  of 
the  soul,  which  they  have  just  received  from  the  hands  of  the 
Demiurge.  We  have  not  yet  come  to  the  addition  of  the  two 
mortal  parts  of  the  soul  (69c).  So  the  body  is  here  regarded  as 
consisting  of  the  head,  which  houses  the  immortal,  rational  part, 
and  an  apparatus  of  limbs  to  carry  the  head  about,  together  with 
the  organs  of  sight  to  direct  its  movements. 

44D.  Copying  the  round  shape  of  the  universe,  they  confined  the 
two  divine  revolutions  in  a spherical  body — the  head,  as  we 
now  call  it — which  is  the  divinest  part  of  us  and  lord  over 
all  the  rest.  To  this  the  gods  gave  the  whole  body,  when 
they  had  assembled  it,  for  its  service,  perceiving  that  it 

1 Cf.  47c  : the  observation  of  the  unperturbed  revolutions  of  the  heavens 
will  lead  to  philosophy,  and  we  shall  learn  ' to  reproduce  the  perfectly  unerring 
( airXavcts ) revolutions  of  the  god  (the  Heaven)  and  reduce  to  settled  order  the 
wandering  ( ^Xavcufidvas ) motions  in  ourselves  ’.  Cf.  90D,  and  87B,  81a  rpo^ijs 

Kai  €7TLT7)h€VfxdTOJV  fia07]fxdTOJV  T€. 

2 Plato  uses  terms  borrowed  from  Mystery  ritual.  A.-H.  compares  Phaedrus 
250c,  Laws  759c  (oXokXtjpos) , and  Dem.,  de  cor.  259,  c<j>vyov  kclkov,  etpov  dpLcwov. 
Cf.  also  Phaedrus  248B,  dreXrjs  rrjs  Ocas  ; Gorg.  469B,  tovs  avoijrovs  apudjrovs. 

150 


THE  MECHANISM  OF  VISION 

44D.  possessed  all  the  motions  that  were  to  be.1  Accordingly, 
that  the  head  might  not  roll  upon  the  ground  with  its  heights 

E.  and  hollows  of  all  sorts,  and  have  no  means  to  surmount 
the  one  or  to  climb  out  of  the  other,  they  gave  it  the  body 
as  a vehicle  for  ease  of  travel ; that  is  why  the  body  is 
elongated  and  grew  four  limbs  that  can  be  stretched  out  or 
bent,  the  god  contriving  thus  for  its  travelling.  Clinging 
and  supporting  itself  with  these  limbs,  it  is  able  to  make  its 
45.  way  through  every  region,2  carrying  at  the  top  of  us  the 
habitation  of  the  most  divine  and  sacred  part.  Thus  and 
for  these  reasons  legs  and  arms  grow  upon  us  all.3  And  the 
gods,  holding  that  the  front  is  more  honourable  and  fit  to 
lead  than  the  back,  gave  us  movement  for  the  most  part  in 
that  direction.  So  man  must  needs  have  the  front  of  the 
body  distinguished  and  unlike  the  back  ; so  first  they  set 
the  face  on  the  globe  of  the  head  on  that  side  and  fixed  in 

b.  it  organs  for  all  the  forethought  of  the  soul,  and  appointed 
this,  our  natural  front,  to  be  the  part  having  leadership. 

This  description  of  the  human  body  has  the  same  oddly  archaic 
character  as  that  of  the  World's  body  at  33A-34A ; but  it  is  hard 
for  a modern  reader  to  gauge  the  effect.  Many  passages  in  Sir 
Thomas  Browne  strike  us  as  ‘ quaint  ' or  funny,  that  may  not  have 
seemed  so  to  his  contemporaries.  The  evidences  of  design  in  the 
human  body  were  a serious  matter  to  Plato.  A more  systematic 
account  of  the  body’s  structure  will  be  given  in  the  third  section 
of  the  dialogue.  This  paragraph  is  mainly  intended  to  compare  and 
contrast  the  human  body  and  its  motions  with  the  body  and 
motions  of  the  universe. 

45B-46A.  The  eyes  and  the  mechanism  of  vision 

Plato  singles  out  the  sense  of  sight,  first  because  it  is  useful  for 
locomotion,  and  secondly  because  sight  and  hearing,  which  will 
presently  be  added,  are  the  two  senses  which  above  all  reveal  the 

1 The  bodies  of  the  universe  and  of  the  created  gods  possessed  only  rotation 
and  orbital  revolution — the  rational  motions.  Inferior  creatures  have  all  the 
six  rectilinear  motions  proper  to  the  primary  bodies,  portions  of  which  are 
* assembled  ’ to  compose  their  bodies. 

* The  six  regions  ( tottoi ) of  43B,  answering  to  the  six  motions  (34A)  * up 
and  down  \ * forward  and  backward  4 right  and  left  which  the  World's 
body  has  not. 

3 7 Tpoa€(f)v  Ttaoiv.  TTaoiv  is  at  least  superfluous  ; why  ‘ all ' — as  if  some  of  us 
might  be  expected  to  do  without  arms  and  legs  ? It  is,  accordingly,  tempting 
to  conjecture  TTpocnretfiVKacnv,  which  removes  the  very  unusual  construction 
of  the  singular  n pootyv.  Chalcidius  ignores  rraaiv  : addita  est  crurum  quoque 
et  brachiorum  porrigibilis  et  flexuosa  substantia ; but  his  version  is  loose. 


THE  MECHANISM  OF  VISION  45b-46a 

harmony  of  the  world.1  He  begins  with  the  bodily  mechanism  of 
vision,  for  the  sake  of  leading  up  to  the  contrast  between  these 
‘ secondary  causes  1 and  the  true  reason  or  purpose,  which  is  that 
man  may  learn  number  by  seeing  the  heavenly  bodies  and  so  pass 
on  through  the  sciences  of  number  to  all  philosophy. 

The  mechanism  of  vision  involves  three  kinds  of  ‘ fire  ' or  light. 
(Several  varieties  of  fire  will  be  enumerated  at  58c.)  These  are  : 
(1)  Daylight,  a body  of  pure  fire  diffused  in  the  air  by  the  Sun. 
This  (like  (2))  is  ' pure not  admixed  with  other  primary  bodies. 
At  58c  it  is  contrasted  with  flame  (<pAo'f ) as  * that  which  flows  off 
from  flame,  and  does  not  bum  but  gives  light  to  the  eyes  \ (2)  The 
visual  current,  a pure  fire  of  the  same  kind  as  daylight,  contained 
in  the  eye-ball  and  capable  of  issuing  out  in  a stream  directed 
towards  the  object  seen.  At  67D  it  appears  that  the  visual  current 
or  ray  is  not  composed  of  the  very  smallest  grade  of  fire.  (3)  The 
colour  of  the  external  object,  defined  at  67c  as  ' a flame  (< pAof ) 
streaming  off  from  every  body,  having  particles  proportioned  to 
those  of  the  visual  current,  so  as  to  yield  sensation  \ 

Plato  begins  by  describing  (1)  Daylight. 

45B.  First  of  the  organs  they  fabricated  the  eyes  to  bring  us 
light,  and  fastened  them  there  for  the  reason  which  I will 
now  describe.  Such  fire  as  has  the  property,  not  of  burning, 
but  of  yielding  a gentle  light,  they  contrived  should  become 
the  proper  body  of  each  day.2  For  3 the  pure  fire  within 
us  is  akin  to  this,  and  they  caused  it  to  flow  through  the 
eyes,  making  the  whole  fabric  of  the  eye-ball,  and  especially 
the  central  part  (the  pupil),  smooth  and  close  in  texture,4 

c.  so  as  to  let  nothing  pass  that  is  of  coarser  stuff,  but  only 

1 So  Ar.,  Eudemus,  frag.  47,  48,  speaks  of  sight  and  hearing  as  heavenly 
and  divine  senses,  revealing  the  harmony  to  mankind  with  sound  and  light. 
The  other  senses  are  for  the  sake  of  mere  existence,  these  for  well-being. 

2 Taking  oUelov  cKaonjs  rjpepas  a together  (with  Madvig  and  A.-H.). 
Each  day,  as  it  follows  night,  has  a 4 body  of  its  own  4 (oUcZov) , consisting  of 
sunlight  diffused  in  the  air,  which  4 withdraws  ' at  nightfall  (45D),  following 
the  sinking  sun.  This  body  actually  is  daylight,  not  4 similar  ' to  daylight 
or  4 akin  ’ to  it  (as  A.-H.  renders).  But  oUeZov  contains  the  suggestion  that 
a 4 gentle  4 (rjpcpov)  light  is  naturally  appropriate  to  day  (rjptpa,  a word  which 
some  modern  authorities  agree  with  Plato  in  connecting  with  rjpepos  ; cf. 
Crat.  41  8d).  Tr.’s  translation,  4 a gentle  light  proper  to  day  ',  ignores  cKaonjs. 

* The  connection  of  thought  (4  for  ')  is  : the  gods  made  daylight  (essentially 
a visible  thing)  of  a suitable  kind  of  fire,  for  they  wanted  us  to  see  and  so 
arranged  that  the  fire  within  the  eye  should  be  similar  and  capable  of  coalescing 
with  daylight. 

4 Empedocles  (84B),  whom  Plato  is  following,  compares  the  eye  to  a horn 
lantern,  and  explains  that  the  fire  confined  in  the  eyeball  is  so  fine  as  to  pass 
through  tissues  impervious  to  water. 

152 


THE  MECHANISM  OF  VISION 


45c.  fire  of  this  description  to  filter  through  pure  by  itself.  Accord- 
ingly, whenever  there  is  daylight  round  about,  the  visual 
current  issues  forth,  like  to  like,  and  coalesces  with  it  and  is 
formed  into  a single  homogeneous  body  in  a direct  line  with 
the  eyes,  in  whatever  quarter  the  stream  issuing  from  within 
strikes  upon  any  object  it  encounters  outside.  So  the  whole, 
because  of  its  homogeneity,  is  similarly  affected  and  passes 
on  the  motions  of  anything  it  comes  in  contact  with  or  that 
d.  comes  into  contact  with  it,  throughout  the  whole  body,  to 
the  soul,  and  thus  causes  the  sensation  we  call  seeing.1 

But  when  the  kindred  fire  (of  daylight)  has  departed  at 
nightfall,2  the  visual  ray  is  cut  off  ; for  issuing  out  to 
encounter  what  is  unlike  it,  it  is  itself  changed  and  put  out, 
no  longer  coalescing  with  the  neighbouring  air,  since  this 
contains  no  fire.  Hence  it  sees  no  longer,  and  further  induces 
sleep.  For  when  the  eyelids,  the  protection  devised  by  the 
E.  gods  for  vision,  are  closed,  they  confine  the  power  of  the 
fire  inside,  and  this  disperses  and  smooths  out  the  motions 
within,  and  then  quietness  ensues.  If  this  quiet  be  profound, 
the  sleep  that  comes  on  has  few  dreams  ; but  when  some 
stronger  motions  are  left,  they  give  rise  to  images  answering 
46.  in  character  and  number  to  the  motions  and  the  regions  in 
which  they  persist — images  which  are  copies  made  inside  and 
remembered  when  we  awake  in  the  world  outside.3 


1 What  is  transmitted  along  this  sympathetic  chain  is  motion  partly 
originated  by  qualitative  changes  (oAAoioWis)  in  the  object,  as  the  Theaetetus 
explains.  This  motion  reaches  the  bodily  organ  and  causes  qualitative 
changes  there,  which  when  they  penetrate  to  the  soul  (but  not  before)  are 
called  ‘ sensations  ’ (43c).  There  is  no  ground  for  Tr.’s  notion  of  a pencd  of 
light,  a temporary  extension  of  my  body  which  may  be  miles  long  and  is 
sensitive  throughout , and  so  “ transmits  " sensation  from  one  extremity  to 
the  other  \ Sensation,  as  Plato  clearly  says,  occurs  in  the  soul,  not  at  the 
surface  of  a mountain  ten  miles  distant  and  throughout  the  interval. 

* els  vuVra,  sub  noctem,  as  atXen.,  Hell  4.6,7;  not  ‘ into  night  Albums, 

J Didasc.  xviii,  paraphrases  : rod  4>ojtos  vvktu>p  dmovros.  Plato  seems  to  imagine 
the  ‘ proper  body  of  each  day  * moving  away,  following  the  sinking  sun  and 
superseded  by  the  night  air  with  little  or  no  fire  in  it.  He  was  .plo^J 
thinking  of  Empedocles’  two  hemispheres  of  night  and  day  revolving  rou 
the  earth,  the  one  altogether  composed  of  fire,  the  other  of  a mature  ^ 
and  a little  fire’  (Ps.-Plut.,  Strom . 10).  The  night-air,  being  damp,  -puts 
out  * the  fire  issuing  from  the  eye. 

s The  last  words  may  mean  ‘when  we  have  emerged  into  the  waking 
world  or  that,  when  we  recall  a dream,  the  persons  and  t^J^reamt 
of  appear  to  be  outside  us,  as  they  do  in  the  dream  itself.  The  latter  mter 
pretation  is  perhaps  favoured  by  Rep.  47<*  (cited  by  Beare,  Gk  Theonesof 
Elementary  Cognition  46):  Dreaming,  whether  we  areT^®°ron^^ 
consists  in  taking  an  image  for  the  real  thing  it  resembles.  Iamnot  °°™ed 
that  Plato  could  not  write  ‘ made  inside  and  remembered  outside  m this  sens  . 

153 


MIRROR  IMAGES 


46a-c 


46A-C.  Mirror  images 

A short  appendix  on  mirror  images  is  added  here,  seemingly  for 
its  own  sake  rather  than  as  contributing  to  the  main  argument. 
It  has,  however,  the  effect  of  emphasising  the  purely  mechanical 
processes  of  vision,  which  will  presently  be  contrasted  with  its 
rational  purpose. 

46A.  There  will  now  be  little  difficulty  in  understanding  all  that 
concerns  the  formation  of  images  in  mirrors  and  any  smooth 
reflecting  surface.  As  a result  of  the  combination  of  the 
two  fires  inside  and  outside,  and  again  as  a consequence  of 
the  formation,  on  each  occasion,  at  the  smooth  surface,  of  a 
single  fire  which  is  in  various  ways  changed  in  form,  all 

B.  such  reflections  necessarily  occur,  the  fire  belonging  to  the 
face  (seen)  coalescing,  on  the  smooth  and  bright  surface, 
with  the  fire  belonging  to  the  visual  ray.  Left  appears  right 
because  reverse  parts  of  the  visual  current  come  into  contact 
with  reverse  parts  (of  the  light  from  the  face  seen),  contrary 
to  the  usual  rule  of  impact. 

In  interpreting  this  short  account  of  mirror  images  we  must 
beware  of  ascribing  to  Plato  too  much  knowledge  of  optics.  There 
is  no  reference  to  the  lens  or  the  retina.  He  knew  that  the  angles 
of  incidence  and  reflection  of  a ray  are  equal.  This  proposition  is 
assumed  in  Euclid’s  Optics , where  Def.  1 ‘ embodies  the  same  idea 
of  the  process  of  vision  as  we  find  in  Plato,  namely  that  it  is  due  to 
rays  proceeding  from  our  eyes  and  impinging  upon  the  object, 
instead  of  the  other  way  about : “ the  straight  lines  (rays)  which 
issue  from  the  eye  traverse  the  distances  (or  dimensions)  of  great 
magnitudes  ” ; Def.  2 : “ The  figure  contained  by  the  visual  rays 
is  a cone  which  has  its  vertex  in  the  eye,  and  its  base  at  the 
extremities  of  the  object  seen  ” ; Def.  3 : “ And  those  things  are 
seen  on  which  the  visual  rays  impinge,  while  those  are  not  seen  on 
which  they  do  not.”  ’ 1 

Plato  speaks  first  of  ‘ the  combination  of  the  two  fires  inside  and 
outside  \ As  above,  this  means  ‘ inside  and  outside  the  eye  \ He 
has  just  been  explaining  that  such  combination  of  the  visual  ray 
with  the  sunlight  does  not  occur  at  night,  and  how  in  sleep  the 
visual  fire  confined  inside  gives  rise  to  dream  images.  He  now 
returns  to  the  case  where  combination  does  occur,  resulting  in 
coalescence  of  the  internal  fire  with  the  external  into  one  homo- 
geneous body  which  can  transmit  the  motions  from  object  to  eye. 
That  is  the  first  condition  of  all  vision. 


1 Heath,  Gk.  Math.  1,  441. 

154 


MIRROR  IMAGES 

In  the  special  case  of  reflections,  there  is  a second  condition  : 
' the  formation  at  the  smooth  surface  of  a single  fire  which  is  in 
various  ways  changed  in  form  \ At  the  reflecting  surface  the  visual 
ray  which  has  coalesced  with  the  daylight  encounters  a stream  of 
fire  from  the  object,  and  the  two  now  form  ' a single  fire  ’,  extending 
from  the  object  to  the  mirror  and  from  the  mirror  to  the  eye. 
The  object  taken  as  illustration  is  ‘ the  face*,  which  may  be  the  face 
of  someone  else  standing  beside  the  observer  and  facing  the  mirror 
(as  in  the  diagram),  or  the  observer’s  own  face.  The  single  fire  is 
said  to  be  ‘ in  various  ways  changed  in  form  \ This  probably 
refers  forward  to  the  transposition  of  right  and  left  mentioned  in 
the  next  sentence,  and  also  to  the  distortions  due  to  the  mirror 
having  a curved  surface.  The  transposition  of  right  and  left  is 
mentioned  in  an  earlier  dialogue,  the  Sophist  266c  : a reflection 


A.  Direct  Vision 
of  person  facing  the 
observer's  eye. 


Person 


Left 


Right 


B.  Reflection 
of  person  facing  a mirror. 


Image 

Surface  of 


occurs  * when  the  light  belonging  to  the  eye  meet?  and  coalesces 
with  light  belonging  to  something  else  on  a bright  and  smooth 
surface  and  produces  a form  yielding  a perception  that  is  the 
reverse  of  the  ordinary  direct  view  \ 

Finally,  in  the  next  sentence,  there  is  the  case  of  a mirror  whose 
two  sides  curve  forward  so  that  the  surface  becomes  cylindrical, 
with  the  curvature  horizontal.  The  effect  is  that  the  rays  4 change 
sides  ’,  and  right  again  becomes  right  as  in  direct  vision.  If  the 
mirror  is  turned  through  a right  angle  so  that  the  curvature  becomes 
vertical,  the  image  will  appear  inverted. 

46B.  On  the  contrary,  right  appears  right  and  left  left,  when  the 
visual  light  changes  sides  in  the  act  of  coalescing  with  the 
light  with  which  it  does  coalesce  ; and  this  happens  when 
c.  the  smooth  surface  of  the  mirror,  being  curved  upwards  at 
either  side,  throws  the  right  part  of  the  visual  current  to  the 

155 


ACCESSORY  CAUSES  46c-47e 

46c.  left,  and  the  left  to  the  right.  The  same  curvature  turned 
lengthwise  to  the  face  makes  the  whole  appear  upside  down, 
throwing  the  lower  part  of  the  ray  towards  the  top  and  the 
upper  part  towards  the  bottom. 

This  disquisition  on  optics  will  seem  less  intrusive  if  we  remember 
that  the  whole  apparatus  of  vision  was  peculiarly  significant  to 
Plato  because  of  the  analogy  between  the  bodily  eye  and  the  eye 
of  the  soul,  and  between  the  sunlight  and  truth.  Dream  images, 
shadows,  and  reflections  occupied  in  the  Republic  (510A)  the  lowest 
section  of  the  Divided  Line.  The  relation  of  these  eidola  to  the  actual 
visible  things  whose  images  they  are  was  there  used  to  illustrate  the 
relation  not  only  of  the  lower  objects  of  intelligence  to  the  higher, 
but  also  of  the  whole  visible  world  to  its  intelligible  pattern.  In 
the  Sophist  (266)  a parallel  is  drawn  between  divine  and  human 
production.  Divine  production  covers  the  same  field  as  the  work 
of  the  Demiurge  in  the  Timaeus  : it  is  the  creation  of  the  whole 
visible  world,  divided  into  (1)  originals,  * ourselves  and  all  other 
living  creatures  and  the  elements  of  natural  things — fire,  water, 
and  their  kindred ' , and  (2)  images  which  attend  on  all  these  products: 
dream  images,  shadows,  reflections.  In  human  production  the  two 
classes  have  their  analogues  in  (1)  the  production  of  useful  things 
by  crafts  such  as  the  builder’s,  who  makes  an  actual  house,  and 
(2)  images,  such  as  the  painter’s,  who  makes,  as  it  were,  * a man- 
made dream  for  waking  eyes’.  In  this  lower  class  rank  all  the 
fine  arts,  political  rhetoric,  and  sophistry.  Thus  the  relation  of 
dreams  and  reflections  to  their  originals  was  associated  with  what 
may  be  called  the  metaphysical  problem  of  the  eidolon,  a problem 
raised  but  not  answered  in  the  Sophist : How  can  there  be  such  a 
thing  as  a visible  world,  which  is  not  perfectly  real  (Svrcog  dv)  and 
yet  has  some  sort  of  existence  (ovncog).1  The  problem  was  there 
consciously  shelved  ; if  Plato  meant  to  deal  with  it  in  the  Philosopher 
that  dialogue  was  never  written.  We  must  look  for  the  answer, 
if  anywhere,  in  the  Timaeus.  We  are  now  approaching  the  second 
section  of  the  dialogue,  which  brings  into  account  a hitherto  neg- 
lected factor  in  Becoming — the  Receptacle.  This,  we  shall  find, 
plays  a part  analogous  to  the  mirror  holding  the  reflections  of  actual 
things  (52B,  c). 

46C-47E.  Accessory  causes  contrasted  with  the  purpose  of  sight  and 
hearing 

The  account  of  eyesight  has  brought  us  to  the  point  of  contact 
between  the  knowing  soul  and  the  external  world  of  visible  bodies. 

1 Cf.  F.  M.  Coraford,  Plato's  Theory  of  Knowledge , pp.  199  fi-,  320  fi. 

156 


ACCESSORY  CAUSES 


The  form  in  which  it  was  cast  was  designed  to  serve  another  purpose. 
It  leads  to  the  transition  from  the  first  section  of  the  dialogue  to 
the  second,  from  the  works  of  Reason  to  what  comes  about  of 
Necessity.  We  have  been  told  about  the  mechanism  of  vision, 
what  happens  to  the  rays  of  light  and  colour  in  the  commerce 
between  the  sense-organ  and  its  object  outside.  All  such  physical 
transactions  we  need  to  study  ; but  they  will  not  reveal  the  true 
reason  or  explanation  (ah (a)  of  vision,  the  purpose  it  is  rationally 
designed  to  serve.  They  tell  us  ' how  * we  see,  but  not  ' why  \ 

46c.  Now  all  these  things  are  among  the  accessory  causes  which 
the  god  uses  as  subservient  in  achieving  the  best  result  that 
is  possible.  But  the  great  mass  of  mankind  regard  them, 
d.  not  as  accessories,  but  as  the  sole  causes  of  all  things,  pro- 
ducing effects  by  cooling  or  heating,  compacting  or  rarefying, 
and  all  such  processes.  But  such  things  are  incapable  of 
any  plan  or  intelligence  for  any  purpose.  For  we  must 
declare  that  the  only  existing  thing  which  properly  possesses 
intelligence  is  soul,  and  this  is  an  invisible  thing,  whereas 
fire,  water,  earth,  and  air  are  all  visible  bodies  ; and  a lover 
of  intelligence  and  knowledge  must  necessarily  seek  first  for 
the  causation  that  belongs  to  the  intelligent  nature,1  and 
E.  only  in  the  second  place  for  that  which  belongs  to  things 
that  are  moved  by  others  and  of  necessity  set  yet  others  in 
motion.  We  too,  then,  must  proceed  on  this  principle  : we 
must  speak  of  both  kinds  of  cause,  but  distinguish  causes 
that  work  with  intelligence  to  produce  what  is  good  and 
desirable,  from  those  which,  being  destitute  of  reason,  produce 
their  sundry  effects  at  random  and  without  order. 

Enough,  then,  of  the  secondary  causes  that  have  con- 
tributed 2 to  give  the  eyes  the  power  they  now  possess  ; we 
must  next  speak  of  their  highest  function  for  our  benefit, 
47.  for  the  sake  of  which  the  god  has  given  them  to  us.  Sight, 
then,  in  my  judgment  is  the  cause  of  the  highest  benefits  to 
us  in  that  no  word  of  our  present  discourse  about  the  universe 
could  ever  have  been  spoken,  had  we  never  seen  stars,  Sun, 
and  sky.  But  as  it  is,  the  sight  of  day  and  night,  of  months 
and  the  revolving  years,  of  equinox  and  solstice,  has  caused 
the  invention  of  number  and  bestowed  on  us  the  notion  of 
time  and  the  study  of  the  nature  of  the  world ; whence  we 

tt\s  €{i(f>povo$  <f>vo€o>s,  i.e.  rfjs  iftvx*}s,  possessive  genitive.  For  oaai  (alriai) 
u,  cf.  Soph.  265c,  Belas  (sc.  alrLas)  ai to  dcov  ycyvofiev^s,  * causation  which 
has  its  origin  in  deity  \ 

2 ovnfj,€TcuTia  recalls  Soph.,  Antig.  537,  /cat  o-u^eria^o)  /cat  </>epa>  rfjs  alrLas,  * I 
take  my  share  with  you  in  the  burden  of  the  accusation  (or  responsibility)/ 

P.C.  157  M 


ACCESSORY  CAUSES 


46c~47e 


47B.  have  derived  all  philosophy,  than  which  no  greater  boon  has 
ever  come  or  shall  come  to  mortal  man  as  a gift  from  heaven. 
This,  then,  I call  the  greatest  benefit  of  eyesight ; why  harp 
upon  all  those  things  of  less  importance,  for  which  one  who 
loves  not  wisdom,  if  he  were  deprived  of  the  sight  of  them, 
might  * lament  with  idle  moan  ' ? 1 For  our  part,  rather  let 
us  speak  of  eyesight  as  the  cause  of  this  benefit,2  for  these 
ends  : the  god  invented  and  gave  us  vision  in  order  that  we 
might  observe  the  circuits  of  intelligence  in  the  heaven  and 
profit  by  them  for  the  revolutions  of  our  own  thought, 
which  are  akin  to  them,  though  ours  be  troubled  and  they 

C.  are  unperturbed ; and  that,  by  learning  to  know  them  and 
acquiring  the  power  to  compute  them  rightly  according  to 
nature,  we  might  reproduce  the  perfectly  unerring  revolutions 
of  the  god  and  reduce  to  settled  order  the  wandering  motions 
in  ourselves. 

Of  sound  3 and  hearing  once  more  the  same  account  may 
be  given  : they  are  a gift  from  heaven  for  the  same  intent 
and  purpose.  For  not  only  was  speech  appointed  to  this 
same  intent,  to  which  it  contributes  in  the  largest  measure, 

D.  but  also  all  that  part  of  Music  that  is  serviceable  with  respect 
to  the  hearing  of  sound  is  given  for  the  sake  of  harmony  ; 4 
and  harmony,  whose  motions  are  akin  to  the  revolutions  of 
the  soul  within  us,  has  been  given  by  the  Muses  to  him  whose 

. commerce  with  them  is  guided  by  intelligence,  not  for  the 
sake  of  irrational  pleasure  (which  is  now  thought  to  be  its 
utility),  but  as  an  ally  against  the  inward  discord  that  has 
come  into  the  revolution  of  the  soul,  to  bring  it  into  order 
and  consonance  with  itself.  Rhythm  also  was  a succour 

1 a>v  governed  by  rv<f> Xcodeis.  Stallb.  compares  Xen.,  Symp.  iv,  12,  rv<f>Xos 
rwv  aXXtov  anavrcov  fiaXXov  av  be^aifiijv  tlvai  rj  etcelvov  ivos  ovros.  The  last  words 
quote  Eur.,  Phoenissae  1762,  ri  ra vra  dpTjvco  Kal  (jLarrjv  ohvpopai) 

2 Taking  rovrov  (like  rovro  above)  to  mean  philosophy,  and  ini  ravra  as 
referring  forward  to  the  rest  of  the  sentence.  Cf.  c,  5,  ini  ravra  rwv  avrwv  evcKa. 

8 <j>a>v rf,  as  opposed  to  \jjo<j>os  (noise),  covers  articulate  speech  and  musical 
sound. 

4 Reading  <f>a)vfjs  j^y/jatfiov  npos  aKoty,  <f>a>vrjs  being  governed  by  a Korjv.  ‘ Music  ' 
is  a wide  term,  including  poetry  and  the  thought  conveyed  in  it.  That  part 
which  * is  serviceable  with  respect  to  the  hearing  of  sound  ' is  vocal  and 
instrumental  music  in  our  sense.  <j>ajvrj  xp^j^ov  can  hardly  mean  ‘ vocal  ' ; 
and  why  should  instrumental  music  be  excluded  ? Nor  can  it  mean  ‘ expressed 
in  sound  ' ; and  * useful  to  the  voice  ’ is  irrelevant,  ivcxa  apfiovlas  icrrl  hoQiv 
must  be  taken  as  predicate,  to  give  cvcKa  app.ovCas  the  necessary  emphasis. 
* Apfjtovla  is  not  the  ‘ harmony  ’ of  simultaneous  concordant  sounds  (crvpi<l>a)vla) , 
but  strictly  the  adjustment  of  notes  in  the  concordant  ratios  of  the  scale. 
But  ‘ harmony  ' (tunefulness)  is  the  nearest  English  equivalent. 

158 


WHAT  HAPPENS  OF  NECESSITY 

47D.  bestowed  upon  us  by  the  same  hands  to  the  same  intent, 
e.  because  in  the  most  part  of  us  our  condition  is  lacking  in 
measure  and  poor  in  grace. 


II.  WHAT  COMES  ABOUT  OF  NECESSITY 

The  distinction  drawn  in  the  last  paragraph  between  subsidiary 
causes  and  rational  purpose  has  provided  the  transition  to  the 
second  part  of  the  dialogue,  which  begins  here.  The  opening 
sentence  describes  the  contents  of  the  first  part  as  the  works  wrought 
by  the  craftsmanship  of  divine  intelligence  (ra  did.  Nov  dedrjjuiovQy- 
rj/UEva).  We  have  traced,  in  the  structure  of  the  visible  universe  and 
of  man,  the  manifestations  of  benevolent  purpose ; but  we  have 
been  perpetually  reminded  that  the  work  of  the  most  ungrudging 
benevolence  cannot  be  perfect  ; it  can  only  be  4 as  good  as  possible  \ 
The  Demiurge  has  been  operating  all  through  under  certain  given 
conditions,  which  he  did  not  originate  and  which  set  a limit  to  the 
goodness  of  his  work.  We  have  now  to  bring  into  account  that 
* other  principle  1 concerned  in  the  production.  It  is  introduced 
under  the  names  of  Necessity  and  the  Errant  Cause. 

If  we  consider  the  plan  of  the  whole  discourse,  we  see  that  Plato, 
who  has  hitherto  been  looking  at  the  world,  as  it  were,  from  above, 
and  following  the  procedure  of  intelligence  as  it  introduces  order 
into  chaos,  now  shifts  to  the  opposite  pole  and  approaches  the 
world  from  the  dark  abyss  that  confronted  its  maker.  Step  by 
step  he  analyses  those  elements  which  were  pictured  at  the  outset 
as  ‘ taken  over  ' by  the  Demiurge — ‘ all  that  was  visible,  not  at 
rest,  but  in  discordant  and  unordered  motion  ’ (30 a).  These 
factors  are  gradually  distinguished,  until  we  reach  the  fundamental 
factor,  Space.  Space  being  given,  Plato  can  then  proceed  to 
discover  elements  of  rational  design  even  in  the  ' tumultuous  welter 
of  fire,  air,  water,  and  earth  \ The . geometrical  shapes  of  the 
primary  bodies  are  constructed  ; and  once  they  are  formed  into 
regular  particles  of  determinate  size  and  shape,  the  transformation 
of  one  into  another,  which  had  bulked  so  large  in  earlier  physical 
systems,  can  be  translated  into  terms  of  the  disintegration  and 
reformation  of  these  solids.  In  some  degree,  the  sensible  qualities 
(or  ' powers  ')  which  act  upon  our  sense-organs  can  then  be  cor- 
related with  the  peculiarities  of  geometrical  shape  ; and  so  we  shall 
come  back  once  more,  at  the  end  of  this  second  part,  to  the  mechan- 
ism of  sensation  and  perception — that  point  of  contact  between 
the  knowing  soul  and  the  external  world,  to  which  the  first  part 
has  brought  us  here. 


159 


NECESSITY.  THE  ERRANT  CAUSE  47e-48e 
47E-48E.  Necessity . The  Errant  Cause 

The  opening  paragraph  is  of  fundamental  importance  for  the 
understanding  of  the  whole  discourse.  It  describes  the  relations 
between  Reason  and  Necessity,  and  how  they  co-operate  to  produce 
the  visible  world. 

47E.  Now  our  foregoing  discourse,  save  for  a few  matters,1  has 
set  forth  the  works  wrought  by  the  craftsmanship  of  Reason  ; 
but  we  must  now  set  beside  them  the  things  that  come  about 
48.  of  Necessity.  For  the  generation  of  this  universe  was  a 
mixed  result  of  the  combination  of  Necessity  and  Reason. 
Reason  overruled  Necessity  by  persuading  her  to  guide  the 
greatest  part  of  the  things  that  become  towards  what  is  best ; 
in  that  way  and  on  that  principle  this  universe  was  fashioned 
in  the  beginning  by  the  victory  of  reasonable  persuasion  over 
Necessity.  If,  then,  we  are  really  to  tell  how  it  came  into 
being  on  this  principle,  we  must  bring  in  also  the  Errant 
Cause — in  what  manner  its  nature  is  to  cause  motion.2  So 
we  must  return  upon  our  steps  thus,  and  taking,  in  its  turn, 

b.  a second  principle  concerned  in  the  origin  of  these  same 
things,  start  once  more  upon  our  present  theme  from  the 
beginning,  as  we  did  upon  the  theme  of  our  earlier  discourse. 

We  must,  in  fact,  consider  in  itself  the  nature  of  fire  and 
water,  air  and  earth,  before  the  generation  of  the  Heaven, 
and  their  condition  3 before  the  Heaven  was.  For  to  this 
day  no  one  has  explained  their  generation,  but  we  speak  as 

1 Namely,  the  account  of  the  physical  processes  of  vision,  which  are  only 
secondary  causes,  subservient  to  the  true  ‘ reason  ' for  the  gift  of  sight. 

2 to  rrjs  irXavwnivqs  tl&os  curias,  $ <f>epeiv  rre^Wev.  “ Literally  ‘ how  it  is  its 
nature  to  set  in  motion  ' ” (A.-H.) . For  this  use  of  <j>tp€ iv  cf.  Epin.  983B,  ore  8e 
tovto  otos  ri  iarriv  deos,  arraoa  airrco  pqordnn)  yiyovev  rod  rrpcoTOV  pkv  £o >ov  ycyovcvai 
nav  output  koll  oytcov  ovpLrravra,  eneira  firrep  av  Siavorjdfj  /?eA nara,  ravrrj  </>ep€iv,  ' And 
since  God  can  do  this,  it  is  the  easiest  of  things  for  him,  first  to  put  life  into  any 
body  and  the  whole  of  any  bulk,  and  then  to  make  it  move  as  he  has  thought  best’ 
(trans.  Harward) . Cf . also  43 a,  where  the  soul-circles  ‘ cause  and  suffer  violent 
motions  ' (filq.  tyipovr o koX  i<f>epov),  1 straying  (7rAava>/xeva)  every  way  in  all  the 
six  directions  and  note  there  (p.  148) . The  meaning  will  be  further  discussed 
below.  (2)  Some  critics  have  followed  Stallbaum  in  taking  <j>€peiv  to  mean 

* endure  ’ and  so  * admit  ratione  qua  ipsius  naturafert ; ‘ comme  la  nature  des 
choses  le  comporte  ’ (Martin)  ; ‘ so  far  as  its  own  nature  admits  ’ (Tr.).  It 
may  be  questioned  whether  <j>ipeiv  with  no  expressed  object  can  bear  this  sense. 
(3)  Robin  (Phys.  d.  Plat.  14)  : et  la  suivre  distinctement  ‘ par  oil  sa  nature  est 
de  porter  ’.  This  is  impossible,  because  la  suivre  is  not  in  the  Greek. 

* iradij  is  vague.  It  might  cover  the  chaotic  condition  and  behaviour  of  the 

* powers  ’ before  the  elementary  bodies  received  geometrical  form,  and 
‘ what  happened  to  them  ’,  namely  the  construction  of  those  bodies,  which  no 
one  has  yet  explained. 


160 


NECESSITY.  THE  ERRANT  CAUSE 

48B.  if  men  knew  what  fire  and  each  of  the  others  is,  positing 
them  as  original  principles,  elements  (as  it  were,  letters)  of 
the  universe  ; whereas  one  who  has  ever  so  little  intelligence 
c.  should  not  rank  them  in  this  analogy  even  so  low  as  syllables.1 
On  this  occasion,  however,  our  contribution  is  to  be  limited 
as  follows.  We  are  not  now  to  speak  of  the  1 first  principle  * 
or  * principles  ' — or  whatever  name  men  choose  to  employ — 
of  all  things,  if  only  on  account  of  the  difficulty  of  explaining 
what  we  think  by  our  present  method  of  exposition.  You, 
then,  must  not  demand  the  explanation  of  me  ; nor  could 
D.  I persuade  myself  that  I should  be  right  in  taking  upon 
myself  so  great  a task  ; but  holding  fast  to  what  I said  at 
the  outset — the  worth  of  a probable  account — I will  try  to 
give  an  explanation  of  all  these  matters  in  detail,  no  less 
probable  than  another,  but  more  so,  starting  from  the 
beginning  in  the  same  manner  as  before.2  So  now  once 
again  at  the  outset  of  our  discourse  let  us  call  upon  a pro- 
tecting deity  to  grant  us  safe  passage  through  a strange  and 
unfamiliar  exposition  to  the  conclusion  that  probability 
e.  dictates  ; and  so  let  us  begin  once  more. 

In  this  prefatory  passage  the  word  &Q%rj  (‘  beginning  ’,  * principle  ', 
‘ starting-point  ’)  is  reiterated  many  times,  with  a certain  fluctuation 
of  sense. 

The  discourse  needs  a fresh  starting-point . The  previous  part 
started  from  the  question,  for  what  reason  (purpose,  motive,  airia) 
the  world  was  made  (29D).  The  answer  was  found  in  the  maker's 
desire  that  all  things  should  be  as  like  himself,  that  is  to  say,  as 
good,  as  possible.  This  was  the  ‘ supremely  valid  principle  ' (or 
starting-point,  olqxv)  to  be  accepted  from  men  of  understanding ; 
and  we  have  followed  its  guidance  to  the  point  where  rational 
design  came  into  contrast  with  factors  in  the  visible  world  that  are 
‘ incapable  of  any  plan  or  intelligence  for  any  purpose  ’ (46D). 
We  must  now  start  afresh  upon  a study  of  these  irrational  factors. 

They  are  at  once  connected  with  ‘ the  nature  of  fire  and  air, 
water  and  earth  \ These  four  so-called  ‘ elements  ’,  or  some  one 

1 aroLX€ia,  letters  of  the  alphabet,  first  used  in  extant  literature  of  the 
physical  elements  at  Theaet.  201  e.  It  is,  however,  not  unlikely  that  Leucippus 
or  Democritus  illustrated  the  infinitely  various  combinations  of  atoms  by  the 
rearrangement  of  the  same  set  of  letters  to  form  a tragedy  or  a comedy  (Diels, 
Elementum  13). 

2 Kal  HfjurpooOev  seems  untranslatable.  I suggest  <fj>  teal  ipi rp.  Cf.  48B,  2, 
KaOairep  nepl  ra>v  rore  . . . irdAw  apKriov  an  dpxrjs*  But,  just  below  at  E,  2, 
it  is  added  that  the  new  starting-point  must  be  a fuller  classification  than  the 
one  we  started  from  ‘ before  * (rfjs  npoerdev) . 

161 


REASON  AND  NECESSITY  47e-48e 

or  more  of  them,  had  been  regarded  by  Ionian  science  and  by 
popular  thought  as  the  original  principles  (aQ%aC)  of  all  things. 
The  earliest  Ionians  had  chosen  water  or  air  as  the  one  original 
condition  (dgxrf)  from  which  a manifold  world  had  emerged,  and  also 
as  the  fundamental  form  (cpvoig)  of  which  all  things  at  all  times 
ultimately  consist.  Empedocles  had  taken  all  four  and  clearly 
endowed  them  with  the  status  of  elements , irreducible  and  immutable 
factors  which  are  merely  mixed  and  rearranged  in  space  to  yield 
all  the  variety  of  compounds.  The  unexplained  existence  of  the 
four  elements  had  been  taken  as  the  starting-point  for  cosmogony, 
their  properties  and  behaviour  assumed,  ‘ as  if  men  knew  what 
fire  and  each  of  the  others  is  \ Plato  at  once  denies  them  the 
status  of  elements,  and  promises  to  * explain  their  generation ' 
from  prior  and  simpler  beginnings.  He  intends  to  construct  the 
geometrical  shapes  of  the  four  primary  bodies  from  triangles  which 
he  takes  as  elementary.  Only  he  adds  that  even  this  analysis  will 
not  claim  to  have  reached  * the  first  principle  or  principles  of  all 
things  \ This  warning  may  mean  that  the  elementary  triangles 
themselves  are  reducible  to  numbers,  and  number  perhaps  to  be 
derived  from  unity  ; but  he  will  not  here  push  the  analysis  so  far. 
Or  it  may  mean  that  no  one  can  ever  really  know  the  ultimate 
constitution  of  body,  because  there  can  be  no  such  thing  as  physical 
science,  but  only  a * probable  account  \ 

There  was,  however,  another  and  more  objectionable  sense  in 
which  the  elements  had  been  called  aQ%ai  : they  had  been  taken  as 
the  original  source  of  motion  {a.Q%r)  XLvrjaecog),  ‘ producing  effects  by 
cooling  or  heating,  compacting  or  rarefying,  and  all  such  processes  ’ 
(46D).  These  effects  were  produced  blindly  by  things  incapable  of 
any  rational  plan  or  forethought  ; and  from  their  casual  interplay 
the  world-order  was  believed  to  have  emerged.  In  this  way  the 
elements  and  the  physical  processes  due  to  their  properties  or 
4 powers  ' (<5 wdjueig)  were  made  responsible  as  the  true  and  only 
causes  of  all  things  (alna  rcbv  navxoov , 46D).  Plato  intends  to  maintain 
that  they  are  not  original  causes  of  motion  and  so  of  world-formation. 
The  only  source  of  motion  is  the  self-moving  soul,  ‘ the  causation 
of  the  intelligent  nature  ' (46D).  These  bodies  hold  only  the  second 
rank,  as  * things  that  are  (passively)  moved  by  others  and  of 
necessity  set  yet  others  in  motion  \ 

Reason  and  Necessity.  With  all  this  in  mind,  Plato  opens  this 
second  part  of  the  discourse  with  the  contrasted  powers  of  Reason 
and  Necessity.  Both,  he  says,  contribute  their  part  to  the  formation 
of  the  world  of  Becoming.  Reason,  aiming  at  the  best,  must  use 
persuasion  to  win  over  Necessity,  inducing  her  ' to  guide  the  greatest 
part  (but  not  all)  of  the  things  that  become  towards  what  is  best  \ 

162 


REASON  AND  NECESSITY 

Immediately  afterwards,  he  speaks  of  this  second  factor,  Necessity, 
as  an  Errant  Cause,  whose  manner  of  causing  motion  must  be 
taken  into  account. 

This  central  utterance  has  been  much  misunderstood,  because  the 
conceptions  are  foreign  to  the  modern  mind.  How  can  Reason 
overrule  Necessity  by  persuasion  ? Is  not  Necessity  precisely  the 
inexorable,  which  can  listen  to  no  persuasion  ? Necessity,  in  associa- 
tion with  the  material,  suggests  to  us  the  unbroken  and  unbreakable 
chain  of  cause  and  effect,  determining  the  whole  course  of  events. 
What  opening  is  left  for  persuasion  ? Moreover,  we  connect 
Necessity  with  the  element  of  intelligible  order  and  regular  sequence 
in  becoming  ; and  we  look  to  that  quarter  for  the  objects  of  know- 
ledge, of  natural  science,  whose  aim  is  to  formulate  laws  of  necessary 
causation.  How  can  Plato  speak  of  Necessity  as  the  errant  or 
wandering  cause,  as  something  essentially  irregular  and  unin- 
telligible, needing  to  be  brought,  so  far  as  possible,  into  order  and 
persuaded  to  subserve,  in  some  measure,  the  intelligent  direction 
of  Reason  ? 

In  interpreting  this  passage  some  modern  commentators  are, 
perhaps  unconsciously,  influenced  by  the  desire  to  bring  Plato  into 
conformity  with  the  Jewish-Christian  doctrine  of  an  omnipotent 
Creator.  They  are  reluctant  to  admit  any  factor  in  the  visible 
world  that  does  not  owe  its  existence  to  God,  who,  having  called 
all  things  into  being  out  of  nothing,  must  himself  be  the  author  of 
Nature’s  inexorable  laws,  and  responsible  for  every  defect  in  his 
handiwork.  Archer-Hind’s  interpretation  goes  to  the  extreme  in 
this  direction,  though  he  substitutes  for  the  Christian  God  an 
idealistic  equivalent — an  absolute  Spirit  evolving  everything  out  of 
itself  by  a timeless  process  of  thought  (whatever  that  may  mean). 
By  identifying  the  Demiurge  with  the  Form  of  the  Good,  the 
World-Soul,  and  the  sovereign  Reason,  he  finds  that  Plato’s  system 
is  ‘ a form  of  pantheism  ’ and  ‘ an  absolute  idealism  ’.  Matter  is 
reduced  to  extension,  and  extension  ‘ exists  only  subjectively  in  our 
minds  ’ (p.  45).  In  this  view  there  is  really  nothing  left  but  God, 
who  must  accordingly  be  the  author  of  Necessity  ; and  Necessity 
is  identified  with  natural  law.  It  ‘ signifies  the  forces  of  matter 
originated  by  vovg,  the  sum  total  of  the  physical  laws  which  govern 
the  material  universe  : that  is  to  say,  the  laws  which  govern  the 
existence  of  vovg  in  the  form  of  plurality  ’ (p.  166).  The  forces  of 
nature  ‘ are  themselves  expressly  designed  by  Intelligence  for  a good 
end.  . . . Necessity  persuaded  by  Intelligence  means  in  fact  that 
necessity  is  a mode  of  the  operation  of  intelligence  ’.  The  phrase 
' Errant  Cause  ’ implies  no  uncertainty  or  caprice  in  the  operation 
of  necessity,  but  only  that  necessity,  though  working  strictly  in 

163 


REASON  AND  NECESSITY  47e-48e 

obedience  to  a certain  law,  is  for  the  most  part  as  inscrutable  to  us 
as  if  it  acted  from  arbitrary  caprice  (p.  167). 

In  all  this  Archer-Hind  has  pushed  too  far  (and  in  the  wrong 
direction)  his  principle  of  * stripping  off  the  veil  of  allegory ' from 
Plato’s  myth.  By  pursuing  that  principle  the  Neoplatonists  dis- 
covered in  the  Timaeus  a hierarchy  of  divinities  that  would  have 
astonished  Plato.  It  is  no  less  easy  for  a modem  critic  to  unveil 
the  outlines  of  Christian  theology  or  of  the  Hegelian  absolute.  We 
must  pause  to  ask  whether  there  is  any  sense  in  speaking  of  Reason 
as  ‘ persuading  ’ a Necessity  which  has  emanated  wholly  from 
Reason  itself,  or  of  an  ‘ Errant  Cause  ’ which  is  only  an  unerring 
cause  that  happens  to  be  inscrutable  to  us  and  may  become  less 
and  less  inscrutable  as  knowledge  advances. 

By  assuming  that  Necessity  means  the  laws  of  nature  and  identify- 
ing these  laws  with  a mode  of  the  operation  of  Reason,  Archer-Hind 
has  eliminated  one  of  Plato's  two  factors  and  left  Reason  in  complete 
control.  Professor  Taylor  reaches  the  same  result  by  a different 
route.  We  are  not,  he  remarks,  to  confuse  Plato’s  Ananke  with 
‘ scientific  necessity  ’ or  ‘ the  reign  of  law  ’ for  she  is  expressly 
called  the  ‘ rambling  ’ or  ‘ aimless  ’ or  ' irresponsible  ’ cause 
(TtXavco/Liivrj  ah ia).  ‘ Thus  it  is  not  the  “ necessary  " but  the  0 con- 
tingent ”,  the  things  for  which  we  do  not  see  any  sufficient  reason, 
the  apparently  arbitrary  “ collocations  ” in  nature  which  are  the 
contribution  of  that  which  Plato  here  calls  avayxrj  . . . We  must 
not  take  avayxrj  to  represent  anything  inherently  lawless  and 
irrational,  and  yet  must  not  take  the  word  to  mean  necessity  in 
the  sense  of  conformity  to  law.’  If  we  speak  of  ‘ mechanical 
causality  ’,  it  must  be  with  reservations.  Mechanism  is  entirely 
subordinate  to  intelligent  purpose  ; and,  as  the  term  4 errant  cause  ’ 
implies,  * this  “ mechanism  ”,  if  we  are  to  call  it  so,  is  supposed  to 
be  most  prominent  in  the  apparently  anomalous,  exceptional,  and 
singular.  I take  it  this  means  that  where  we  can  see  a rational 
connection  in  nature  we  are  dealing  with  what  Timaeus  calls  a 
creation  of  vovg  . . . But  there  is  in  the  world  a good  deal  of 
what  we  may  call  ” brute  ” fact.  We  know  it  is  there  but  we  do 
not  see  ” what  the  good  of  it  ” is,  though,  if  we  think  with  Timaeus 
and  Plato,  we  feel  satisfied  that  it  subserves  some  good  end.  ...  If 
we  could  ever  have  complete  knowledge,  we  should  find  that  avayxrj 
had  vanished  from  our  account  of  the  world.  But  since  the  sensible 
world  itself  is  an  a el  yiyvojievov  and  never  complete,  there  can  be 
no  complete  knowledge  of  it  ’ (pp.  300-1). 

As  against  Archer-Hind,  Professor  Taylor  seems  right  in  refusing 
to  identify  Necessity  with  natural  law,  which  is  neither  an  errant 
cause  nor  open  to  persuasion.  But  it  is  impossible  to  dispose  of 

164 


REASON  AND  NECESSITY 


Necessity  as  a mere  residuum  of  hitherto  unexplained  fact,  which 
complete  knowledge  (if  man  could  ever  attain  to  it)  would  reduce 
to  nothing.  Consider  the  effect  of  substituting  this  notion  for 
Plato's  Necessity.  Could  he  have  written  that  the  generation  of 
the  universe  was  a mixed  result  of  a combination  of  Reason  and  a 
certain  amount  of  brute  fact  which  dwindles  as  we  come  to  see  the 
reason  for  it  ? Is  there  any  sense  in  saying  that  Reason  overruled 
this  residuum  of  facts  which  we  cannot  yet  account  for  and 
persuaded  it  to  guide  most  things  that  become  towards  what  is 
best  ? Professor  Taylor  seems  to  have  explained  away  the  name 
Necessity  as  completely  as  Archer-Hind  explained  away  the  name 
Errant  Cause.  Both  are  influenced  by  the  desire  to  make  Plato's 
Demiurge  really  omnipotent. 

Now,  in  discussing  the  Demiurge  (p.  36),  we  have  already 
remarked  that  the  omnipotent  Creator  is  foreign  to  ancient  Greek 
thought,  which  unanimously  denied  the  possibility  of  creating 
anything  out  of  nothing.  Plato’s  Demiurge,  whatever  he  stands 
for,  is  represented  as  like  the  human  craftsman,  who  must  have 
materials  to  work  upon.  His  task  is  to  bring  some  intelligible 
order  into  a disorder  which  he  ‘ takes  over  ',  not  to  create  the 
material  before  he  fashions  it.  The  material  may  have  properties 
of  its  own,  which  he  can,  within  limits,  turn  to  his  purpose,  but 
which  he  did  not  institute.  This  possibility  should  be  kept  open, 
not  foreclosed  by  the  gratuitous  assumption  that  the  Demiurge 
must  possess  unrestricted  omnipotence.  In  this  respect  the  diffi- 
culty, as  Professor  Field  remarks,  is  rather  to  conceive  a purpose 
that  is  not  restricted  by  given  conditions.  It  is  the  familiar  experi- 
ence of  every  craftsman  that  his  material  limits  the  scope  of  his 
design  and  may  hinder  it  from  reaching  a perfection  he  can  imagine 
but  never  achieve.  So  far,  there  is  really  nothing  but  modern 
prejudice  against  accepting  Plato’s  picture  of  the  divine  Reason  as 
confronted  by  something  which  partly  thwarts  his  benevolent 
purpose  and  needs  to  be  persuaded,  because  it  is  not  wholly  under 
his  control.  The  difficulty  for  us  lies  rather  in  a different  quarter, 
in  the  seemingly  contradictory  notion  of  a Necessity  which  is  also 
an  Errant  Cause,  and  associated,  not  with  order  and  intelligibility, 
but  with  disorder  and  random  chance. 

We  may  start  from  a passage  where  Aristotle,  discussing  ‘necessity ' 
in  contrast  with  final  causation  in  Nature,  associates  necessity  with 
accident,  coincidence,  chance,  and  spontaneity,  because  they  are  all 
contrasted  with  design.  He  puts  the  opponent's  case  in  this  way  : 

' Why  should  not  nature  work,  not  for  the  sake  of  something, 

nor  because  it  is  better  so,  but  just  as  the  sky  rains,  not  in  order 

165 


REASON  AND  NECESSITY 


47e-48e 


to  make  the  corn  grow,  but  of  necessity  (e£  dvdyxrjg)  ? What  is 
drawn  up  must  cool,  and  what  has  been  cooled  must  become 
water  and  descend,  the  result  of  this  being  (av/u^aLvei)  that  the 
corn  grows.  Similarly  if  a man's  crop  is  spoiled  oil  the  threshing- 
floor,  the  rain  did  not  fall  for  the  sake  of  this — in  order  that  the 
crop  might  be  spoiled — but  that  result  just  followed  (ovfiftefirixEv). 
Why  then  should  it  not  be  the  same  with  the  parts  in  nature, 
e.g.  that  our  teeth  should  come  up  of  necessity  (e£  ava yxrjg) — the 
front  teeth  sharp,  fitted  for  tearing,  the  molars  broad  and  useful 
for  grinding  down  the  food — since  they  did  not  arise  for  this  end, 
but  it  was  merely  a coincident  result  {av/uneoelv)  ; and  so  with 
all  other  parts  in  which  we  suppose  that  there  is  purpose  (to 
ivexa  r ov)  ? Wherever  then  all  the  parts  came  about  [ovv&fhrj)  just 
what  they  would  have  been  if  they  had  come  to  be  for  an  end, 
such  things  survived,  being  organised  spontaneously  (and  r ov 
avr o/uarov)  in  a fitting  way  ; whereas  those  which  grew  otherwise 
perished  and  continue  to  perish,  as  Empedocles  says  his  44  man- 
faced ox-progeny  " did.'  1 

In  this  passage  the  idea  of  necessity  is  opposed  to  purpose,  and 
linked  with  spontaneity,  coincidence,  chance.  If  we  toss  a coin 
and  it  comes  down  heads  up,  it  would  not  occur  to  us  to  call  that 
a 4 necessary  ' result,  because  (we  should  feel)  there  is  no  law  that 
coins  must  always  come  down  so.  Aristotle  would  call  it  indiffer- 
ently a * chance  ' result  or  a 4 necessary  ' result  : it  * comes  about  ' 
by  causes  that  cannot  act  otherwise  than  they  do  and  are  not 
directed  by  purpose.  Empedocles’  oxen  with  men’s  heads  and 
other  such  monstrous  creatures  were  formed  by  the  chance  con- 
currence of  limbs  which  came  into  existence  separately  and  were 
never  intended  to  fit  together.  The  monsters  perished  because 
they  could  not  reproduce  their  kind.  Others,  more  fortunately 
composed,  were  able  to  survive.  In  the  minds  of  Plato  and 
Aristotle  this  Empedoclean  theory  stood  for  the  view  of  nature 
which  they  condemned.  The  two  alternatives,  as  they  saw  the 
question,  were  that  the  order  of  the  world  should  be  due  either  to 
intelligible  purpose  or  to  the  undirected  play  of  necessity  and 
chance.  At  Philebus  28d  Socrates  asks  : 4 Which  are  we  to  say, 
Protarchus — that  everything,  this  44  whole  ” as  we  call  it,  is  at  the 
disposal  of  a force  that  works  without  plan,  at  random,  and  just 
as  it  may  chance,2  or  on  the  contrary,  as  our  predecessors  said, 
that  it  is  an  ordered  system,  guided  by  some  admirable  reason  or 
intelligence  ? ’ Protarchus  replies  that  it  seems  impious  to  doubt 

1 At.,  Phys.  B,  viii,  198 b,  17  (Oxford  trans.). 

2 ttjv  r ov  aXoyov  teal  eitejj  hvvafuv  teal  to  oitj)  Ztvxcv. 

166 


REASON  AND  NECESSITY 

that  all  things  are  directed  by  a mind  worthily  manifest  in  the 
whole  appearance  of  the  cosmos  and  in  the  revolutions  of  thfe 
heavenly  bodies.  Socrates  concludes  that  we  shall  not  agree  when 
some  clever  person  tells  us  that  all  things  are  in  a disorderly  condition 
{araxtcog  £%eiv).  There  is  a similar  passage  in  the  Sophist , where 
the  alternative  to  divine  craftsmanship  is  ‘ the  belief  commonly 
expressed  that  Nature  (&voig)  gives  birth  to  things  as  a result  of 
some  spontaneous  cause  that  generates  without  intelligence  ' (265c). 
Here,  as  in  the  Physics,  we  find,  in  contrast  with  design,  a spon- 
taneous power  of  generation  ascribed  to  a vaguely  personified 
' Nature  \ 

The  earliest  cosmogonies  were  of  the  evolutionary  type  and  led 
to  what  Plato  regarded  as  the  atheistic  materialism  of  which  he 
draws  a generalised  picture  in  the  Laws . Some,  says  the  Athenian, 
assert  that  all  things  come  into  being  partly  by  nature  {(pvaei), 
partly  by  chance  {rvxTl)>  and  partly  by  design  (art,  t e%vrj).  Fire 
and  water,  earth  and  air,  they  say,  all  exist  by  nature  and  chance, 
not  by  design  ; and  these  inanimate  things  then  bring  into  existence 
the  Sun  and  Moon,  the  Stars,  and  the  Earth.  They  all  move  ' by 
the  chance  of  their  several  powers  (active  properties,  dwa/uecog),  and 
according  as  they  clash  and  fit  together  with  some  sort  of  affinity — 
hot  with  cold,  dry  with  moist,  soft  with  hard,  and  in  other  mixtures 
that  result,  by  chance,  of  necessity  {xararvxrjv  e£  dvayxrjg),  from  the 
combination  of  opposites — in  that  way  they  have  generated  the 
whole  Heaven,  animals  and  plants,  and  the  seasons,  not  owing  to 
intelligence  or  design  or  some  divinity,  but  by  nature  and  chance  * 
{(pvaei  xal  rvxT])-  Art  (design,  rexvrj)  is  a later  product,  mortal  and 
of  mortal  origin.  There  are  the  fine  and  useful  arts,  and  the  art 
of  statesmanship.  All  law  is  artificial,  not  natural ; so  religion 
and  morality  are  matters  of  convention,  which  vary  from  place  to 
place  and  can  be  altered  at  human  pleasure.  This  leads  to  the 
belief  that  might  is  right,  to  impiety  and  faction  (888E-890B). 
The  Athenian  himself  denies  that  fire  and  air,  water  and  earth 
are  the  primary  things  and  deserve,  in  that  sense,  the  name  of 
' nature  \ Soul  is  really  ' the  first  cause  of  the  becoming  and 
perishing  of  all  things  \ Soul  is  prior  to  all  bodies,  and  governs 
their  change  and  rearrangement.  Judgment,  forethought,  intelli- 
gence, design,  law  (vojuog),  are  prior  to  ' hard  and  soft,  heavy  and 
light  \ If  ' nature  ’ means  the  generation  of  primary  things,  then 
soul  has  the  best  right  to  be  described  as  existing  ' by  nature  ' 
(891C-892C). 

In  this  passage  of  the  Laws,  as  in  the  Physics,  we  find  necessity 
linked  with  chance,  while  law  (■ vofiog ) and  order  are  connected  with 
design.  Chance  and  necessity,  moreover,  are  associated  with 

167 


REASON  AND  NECESSITY  47e-48e 

* Nature  ’,  which  is  credited  by  the  materialist  with  some  spon- 
taneous power  of  generation.  This  idea  had  survived  from  the 
earliest  cosmologies,  which  had  conceived  the  primary  element  or 
' nature  of  things ' as  living.  In  consequence,  the  first  physical 
philosophers  had  felt  no  difficulty  about  an  original  cause  of  motion. 
The  divine  and  immortal  substance  of  the  world  moved  and  gave 
birth  to  individual  things,  because  it  was  alive.  It  was  only  later 
that  this  substance  came  to  be  reduced  to  the  level  of  the  bodily, 
which  needs  some  external  force  to  move  it  about.  At  that  stage 
separate  moving  powers  emerged : the  Mind  of  Anaxagoras,  the 
Love  and  Strife  of  Empedocles.  These  forces,  however,  remained 
part  of  Nature  ; they  were  not  what  we  should  call  immaterial, 
but  were  extended  in  space.  They  retained  that  power  of  self- 
motion  which  had  originally  resided  in  the  primary  substance  ; 
but  their  motion  was  not  directed  by  purpose  towards  any  ideal 
of  perfection  in  an  ordered  world.  Even  Anaxagoras'  Mind,  in 
spite  of  its  name,  had  not  been  represented  as  working  with  conscious 
design  for  any  good  end,  but  only  as  giving  the  first  impulse  of 
mechanical  motion  to  the  revolution,  or  cosmic  eddy,  in  which  the 
world  takes  shape. 

In  the  last  of  these  physical  systems,  the  atomism  of  Leucippus 
and  Democritus,  the  cause  of  motion  seems  to  have  entirely  dis- 
appeared. Matter  or  body  has  now  been  reduced  to  tiny  impene- 
trable particles  of  solid  ‘ being  \ These  and  the  void  or  ‘ not-being  ' 
in  which  they  move  are  the  sole  realities  in  the  universe.  Rational 
design  or  purpose  had  no  part  in  the  formation  of  the  world.  The 
atoms  move  unceasingly  in  all  directions.  As  they  collide  and  fly 
off  to  a new  quarter,  they  form  vortices  here  and  there  in  the  field 
of  unlimited  space.  In  these  vortices  atoms  of  similar  size  and 
shape  tend  to  drift  together,  like  the  sticks  and  straws  in  the  eddies 
of  a stream  ; and  so  finally  worlds  are  always  being  formed,  innumer- 
able worlds  scattered  throughout  the  void,  holding  together  for  a 
time  and  then  shattered  and  dispersed. 

Why  do  the  atoms  move  ? Aristotle  complains  that  the  atomists 
merely  declared  motion  to  be  everlasting  ; they  did  not  explain 
what  motion  is,  or  how  it  occurs,  or  why  it  should  be  in  one  direction 
rather  than  another.  He  accuses  them  of  indolence  in  ignoring 
these  questions ; but  the  truth  was  that,  by  reducing  all  the 
contents  of  the  universe  to  solid  bodies  with  no  qualitative  differ- 
ences, they  had  left  nothing  that  could  possibly  originate  motion. 
The  atoms  collided  and  inflicted  shocks  on  one  another,  so  as  to 
be  constantly  changing  the  direction  of  their  movements.  The 
process  had  no  beginning  ; atoms  have  always  been  moving  in  all 
directions,  aimlessly  and  at  random.  The  only  principle  governing 

x68 


REASON  AND  NECESSITY 

their  motion  is  the  tendency  of  like  atoms  to  come  together  in  the 
vortices.  This  is  assumed  as  an  unanalysed  axiom,  supported 
only  by  superficial  analogies  and  proverbial  maxims  : 4 birds  of  a 
feather  flock  together  \ It  is  the  last  remnant  of  that  spontaneous 
moving  power  in  Nature  which  had  originally  animated  the  living 
substance.  4 Like  tends  to  move  towards  like  * is  now  taken  as  a 
bare  unexplained  fact ; but  the  principle  is  evidently  akin  to  the 
more  concrete  images  of  Love  and  Strife  in  Empedocles,  though 
his  Love  is  the  attraction  between  unlikes.  It  is  not  for  nothing 
that  Love  and  Strife  reappear  in  the  poem  of  Lucretius  as  Venus 
and  Mars,  though  these  mythical  figures  seem  to  have  no  right  to 
any  place  in  the  arid  universe  of  atoms  and  void.  The  principle 
‘Like  moves  towards  like  ’ is  important  for  our  purpose  ; for  we 
find  it,  still  as  an  ultimate  unexplained  assumption,  at  work  in  the 
chaos  of  the  Timaeus. 

A world  in  the  atomists*  system  can  thus  be  described  as  a 
product  of  chance  or,  as  Aristotle  calls  it,  spontaneity.  4 There  are 
some/  he  writes,1  4 who  ascribe  this  Heaven  of  ours  and  all  the 
worlds  to  spontaneity  (to  avrofiarov).  They  say  that  the  vortex, 
that  is,  the  motion  which  separated  and  arranged  in  its  present 
order  all  that  exists,  arose  spontaneously/  From  another  point  of 
view  the  result  may  be  called  necessary,  in  the  sense  that  every 
motion  takes  place 4 under  constraint * (vn  avdyxrjg)  of  some  previous 
motion  : an  atom  receives  a shock  and  blindly  passes  it  on.  But 
the  ancients  had  not  discovered  the  laws  of  motion  : to  say  that 
a movement  happens  4 by  constraint * is  not  to  say  that  it  conforms 
to  any  law.  Necessity,  in  fact,  did  not  carry  with  it  the  associations 
of  law  and  order,  at  any  rate  in  the  earlier  phases  of  atomism.  The 
system  might  develop  later  towards  a complete  determinism, 
threatening  to  exclude  any  freedom  of  the  will ; but  Democritus 
shows  no  trace  of  having  perceived  this  implication  in  the  moral 
sphere.2  The  reason,  I suspect,  is  that  he  had  not  arrived  at  what 

1 Physics,  B,  4,  196a,  25.  The  reference  to  * all  the  worlds  ’ shows  that  the 
atomists  are  meant. 

2 This  has  been  pointed  out  by  Dr.  Bailey.  See  The  Greek  Atomists,  p.  122. 
In  his  paper  on  Fate,  Men,  and  Gods  (Proc.  Class.  Assoc.,  i935>  P*  I^)»  Pr- 
Bailey  writes  : * It  is  in  Democritus  that  we  find  for  the  first  time  anything 
like  a consistent  theory  of  Ethics,  yet  it  is  strange  that  there  is  no  trace  of 
any  link  between  it  and  his  physical  theory  of  the  world.  The  problem  was 
really  fundamental,  for  if  the  rule  of  “ necessity  ” is  absolute,  then  men  s 
actions  must  be  determined  like  everything  else,  and  it  is  no  good  telling 
them  what  they  ought  to  do,  if  they  are  not  free  to  do  it.  Yet  of  this  difficulty 
there  is  no  sign ; the  figure  of  “ chance  ” now  and  then  raises  its  head  in 
Democritus’  aphorisms,  but  never  the  thought  of  “ fate  ” or  of  an  inexorable 
•*  necessity  The  scientific  view  of  the  world  has  been  laid  down,  but  its 
implications  have  not  been  worked  out.’ 

169 


REASON  AND  NECESSITY  47e-48e 

we  should  call  a strictly  mechanical  or  4 scientific  * conception  of 
the  world.  His  necessity  was  compatible  with  spontaneity.1 

The  thought  of  the  fifth  century  in  general  was  still  farther 
removed  than  atomism  from  any  closed  system  of  determinism.2 
An  attempt  to  arrive  at  the  philosophy  implied  in  Thucydides' 
conception  of  the  Course  of  history  3 led  me  to  the  conclusion  that 
Thucydides,  like  his  contemporaries,  did  not  conceive  nature  as 
a domain  of  causal  law.  He  believed  in  Fortune,  defined  as  ‘ any 
non-natural  agency  which  breaks  in,  as  it  were,  from  outside  and 
diverts  the  current  of  events,  without  itself  being  a part  of  the 
series  or  an  effect  determined  by  an  antecedent  member  of  it. 
Human  actions  are  not  to  be  fitted  into  such  a series.  Their  only 
causes — if  we  are  to  speak  of  causes  at  all — are  motives,  each  of 
which  is  itself  uncaused  by  anything  preceding  it  in  time  ; all 
human  motives  are  absolute  “ beginnings  of  motion  ”.  A view  of 

1 The  statement  which  most  clearly  attributes  a complete  determinism  to 
Democritus  is  in  [Plutarch]  Strom,  7 ( Vors . 55  a,  39)  : He  declared  the  universe 
to  be  unlimited,  because  it  had  never  been  fashioned  by  any  design.  . . . 
The  causes  of  what  now  happens  had  no  beginning  ( apxrjv ),  but  all  things 
absolutely  “ both  past,  present,  and  future  ” were  determined  by  necessity 
(constraint,  rrj  dvdyKj))  without  any  beginning  in  time.  The  words  in  inverted 
commas  are  the  only  ones  recognised  by  Diels  as  Democritus'  own,  and  we 
cannot  be  sure  that  the  doxographer’s  statement  was  not  based,  for  example, 
on  the  view  attributed  to  Democritus  by  Aristotle  ( Phys . 252 a,  34)  : ‘ Thus 
Democritus  reduces  the  causes  that  explain  nature  to  the  fact  that  things 
happened  in  the  past  in  the  same  way  as  they  happen  now  : but  he  does 
not  think  fit  to  seek  for  a first  principle  ( apxrjv ) to  explain  this  “ always 
Aristotle  makes  this  remark  in  connection  with  the  doctrine  that  ‘ there 
never  was  or  will  be  a time  at  which  motion  did  not  or  will  not  exist  '.  If 
Democritus  was  only  affirming  that  principle,  he  might  easily  be  understood 
to  mean  what  the  doxographer  states.  In  other  testimonies  we  are  told  that 
he  actually  identified  * necessity  ' or  ‘ constraint  ’ with  the  whirl  or  vortex 
of  atoms  (55A,  1)  or  with  ‘ the  collision,  motion,  and  shock  of  matter ' (55A,  66) . 

* Atoms  hold  together  until  some  more  powerful  constraint  present  in  the 
environment  shakes  them  apart  and  disperses  them  ' (55 a,  37,  Simplicius). 
This  is  not  the  ‘ necessity  ’ of  causal  law. 

2 It  has  been  remarked  that  in  Greece  oracular  predictions  were  normally 
hypothetical.  * It  is  extremely  common  for  an  oracle  to  answer : if  you 
act  in  such  and  such  a way,  the  result  will  be  such  and  such.  . . . The  oracle 
foretells  the  future  subject  to  certain  conditions  ; it  can  predict  the  con- 
sequences of  a certain  course  of  action.  Such  prophecies  presuppose  the 
existence  of  an  order,  a regularity  in  what  happens,  which  yet  leaves  some 
scope  for  the  individual.  Life  is  not  foreordained  except  in  so  far  as  its  events 
are  the  effects  of  definite  causes/  E.  Ehnmark,  The  Idea  of  God  in  Homer, 
Uppsala  (1935),  p.  75.  Even  this  statement  is,  perhaps,  expressed  in  too 
modem  terms. 

8 Thucydides  Mythistoricus,  London  (1907),  ch.  vi.  My  excuse  for  quoting 
my  own  words  at  length  is  that  the  book  is  out  of  print.  I can  only  reproduce 
here  the  conclusions  without  the  supporting  evidence. 

170 


REASON  AND  NECESSITY 

the  universe  in  which  this  irruption  of  free  human  agency  is  tacitly 
assumed  is  at  any  rate  illogical  if  it  denies  the  possibility  of  similar 
irruptions  into  the  course  of  Nature  by  non-human  agencies/ 
Thucydides,  like  the  Socrates  of  Xenophon,1  contrasts  ' the  field 
of  ordinary  human  foresight  (yvcbjurj)  with  the  unknown  field,  which 
lies  beyond  it,  of  inscrutable  non-human  powers,  whether  we  call 
these  gods  or  spirits  or  simply  Fortune.  This  antithesis  is  more 
frequently  in  Thucydides’  thoughts  than  any  other,  except  the 
famous  contrast  of  word  and  deed.  The  two  factors — yvcbjurj  human 
foresight,  purpose,  motive,  and  Tvyr\  unforeseen  non-human  agencies 
— divide  the  field  between  them.  They  are  the  two  factors,  and 
the  only  two,  which  determine  the  course  of  a series  of  events  such 
as  a war  ; neither  Socrates  nor  Thucydides  thinks  of  natural  law. 
One  speaker  after  another  in  the  History  dwells  on  the  contrast 
between  a man’s  own  yvcbjurj,  over  which  he  has  complete  control, 
and  Fortune,  over  which  he  has  no  control  at  all.  . . . An  examina- 
tion of  all  the  important  passages  where  this  contrast  occurs  has 
convinced  me  that  Thucydides  does  not  mean  by  Fortune  " the 
operation  of  unknown  (natural)  causes  ”,  the  working  of  ordinary 
causal  law  in  the  universe.  He  is  thinking  of  extraordinary, 
sudden  interventions  of  non-human  agencies,  occurring  especially 
at  critical  moments  in  warfare,  or  manifest  from  time  to  time  in 
convulsions  of  Nature.  It  is  these  irruptions,  and  not  the  normal 
sway  of  “ necessary  and  permanent  laws  ”,  that  defeat  the  purposes 
of  human  yvdjjurj , and  together  with  yvw/irj  are  the  sole  determinant 
factors  in  a series  of  human  events.  The  normal,  ordinary  course 
of  Nature  attracts  no  attention  and  is  not  felt  to  need  explanation 
or  to  be  relevant  in  any  way  to  human  action.  When  Thucydides 
speaks  of  the  future  as  uncertain,  he  means  not  merely  that  it  is 
unknown,  but  that  it  is  undetermined,  and  that  human  design 
cannot  be  sure  of  completely  controlling  human  events,  because 
other  unknown  and  incalculable  agencies  may  at  any  moment 
intervene.’  No  one  will  deny  that  the  outlook  of  Thucydides  was 
as  scientific  as  any  to  be  found  in  the  fifth  century,  and  more  scientific 
than  that  of  any  later  historian  before  Polybius.  The  above 
account  of  his  philosophy  was  written  without  any  reference  to 
Plato’s  ; but  it  now  appears  that  there  is  a certain  analogy  between 
the  two.  Thucydides  sees  the  field  of  human  action  divided  between 
human  foresight  and  chance  ; Plato  sees  the  world  of  physical 
events  divided  between  divine  purpose  and  chance  associated  with 
necessity. 

That  Necessity  in  Plato  was  the  very  antithesis  of  natural  law 
was  clearly  seen  by  Grote.  ‘ This  word  (necessity)  ’,  he  wrote,  ‘ is 

1 Mem.  i,  i. 


REASON  AND  NECESSITY  47e-48e 

now  usually  understood  as  denoting  what  is  fixed,  permanent, 
unalterable,  knowable  beforehand.  In  the  Platonic  Timaeus  it 
means  the  very  reverse  : the  indeterminate,  the  inconstant,  the 
anomalous,  that  which  can  be  neither  understood  nor  predicted. 
It  is  Force,  Movement,  or  Change,  with  the  negative  attribute  of 
not  being  regular,  or  intelligible,  or  determined  by  any  knowable 
antecedent  or  condition — vis  consili  expers  * {Plato,  iii,  ch.  36). 
Grote,  however,  attempted  no  explanation  of  this  factor  in  Plato's 
system.  We  may  seek  further  light  from  the  manner  in  which 
Plato  approaches  the  subject,  where  he  distinguishes  between  two 
types  of  causation,  the  divine  and  the  necessary.  At  the  end  of 
the  first  part,  he  has  just  described  the  mechanical  processes 
involved  in  the  act  of  seeing — what  happens  to  the  rays  of  light 
and  colour  in  their  commerce  with  the  visual  fire  that  streams  out 
from  the  eye.  These  physical  transactions  he  then  contrasts  with 
the  true  reason  or  explanation  {alxla)  of  sight,  the  purpose  it  is 
rationally  designed  to  serve,  namely  to  reveal  to  man  the  order 
and  harmony  of  the  visible  heavens.  Thus  the  manner  4 how  ' is 
contrasted  with  the  reason  ‘ why  \ Most  men,  he  adds,  imagine 
that  bodily  processes,  producing  their  effects  without  plan  or 
purpose,  are  the  sole  causes  of  everything.  But  the  lover  of 
wisdom  will  seek  first  for  the  causation  whose  source  lies  in  a self- 
moving  and  intelligent  soul,  and  only  in  the  second  place  for  the 
causation  characteristic  of  * things  that  are  moved  by  others  and 
of  necessity  (e£  avdyxrjg)  set  yet  other  things  in  motion  '.  ‘ Causes 

that  work  with  intelligence  to  produce  what  is  good  and  desirable  * 
must  be  distinguished  from  * those  which,  being  destitute  of  reason, 
produce  their  sundry  effects  at  random  and  without  order  ' (to  xvxov 
dxaxxov  e^eqyd^ovxai,  46E). 

Here  the  lower  type  of  causation,  transmitting  motion  or  change 
from  one  body  to  another,  is,  in  the  same  breath,  declared  to 
proceed  ‘ of  necessity  ' and  ' at  random  and  without  order  \ This 
is  the  point  rightly  apprehended  by  Grote  and  emphasised  by 
Professor  Taylor  in  opposition  to  the  identification  of  Necessity 
with  natural  law.  But  we  could  not  follow  Professor  Taylor  in 
his  reduction  of  Necessity  to  a residuum  of  hitherto  unexplained 
brute  fact,  which  tends  to  vanish  as  our  knowledge  becomes  more 
complete.  That  interpretation  was  inspired  by  the  wish  to  make 
Plato's  divine  Reason  an  omnipotent  ‘ God '.  If  it  be  accepted, 
then  in  the  actual  world,  apart  from  any  question  of  the  point  to 
which  our  knowledge  has  advanced,  there  will  be  no  antagonist  to 
confront  the  Demiurge,  no  intractable  material  restricting  the 
effort  of  the  craftsman  to  realise  his  design.  * Plato  ',  he  writes, 

‘ emphatically  does  not  mean  that  some  things  are  due  to  intelligence 

172 


REASON  AND  NECESSITY 


and  others  to  mere  mechanism.1 * *  “ Mechanism  " comes  in  only  as 
the  " subordinate  ” of  intelligent  purpose,  which  is  the  “ principal  ” 
in  all  undertakings  ' (p.  300).  With  complete  knowledge  (if  we 
could  ever  have  it),  Necessity,  he  holds,  would  * vanish  from  our 
account  of  the  world  \ If  so,  then  in  the  world  as  completely 
known  by  God  it  can  have  no  place  at  all. 

The  question  whether  this  view  is  consistent  with  the  whole 
tenor  of  the  Timaeus  can  only  be  decided  by  careful  consideration 
of  many  passages,  upon  which  the  reader  must  judge  for  himself 
as  he  comes  to  them.  It  seems  certain  that  the  divine  Craftsman 
is  in  some  degree  a mythical  figure  ; taken  literally,  he  has  attributes 
inappropriate  to  the  Reason  which  Plato  believed  to  be  operative 
in  the  world.  The  question  at  issue  is  now  narrowed  down  to  this  : 
Are  we  to  regard  the  given  material  on  which  the  divine  Craftsman 
works  as  mythical,  in  so  far  as  it  is  represented  as  restricting  his 
purposes  and  preventing  him  from  producing  a world  that  is  perfect 
and  not  merely  4 as  good  as  possible  * ? Are  there  any  forces  now 
and  always  at  work  in  Nature,  that  are  not  completely  subdued  by 
the  persuasion  of  Reason  ? It  is  hard  to  think  that  Plato  would 
have  devoted  a third  part  of  the  discourse  to  ' what  comes  about 
of  Necessity  1 in  contrast  with  ‘ the  works  of  Reason  \ if  he  had 
meant  that  nothing  comes  about  of  Necessity  save  under  the 
complete  control  of  Reason.  But  the  problem  cannot  be  so  easily 
settled  ; it  must  be  left  for  discussion  in  detail.  Here  I can  only 
indicate,  without  meeting  possible  objections,  what  I believe  to  be 
the  true  answers  to  the  two  remaining  questions  : (1)  How  is  the 
lower  type  of  causation  subordinated  to  the  higher  ? (2)  What 

is  the  permanent  and  irreducible  factor  confronting  Reason  and 
never  wholly  subordinate  ? 

If,  for  the  moment,  we  remain  on  the  surface  and  take  Plato's 
analogy  of  the  divine  with  the  human  craftsman  at  its  face  value, 
it  is  easy  to  illustrate  the  subordination  of  necessity  to  purpose. 
There  is  the  necessity  which  Aristotle  calls  ' hypothetical ' in 

1 It  is  hard  for  us  to  avoid  the  word  ' mechanical  ’,  because,  since  Descartes 
claimed  : terram  totumque  hunc  mundum  instar  machinae  descripsi  and  still 
more  since  the  industrial  revolution,  scientific  thought  has  been  haunted  by  the 

analogy  of  the  machine  and  we  connect  the  4 laws  of  nature  ’ with  machine-like 
regularity.  But  the  ancients  did  not  use  machines  driven  by  their  own  power 
without  human  intervention  ; they  used  only  tools  guided  by  manual  skill  and 
intelligence.  Such  tools  are  means  to  the  realisation  of  some  designed  order 
in  the  passive  material.  So  the  notion  of  order  is  not  associated  with  the 
means,  but  with  the  designing  intelligence  and  the  end.  It  is  characteristic 
that  Plato  regards  the  exact  precision  of  the  stars’  movements  as  a proof 
of  their  intelligence  ( Laws  967B),  not  of  their  being  subject  to  a mechanical 

necessity. 

P.C.  173  N 


REASON  AND  NECESSITY  47e-48e 

contrast  to  absolute  necessity.1  This  is  the  necessity  of  the  in- 
dispensable means  to  an  end.  Food  is  a necessary  of  life : we 
must  have  food,  if  we  are  to  live  ; but  it  is  not  necessary  that  we 
should  live.  If  I wish  to  recover  a debt,  I may  have  to  sail  to 
Aegina  to  find  my  debtor  ; but  nothing  compels  me  to  sail.  The 
necessity  lies  in  the  links  connecting  the  purposing  will  at  the  begin- 
ning of  the  chain  with  the  attainment  of  the  purpose  at  the  end  ; 
we  need  not  think  of  it  as  extending  further  in  either  direction. 
Reason  and  will  are  conditioned  by  this  concatenation  of  indispens- 
able means.  So  is  it  with  the  craftsman.  If  I wish  to  cut  wood, 
I must  make  my  saw  of  iron,  not  of  wax.  Iron  has  certain  properties 
of  its  own,  indispensable  for  my  purpose.  On  the  other  hand,  I 
can  take  advantage  of  this  very  fact  to  attain  my  end.  I can 
make  use  of  those  properties  to  cut  wood,  though  the  iron  in  itself 
would  just  as  soon  cut  my  throat. 

There  is  also  the  necessity  residing  in  the  properties  themselves 
and  governing  their  action.  Fire  has  the  characteristic  power 
( bivapLU as  Plato  and  others  call  it)  of  burning  heat.  Fire  can 
act  only  in  one  way  ; it  can  heat  other  things,  but  not  cool  them. 
By  virtue  of  this  necessity  of  the  fire's  own  nature,  its  action  is  so 
far  regular.  But  just  because  it  acts  thus  by  constraint  of  its 
nature,  Plato  describes  such  causation  as  aimless  or  ‘ wandering  \ 
The  action  is  blind  and  undirected  by  purpose.  If  I strike  a match 
to  light  a fire  in  my  grate  and  warm  myself,  I am  availing  myself 
of  the  fire's  power.  The  fire  is  indifferent  to  my  purpose  and  has 
none  of  its  own.  If  there  is  a wooden  beam  in  my  chimney,  the 
fire  may  go  on  to  burn  down  the  house — a result  neither  foreseen 
nor  desired.  Once  started  by  my  voluntary  action,  the  process  of 
combustion  will  go  on  of  itself.  I did  not  ordain  that  process  and 
it  may  get  beyond  my  control.  Yet,  within  certain  limits  I can 
direct  its  action  into  a channel  leading  to  a foreseen  and  purposed 
end. 

This  notion  of  the  hypothetical  necessity  of  means  to  an  end  and 
of  the  partial  subordination  of  the  given  means  goes  back  to  the 
Phaedo.  Socrates  complains  that  Anaxagoras,  though  he  spoke  of 
Intelligence  ordering  all  things,  did  not  carry  this  idea  into  the 
detailed  account  of  the  cosmos,  or  explain  how  every  arrangement 
was  planned  ' for  the  best '.  He  fell  back  on  the  blind  and  aimless 
action  of  the  elements.  It  was  as  if  the  presence  of  Socrates  in 
the  prison  should  be  attributed  to  the  action  of  his  muscles  in 
bringing  him  there,  and  not  to  his  own  purpose  of  abiding  by 
the  sentence  of  the  court  because  he  judged  it  better  to  do  so. 
We  ought  to  distinguish  between  the  true  reason  or  cause  (atnov) 

1 Metaph.  A 5,  where  the  various  meanings  of  ‘ necessity  ’ are  distinguished. 

174 


REASON  AND  NECESSITY 

and  * that  without  which  the  cause  would  not  be  a cause  \ It  is 
the  same  contrast  of  the  end  with  the  indispensable  means,  the 
conditio  sine  qua  non  of  the  achievement  of  purpose.  Socrates  in 
the  Phaedo  says  that  this  distinction  ought  to  be  applied  to  the 
explanation  of  the  world  as  a whole,  but  that  he  himself  had  been 
unable  to  attempt  that  task.  It  is  the  task  which,  many  years 
afterwards,  Plato  set  himself  to  accomplish  in  the  Timaeus.  And 
here  in  fact  we  find  him  speaking  of  the  Demiurge  as  making  use 
of  the  lower  kind  of  causes  as  auxiliaries  (avvaina)  or  subordinate 
instruments  in  his  work  of  producing  the  best  results  possible 
(e.g.  at  46c). 

The  question  still  remains,  whether  the  analogy  between  the 
Demiurge  and  the  human  craftsman  holds  at  this  point  or  is  to  be 
explained  away.  The  carpenter  does  not  make  the  wood  or  ordain 
its  natural  properties  and  behaviour.  Is  the  Demiurge  in  the 
same  position  of  having  to  make  the  best  he  can  of  not  wholly 
suitable  materials,  or  did  he  himself  endow  the  material  he  uses 
with  all  its  properties  and  make  them  completely  amenable  to  his 
own  control  ? 

There  is,  indeed,  one  feature  of  the  properties,  once  they  exist, 
which  makes  them  not  wholly  amenable.  Physical  qualities  occur 
in  groups  of  concomitants.  The  Timaeus  contains  an  illustration 
of  the  disadvantage  that  may  result.  The  function  of  bone  is  to 
protect  from  injury  the  seat  of  life,  the  brain  and  marrow.  To 
that  end  bone  must  be  hard.  But  its  very  hardness  makes  it  too 
brittle  and  inflexible,  and  also  liable  to  decay  under  excessive  heat. 
Accordingly  the  skeleton  needs  to  be  wrapped  about  with  soft  and 
yielding  flesh.  The  brittleness  is  a concomitant  of  the  hardness, 
and  it  can  be  described  both  as  necessary  or  inevitable  and  as 
1 accidental  ’ (avfjtpeprjxog).  The  ideas  of  necessity  and  chance 
are  once  more  associated  in  the  notion  of  the  necessary  accident.1 
In  this  instance  brittleness  happens  to  he  an  inevitable  but  undesirable 
concomitant  of  the  useful  quality,  hardness.  There  is  also  the  case 
in  which  two  properties  which  would  both  be  useful  cannot  be 
combined.  We  find,  for  example,  that  those  parts  of  the  body 
which  are  the  seats  of  intelligence,  above  all  the  skull,  have  the 
thinnest  covering  of  bone  and  flesh.  ‘ The  reason  is  that  this 
frame,  which  is  born  and  compacted  of  necessity  (ef  dvdyxrjg),  in 
no  wise  allows  dense  bone  and  much  flesh  to  go  together  with 
keenly  responsive  sense-perception.  For  if  these  two  characters 
had  consented  to  coincide  (gUjisq  djaa  ov^nljiTeiv  rjdehrjodrrjv), 
the  structure  of  the  head  would  have  possessed  them  above  all, 
and  the  human  race,  bearing  a head  fortified  with  flesh  and 

1 Cf.  77A,  avvefiaLvev  dm y 

175 


47e-48e 


REASON  AND  NECESSITY 

sinew,  would  have  enjoyed  a life  twice  or  many  times  as  long  as 
now,  healthier  and  more  free  from  pain.  But  as  it  was,  the 
artificers  who  brought  us  into  being  reckoned  whether  they 
shduld  make  a long-lived  but  inferior  race  or  one  with  a shorter 
span  but  nobler  \ Here  the  two  desirable  characters  refuse  to 
coincide  as  concomitants : they  are  incompatible.  Necessity 
cannot  be  wholly  persuaded  by  Reason  to  bring  about  the 
best  result  conceivable.  Reason  must  be  content  to  sacrifice  the 
less  important  advantage  and  achieve  the  best  result  attainable. 
This  last  instance  illustrates  the  truth  of  Galen's  observation  that 
the  Demiurge  is  not  strictly  omnipotent.  In  arranging  the  world 
he  could  not  group  physical  qualities  in  such  a way  as  to  secure  all 
the  ends  he  desired. 

But  we  are  still  talking  in  metaphor.  We  have  seen  reason  to 
regard  the  Demiurge,  as  such,  as  a mythical  figure.  Cosmos  has 
always  existed.  It  had  no  beginning  in  time  and  therefore  no 
maker.  The  image  of  the  craftsman  is  employed  as  the  most 
simple  and  vivid  means  of  making  us  realise  that  the  world  was 
not  a chance  product  bom  of  aimless  natural  powers  but  exhibits 
evidences  of  rational  design,  like  a product  of  human  art.  There 
is  a divine  Reason  at  work,  aiming  at  the  best  possible.  It  does 
not  follow  that  this  Reason  stands  to  the  world  in  precisely  the 
same  relation  as  the  human  craftsman  to  his  materials  and  his 
product,  though  the  craftsman  may  furnish  the  most  convenient 
illustration.  These  considerations  affect  the  status  of  the  other 
factor,  the  craftsman's  materials,  or  the  chaos  which  confronts  the 
Demiurge  and  which  he  is  said  to  ‘ take  over  in  a state  of  disorderly 
motion  ' and  reduce,  so  far  as  he  can,  to  order.  This  chaos,  again, 
is  not  to  be  taken  literally.  If  the  cosmos  had  no  beginning  in 
time,  there  never  was  a chaos  before  order  was  introduced.  Chaos 
can  only  stand  for  some  factor  in  the  world  as  it  exists  at  all  times. 
The  question  then  will  be  whether  this  factor  is,  now  and  always, 
in  some  measure  chaotic  and  disorderly,  or  is,  now  and  always, 
completely  subordinate  to  the  ends  of  Reason.  It  is  here  that  I 
differ  from  Professor  Taylor,  who  holds  that  the  subordination  is 
complete.  The  question  cannot  be  argued  till  we  come  to  the 
interpretation  of  the  relevant  passages  in  the  text.  I will  only 
anticipate  the  conclusion  so  far  as  to  say  that,  in  my  opinion,  the 
body  of  the  universe  is  not  reduced  by  Plato  to  mere  extension, 
but  contains  motions  and  active  powers  which  are  not  instituted  by 
the  divine  Reason  and  are  perpetually  producing  undesirable 
effects.  Further,  since  all  physical  motion  has  its  ultimate  source 
in  a living  soul,  these  bodily  motions  and  powers  can  only  be 
attributed  to  an  irrational  element  in  the  World-Soul.  It  may  be 

176 


THE  RECEPTACLE 


claimed  that  this  theory  preserves  a sufficient  and  intelligible 
meaning  for  the  statement  that  this  world  is  a mixed  product  of 
the  combination  of  Reason  and  Necessity — a Necessity  that  can 
also  be  called  an  Errant  Cause.  But  we  must  not  forestall  the 
coming  account  of  the  Receptacle  of  Becoming  and  its  chaotic 
contents. 

48E-49A.  The  Receptacle  of  Becoming 

For  his  fresh  starting-point,  Timaeus  goes  back  here  to  the  very 
beginning  of  his  discourse  : the  distinction  between  the  two  orders 
of  existence,  the  intelligible  and  unchanging  model  and  the  changing 
and  visible  copy.  We  now  learn  that  the  copy  is  not  self-subsistent ; 
it  needs  the  support  of  a medium,  just  as  a reflection  requires  a 
mirror  to  hold  it.  Accordingly,  a third  factor  has  now  to  be  added — 
a factor  which  had  no  place  in  the  first  part  among  the  creations 
of  Reason. 

48E.  Our  new  starting-point  in  describing  the  universe  must,  how- 
ever, be  a fuller  classification  than  we  made  before.  We 
then  distinguished  two  things  ; but  now  a third  must  be 
pointed  out.  For  our  earlier  discourse  the  two  were  suffici- 
ent : one  postulated  as  model,  intelligible  and  always 
unchangingly  real ; second,  a copy  of  this  model,  which 
49.  becomes  and  is  visible.  A third  we  did  not  then  distinguish, 
thinking  that  the  two  would  suffice  ; but  now,  it  seems,  the 
argument  compels  us  to  attempt  to  bring  to  light  and  describe 
a form  difficult  and  obscure.  What  nature  must  we,  then, 
conceive  it  to  possess  and  what  part  does  it  play  ? 1 This, 
more  than  anything  else  : that  it  is  the  Receptacle — as  it 
were,  the  nurse — of  all  Becoming. 

The  third  factor,  not  hitherto  taken  into  account,  is  first  presented 
as  the  Receptacle  or  nurse  of  Becoming.  This  Receptacle  and  its 
contents  are  to  be  analysed  in  a series  of  steps,  which  we  shall  do 
well  not  to  anticipate.  For  some  time  yet  Plato  does  not  use  the 
word  ‘ Space  ' ; it  first  occurs  in  the  conclusion  (52 a),  led  up  to 
by  a series  of  images  that  are  designed  to  elucidate  gradually  a 
nature  more  ‘ obscure  and  difficult ' than  geometrical  space. 

We  may  note  here,  however,  that  the  hitherto  unrecognised  third 

1 Svvaius,  the  active  manifestation  of  the  nature.  Cf.  Bvvafus  used  of  the 
‘ force  ’ or  significance  of  a word,  and  n)v  rutv  et kotcuv  Aoytov  Suva fuv  (480),  * the 
worth  of  a probable  account  \ what  it  is  good  for  ; also  64c,  Sia  to  wupo?  acpos 
re  cv  aorot?  Svva/xtv  evccvat  fxtylcrrrjv  € because  fire  and  air  play  the  largest  part 
in  them  * (sight  and  hearing) . 


1 77 


THE  RECEPTACLE 


49a-50a 


factor  fills  a gap  in  the  scheme  which  Plato,  in  the  Republic , had 
borrowed  from  Parmenides.  He  had  there  described  the  realm  of 
objects  of  * opinion  ' as  intermediate  between  the  perfectly  real  and 
knowable  and  the  wholly  unreal  and  unknowable.  But  the  Sophist 
has  shown  that  the  wholly  unreal  (to  navreXcoq  ^rj  Sv)  cannot  even 
be  named  without  self-contradiction.  It  is  an  absolute  blank  of 
nothingness.  If  the  perfectly  real  Forms  are  to  have  the  objects 
of  opinion  as  images,  there  must  be  something,  not  totally  unreal, 
to  receive  these  images.  The  question  that  now  confronts  us  is, 
what  this  Receptacle  of  eidola  can  be. 

49A-50A.  Fire,  Air , etc.,  are  names  of  qualities,  not  of  substances 

This  question  is  first  approached  by  a consideration  of  fire,  air, 
etc.,  as  the  contents  of  the  Receptacle.  The  point  is  that  these 
are  not  permanent  irreducible  elements,  not  4 things ' with  a 
constant  nature.  Plato  rejects  the  old  Milesian  doctrine  of  a 
single  fundamental  form  of  matter,  which  was  to  serve  both  as  the 
original  state  of  things  (agx'fj)  and  as  the  permanent  ground  (c pvaig ) 
underlying  change.  He  also  rejects  the  belief  of  the  pluralists 
who,  in  reply  to  Parmenides,  had  reduced  all  change  to  the  re- 
arrangement in  space  of  the  four  elements  (Empedocles)  or  of 
‘ seeds  1 (Anaxagoras)  or  of  atoms  (Leucippus  and  Democritus). 
Plato's  position  was  nearer  to  that  of  Heraclitus,  who  alone  had 
rejected  the  notion  of  substance  underlying  change  and  had  taught 
the  complete  transformation  of  every  form  of  body  into  every 
other.  We  are  now  to  think  of  qualities  which  are  not  also  ‘ things  ' 
or  substances,  but  transient  appearances  in  the  Receptacle.  The 
Receptacle  itself  alone  has  some  sort  of  permanent  being. 

49A.  True,  however,  as  this  statement  is,  it  needs  to  be  put  in 
clearer  language  ; and  that  is  hard,  in  particular  because  to 
b.  that  end  it  is  necessary  to  raise  a previous  difficulty  1 about 
fire  and  the  things  that  rank  with  fire.  It  is  hard  to  say, 
with  respect  to  any  one  of  these,  which  we  ought  to  call 
really  water  rather  than  fire,  or  indeed  which  we  should  call 
by  any  given  name  rather  than  by  all  the  names  together 
or  by  each  severally,  so  as  to  use  language  in  a sound  and 
trustworthy  way.  How,  then,  and  in  what  terms  are  we  to 


1 With  irpoanofrqdijvcu  and  Sta7 ropvjdevres  ( b , 7)  compare  Aristotle,  Met.  B,  i, 
‘For  those  who  wish  to  get  clear  of  difficulties  (eu7 ropijaat)  it  is  advantageous 
to  state  the  difficulties  (h<,<nroprjaai)  well ; for  the  subsequent  free  play  of 
thought  (cviTopia)  implies  the  solution  of  the  previous  difficulties.’  Only  to 
the  man  who  has  first  faced  the  difficulties  (rep  7rpor)7roprjK6Tt)  is  it  clear,  what 
goal  he  is  making  for. 


THE  RECEPTACLE 

49B.  speak  of  this  matter,  and  what  is  the  previous  difficulty  that 
may  be  reasonably  stated  ? 

In  the  first  place,  take  the  thing  we  now  call  water.  This, 
when  it  is  compacted,  we  see  (as  we  imagine)  becoming 
earth  and  stones,  and  this  same  thing,  when  it  is  dissolved 

c.  and  dispersed,  becoming  wind  and  air  ; air  becoming  fire  by 
being  inflamed  ; and,  by  a reverse  process,  fire,  when  con- 
densed and  extinguished,  returning  once  more  to  the  form 
of  air,  and  air  coming  together  again  and  condensing  as  mist 
and  cloud  ; and  from  these,  as  they  are  yet  more  closely 
compacted,  flowing  water  ; and  from  water  once  more  earth 
and  stones  : and  thus,  as  it  appears,  they  transmit  in  a cycle 
the  process  of  passing  into  one  another.  Since,  then,  in  this 

d.  way  no  one  of  these  things  ever  makes  its  appearance  as  the 
same  thing,  which  of  them  can  we  stedfastly  affirm  to  be 
this — whatever  it  may  be — and  not  something  else,  without 
blushing  for  ourselves  ? It  cannot  be  done  ; but  by  far  the 
safest  course  is  to  speak  of  them  in  the  following  terms. 
Whenever  we  observe  a thing  perpetually  changing — fire,  for 
example — in  every  case  we  should  speak  of  fire,1  not  as 
* this  ',  but  as  * what  is  of  such  and  such  a quality  \2  nor  of 
water  as  ‘ this  \ but  always  as  ‘ what  is  of  such  and  such  a 
quality  ' ; nor  must  we  speak  of  anything  else  as  having 
some  permanence,  among  all  the  things  we  indicate  by  the 

E.  expressions  ‘ this  * or  * that  *,  imagining  we  are  pointing  out 
some  definite  thing.  For  they  slip  away  and  do  not  wait 
to  be  described  as  ‘ that ' or  * this  ’ 3 or  by  any  phrase  that 
exhibits  them  as  having  permanent  being.  We  should  not 
use  these  expressions  of  any  of  them,  but  * that  which  is  of 
a certain  quality  and  has  the  same  sort  of  quality  as  it 
perpetually  recurs  in  the  cycle  1 — that  4 is  the  description  we 
should  use  in  the  case  of  each  and  all  of  them.  In  fact,  we 
must  give  the  name  4 fire  ’ to  that  which  is  at  all  times  5 of 

1 7 rvp  after  7rpocrayop€i/€iv  (d,  6)  should  perhaps  be  omitted. 

2 to  tolovtov,  a general  expression  for  nvpcuSrjs,  vSarcoSrjs,  etc.  Cf.  Chalcid. 
non  est  ignis  sed  igneum  quiddam , nec  aer  sed  aerium. 

3 I omit  Kai  rwSe,  as  no  convincing  translation  or  correction  of  the 
words  has  yet  been  proposed.  Tr.'s  /cat  rijv  rovde  (‘  of  this  ’ = relative  to  this) 
is  perhaps  the  best ; but  nothing  in  the  context  supports  it. 

4 Taking  ovro>  (before  /caActv)  as  resuming  the  long  phrase  that  precedes. 
to  tolovtov  del  7r€pL<f>€pop.€vov  oplolov  is  rightly  explained  by  Tr.  : * the  this-like 
which  ever  recurs  as  similar  act  can  mean  either  * from  time  to  time  ' or 
‘ perpetually  \ 

5 There  is  at  all  times  (8ta  rravros)  a certain  amount  of  stuff  that  is  fiery. 
This  quality  is  sufficiently  ‘ alike  ' (opunov)  to  be  recognised  and  named,  though 
it  is  not  an  enduring  substance,  and  is  perpetually  varying. 

179 


THE  RECEPTACLE 


49a-50a 


49E.  such  and  such  a quality ; and  so  with  anything  else  that  is 
in  process  of  becoming.  Only  in  speaking  of  that  in  which 
all  of  them  are  always  coming  to  be,  making  their  appearance 
and  again  vanishing  out  of  it,  may  we  use  the  words  ‘ this  * 
50.  or  ‘ that ' ; we  must  not  apply  any  of  these  words  to  that 
which  is  of  some  quality — hot  or  cold  or  any  of  the  opposites — 
or  to  any  combination  of  these  opposites.1 

The  result  so  far  is  that  fire  and  the  rest  are  denied  the  status 
of  elements  or  permanent  things  with  an  unchanging  character. 
Their  apparent  2 * transformation  in  a cycle  is  described  in  terms 
borrowed  from  Anaximenes  and  Anaxagoras.  Anaximenes  had 
conceived  that  all  things  at  all  times  really  are  air.  Air  is  the 
permanent  nature  ; fire  is  air  in  a rarefied  state  ; when  more  closely 
packed,  air  becomes  successively  wind,  cloud,  water,  earth,  stone. 
Anaximenes  thus  took  a step  towards  the  doctrine  clearly  formu- 
lated after  Parmenides,  that  qualitative  change  is  reducible  to  the 
bringing  together  or  separation  in  space  of  a number  of  unalterable 
elements.  Anaxagoras,  who  explicitly  identified  all  so-called 
* becoming  and  perishing  ’ with  the  combination  and  separation  of 
permanently  real  things,  used  similar  language  : ‘ From  these 

things  as  they  are  separated  off,  earth  is  compacted.  For  out  of 
clouds  water  is  separated  off,  and  from  water  earth,  and  from  earth 
stones  are  compacted  by  the  cold/  Empedocles  also  tried  to 
abolish  change  of  quality  by  reducing  ‘ becoming  and  perishing  * 
to  the  mixture  and  interchange  of  his  four  unalterable  things,  fire, 
air,  water,  earth. 

Plato  rejects  this  interpretation,  asserting  the  contrary  view 
that  there  is  change  of  quality  without  any  underlying  substance 
or  permanent  ground.  The  word  4 quality ' (nodrrjg)  had  been 
introduced  for  the  first  time  at  Theaetetus  182 a,  with  an  apology 
for  its  uncouthness.  In  pre-Socratic  thought ' the  hot ', ' the  cold  \ 
etc.,  had  been  treated  as  things  (xoviuara)  having  each  a character- 
istic power  (dvva/ug)  in  which  its  nature  was  manifested  by  action 
on  other  things.  The  coining  of  the  word  * quality  ' (noio-rrjg, 
such-and-such-ness)  as  a general  expression  for  hotness,  coldness, 

1 00a  €K  tovtcuv . This  may  mean  that  fire  (for  instance)  is  a combination 
of  sensible  qualities,  such  as  ' hot * yellow  ' (or  orange  or  blue),  etc.,  making 
up  that  ‘ fieriness  ' (to  toiovtov)  which  is  sufficiently  alike  (ofioiov)  for  us  to 
distinguish  it  from  wateriness  and  other  combinations  of  qualities.  But  the 
phrase  might  also  cover  compound  bodies,  mixtures  of  the  four  primary 
bodies. 

2 At  54B  it  will  be  remarked  (as  ws  Bokova , 49B,  8,  and  u>$  <j>aiv€rai,  c,  7, 
hint)  that  the  transformation  is  not  so  complete  as  it  appears.  Earth  cannot 

be  transformed  into  the  other  three. 

180 


THE  RECEPTACLE 

whiteness  {OeQfio-Trjg,  ipvxQo-Trjg,  Xevxo-xrjq),  etc.,  marks  the  clear  dis- 
tinction of  qualities  from  ‘ things  ’ or  substances.  Plato  is  now 
asserting  that ‘ fire  ' is  properly  only  a name  for  a certain  combina- 
tion of  qualities  or  ‘ powers  ',  which  appear  and  disappear  and  are 
always  varying.  Such  groups  of  qualities,  though  perpetually 
shifting,  are  sufficiently  alike  to  be  indicated  by  names ; but  in 
referring  to  fire  we  ought  not  strictly  to  say  ‘ this  (thing) ',  because 
the  phrase  suggests  something  which  preserves  a constant  identity. 
We  are  to  get  rid  of  the  notion  of  material  substance. 

In  contrast  with  this  stream  of  fluctuating  qualities  stands  that 
in  which  1 they  make  their  transient  appearances.  The  Receptacle 
is  the  only  factor  in  the  bodily  that  may  be  called  ‘ this  ’,  because 
it  has  permanent  being  and  its  nature  does  not  change.  What 
this  Receptacle  is,  we  do  not  yet  know.  Later  on,  when  the 
Demiurge  intervenes  to  introduce  an  element  of  rational  order,  he 
will  form  the  primary  bodies  by  fashioning  for  them  geometrical 
shapes  (53B).  But  here  we  are  considering  the  bodily  as  it  was 
* before  * the  Heaven  was  made.  We  must  not  imagine  the  qualities 
here  described  as  existing  in  particles  of  any  shape,  regular  or 
otherwise.  There  is  nothing  yet  but  a flux  of  shifting  qualities, 
appearing  and  vanishing  in  a permanent  Receptacle. 

There  is  no  justification  for  calling  the  Receptacle  4 matter  ’ — a 
term  not  used  by  Plato.  The  Receptacle  is  not  that  ‘ out  of  which  ' 
(H  ov)  things  are  made  ; it  is  that  ‘ in  which  * (iv  a>)  qualities 
appear,  as  fleeting  images  are  seen  in  a mirror.  It  is  the  qualities, 
not  the  Receptacle,  that  constitute  * the  bodily  * (to  acojuaroeidig). 
The  term  was  used  at  31B  : ' That  which  comes  to  be  must  be 
bodily  and  so  visible  and  tangible  ; and  nothing  can  be  visible 
without  fire  or  tangible  without  earth/  The  contents  of  the 
Receptacle  will  presently  be  called  ' bodies  ' (acb/xara  50B),  but  we 
must  beware  of  taking  this  to  mean  * particles  ’,  as  if  the  qualities 
had  already  received  shapes. 

50A-C.  The  Receptacle  compared  to  a mass  of  plastic  material 

Turning  now  from  the  contents  to  the  Receptacle,  Plato  begins 
to  illustrate  its  nature  by  an  image  which,  as  he  admits,  is  in  some 
respects  misleading.  It  is  compared  to  a mass  of  plastic  material, 
moulded  and  remoulded  into  various  shapes.  The  nature  of  the 
material  (gold)  is  permanent ; the  shapes  are  formed  only  to  be 
obliterated  and  give  place  to  others. 

1 49E,  eV  co  iyyiyvo fxcva  <£avra£€Ttu.  This  phrase  ev  <5  is  consistently  used  in 
the  following  context  to  mean  the  Receptacle  as  a whole,  not  particular 
‘ volumes  in  which  events  of  a certain  type  take  place  This  is  one  of  Tr.'s 
importations  from  Whitehead  (pp.  320-1). 

l8l 


THE  RECEPTACLE  50a-c 

50A.  But  I must  do  my  best  to  explain  this  thing  once  more  in 
still  clearer  terms. 

Suppose  a man  had  moulded  figures  of  all  sorts  out  of 
gold,1  and  were  unceasingly  to  remould  each  into  all  the 

b.  rest : then,  if  you  should  point  to  one  of  them  and  ask  what 
it  was,  much  the  safest  answer  in  respect  of  truth  would  be 
to  say  ‘ gold  ',  and  never  to  speak  of  a triangle  or  any  of  the 
other  figures  that  were  coming  to  be  in  it  as  things  that 
have  being,2  since  they  are  changing  even  while  one  is 
asserting  their  existence.  Rather  one  should  be  content  if 
they  so  much  as  consent  to  accept  the  description  ‘ what  is 
of  such  and  such  a quality  1 with  any  certainty.  Now  the 
same  thing  must  be  said  of  that  nature  which  receives  all 
bodies.  It  must  be  called  always  the  same  ; for  it  never 
departs  at  all  from  its  own  character  ; since  it  is  always 
receiving  all  things,  and  never  in  any  way  whatsoever  takes 

c.  on  any  character  that  is  like  any  of  the  things  that  enter  it : 
by  nature  it  is  there  as  a matrix  for  everything,  changed  and 
diversified  by  the  things  that  enter  it,  and  on  their  account 
it  appears  to  have  different  qualities  at  different  times  ; 
while  the  things  that  pass  in  and  out  are  to  be  called  copies 
of  the  eternal  things,  impressions  taken  from  them  in  a 
strange  manner  that  is  hard  to  express  : we  will  follow  it  up 
on  another  occasion.3 

Some  critics  have  seen  in  this  passage  references  to  the  later  confi- 
guration of  space  by  the  geometrical  shapes  of  the  primary  corpuscles.4 

1 ck  x/wo-ou.  The  figures  are  made  out  of  gold  and  consist  of  gold ; but 
the  contents  of  the  Receptacle  are  not  made  out  of  it.  This  is  a point  where 
the  illustration  is  inadequate. 

* fjL7]b€TTOT€  Ac'yeiv  ravra  us  ovra  can  also  be  construed  : * never  to  speak  of 
a triangle,  etc.,  as  these  (things),  as  though  they  had  being  and  the  contrast 
with  toiovtov  following  perhaps  favours  this. 

3 The  reference  may  be  to  52c  (A-H.),  or  the  promise  may  be  unfulfilled  (Tr.). 

4 Thus  Baeumker  ( Prob . d.  Mat.  131)  identifies  the  ‘ things  that  pass  in 
and  out ' of  the  Receptacle  with  those  shapes  composed  of  elementary  triangles. 
Tr.  (rightly,  I think)  explains  the  transient  * characters  ' as  * the  character- 
istics of  different  sensible  bodies,  in  fact  the  various  sounds,  colours,  scents, 
etc.,  revealed  to  us  in  different  regions  ' (p.  326).  But  he  adds  that  ‘ since 
Timaeus  means  at  a later  stage  to  account  for  all  these  qualities  as  con- 
sequences of  the  shapes  of  corpuscles,  to  all  intents  and  purposes  what  he 
wants  to  insist  on  is  that  space  itself  has  no  specific  “ shape  " of  its  own. 
He  means,  then,  that  space  in  all  its  regions  is  uniform  or  homogeneous. 
If  it  were  not,  its  parts  would  not  be  indifferent  to  all  configurations'.  Tr. 
then  strays  into  a discussion  of  modem  non-uniform  spaces — alternatives 
which  Plato  cannot  have  intended  to  exclude,  because  they  could  never  have 
entered  his  mind. 


182 


THE  RECEPTACLE 


But,  since  nothing  has  yet  been  said  even  about  space,  no  one 
reading  the  Timaeus  for  the  first  time  could  associate  the  triangles 
and  other  figures  moulded  in  the  gold  with  the  elementary 
triangles  and  solids  later  constructed  by  the  Demiurge  ; nor 
did  Plato  intend  this.  The  figures  mentioned  belong  solely  to 
the  illustration,  the  point  of  which  is  that  the  only  thing  we  can 
call  ' this  * and  so  treat  as  a thing  with  permanent  properties  of 
its  own  is  the  gold,  not  the  shapes  which  are  moulded,  effaced,  and 
remoulded.  Similarly  the  Receptacle  has  a nature  of  its  own, 
from  which  it  never  departs. 

What  corresponds  to  the  figures  of  the  illustration  is  ' the  things 
that  pass  into  and  out  of ' the  Receptacle.  What  these  things  are 
we  have  been  plainly  told  in  the  preceding  paragraph  ; they  are 
those  qualities — * any  opposite  or  combination  of  opposites  ' — 
which  ‘ are  always  coming  to  be  in  the  Receptacle,  making  their 
appearance,  and  again  vanishing  out  of  it  ’ (49E).  This  was  clear 
to  some  at  least  of  the  ancient  commentators.  A fragment  of  the 
lost  part  of  Proclus’  commentary  1 reads  : ‘ Perhaps  it  is  better  to 
say  that  the  term  “ things  that  pass  in  and  out  M is  applied  not 
only  to  the  qualities  (ai  TtoLotrjreg ),  but  also  to  the  forms  immersed 
in  matter  (ra  eidrj  ra  SvvXa)  ; for  these,  not  the  qualities,  are  like- 
nesses (ojuoLcojuara)  of  the  intelligible  things  ' (i.e.  rcov  dvrcov  del  /upuj- 
jbtara , 50c,  5).  It  is  clear  that  Proclus  had  been  discussing  a current 
view  that  the  qualities  alone  were  meant.  Proclus'  further  remarks 
show  that  by  ‘ the  forms  immersed  in  matter  ' (an  Aristotelian 
phrase)  he  means  copies,  present  in  matter,  of  the  eternal  Forms  of 
Fire,  Air,  Water,  and  Earth  (not  of  any  other  Forms).  He  discusses 
whither  these  copies  go,  when  they  ' pass  out  \ Not  into  other 
matter  ; ‘ for  when  fire  is  quenched  and  the  matter  becomes  airy, 
we  do  not  see  other  matter  being  kindled  \ They  must  pass  out 
simply  into  non-existence.2  Proclus  no  doubt  had  in  mind  the 

1 Pr.  iii,  357.  This  fragment  and  the  other  references  to  our  passage  in 
Proclus’  commentary  have  been  overlooked. 

2 Other  passages  in  Proclus  referring  to  this  subject  are  : i,  233s4,  ‘Some 
forms  (elhrj)  are  inseparable  from  matter  and  are  always  coming  into  being 
from  that  which  always  is  ; others  come  to  be  and  pass  away  in  time  : thus 
corporeality  (rj  ocofjLaTOTrjs)  is  always  becoming  and  always  in  the  region  of 
matter  ; but  the  form  ( character , ethos)  of  fire  or  air  enters  matter  and  passes 
out,  being  separated  and  perishing  owing  to  the  victory  of  the  opposite  nature .* 
i,  41928,  ‘ The  eternally  real  was  the  model  of  unordered  becoming,  since  it 
was  from  thence  that  the  unarticulated  forms  ( characters , ahiapdpuira  elhrj)  came 
to  be  present  in  the  unordered  before  the  Heaven  came  into  being.’  These  are 
the  ' traces  of  the  elements  ’ (ra  lyyri  rwv  crro^c/cov — a reference  to  *xyrj  at 
53B,  2).  ii,  25®  : In  the  case  of  fire  there  is  (1)  the  form  (ethos),  an  indivisible 
nature,  the  image  of  the  cause  of  fire  ; for  there  is  a certain  indivisible  thing 
(the  ethos  ewXov)  even  in  divisible  things ; from  this  results  (2)  an  extension 

183 


THE  RECEPTACLE 


50a-c 


theory  of  Forms  as  it  is  stated  towards  the  end  of  the  Phaedo 
There  the  immutable  and  eternal  Form  is  clearly  distinguished 
from  the  character  (juoQ<prj , idia)  present  in  things  that  are  said  tc 
partake  of  the  Form  and  bear  the  same  name.  Some  such  char- 
acters are  grouped  in  pairs  of  opposites,  tall  and  short,  hot  and  cold, 
One  member  of  such  a pair  will  never  admit  its  opposite  : * the 
hot  in  us  * can  never  become  cold  ; when  we  become  cold,  the  hot 
character  must  either  ‘ withdraw  1 to  make  way  for  the  cold,  or  it 
must  ‘ perish  Proclus  decides  for  the  latter  alternative  : what 
he  calls  the  4 character  immersed  in  matter  * must,  he  says,  ' pass 
out  * into  non-existence.  His  distinction  between  ‘ the  form  (char- 
acter) immersed  in  matter  * and  the  ‘ quality  ’ is  a piece  of  Neo- 
platonic subtlety.  Plato  speaks  of  the  qualities  as  * characters  ’ 
( fjLOQyai , ideat),  as  he  had  in  the  Phaedo , where  fjtoQqyrj  and  Idia  are 
used  interchangeably  and  neither  can  mean  ‘ shape  \x  The  things 
that  pass  into  and  out  of  the  Receptacle  are  simply  the  opposite 
qualities  or  groups  of  qualities  characteristic  of  the  four  primary 
bodies.  They  are  called  here  ' copies  of  the  eternal  things  ' ; and 
at  51B  ' copies  ’ of  Fire,  Air,  Water,  and  Earth,  just  before  the 
passage  which  plainly  asserts  the  existence  of  their  originals,  the 
intelligible  Forms  of  just  those  four  bodies.  The  Forms,  ‘ in  some 
strange  manner  that  is  hard  to  express  \ impress  their  characteristic 
qualities  on  the  Receptacle.  But  the  Receptacle  does  not  itself 
possess  any  of  these  characters  or  qualities,  any  more  than  gold  in 
itself  possesses  triangular  shape.  The  qualities  do  not  belong  to 
it ; they  only  pass  in  and  out,  like  images  crossing  a mirror.  They 

of  itself  in  the  matter  of  the  fire,  and  from  this  again  (3)  the  powers 
of  fire,  or  qualities  (volottjtcs)  such  as  hotness,  etc.  (This  is  part  of  a mis- 
guided attempt  to  interpret  the  dpiQpoi,  oyKoi,  and  hwapcis  of  30c,  but  it 
shows  what  Proclus  m6ant  by  his  distinction  of  the  ethos  ewXov  from  the 
7roi6rrjT€s  or  hwapcis)-  The  phrase  ‘ unarticulated  forms  ' means  the 
qualities  as  described  at  52 d ff.,  before  the  Demiurge  endows  them  with 

* geometrical  shape  and  number 

Simplicius,  Phys.  539,  10,  says  that  Plato  in  the  Timaeus  calls  matter 
X<hpav  Kal  ronov  t<vv  cvvXojv  clhcov.  It  appears  from  540,  13  ff.,  that  this  phrase 
ewXa  €1817  was  partly  based  on  53B,  4>  hicox^pariaaTo  ctheol  re  Kal  dpiffpois, 
which,  in  fact,  refers  to  the  geometrical  shapes  ; partly  on  51  a,  7,  pcraXapPdvov 
avopwrara  7rp  rod  votjtov,  which  Aristotle  took  as  meaning  that  the  Recipient 
partakes  of  the  Forms  (see  p.  187). 

1 There  is,  for  example,  * the  character  of  three ' (17  t&v  rpi&v  1 Bca  (104D)), 
the  characters  of  evenness  and  oddness,  and  so  on.  The  words  are  inter- 
changed, e.g.  at  104D,  17  cvavrta  ihea  ckcLv 77  777  pop^fj.  The  term  dSos  is  there 
reserved  for  the  Form  to  which  the  character  belongs,  because  the  distinction 
is  important  to  the  argument  (see  especially  103E)  ; but  in  the  Timaeus 
Plato  follows  his  usual  practice  of  eschewing  precise  terminology,  and  uses 
ethos  for  character  as  well  as  pop^rj  and  Ihca.  A.-H.  imports  the  word 

* shape  ' for  yuop<pr\  (c,  1),  and  so  does  Tr. 

184 


THE  RECEPTACLE 

are  said  to  * change  and  diversify  ’ 1 the  Receptacle  ; they  form  a 
constantly  shifting  pattern,  * presenting  all  diversities  of  aspect 1 
(d,  5),  as  some  parts  become  fiery,  others  watery,  and  so  on. 

The  Receptacle  has  no  qualities  of  its  own 

The  illustration  of  the  man  moulding  all  sorts  of  figures  out  of 
gold  was  sufficient  for  its  purpose,  to  illustrate  the  contrast  between 
the  permanent  nature  of  the  Receptacle  and  the  shifting  qualities. 
Its  defect  is  that  gold  is  a stuff  that  has  sensible  qualities  of  its 
own,  persisting  through  all  the  variations  of  shape.  Aristotle's 
objections  to  the  illustration  turn  partly  on  this  point.2  But  Plato 
himself  proceeds  to  correct  the  defect.  He  has  already  said  that 
the  Receptacle  does  not  in  itself  possess  any  of  the  characters  that 
pass  in  and  out,  any  more  than  gold  as  such  possesses  any  of  the 
shapes.  It  is  now  added  that  the  Receptacle  has  no  characters 
of  its  own  4 * before  ’ the  qualities  enter  it,  unlike  the  gold  which  has 
its  own  sensible  properties.3 

Before  making  this  point,  Plato  introduces  the  image  of  the 
father,  the  mother,  and  the  child,  to  illustrate  the  relations  of  the 
eternal  Form,  the  Receptacle,  and  Becoming. 

50c.  Be  that  as  it  may,  for  the  present  we  must  conceive  three 
things  : that  which  becomes  ; that  in  which  it  becomes  ; 

D.  and  the  model  in  whose  likeness  that  which  becomes  is  born.4 
Indeed  we  may  fittingly  compare  the  Recipient  to  a mother, 
the  model  to  a father,  and  the  nature  that  arises  between 
them  to  their  offspring.  Further  we  must  observe  6 that, 
if  there  is  to  be  an  impress  presenting  all  diversities  of  aspect, 
the  thing  itself  in  which  the  impress  comes  to  be  situated, 

1 50c,  KLVOVfieVOV  T€  KCLl  8ld(JX'r)fJ'aTL£6lJ'*vov  V7TO  TOJV  CIOXOVTCDV.  kIvTJOIS  IS 

used  as  the  general  word  for  ‘ change  * (with  its  two  species,  locomotion  and 
qualitative  change)  at  Parm.  138B,  Theaet.  i8id.  BiaaxrjfMari^eadai,  is  used 
below  (53B)  of  the  pattern  introduced  by  the  creation  of  geometrical  shapes  ; 
but  oxvfia  means  appearance,  manner,  fashion,  mode,  etc.,  as  well  as  shape, 
though  no  doubt  the  analogous  figures  (axwara)  moulded  in  the  gold  suggested 
the  word.  Different  qualities  affecting  different  parts  of  a space  must  diversify 
it  and  form  some  kind  of  pattern,  however  vague  in  outline  and  irregular. 
Cf.  the  phrases  iSeiv  ttqikLXov  7raaas  noiKiMas  (50D,  5)  and  iravroSairriv  iSeiv 
(fxxlvtodai  (52E,  i). 

2 They  are  summarised  by  Tr.,  p.  322. 

8 Cf.  Baeumker  (Prob.  d . Mat.  132),  whose  analysis  of  the  whole  argument 
here  is  helpful,  though  I cannot  accept  all  his  conclusions. 

4 <f>v€rai,  ‘ born  \ The  next  sentence  takes  up  this  metaphor  as  furnishing 

an  appropriate  image,  which  replaces  that  of  the  craftsman. 

6 vorjaai  depends  in  thought  rather  on  the  XPV  at  c>  7 * than  on  irplnct,  and 
perhaps  also  in  grammar,  the  remark  about  the  ‘ fittingness  * of  the  metaphor 
in  </>verat  being  treated  as  parenthetical. 

185 


THE  RECEPTACLE 


50c-51b 


50D.  cannot  have  been  duly  prepared  unless  it  is  free  from  all 
E.  those  characters  which  it  is  to  receive  from  elsewhere.  For 
if  it  were  like  any  one  of  the  things  that  come  in  upon  it, 
then,  when  things  of  contrary  or  entirely  different  nature 
came,  in  receiving  them  it  would  reproduce  them  badly, 
intruding  its  own  features  alongside.  Hence  that  which  is 
to  receive  in  itself  all  kinds  1 must  be  free  from  all  char- 
acters ; just  like  the  base  which  the  makers  of  scented 
ointments  skilfully  contrive  to  start  with  : they  make  the 
liquids  that  are  to  receive  the  scents  as  odourless  as  possible. 
Or  again,  anyone  who  sets  about  taking  impressions  of  shapes 
in  some  soft  substance,  allows  no  shape  to  show  itself  there 
beforehand,  but  begins  by  making  the  surface  as  smooth  and 
51.  level  as  he  can.  In  the  same  way,  that  which  is  duly  to 
receive  over  its  whole  extent  and  many  times  over  all  the 
likenesses  of  the  intelligible  2 and  eternal  things  ought  in  its 
own  nature  to  be  free  of  all  the  characters.  For  this  reason, 
then,  the  mother  and  Receptacle  of  what  has  come  to  be 
visible  and  otherwise  sensible  must  not  be  called  earth  or 
air  or  fire  or  water,  nor  any  of  their  compounds  or  com- 
ponents 3 ; but  we  shall  not  be  deceived  if  we  call  it  a nature 
invisible  and  characterless,  all-receiving,  partaking  in  some 
b.  very  puzzling  way  of  the  intelligible  and  very  hard  to  appre- 
hend. So  far  as  its  nature  can  be  arrived  at  from  what  has 

is  (as  often)  simply  a synonym  of  lS4a,  floppy,  etSos  (character). 
Plato  varies  the  word,  just  as  above  (d,  7)  he  writes  apopfov  arracrcov  ra>v  ISediu 
( = iiop<f>u)v).  None  of  the  four  words  here  means  the  eternal  Form  ; for 
this  is  never  ‘ received  ' by  the  Receptacle.  Note  also  that  ox^jpa  (‘  shape  ') 
is  not  used  as  a synonym  for  any  of  them,  but  confined  to  the  shapes  moulded 
in  gold  or  in  some  soft  substance  in  the  two  illustrations  (50A  and  50E,  8). 

* The  conjecture  votjt&v  (for  77-avTtuv)  act  re  ovtcov  can  be  supported  by  the 
occurrence  of  the  phrase  at  37A,  1.  But  ttq.vtidv  or  ndvra  is  required  by  the 
sense.  I suggest  rep  <ra  irav^a  tujv  votjtcov  act  re  ovtcjv.  The  Receptacle  is  to 
receive  all  the  likenesses  of  the  Forms  concerned  (the  four  primary  bodies), 
rather  than  likenesses  of  all  the  Forms  there  are.  Cf.  e,  5,  to  rd  vavra 

8 ‘ Compounds  ’,  i.e.  complex  bodies  formed  of  more  than  one  of  the  four 
primary  bodies.  * Components  ",  i.e.  any  qualities  into  which  what  we  call 
‘ fire  ' or  ‘ fieriness  ' (etc.)  might  be  analysed,  e.g.  the  heat,  yellowness,  etc., 
of  flame.  Cf.  50A,  3,  00a  4k  tovtojv,  where  tovtcdv  means  the  opposites  (hot, 
white,  etc.),  of  which  fire,  etc.,  are  composed.  This  statement  formally 
excludes  the  notion  that  the  Receptacle  is  some  subtler  or  more  ultimate 
kind  of  matter  (such  as  ‘ the  hot ',  ' the  cold  ’,  etc.)  beyond  the  four  primary 
bodies  (cf.  Fraccaroli,  p.  89).  At  Sophist  243  the  view  that  * the  hot  and 
the  cold  ' are  the  ultimately  real  things  in  nature  is  taken  as  typical  of  aU 
the  early  physicists.  There  is  no  reference  to  the  triangles  of  which  the 
elementary  figures  are  later  to  be  composed,  since  these  have  not  yet  been 
mentioned. 


186 


THE  RECEPTACLE 

51B.  already  been  said,  the  most  correct  account  of  it  would  be 
this  : that  part  of  it  which  has  been  made  fiery  appears  at 
any  time  as  fire  ; the  part  that  is  liquefied  as  water ; and 
as  earth  or  air  such  parts  as  receive  likenesses  of  these. 

The  argument  that  the  Receptacle  must  not  possess  in  itself  any 
quality  like  those  which  enter  it,  is  preceded  by  the  comparison  of 
the  eternal  Form  to  the  father  and  of  the  Receptacle  to  the  mother. 
The  connection  of  thought  implies  a current  view  of  the  part  played 
by  the  mother  in  generation.  In  the  Eumenides  (660)  Apollo 
argues  that  4 the  mother  of  what  is  called  her  child  is  no  parent 
(roxeijQ),  but  only  the  nurse  (TQo<pog)  of  the  new  life  sown  in  her. 
The  parent  is  the  begetter  ; she  is  but  a host  (£dvrj)  harbouring 
the  stranger  plant  \ Similarly,  according  to  Diodorus  (i.  80),  the 
Egyptians  regarded  no  child  as  a bastard,  holding  that  the  father 
is  the  sole  cause  of  generation,  while  the  mother  furnishes  only 
nourishment  (jQocprj)  and  room  (%(joqcl)  for  the  infant.  The  belief  is 
mentioned  several  times  by  Aristotle,  who  debates  whether  the 
female  contributes  anything  to  generation  or  only  provides  the 
place  (tojioq).  He  gives  it  as  the  opinion  of  Anaxagoras  and  other 
physicists  that  the  seed  comes  from  the  male,  the  female  only 
furnishing  the  place.1  So  here  the  Receptacle  or  ‘ nurse  ’ (TiOrjvrj, 
49A)  of  Becoming  is  simply  the  place  ‘ in  which  ’ the  qualities 
appear.  If  it  had  any  qualities  of  its  own,  it  would  intrude  its 
own  features  or  visible  appearance  (dfig),  as  the  mother's  features 
might  be  expected  to  reappear  in  the  child,  if  she  contributes  any 
part  of  its  substance. 

The  Receptacle,  then,  has  no  visible  appearance  ; but  is  ‘ a 
nature  invisible  and  characterless,  all-receiving,  partaking  in  some 
very  puzzling  way  of  the  intelligible  and  very  hard  to  apprehend  * . 
‘ Partaking  of  the  intelligible  ' is,  unfortunately,  an  ambiguous 
phrase.  Some  have  understood  it  as  referring  to  ‘ the  real  informing 
of  matter  by  the  Ideas  * 2 ; but  Archer-Hind  remarks  that  Plato's 

1 de  gen  anim.  A19,  init.,  Bi,  763 b,  30.  The  doctrine  is  still  held  by  the 
natives  of  S.E.  Australia  : * children  emanate  from  the  father  alone  and  are 
merely  nurtured  by  the  mother  ’ (Frazer,  Totemism  and  Exogamy  i,  338. 
Contrast  the  Central  Tribes  who  are  ignorant  that  the  father  plays  any  part 
in  begetting) . In  the  Life  of  Johnson  Boswell  defends  his  ‘ partiality  for 
heirs  male  ’ by  ‘ the  opinion  of  some  distinguished  naturalists  that  our  species 
is  transmitted  through  males  only,  the  female  being  all  along  no  more  than 
a nidus  or  nurse,  as  Mother  Earth  is  to  plants  of  every  sort  It  follows  that 
* a man's  grandson  by  a daughter  has  in  reality  no  connection  whatever  with 
his  blood 

a So  Zeller  ; Baeumker  ( Prob . d.  Mat.  133)  ; Aristotle  Phys.  iv,  2,  209 b,  12, 
Plato  identified  matter  and  space,  to  yap  pLeTaXrjTmKov  teal  rrjv  ywpav  cv  kcu 
ravrov  (Simpl.,  Phys.  542  : He  calls  it  to  fxcTaXrjTnLKov  in  the  Timaeus, 
/Lt€TaAa/xj3av€i  yap ‘ aTTopayrara  rrj]  tov  votjtov *).  Tr.  (p.  331)  agrees  with  A.-H. 

187 


51b-e 


FORMS  OF  THE  PRIMARY  BODIES 

meaning  is  more  fully  expressed  at  52B,  where  Space  is  said  to  be 
' apprehended  without  the  senses  by  a sort  of  bastard  reasoning  \ 
To  ' partake  of  the  intelligible ' will  then  mean  * to  be  an  object  of 
rational  thought  *,  as  opposed  to  being  an  object  of  the  senses. 
Further  discussion  may  be  postponed  to  that  later  passage  where 
Space  has  at  last  been  mentioned. 

In  the  present  passage  (where  Space  has  not  been  mentioned) 
the  words  eldog , Idda , /xogcpij,  still  bear  the  sense  implied  by  the 
whole  context : they  mean  sensible  qualities,  not  * shapes  \ The 
last  sentence  speaks  of  part  of  the  Receptacle  being  made  fiery, 
part  liquefied  (made  watery),  and  so  on.  The  same  language  is 
used  of  the  chaos  described  at  52D  as  existing  before  the  Heaven 
was  made  or  the  Demiurge  had  designed  the  geometrical  figures  of 
the  primary  bodies.  Plato’s  point  is  that  the  Receptacle  has  no 
inherent  sensible  qualities  of  its  own,  not  that  ' Space  has  no 
specific  “ shape  ” of  its  own  ’,  or  that  ‘ we  are  not  allowed  to  account 
for  exceptional  " appearances  ” in  any  region,  as  those  who  think 
of  space  as  having  a variable  curvature  would  like  to  do,  by  suggest- 
ing that  this  region  has  a " different  ” geometry  from  others  \1 
It  is  a much  more  tenable  position  that,  according  to  Plato,  Space 
has  a shape  of  its  own,  being  coextensive  with  the  spherical  universe, 
outside  which  there  is  neither  body  nor  void.2 

51B-E.  Ideal  models  of  Fire,  Air,  Water,  Earth 

Plato  has  just  spoken  of  * copies  ’ {fufiTj^ar a)  of  Fire,  Air,  Water, 
and  Earth  being  ‘ received  ’ by  the  Receptacle.  This  leads  to  the 
next  question  : Are  there  models  to  serve  as  originals  for  these 
copies  ? 

51B.  But  in  pressing  our  inquiry  about  them,  there  is  a question 
that  must  rather  be  determined  by  argument.3  Is  there 
such  a thing  as  ‘ Fire  just  in  itself  ’ or  any  of  the  other 
things  which  we  are  always  describing  in  such  terms,  as 

c.  things  that  * are  just  in  themselves  ’ ? Or  are  the  things 
we  see  or  otherwise  perceive  by  the  bodily  senses  the  only 
things  that  have  such  reality,4  and  has  nothing  else,  over 

1 Tr.,  pp.  326,  328. 

* See  F.  M.  Cornford,  The  Invention  of  Space,  Essays  in  honour  of  Gilbert 
Murray,  Oxford,  1936. 

* The  emphasis  falls,  by  position,  on  A oycp,  ' by  argument  *,  as  opposed  to 
* what  can  be  gathered  from  our  earlier  statements  ’ in  the  previous  sen- 
tence. Cf.  the  contrast  of  6 opdos  Xoyos  (A 6yos  in  the  true  sense)  and  6 cIku>s 
(56b,  4). 

4 roiavTTjv  aXydciav,  the  independent  and  absolute  reality,  just  mentioned, 
such  as  we  ascribe  to  Forms.  So  Stailbaum,  A.-H. 

188 


FORMS  OF  THE  PRIMARY  BODIES 

51c.  and  above  these,  any  sort  of  being  at  all  ? Are  we  talking 
idly  whenever  we  say  that  there  is  such  a thing  as  an 
intelligible  Form  of  anything  ? Is  this  nothing  more  than 
a word  ? 

Now  it  does  not  become  us  either  to  dismiss  the  present 
question  without  trial  or  verdict,  simply  asseverating  that 
it  is  so,  nor  yet  to  insert  a lengthy  digression  into  a discourse 

d.  that  is  already  long.  If  we  could  see  our  way  to  draw  a 
distinction  1 of  great  importance  in  few  words,  that  would 
best  suit  the  occasion.  My  own  verdict,  then,  is  this.  If 
intelligence  and  true  belief  are  two  different  kinds,  then  these 
things — Forms  that  we  cannot  perceive  but  only  think  of — 
certainly  exist  in  themselves  ; but  if,  as  some  hold,  true 
belief  in  no  way  differs  from  intelligence,  then  all  the  things 
we  perceive  through  the  bodily  senses  must  be  taken  as  the 
most  certain  reality.  Now  we  must  affirm  that  they  are 

e.  two  different  things,  for  they  are  distinct  in  origin  and  unlike 
in  nature.  The  one  is  produced  in  us  by  instruction,  the 
other  by  persuasion  ; the  one  can  always  give  a true  account 
of  itself,  the  other  can  give  none  ; the  one  cannot  be  shaken 
by  persuasion,  whereas  the  other  can  be  won  over ; and  true 
belief,  we  must  allow,  is  shared  by  all  mankind,  intelligence 
only  by  the  gods  and  a small  number  of  men. 

The  alternative  to  be  determined  by  argument  is  : whether  those 
combinations  of  qualities  which  we  call  bodies  and  which  we  see 
or  otherwise  perceive  through  the  bodily  senses 2 have  a fully 
substantial  existence  in  their  own  right,  or  are  (as  we  have  called 
them)  only  copies  of  independently  existing  Forms.  The  language 
closely  resembles  Parm.  i30Dff.,  where  Parmenides  questions 
Socrates  as  to  the  extent  of  the  world  of  Forms.  Socrates  has  no 
doubt  that  there  are  separate  Forms  of  terms  such  as  Likeness, 
Unity,  Plurality,  and  also  of  moral  terms,  Just,  Good,  etc.  He  is 
doubtful  about  Forms  such  as  Man  ‘ separate  from  ourselves  and 
all  other  men  ',  and  Fire,  Water,  etc.  This  class  corresponds  to 
the  products  of  divine  workmanship  at  Sophist  266B  : * ourselves 
and  all  other  living  creatures  and  the  elements  of  natural  things — 
fire,  water,  and  their  kindred  \ Living  organisms  and  the  four 


1 opov  opileiv,  to  draw  a boundary-line  (cf.  Gorg . 470B)  ; in  this  case  the 
boundary  between  the  two  orders  of  existence,  corresponding  to  the  two 
kinds  of  apprehension  next  mentioned. 

2 The  description  shows  that  the  ‘ copies  ' are  not  the  shapes  of  the  corpuscles 
of  primary  bodies,  but  the  qualities  which  we  perceive  when  we  say  ‘ Fire 
is  here  \ We  do  not  perceive  the  corpuscles  or  their  shapes. 

P.C.  189 


o 


FORMS  OF  THE  PRIMARY  BODIES 

primary  bodies  of  which  all  other  bodies  are  composed  are  the  two 
classes  of  things  in  the  physical  world  with  the  best  claim  to 
separate  Forms.  When  it  comes  to  hair,  dirt,  and  other  such  un- 
dignified things,  Socrates  at  first  thinks  it  would  be  absurd  to 
postulate  Forms ; these  must  be  no  more  than  ' just  the  things 
we  see 

The  present  passage  is  concerned  mainly  with  Forms  of  the 
primary  bodies  ; and  the  reality  of  these  Forms  is  affirmed  on  the 
same  general  grounds  that  make  it  necessary  to  believe  in  any 
Forms  whatsoever.  As  in  Republic  v,  the  existence  of  two  orders 
of  objects — intelligible  and  sensible — is  declared  to  follow  from  the 
indubitable  distinction  between  rational  understanding  or  know- 
ledge and  mere  belief,  which  can  be  produced  or  shaken  by  per- 
suasion. This  characteristic  of  belief,  even  when  true,  was  taken  in 
the  Theaetetus  (201A)  as  fatal  to  the  claim  of  true  belief  to  rank  as 
knowledge.  Belief,  moreover,  can  ' give  no  account  of  itself  \ 
This  characteristic  is  best  illustrated  by  the  Meno.  The  slave 
questioned  by  Socrates  has  produced  true  beliefs  about  the  solution 
of  a problem  in  geometry ; but  they  will  not  become  knowledge 
until  he  has  been  taken  many  times  through  the  whole  demonstra- 
tion, grasped  all  the  premisses,  and  seen  how  the  conclusion  must 
inevitably  follow.  His  beliefs  will  then  be  unshakably  secured  ' by 
reflection  on  the  reason'  (Meno,  85c  ft.,  97 e). 

It  is  certain,  then,  that  there  are  independently  real  Forms  of 
Fire,  Air,  Water,  and  Earth.  Fire  ‘ just  in  itself ' is  an  eternal 
model,  an  object  of  intelligence,  not  of  perception.  We  have  been 
told  that  the  name  ' Fire  * is  to  be  given  to  that  which  is  of  a certain 
quality,  appearing  in  the  Receptacle  at  any  time  in  the  cycle  of 
change.  This  quality  is  the  copy,  bearing  the  same  name  as  its 
model ; the  model  itself  is  the  meaning  of  the  name  ‘ Fire  more 
or  less  clearly  present  to  our  thought  whenever  we  use  the  word. 
Plato  tells  us  nothing  further  as  to  its  nature.  It  cannot  be 
identified  with  the  pyramid,  the  geometrical  shape  of  the  fire 
corpuscle.  When  we  look  at  a fire,  we  do  not  see  or  think  of 
pyramids  ; and  when  we  say  c Here  is  fire  ' we  do  not  mean  * Here 
are  pyramids'.  What  we  perceive  is  a certain  combination  of 
shifting  qualities  in  a certain  place  at  a certain  time — the  yellowness 
we  see,  the  hotness  we  feel.  Such  a combination,  whenever  and 
wherever  it  occurs,  is  sufficiently  ‘ alike  ' for  us  to  name  it  * fire  \ 
and  it  is  a fleeting  copy  or  impress  of  an  unchanging  model.  More 
than  this  Plato  cannot  tell  us.  We  must  not  hope  to  get  nearer 

* 1 J*arm’  I3OD/  radra  pdv  yt  arrcp  opwficv,  ravra  *ai  that,,  ctSos  Si  n aura)*' 
€Tp at  Map  fj  drorrov.  Cf.  51c,  rj  ravra  dn*p  koX  0A irropxv  . . . 
p6va  ioriv  rouivrqv  ^ovra  aMfittav. 

190 


FORM,  COPY,  AND  SPACE 

to  his  thought  by  translating  his  words  into  language  that  sounds 
to  us  scientific.1 * *^ 

There  is  no  warrant  for  A.-H/s  remark  that  * the  list  of  ideas  in 
the  Timaeus  includes,  in  addition  to  the  ideas  of  living  creatures, 
only  the  ideas  of  fire,  air,  water  and  earth ' (p.  180).  In  his  intro- 
duction he  goes  further  and  suggests  that  Plato  ought  to  have 
eliminated  ideal  types  of  the  elements  and  would  have  eliminated 
them,  * had  his  attention  been  drawn  to  the  subject  * (p.  35).* 
The  unprejudiced  reader  may  think  that  his  attention  was  very 
clearly  drawn  to  the  subject  in  the  passage  before  us.  Nor  will 
the  Platonist  easily  believe  that  living  creatures  and  the  primary 
bodies  alone  have  ideal  Forms.  How  are  mathematics  and  dialectic 
to  be  carried  on,  if  the  only  unchanging  objects  of  thought  are  the 
natural  kinds  of  living  creatures  and  the  four  primary  bodies  ? 
These  are  specially  relevant  to  an  account  of  the  physical  universe, 
and  are  therefore  prominent  in  the  Timaeus . We  cannot  infer  that 
Plato  no  longer  believed  that  there  was  such  a thing  as  Justice 
' just  in  itself ' or  the  Triangle  * just  in  itself  \ The  Philebus  and 
the  Laws  would  not  bear  out  such  a conclusion. 

51E-52D.  Summary  description  of  the  three  factors ; Form , Copy , 
and  Space  as  the  Receptacle 

In  the  foregoing  sections  we  started  with  the  notion  of  a Receptacle 
of  Becoming ; then  passed  to  its  contents,  the  sensible  qualities 

1 Tr.  (p.  334),  for  instance,  says  : ‘ The  question  is  whether  there  is  or  is 

not  a standard  of  scientific  truth  by  which  individuals  can  and  ought  to 

correct  the  deliverances  of  their  senses.’  4 Fire  means  the  occurrence  of 
events  with  some  definite  law  or  pattern  in  a region  of  the  continuum,  water 
the  appearance  of  events  of  a different  determinate  pattern.  It  follows  at 
once  that  only  when  this  pattern  is  exactly  realised  do  you  have  44  real  " or 
44  pure  " fire  or  water.  If  it  is  only  imperfectly  realised,  you  have  not 44  pure  ” 
fire  or  water,  just  as  we  should  say  that  “ water  ” which  proved  on  analysis 
not  to  be  composed  of  hydrogen  and  oxygen  in  the  proportions  determined 
by  the  chemists  is  not 44  pure  " water,  but  has  44  impurities  Plato’s  phrase 

4 Fire  just  in  itself  ’ means,  according  to  Tr.,  4 “ fire  which  is  just  fire,"  44  fire 
with  no  admixture  of  anything  else  ",  exactly  as  we  speak  of  41  pure  water  ", 
44  pure  atmospheric  air  ",  44  pure  gold  ".'  This  account  is  in  danger  of  sug- 
gesting a confusion  between  an  exact  realisation  of  the  pattern  and  the 
pattern  itself.  When  we  speak  of  4 pure  water  ’ we  mean  something  which, 
supposing  it  to  exist,  would  be  a perceptible  thing  which  we  could  touch  and 
drink. 

Robin’s  account  of  the  Form  of  Fire  ( Phys . de  Platon  49)  keeps  nearer  to 
Plato’s  own  account,  but  involves  theories  about  mathematical  intermediates 
between  Forms  and  sensibles  and  about  Ideal  Numbers  which  are  too  specula- 
tive for  the  scope  of  this  book. 

a In  the  Journal  of  Philol.  xxiv,  pp.  49  ff.,  Archer-Hind  went  the  whole  way 
and  denied  that  the  ontology  of  the  Timaeus  allows  room  for  these  ideas. 

191 


51e-52d 


FORM,  COPY,  AND  SPACE 

and  their  combinations,  and  finally  to  the  ideal  models.  Next 
follows  a summary  description  of  these  three  factors,  in  the  reverse 
order. 

51E.  This  being  so,  we  must  agree  that  there  is,  first,  the  unchang- 
52.  ing  Form,  ungenerated  and  indestructible,  which  neither 
receives  anything  else  into  itself  from  elsewhere  nor  itself 
enters  into  anything  else  anywhere,  invisible  and  otherwise 
imperceptible ; that,  in  fact,  which  thinking  has  for  its 
object. 

Second  is  that  which  bears  the  same  name  and  is  like  that 
Form  ; is  sensible  ; is  brought  into  existence  ; is  perpetually 
in  motion,  coming  to  be  in  a certain  place  and  again  vanishing 
out  of  it ; and  is  to  be  apprehended  by  belief  involving 
perception. 

Third  is  Space,  which  is  everlasting,1  not  admitting  destruc- 

b.  tion  ; providing  a situation  for  all  things  that  come  into 
being,  but  itself  apprehended  without  the  senses  by  a sort 
of  bastard  reasoning,  and  hardly  an  object  of  belief. 

This,  indeed,  is  that  which  we  look  upon  as  in  a dream  2 
and  say  that  anything  that  is  must  needs  be  in  some  place 
and  occupy  some  room,  and  that  what  is  not  somewhere  in 
earth  or  heaven  is  nothing.3  Because  of  this  dreaming 

c.  state,  we  prove  unable  to  rouse  ourselves  and  to  draw  all 
these  distinctions  and  others  akin  to  them,  even  in  the  case 
of  the  waking  and  truly  existing  nature,  and  so  to  state  the 
truth  : namely  that,  whereas  for  an  image,  since  not  even 
the  very  principle  on  which  it  has  come  into  being  belongs  to 
the  image  itself,4  but  it  is  the  ever  moving  semblance  of 

1 Taking  act  with  ov  (cf.  A.-H.).  The  words  are  separated  for  the  sake  of 
euphony.  Cf.  2 8a,  6,  npos  to  Kara  ravra  eyov  /3A iixuiv  aei,  where  act  belongs  to 

2 Taking  7 rpos  6 /3Ac7 rovrcs-  together  (with  A.-H.),  an  easy  hyperbaton. 
Simplicius,  Phys.  521,  31,  paraphrases  : airo  rrjs  els  ra  evvXa  oveipaTucfjs  epftXeijjeajs. 
Plato  uses  eyprjyopcos,  not  fiXiiraiv,  for  a waking  dream  : Soph.  266c,  ovap 
avdparmvov  eyprjyopoow.  jSAcVcov  normally  means  4 alive  not  4 awake  ’. 

8 Cf.  Aristotle,  Phys.  iv,  1,  208a,  29.  ‘ Everybody  supposes  that  things 

which  exist  are  somewhere ; the  non-existent  is  “ nowhere  " — where  is  the 
goat-stag  or  the  sphinx  ? ’ Simplic.  ad  loc  describes  this  as  a * parody  ' of 
our  passage.  Zeno  ( Vors . 19A,  24)  assumed  in  one  of  his  arguments  that 
* Everything  that  exists  is  somewhere  ' or  4 in  some  place  \ Gorgias  (quoted 
below)  repeats  this. 

4 This  and  other  interpretations  of  the  difficult  clause  cVcc f/irep  ovS*  auro  rotho 
c</>*  $ yiyovev  iavrfjs  iariv  are  discussed  in  the  Appendix  (p.  370).  An  image 
fomes  into  being  on  the  same  principle  or  conditions  as  a reflection  : there 
/lust  be  an  original  to  cast  it  and  a medium  to  contain  it.  Neither  condition 
**  ‘‘elongs  to  ’ the  image  itself. 


192 


FORM,  COPY,  AND  SPACE  ' 

52c.  something  else,  it  is  proper  that  it  should  come  to  be  in 
something  else,  clinging  in  some  sort  to  existence  on  pain 
of  being  nothing  at  all,  on  the  other  hand  that  which  has 
real  being  has  the  support  of  the  exactly  true  account,  which 
declares  that,  so  long  as  the  two  things  are  different,  neither 
can  ever  come  to  be  in  the  other  in  such  a way  that  the 

d.  two  should  become  at  once  one  and  the  same  thing  and  two. 

The  three  factors  are  here  contrasted  in  three  respects  : (1)  the 
sort  of  existence  which  they  have  ; (2)  the  manner  in  which  they 
are  known  ; (3)  the  relations  of  the  Form  and  of  the  copy  to  Space. 

(1)  Space,  here  named  for  the  first  time,  is  ' everlastingly  existent 
and  not  admitting  destruction  \ The  phrase  differs  only  verbally 
from  that  applied  to  the  Form,  ‘ ungenerated  and  indestructible  \ 
Here  as  elsewhere  the  Receptacle  does  not  owe  its  existence  to  the 
Demiurge,  but  is  represented  as  a given  factor  limiting  his  operations 
by  necessary  conditions.  Space  is  thus  essentially  different  from 
Time,  which  was  ranked  among  the  works  of  intelligence  and  had 
an  archetype,  eternal  duration,  of  which  it  was  an  image.  There 
is  no  archetype  of  Space,1  which  exists  in  its  own  right  as  surely 
as  does  the  Form.  By  recognising  Space  as  an  independent  and 
eternally  existing  factor  necessary  to  the  becoming  of  a world  of 
sensible  images,  Plato  has  added  to  the  old  scheme  borrowed  in 
Republic  v from  Parmenides.  The  three  things  enumerated  there 
were  (1)  the  perfectly  real  and  knowable,  (2)  the  objects  of  opinion, 
(3)  the  absolutely  unreal  and  unknowable.  The  third  of  these  is 
not  to  be  identified  with  Space,  for  Space  is  not  unreal,  and  we 
can  apprehend  it.  Plato's  purpose  is  precisely  to  introduce  Space, 
as  an  eternally  real  object,  to  fill  the  blank  left  by  the  totally  non- 
existent in  Parmenides'  scheme,  which  consequently  provided  no 
support  for  any  world  of  appearances. 

(2)  Space  is  apprehended,  not  by  the  senses,  but  ‘ by  a sort  of 
bastard  reasoning  ’,  and  is  * hardly  an  object  of  belief  ’.  It  is  not, 
like  the  Form,  an  object  of  genuine  rational  understanding  (vorjcug)  ; 
nor  is  it,  like  the  copy,  apprehended  by  the  senses  and  by  judgment 
involving  perception.  Space  is  not  sensible  ; for  it  cannot  be  seen 
or  touched.  Is  it,  then,  intelligible  ? It  is  not  a genuine  intelligible 
object,  because  it  has  no  status  in  the  world  of  Forms ; these,  as 
Plato  goes  on  to  say,  are  not  in  Space,  nor  are  they  extended, 
although  we  may  imagine  ' the  Triangle',  for  instance,  as  an 
extended  figure.  Space  is  rather  a factor  in  the  visible  world  ; and 
yet  it  is  everlasting  and  imperishable,  and  can  only  be  apprehended 
by  thinking  : so  it  * partakes  of  the  intelligible  in  a very  puzzling 

1 Cf.  Fraccaroli,  p.  87. 

193 


51e-52d 


FORM,  COPY,  AND  SPACE 

way  ' (51B).  Plato  may  have  in  mind  the  process  we  call  ‘ abstrac- 
tion f — thinking  away  all  the  positive  perceptible  contents  of 
Becoming,  until  nothing  is  left  but  the  ' room  1 or  place  in  which 
they  occur.  ‘ Hardly  an  object  of  belief ' {fioytQ  marov)  seems 
intended  to  rule  out  * belief  * or  ‘ opinion  1 , in  addition  to  perception 
and  rational  knowledge.  We  normally  ' believe  ' in  the  existence 
of  a thing  in  the  sense-world  because  we  have  perceived  it,1  but 
Space  we  cannot  perceive. 

(3)  The  Form  is  contrasted  with  Space  in  that  the  Form  ‘ never 
receives  anything  else  into  itself  from  elsewhere  \ and  with  the 
copy  in  that  1 it  never  itself  enters  into  anything  else  anyWhere  \ 
The  same  thing  was  said  of  Beauty  itself  in  the  Symposium  (21 1 a)  : 
this  is  * never  anywhere  in  anything  else — in  a living  creature,  for 
instance,  or  in  earth  or  heaven — but  is  always  in  and  by  itself  \ 
The  contrast  between  the  Form  and  the  copy  is  dwelt  upon  in  the 
rest  of  the  paragraph  in  somewhat  obscure  terms.  The  copy  or 
image,  not  having  the  substantial  existence  of  a perfectly  real  thing 
(ovtojq  Sv),  but  being  * the  ever-moving  semblance  of  something 
else  \ requires  some  medium  ‘ in  which  ’ it  may  appear  and  dis- 
appear, like  a mirror  image.  Thanks  to  this  medium,  Space,  it 
‘ clings  somehow  or  other  to  existence,  on  pain  of  being  nothing 
at  all  \ It  is,  in  fact,  an  eidolon , defined  in  the  Sophist  (240B)  as 
that  which  has  some  sort  of  existence  ( dv  Tzcog),  but  not  real  being 
(ovx  dvrax;  ov).  ‘ The  very  principle  (or  condition)  on  which  it  comes 
to  be  ' lies  outside  itself,  partly  in  the  medium  which  receives  it, 
partly  in  the  original  which  casts  the  image  of  itself  on  the  medium. 

The  last  part  of  the  sentence  contrasts  with  this  fleeting  semblance, 
the  Form  which  has  real  being.  We  should  expect  merely  the 
statement  that  the  Form,  since  it  is  self-subsisting,  requires  no 
medium  and  so  is  not  in  Space.  Plato  complicates  matters  by 
adding  the  statement  that  neither  is  Space  in  the  Form.  ‘ That 
which  has  real  being  (the  Form)  has  the  support  of  the  exactly  true 
account  ’ (no  mere  ‘ likely  story  *)  ; and  this  declares  that  ‘ so  long 
as  the  two  things  are  different,  neither  can  ever  come  to  be  in  the 
other  in  such  a way  that  the  two  should  become  at  once  one  and 
the  same  thing  and  two  \ The  language  is  obscure,  but  the  whole 
drift  of  the  passage  demands  that  the  two  things  in  question  must 
be  the  Form  and  Space  \2  These  must  remain  for  ever  distinct. 
The  Form,  we  have  been  told,  cannot  receive  anything  into  itself 

1 Cf.  the  use  of  irtaris  for  a state  of  mind  intermediate  between  intellectual 
understanding  and  eUaola  at  Rep.  51  ie. 

* Not  the  Form  and  the  copy,  as  A.-H.  and  Fraccaroli  suppose.  Above 
(c,  3)  iripov  r tv6s  meant  the  Form,  and  eV  eWpo>  nvl  (c,  4)  meant  Space. 
These  expressions  give  to  aAAo  and  to  Be  aAAo  (c,  6)  something  to  refer  to. 

194 


FORM,  COPY,  AND  SPACE 

from  elsewhere.  This  applies  to  Space,  which  can  never  enter 
into  the  existence  of  Forms.  Nor  can  the  Form  ever  pass  into 
anything  else  anywhere ; it  can  never  enter  Space,  and  Space 
cannot  receive  anything  more  than  the  copy. 

What  remains  obscure  is  the  consequence  stated  in  the  last 
words  : the  result  of  the  one  coming  to  be  in  the  other  would  be 
that  ‘ the  two  would  become  at  once  one  and  the  same  thing  and 
two  \ Probably  Plato  is  thinking  of  a somewhat  archaic  argument 
which  figures  in  Gorgias’  tract  On  Not-being  (frag.  3)  : 

‘ If  Being  is  unlimited,  it  is  nowhere.  For  if  it  is  somewhere, 
that  in  which  it  is  is  different  from  it ; and  thus,  being  embraced 
by  something  which  contains  it,  it  will  no  longer  be  unlimited, 
since  what  embraces  something  must  be  larger  than  the  thing 
it  embraces,  and  nothing  is  larger  than  the  unlimited.  Hence 
the  unlimited  is  not  somewhere.1  But  again,  neither  is  it  con- 
tained in  itself ; for  then  the  same  thing  will  be  container  (to  iv  <5)  and 
content  (to  iv  avrq)),  and  Being  will  become  two  things  : place  and 
body  ; for  the  container  is  place  and  the  contained , body.  But  this 
is  absurd.  Therefore  neither  is  Being  contained  in  itself.  Accord- 
ingly, if  Being  is  everlasting,  it  is  unlimited  ; and  if  unlimited, 
it  is  nowhere  ; and  if  it  is  nowhere,  it  does  not  exist/ 

Gorgias  is,  so  far  as  this  argument  goes,  one  of  those  who  live 
in  the  dream  which  takes  the  sense-world  as  the  sole  reality,2  and 
imagine  that  ‘ what  is  not  somewhere  in  earth  or  heaven  is  nothing  \ 
The  argument  is  reproduced  by  Plato  himself  at  Parm.  138A,  in 
the  criticism  of  the  Parmenidean  One,  which  excludes  all  plurality  : 

‘ Being  such  as  we  have  described,  it  cannot  be  anywhere — 
neither  in  anything  else,  nor  yet  in  itself/  If  in  anything  else, 
it  would  be  encompassed  by  that  which  contains  it.  If  in  itself, 
the  container  as  such  must  be  one  thing , the  contained  another  ; the 
same  thing  cannot,  as  a whole , be  both  at  once.  ‘ Hence  the  One 
would  be  no  longer  one,  but  two.’  Therefore  the  One  is  not  some- 
where, not  being  either  in  itself  or  in  anything  else.3 

In  both  passages  the  consequence  that  Being,  or  the  One,  ' will 
be  no  longer  one  thing  but  two  * — container  and  content,  follows 
from  the  supposition  that  it  is  contained  ‘ in  itself  \ As  applied 
to  the  Form  and  Space,  it  will  come  to  this.  If,  like  a god  assuming 
visible  shape,  the  Form  were  to  enter  Space,  that  would  mean  that 

1 This  argument  is  echoed  in  the  Parmenides  150E. 

2 A comparison  which  recurs  frequently  in  the  Republic,  476c,  520c,  534c. 
8 Aristotle,  Phys.  iv,  3,  discusses  at  length  the  question  whether,  and  in 

what  sense,  a thing  can  be  ' in  itself  \ 

195 


51e-52d 


FORM,  COPY,  AND  SPACE 

it  would  become  extended,  and  so  Space  would  enter,  as  extension, 
into  its  existence.  But  in  an  extended  thing,  considered  as  self- 
contained,  we  can  always  distinguish  the  thing  itself  from  the 
room  or  place  it  occupies.  So  Gorgias  argues  that  ' Being  will 
become  two  things,  place  and  body  \ In  Plato's  argument  the 
two  things  will  be  the  Form  (which  must  retain  its  unity)  and  its 
extension,  the  space  it  has  admitted  ; and  this  last  is  the  funda- 
mental element  of  body.  But  Forms  are  essentially  bodiless.  So 
the  Form  cannot  enter  Space,  nor  can  Space  enter  the  Form  as 
extension. 

In  this  passage  Plato  comes  nearer  than  anywhere  else  in  the 
Timaeus  to  the  problem  of  the  eidolon . He  contributes  towards 
the  solution  an  important  factor  which  did  not  come  into  view  in 
the  Sophist . Space,  as  eternally  self-existent,  provides  the  copy 
with  a ‘ room  ’ or  situation  where  it  can  ‘ somehow  cling  to  exist- 
ence ’ as  ov  Ttcog  and  escape  being  nothing  at  all  (jzavr ehcbt;  fxrj  ov). 
But  the  addition  of  this  third  factor  does  not,  in  itself,  solve  the 
difficulty  of  explaining  how  Becoming  can  ever  occur.  The  two 
parents  of  Becoming — the  Form  and  Space — are  alike  eternal  and 
unchanging.  How  can  an  image  cast  by  an  unchanging  object  on  an 
unchanging  mirror  be  itself  inconstant  and  fleeting  ? Aristotle 
saw  this  objection  to  the  theory  of  Forms,  offered  in  the  Phaedo 
as  an  explanation  of  becoming  and  perishing  : * If  the  Forms  are 
causes,  why  is  their  generating  activity  intermittent  instead  of 
perpetual  and  continuous — since  there  always  are  participants  as 
well  as  Forms  ? * 1 

4 There  were  others,’  Aristotle  adds,  * who  thought  that  matter 
was  adequate  by  itself  to  account  for  becoming  ; matter  originates 
the  movement.’  This  account  Aristotle  considers  more  scientific 
than  the  theory  of  Forms  : something  which  produces  change  of 
quality  and  transformation  would  be  more  capable  of  bringing 
things  into  being.  But  he  rejects  it  on  the  ground  that  matter 
(in  his  own  view)  has  only  the  passive  power  of  being  moved : 
water,  for  instance,  has  not  the  active  power  of  producing  a living 
creature  without  the  co-operation  of  the  ‘ form  The  powers 
(dwajueig)  attributed  by  the  theory  he  is  criticising  to  the  simple 
bodies  are  treated  as  ‘ instrumental  ’ or  auxiliary  causes  of  genera- 
tion ; the  hot  has  the  power  to  separate  things,  the  cold  to  bring 
them  together,  and  so  on  ; and  the  becoming  and  perishing  of  all 
other  things  are  to  result  from  these  actions.  But  in  the  absence 
of  the  form,  these  powers  cannot  even  be  instrumental ; one  might 
as  well  attribute  the  making  of  a table  to  the  ‘ necessary  ’ action 
of  the  saw  or  the  plane. 

1 Ar.,  de  gen.  et  corr.  33 56,  18  (trans.  Joachim). 

196 


DESCRIPTION  OF  CHAOS 

This  criticism  recalls  Plato's  condemnation  of  the  popular  view 
that  * cooling  and  heating,  compacting  or  rarefying,  are  not  mere 
accessories,  but  the  sole  causes  of  all  things  ’ (46D).  Plato  himself, 
who  does  recognise  the  superior  position  of  the  Form,  is  entitled 
to  treat  the  active  powers  of  the  primary  bodies  as  accessory  causes, 
amenable  in  some  degree  to  the  controlling  direction  of  intelligence, 
though,  left  to  themselves,  they  would  produce  random  results  by 
the  blind  necessity  of  their  nature.  They  are  things  that  can  set 
other  things  in  motion  ; but  they  require  to  be  set  in  motion 
themselves.  Neither  the  Form  nor  Space  can  act  as  the  ultimate 
moving  cause.  Hence,  although  the  Form  has  been  compared  to 
the  father,  Space  to  the  mother,  the  Form  cannot  really  supersede 
the  Demiurge,  or  whatever  he  stands  for,  as  the  generator  of 
Becoming.  If,  as  we  have  concluded,  the  Demiurge  is  mythical, 
the  moving  cause  can  only  be  the  World- Soul.  It  becomes  more 
than  ever  difficult  to  resist  the  inference  that  the  Demiurge  is  to 
be  identified  with  the  Reason  in  the  World-Soul.1 

52D-53C.  Description  of  Chaos 

So  far  we  have  been  almost  wholly  concerned  with  the  Receptacle 
of  Becoming  and  the  shifting  qualities  that  appear  in  it  and  dis- 
appear, considered,  so  far  as  is  possible,  in  abstraction  from  the 
element  of  rational  design  contributed  by  Reason.  The  Forms  of 
the  four  primary  bodies  were  only  introduced  towards  the  end, 
because  a copy  must  have  an  original ; but  it  has  been  emphasised 
that  the  Forms  remain  apart  and  cannot  themselves  enter  the 
region  of  Becoming.  Plato  now  sums  up  the  three  factors  required 
for  the  production  of  a visible  world,  to  which,  as  we  have  just 
seen,  we  must  add  the  ‘ Demiurge  ' to  produce  it.  He  then  passes 
to  a description  of  the  Receptacle  and  its  contents,  imagined  as 
existing  4 before  ’ the  ordered  world  came  into  being.  We  are 
now  to  hear  what  the  Demiurge  does  when  he  4 takes  over  * this 
chaos. 

52D.  Let  this,  then,  be  given  as  the  tale  summed  according  to  my 
judgment  2 * : that  there  are  Being,  Space,  Becoming — three 
distinct  things — even  before  the  Heaven  came  into  being. 

1 The  inference  is  drawn  by  W.  Theiler  (among  others),  who  concludes  that 
the  Demiurge  must  be  conceived  ‘ als  Verdoppelung  der  Weltseele  . . . als 
Hinausprojektion  gleichsam  ihrer  kiinstlerisch  wirkenden  Seite  ’ (Teleolog. 
Naturbetrachtung,  72).  See  above,  pp.  34  ff. 

2 i/rrj<l>o is  XoyL&oQai  is  to  calculate  with  counters  ; but  the  singular  \jrfypov 
seems  to  allude  to  r^v  c/ity  rideficu  pfj<f>ov,  51D.  For  rpla  rpixfi*  A.-H.  com- 
pares 89E,  rpia  rpixfi  'ftvxfjs  eibrj,  ‘ three  distinct  forms  of  soul  ’.  Cf.  also  Sixfi 

(39A)  for  two  ‘ distinct  * motions  in  different  planes. 

* 197 


DESCRIPTION  OF  CHAOS 


52d-53c 


52D.  Now  the  nurse  of  Becoming,  being  made  watery  and  fiery 
and  receiving  the  characters  of  earth  and  air,  and  qualified 
by  all  the  other  affections  that  go  with  these,1  had  every 

E.  sort  of  diverse  appearance  to  the  sight ; but  because  it  was 
filled  with  powers  that  were  neither  alike  nor  evenly  balanced, 
there  was  no  equipoise  in  any  region  of  it ; but  it  was  every- 
where swayed  unevenly  and  shaken  by  these  things,  and  by 
its  motion  shook  them  in  turn.  And  they,  being  thus  moved, 
were  perpetually  being  separated  and  carried  in  different 
directions  ; just  as  when  things  are  shaken  and  winnowed 
by  means  of  winnowing-baskets  and  other  instruments  for 
53.  cleaning  com,  the  dense  and  heavy  things  go  one  way, 
while  the  rare  and  light  are  carried  to  another  place  and 
settle  there:  In  the  same  way  at  that  time  the  four  kinds 
were  shaken  by  the  Recipient,  which  itself  was  in  motion 
like  an  instrument  for  shaking,  and  it  separated  the  most 
unlike  kinds  farthest  apart  from  one  another,  and  thrust  the 
most  alike  closest  together  ; whereby  the  different  kinds 
came  to  have  different  regions,  even  before  the  ordered 
whole  consisting  of  them  came  to  be.  Before  that,  all  these 

b.  kinds  were  without  proportion  or  measure.  Fire,  water, 
earth,  and  air  possessed  indeed  some  vestiges  of  their  own 
nature,  but  were  altogether  in  such  a condition  as  we  should 
expect  for  anything  when  deity  is  absent  from  it.  Such 
being  their  nature  at  the  time  when  the  ordering  of  the 
universe  was  taken  in  hand,  the  god  then  began  by  giving 
them  a distinct  configuration  by  means  of  shapes  and 
numbers.  That  the  god  framed  them  with  the  greatest 
possible  perfection,  which  they  had  not  before,  must  be 
taken,  above  all,  as  a principle  we  constantly  assert ; what  I 
must  now  attempt  to  explain  to  you  is  the  distinct  formation 

c.  of  each  and  their  origin.  The  account  will  be  unfamiliar  ; 
but  you  are  schooled  in  those  branches  of  learning  which 
my  explanations  require,  and  so  will  follow  me. 

The  analysis  of  the  bodily  just  concluded  enables  Plato  to  give 
a more  detailed  picture  of  that  chaos  * taken  over  ’ at  the  outset 
by  the  Demiurge  : * all  that  was  visible,  not  at  rest,  but  in  dis- 
cordant and  unordered  motion  ' (30A).  4 Visible ' implies  the 

1 * Characters  ’ (jiop</>ds)  and  * affections  ’ (tt adrj)  both  mean  * qualities  \ 
The  whole  phrase  is  parallel  to  rrvp  pkv  €K dor ore  avrov  to  irei rvpcofitvov  fxtpos 
<j>aiveodai,  to  xrypavBkv  vScop,  yrjv  re  teal  at  pa  Kad*  oaov  dv  fup.’qpara  tovtcov 
Btxnrcu  (5IB),  where  (upL^pLara,  like  d<f>ofwia>fiara  at  51  A,  2,  shows  that  the 
cuTtovra  koX  ovra  twv  qvtcdv  del  /xt/xr^/xara  of  50c  are  simply  qualities. 

198 


DESCRIPTION  OF  CHAOS 

presence  of  sensible  qualities  ; and  there  is  also  motion  of  a dis- 
orderly kind.  So  here  the  Receptacle,  now  identified  ultimately 
with  Space,  is  qualified  by  the  main  characters  (jioqcpal)  of  fire,  air, 
water,  and  earth — hot,  cold,  moist,  dry — and  by  other  ' affections  ’ 
(qualities,  nadrj)  attendant  upon  these.  The  qualities  are  also 
described  as  ‘ powers  ' (dwa/Lieig),  with  reference  to  their  power  of 
acting  on  one  another — the  hot  on  the  cold,  the  dry  on  the  moist, 
and  so  on — and  on  the  senses  of  an  observer,  if  we  imagine  someone 
existing  to  observe  them.1  The  powers  are  not  evenly  balanced, 
because  there  is  as  yet  no  principle  of  measure  and  proportion  2 ; 
and  the  result  of  their  unregulated  interaction  is  a swaying  and 
shaking  of  the  Receptacle  and  all  its  contents.  This  is  compared 
to  the  shaking  of  a winno wing-basket,  which  has  the  effect  of 
separating  the  light  chaff  from  the  heavier  grain.  In  the  shaking 
of  the  Receptacle  the  blind  mechanical  principle  that  like  tends  to 
get  together  with  like  is  operating  ; and  the  effect  would  be  that 
the  different  ‘ kinds  ' would  drift  or  be  thrust  into  different  regions. 
That  is  the  nearest  approach  to  a cosmic  order  that  could  result 
from  the  purposeless  interplay  of  dissimilar  and  unbalanced 
qualities.3  These  qualities  are  called  * vestiges  ’ (J%vrj)  of  fire,  air, 
water,  and  earth  ; there  was  as  yet  nothing  that  fully  deserved  to 
be  called  by  those  names  (69B),  because  the  Demiurge  has  not  yet 
fashioned  the  geometrical  shapes  of  the  primary  bodies. 

In  this  description,  as  in  the  whole  foregoing  account  of  the 
Receptacle,  there  is  not  a single  word  implying  that  the  contents 

1 Cf.  33A,  ' hot  things  and  cold  and  all  things  that  have  strong  powers  ’ 
(SvvdfjLc is  laxvpas),  and  the  commentary  there  (p.  53).  The  two  words 
liop<j>al  and  8 wapitis  occur  at  the  opening  of  the  second  part  of  Parmenides’ 
poem,  where  the  opposites  of  sensible  quality  are  added  to  the  geometrical 
Sphere  of  Being  : frag.  8,  53,  ‘ Mortals  have  decided  to  name  two  fiop^ai  ’ 
(Fire  and  Night)  ; frag.  9,  ‘ But  now  that  all  things  have  been  named  Light 
and  Night,  and  the  names  corresponding  to  their  several  powers  (ra  Kara 
a^ercpas  Bwapeis)  have  been  assigned  to  these  things  and  to  those.  . . .’ 
These  are  the  names  of  what  were  later  called  ‘ qualities  such  as  ‘ the  hot 

‘ the  cold  * ; ‘ the  light  ' the  heavy  ’ ; * the  rare,’  ‘ the  dense,’  etc.,  arranged 
in  pairs  of  opposites  (as  in  the  Pythagorean  Table  of  Opposites)  under  the 
primary  pair,  Fire  (Light)  and  Night.  See  F.  M.  Cornford,  Parmenides ’ Two 
Ways , Cl.  Qu.  xxvii  (1933),  P-  108. 

2 Contrast  Empedocles'  four  elements,  which  are  all  equal  in  quantity  and 
evenly  matched,  so  that  they  prevail  in  turn  in  the  cycle  of  time  (frag.  17). 
The  determination  of  the  four  primary  bodies  in  a geometrical  proportion 
was  a work  of  the  Demiurge  (31B),  which  has  not  yet  taken  place  (cf.  69B). 

3 We  are  reminded  of  the  materialists’  doctrine  in  Laws  x,  889B,  that  the 
lifeless  elements  ‘ all  move  by  the  chances  of  their  several  powers  {8wdp.€a>s) , 
and  according  as  they  clash  and  fit  together  with  some  sort  of  affinity — hot 
with  cold,  dry  with  moist,  soft  with  hard  and  in  other  mixtures  that  result, 
by  chance,  of  necessity,  from  the  combination  of  opposites  ’ generate  a world 
‘ by  nature  and  chance  ’. 


199 


/ 


DESCRIPTION  OF  CHAOS  52d-53c 

of  the  Receptacle  exist  in  the  form  of  particles.1  This  notion, 
imported  by  some  modem  commentators,  rests  partly  on  the  mis- 
translation of  fiogqnj , idea,  eldog  already  noticed,  partly  on  the 
confusion  of  the  winnowing-basket  in  Plato's  simile  with  the  sieve 
(ndaxivov),  whose  action  in  sorting  grains  of  different  kinds  was 
used  by  Democritus  (frag.  164)  to  illustrate  the  principle  that  like 
things  tend  to  get  together.  Then,  since  Democritus  invoked  that 
principle  to  account  for  atoms  of  like  shape  and  size  coming  together 
in  the  void,  this  picture  of  particles  in  empty  space  is  read  into 
Plato's  description.  Accordingly  it  is  understood  that  the  contents 
of  the  Receptacle  are  particles  of  irregular  shape,  and  that  the  first 
task  of  the  Demiurge  was  4 * * * 8 to  reduce  the  particles  to  a number 
of  definite  shapes  \ 

There  is  really  no  warrant  for  attributing  to  Plato  this  atomistic 
picture  of  irregular  particles  moving  at  random  in  a void.  Atoms 
were  completely  determined  particles  of  solid  substance,  separated 
by  intervals  of  nothingness,  which  gave  them  room  to  move  about. 
Plato's  Space  is  not  a void  which  remains  completely  distinct  from 
particles  moving  in  it  ; it  is  a Recipient  which  affords  a basis  for 
images  reflected  in  it,  as  in  a mirror — a comparison  that  could  not 
be  applied  to  atoms  and  void.  Space  is  to  him  the  4 room  ' (xcdga) 
or  place  where  things  are,2 *  not  intervals  or  stretches  of  vacancy 
where  things  are  not  ; and  if  he  admits  any  void  at  all,  it  is  only 
as  the  very  smallest  interstices  ( diaxeva ) which  the  shapes  of  particles, 
when  particles  have  been  formed,  do  not  allow  them  to  fill  (58A,  b)  . 

1 This  notion  vitiates  Tr/s  remarks  on  our  passage  (pp.  351  ff.).  He  first 

describes  the  contents  of  the  Receptacle  as  ‘ all  sorts  of  sense-data  subject 

to  no  recognisable  law  and  executing  “ random  ” movements  ’.  But  then 

he  adds  that  ‘ the  general  effect  would  be  like  that  of  passing  seeds  of  different 

sizes  through  a twirling  sieve  in  which  the  meshes  are  of  different  sizes.  The 
tendency  would  be  for  particles  of  the  same  character  to  be  sorted  into  the 
same  heap.  Thus  “ before  the  universe  was  made  ” (53c,  7)  there  was  already 
a tendency  for  like  particles  to  be  assembled  together  in  distinct  regions  of 

space/  On  p.  352  he  even  speaks  (by  an  oversight)  of  ‘ the  rain  of  the 

particles  * — an  Epicurean  conception  foreign  to  the  earlier  Atomists. 

8 t 6nos  obviously  means  the  place  where  something  is  ; but  *<opa  also  is 
to  4v  <L,  the  container  of  something,  and  has  associations  with  >pciv  meaning 
to  * hold  \ * have  room  for ' : ‘ the  crater  holds  foo/pcct)  600  amphorae ' 
(Hdt.).  x<*>pa  is  used  of  the  post,  station,  office,  ‘ place  * that  a person  holds  : 

‘ in  the  room  of  his  father  Herod  \ bpa  is  ‘ room  * that  is  filled,  not  vacant 
space  (k€v6v).  Simpl.,  Phys.  540,  33,  to  S^xopevov  re  /cat  ^a/pot/v  avro  x<opa 
yiWrai  rov  iyyiyvop,4vov,  7)  Sk  ycopa  toi tos  vevopuorcu.  541,  26,  tottqv  kcli  ^copay 
/cat  vnoSoxys  /cal  hpas  ra>v  €iSd>v.  ‘ Place  ’ would,  indeed,  be  a less  misleading 
translation  of  x<opa  than  * Space  ’,  because  * place  ' does  not  suggest  an  infinite 
extent  of  vacancy  lying  beyond  the  finite  sphere  of  the  universe.  It  should 
be  noted  that  ' unlimited  ’ is  not  included  among  the  attributes  of  Space  at 
52A,  b,  or  anywhere  else. 


200 


DESCRIPTION  OF  CHAOS 

A 

Apart  from  the  mistranslation  of  jbtoQ<ptf  as  4 shape  *,  the  notion 
of  irregular  particles  rests  on  the  simile  of  the  winnowing-basket. 
But  the  nAoxavov,  as  its  name  implies,1  is  ‘ woven  ' of  basketwork, 
not  a perforated  sieve.  It  is  the  liknon  or  vannus  described  and 
figured  by  Jane  Harrison,2  a wide,  shovel-shaped  basket,  high  at 
one  end  and  flattened  out  at  the  other,  held  by  two  handles  pro- 
jecting from  the  upper  rim  at  the  sides.  * The  winnower  takes 
as  much  of  grain  and  chaff  mixed  as  he  can  conveniently  hold  and 


supports  the  basket  against  the  knee.  He  then  jerks  and  shakes 
the  basket  so  as  to  propel  the  chaff  towards  the  shallow  open  end 
and  gradually  drives  it  all  out,  leaving  the  grain  quite  clean.  . . . 
The  wind  plays  no  part  whatever  in  this  process.  . . . The  chaff 
rises  up  and  sprays  over  the  shallow  end/  Plato  mentions  the 
grains  of  com  (atrog)  and  the  chaff  (ra  juava  xal  xov (pa),  which,  as 
he  says,  is  ‘ carried  away  to  another  place  and  settles  there  \ There 
is  no  question  of  several  kinds  of  grain  of  different  sizes  and  shapes, 

1 7rXoKavov  is  used  again  at  78c  of  the  fish-trap  (Kvpros,  nassa),  woven 
(nXeypta  . . . owvfavdfievos,  78B)  of  wicker-work  or  reeds. 

2 Mystica  Vannus  Iacchi,  J.  H.  S.  xxiii,  292  ff.  ; Prolegomena  to  the  study 
of  Gk.  Relig.  530.  Daremberg  and  Saglio,  s.v.  Vannus,  The  sketch  here 
given  is  based  on  a photograph  of  Mr.  Wilson,  Sir  Francis  Darwin’s  gardener, 
using  a winno wing-basket  of  the  pattern  described.  The  Nurses  {ndrjvai)  of 
Dionysus  carry  the  infant  god  in  a liknon.  The  Phrygian  Earth  M other , 
Hipta,  ' places  a liknon  on  her  head  which  she  has  wreathed  with  a snake 
and  receives  Dionysus  ’ (vnoh^x^rai  tov  KpaStalov  (?)  Aiowoov  • rip  yap  iavrfjs 
deioroLTcp  ylyveraL  rijs  voepas  ovcrtas  in Tohoyf}  *at  Se^erat  tov  iyKoapuov  vovv  Pr.  i, 
407  = Orph.  Frag.  199,  Kern).  Cf.  Nilsson,  Minoan  and  Mycenaean  Religion , 
pp.  493,  497.  Did  this  image  of  the  Mother  or  Nurse  with  the  Child  in  the 
liknon  suggest  to  Plato’s  mind  the  simile  of  the  liknon-cradle  in  which  the 
infant  universe  is  rocked  by  the  Nurse,  Mother,  Recipient  of  Becoming,  as 
described  again  at  88c,  d ? 


201 


DESCRIPTION  OF  CHAOS  52d-53c 

as  in  Democritus*  analogy  of  the  sieve  ; nor  is  there  any  ‘ twirling  * 
motion  (divog)  in  the  case  of  the  winnowing-basket.  The  contrast 
is  between  the  density  and  heaviness  of  the  com  and  the  lightness 
and  fine  texture  of  the  chaff.  It  is  to  these  qualities  that  the 
separation  of  like  to  like  is  due,  not  to  differences  of  shape  or  size. 
In  the  application,  it  is  things  of  like  quality  that  come  together. 
These  things  are  the  ‘ vestiges  * of  fire  and  the  rest,  before  any 
shape  has  been  given  to  them.  They  come  together  on  the  principle, 
unanalysed  (here  as  elsewhere)  and  assumed  as  obvious,  that  like 
things  do  come  together. 

With  the  Democritean  sieve  vanishes  the  last  suggestion  of 
discrete  particles  separated  by  vacant  space.  Plato’s  Recipient  is 
not  partly  empty,  but  completely  filled  with  the  sensible  qualities 
or  ' powers  *,  tending  to  group  themselves  vaguely  in  indefinite 
masses,  so  that  you  say  that  one  part  is  ‘ fiery  *,  another  1 watery  *. 
So  much  distinctioh  must  be  presupposed  because  (as  Parmenides 
had  remarked,  and  as  Plato  repeats,  57E),  if  the  whole  contents 
were  perfectly  uniform,  there  could  be  no  motion  or  disturbance 
of  equilibrium.  In  accordance  with  tradition  reaching  back  to 
Anaximander,  the  qualities  are  grouped  in  pairs  of  opposites  ; if 
they  are  to  exist  at  all,  one  part  of  the  whole  mass  must  be  hotter, 
another  colder  ; one  drier,  another  moister,  and  so  on.  The  condi- 
tion imagined  resembles  what  Anaximander  probably  conceived  in 
his  * unlimited  * mass,  containing  in  indistinct  confusion  the 
opposites  that  came  to  be  ‘ separated  out  * of  it.  The  ' separating 
out  * may  have  been  partly  due  to  the  mutual  repulsion  of  hostile 
opposites,  which  emerges  as  a distinct  moving  cause  in  the  Strife 
of  Empedocles.  There  is  also  the  mutual  attraction  of  like  to  like, 
invoked  by  most  of  the  physicists  and  by  Plato  himself.  Anaxagoras 
had  another  distinct  moving  cause,  Mind  ; but  his  description  of 
the  state  of  things  after  motion  has  been  initiated  resembles  Plato’s 
chaos.  The  first  visible  distinction  arose  as  fire  [aether)  drew  towards 
the  outer  part  of  the  cosmic  eddy,  air  towards  the  centre  (frag.  2). 
At  a somewhat  later  stage,  before  individual  things  were  formed, 
* all  things  being  together,  not  even  any  colour  was  discernible  ; 
that  was  prevented  by  the  confusion  of  all  things — of  moist  and 
dry,  hot  and  cold,  bright  and  dark  ’ (frag.  4).  As  the  various 
' things  ’ draw  more  completely  apart,  they  become  more  and  more 
distinct,  and  each  part  becomes  more  homogeneous,  recognisable, 
and  nameable. 

So  Plato  imagines  his  Receptacle  filled  and  diversified  with 
qualities,  whose  unlikeness  and  lack  of  equilibrium  agitate  the 
whole  mass.  The  drift  of  like  to  like  ‘ thrusts  the  most  alike  closest 
together  and  separates  the  most  unlike  farthest  apart  ’.  Thus 

202 


DESCRIPTION  OF  CHAOS 

there  is  a separating  out  of  opposite  qualities,  illustrated  by  the 
action  of  the  winnowing-basket  making  * the  dense  and  heavy 
things  go  one  way,  the  rare  and  light  move  to  another  place  and 
settle  there  \ The  picture  is  left  very  vague.  There  is  no  mention 
of  any  whirling  motion  ; for  winno wing-baskets  are  not  1 twirled  \ 
Circular  motion  is,  to  Plato,  the  rational  motion,  and  he  may  have 
designedly  excluded  it.  If  any  whirl  or  eddy  did  occur,  it  would 
be  (as  in  the  Atomists)  only  an  accidental  resultant  of  the  six 
irrational  motions — the  rectilinear  motions  proper  to  the  primary 
bodies  and  associated  with  the  Errant  Cause  and  blind  Necessity. 
Granted  that  the  qualities  are  active  4 powers ',  and  that  like 
necessarily  tends  to  like,  ‘ the  bodily ',  undirected  by  any  intelli- 
gence, might  be  imagined  as  advancing  so  far,  but  no  farther, 
towards  a cosmic  order.1 

Such  is  the  chaos  taken  over  by  the  designing  intelligence.  How 
is  it  to  be  interpreted  ? It  is  now  generally  agreed  that  this  dis- 
orderly condition  can  never  have  existed  by  itself  at  a time  before 
order  was  introduced.  Bodily  motion  cannot  exist  without  a soul 
to  cause  it.  The  World-Soul  was  a creation  of  the  Demiurge,  who 
put  reason  in  soul,  and  soul  in  body.  When  soul  was  fitted  to 
body,  the  world,  as  a living  creature  containing  soul  and  reason, 
began  its  ‘ unceasing  and  intelligent  life  for  all  time  \ Plato 
clearly  means  that  there  never  was  a time  when  the  body  existed 
without  the  soul,  or  the  soul  without  the  body.  We  must  also,  I 
think,  rule  out  the  notion,  favoured  by  some  ancient  Platonists, 
that  the  soul  of  the  world  was  at  first  irrational,  having  only  the 
irrational  motions,  and  then  the  Demiurge  endowed  it  with  reason 
and  reduced  it  to  order.2 

It  follows  that  chaos  is,  in  some  sense,  an  abstraction — a picture 
of  some  part  of  the  cosmos,  as  it  exists  at  all  times,  with  the  works 
of  Reason  left  out,  ' such  a condition  as  we  should  expect  for 
anything  when  deity  is  absent  from  it  \ Now  if  you  abstract 
Reason  and  its  works  from  the  universe  what  is  left  will  be  irrational 
Soul,  a cause  of  wandering  motions,  and  an  unordered  element  of 
the  bodily,  itself  moving  without  plan  or  measure.  This  bodily 
element  is  represented  as  consisting  of  qualities  with  active  powers, 
moving  within  the  Recipient  which  contains  them,  not  as  yet 
limited  by  the  element  of  definite  quantity,  number,  measure, 
shape.  Now  that  we  have  ruled  out  the  conception  of  discrete 
solid  particles  moving  about  and  colliding  in  empty  space,  we  need 
some  other  account  of  the  way  in  which  qualities  can  be  supposed 

1 Cf.  Robin,  Phys.  de  Platon  42. 

2 Tr.  (pp.  1 15  ff.)  states  and  criticises  this  view  as  held  by  Plutarch  and 
Atticus. 


203 


DESCRIPTION  OF  CHAOS  52d-53c 

to  be  in  motion.  Here  the  Timaeus  must  be  supplemented  by 
evidence  from  the  other  late  dialogues. 

The  Theaetetus  states  Plato’s  theory  of  the  nature  of  sensible 
qualities.1  The  physical  objects  that  yield  our  sensations  and 
perceptions  have  no  permanent  qualities  residing  in  them.  They 
are  described  as  actually  being  * slow  changes  \ The  only  other 
thing  we  know  about  them  is  that  they  have  the  power  (dvvajuig) 
of  acting  on  our  organs  and  on  one  another.  What  we  call  a hot 
thing  is  a change  that  can  make  us  ‘ feel  hot ' and  can  make  another 
thing  we  call  ‘ cold  ’ hotter.  This  change,  as  opposed  to  locomotion, 
is  a modification  or  qualitative  change  (&Mo(coaig)  which  is  going 
on  all  the  time,  whether  or  not  it  gives  rise  to  sensations  and  percep- 
tions in  any  sentient  organ.  On  the  side  of  the  percipient,  the  eye 
which  sees  or  the  flesh  which  feels  is  itself  a physical  object  of  the 
same  kind,  a qualitative  change.  Nothing  that  can  properly  be 
called  an  agent  or  a patient  exists  until  an  organ  capable  of  sensa- 
tion and  an  external  object  come  within  range  of  one  another. 
When  they  do  come  within  range,  the  * powers  of  acting  and  being 
acted  upon  ’ come  into  play.  In  the  case  of  sight,  * quick  motions  ' 
pass  between  organ  and  object.  The  meeting  and  coalescence  of 
the  visual  ray  from  the  eye  with  the  stream  of  light  from  the  object 
(as  described  above,  45c)  generate  vision  and  colour.  At  that 
moment,  but  not  before,  the  object  can  be  said  to  become  ' white  ' 
or  * black  \ The  whiteness  exists  only  ‘ for ' the  percipient  and  so 
long  as  the  perception  lasts.  Similarly  the  quality  I call  ‘ hot  ’ has 
no  independent  existence  in  the  object  ; the  object  becomes  hot 
only  when  some  sentient  creature  feels  it  hot.  Before  that,  there 
exists  only  a change,  which  has  the  power  of  causing  other  changes 
in  neighbouring  objects.  Plato  speaks  of  qualities  as  changes,  not 
as  things  which  change,  because  that  would  suggest  something 
permanent  which  undergoes  change.  The  Timaeus  has  explained 
that  the  only  permanent  thing,  which  can  be  called  * this  is  the 
Recipient. 

In  accordance  with  this  theory  of  qualities,  the  Friends  of  Forms 
in  the  Sophist  (246Aff.),  among  whom  Plato  must  be  included, 
confine  real  being  to  ‘ certain  intelligible  and  bodiless  Forms  ’ and 
reduce  the  bodies  which  materialists  regard  as  real  to  * a moving 
process  of  becoming  with  which  we  have  intercourse  by  means 
of  sensation  and  perception.  They  define  this  intercourse  as  4 the 
experiencing  an  effect  or  the  production  of  one  arising,  as  the  result 
of  some  power,  from  things  that  encounter  one  another  ’ (248B). 
Becoming  has  this  ‘ power  of  acting  and  being  acted  upon  \ 

1 Theaet.  155D  ff.  I have  argued  in  Plato* s Theory  of  Knowledge,  pp.  48  ff., 
that,  as  Jackson  held,  this  theory  must  be  Plato's  own. 

, 204 

\ 


DESCRIPTION  OF  CHAOS 


All  this  is  in  agreement  with  the  account  of  the  perceptible 
likenesses  of  the  Forms  of  Fire,  Air,  Water,  and  Earth,  which  are 
* perpetually  in  motion,  coming  to  be  in  a certain  place  and  again 
vanishing  out  of  it ' (52A).  By  virtue  of  tKeir  entrance,  the  Nurse 
of  Becoming  has  * every  sort  of  diverse  appearance  to  the  sight 
in  the  sense  that,  if  there  were  a spectator  with  eyes  to  see  it,  it 
would  cause  in  him  sensations  of  various  colours.  But  in  the 
absence  of  any  spectator,  there  are,  strictly  speaking,  no  colours — 
only  changes  capable  of  causing  such  sensations.  Space  is  accord- 
ingly described  as  filled  with  ' powers ' whose  motions  are  in 
unordered  and  unbalanced  agitation.  Commenting  on  the  state- 
ment (30 a)  that  the  Demiurge  * took  over  all  that  was  visible  \ 
Proclus  (i,  387)  remarks  that  the  visible  cannot  be  bodiless  and 
without  quality  ; but  must  be  something  that  * already  partakes 
of  the  Forms  and  possesses  certain  vestiges  or  appearances  of  them, 
in  a condition  of  unordered  and  discordant  motion  ; for  the  image- 
like and  unarticulated  presence  of  the  Forms  produces  in  it  various 
motions  \ Elsewhere  (iii,  275)  he  says  : ‘ Nature,  having  im- 
planted in  the  masses  bodily  powers  immersed  in  matter,  moves 
the  masses  by  means  of  those  powers — earth  by  its  heaviness,  fire 
by  its  lightness/ 

Since  no  bodily  changes  can  occur  without  the  self-motion  of 
soul,  the  other  factor  present  in  this  chaos  must  be  irrational 
motions  of  the  World-Soul,  considered  in  abstraction  from  the 
ordered  revolutions  of  Reason.  The  disorderly  moving  mass  must 
be  conceived  as  animated  by  soul  not  yet  reduced  to  order,  but  in 
a condition  analogous  in  some  ways  to  that  of  the  infant  soul 
described  above  (43Aff.).  We  must  reject  the  view  that  Plato  has 
reduced  the  bodily  to  mere  empty  space  figured  in  the  geometrical 
patterns  which  the  Demiurge  is  now  going  to  introduce.  If  that 
were  so,  the  offspring  of  the  two  parents,  the  Forms  and  Space, 
would  not  be  a moving  process  of  becoming  ; there  would  be  no 
motion.  The  particles  of  the  primary  bodies,  presently  to  be 
fashioned,  cannot  be,  as  it  were,  empty  boxes — nothing  but 
geometrical  planes  enclosing  vacancy.  They  would  then  be 
inanimate  and  like  Democritus'  atoms,  except  that  they  would  not 
be  solidly  packed  with  impenetrable  substance.  Indeed,  the  whole 
of  Space  would  be  empty — a void  partitioned  by  geometrical  planes. 
Plato's  description  throughout  implies  that  the  particles  are  filled 
with  those  changes  or  powers  which  are  sensible  qualities  ; and 
that  they  are  penetrated  and  animated  by  soul ; only  so  can  the 
whole  body  of  the  cosmos  be  alive  and  moving  and  the  primary 
bodies  have  characteristic  motions  of  their  own.  The  atoms  of 
Democritus  were  not  alive,  and  their  movement  was  left  unexplained, 
p.c.  205  p 


DESCRIPTION  OF  CHAOS  52d-53c 

According  to  Plato,  in  a world  of  Democritean  atoms  and  void 
there  could  be  no  motion  at  all.  The  same  would  be  true  of  his 
own  particles,  if  they  were  not  penetrated  by  soul.  The  activity 
of  soul  in  every  part  of  the  physical  universe  is  the  only  possible 
source  of  the  active  powers  of  bodies— of  their  motion  in  space 
and  of  their  power  of  altering  one  another  qualitatively  and  affecting 
our  sense-organs.1 

It  may  be  added  that  all  these  motions  are  irrational.  The 
movements  in  space  characteristic  of  the  primary  bodies  are  recti- 
linear— those  ' wandering  motions  ' in  all  the  six  directions  which 
have  been  repeatedly  contrasted  with  the  circular  revolution  of 
Reason.  The  qualitative  alterations  perpetually  going  on  are 
inaccessible  to  any  kind  of  scientific  knowledge.  They  can  cause 
sensations  which,  on  the  physical  side,  are  themselves  qualitative 
alterations  of  bodily  organs  and,  on  the  mental  side,  yield  percep- 
tions confined  to  the  individual  percipient,  which  can  never  rank  as 
knowledge  because  subject  and  object  are  in  a perpetual  flux  of 
change. 

The  abstract  picture  of  the  physical  world  without  the  guidance 
of  Reason  is  illustrated  by  the  myth  in  the  Statesman  (268Dff.). 
There  are  times  when  God  himself  helps  to  guide  the  revolution  of 
the  universe.  Then,  after  an  appointed  period,  he  lets  it  go  and 
the  world  is  carried  round  in  the  reverse  direction  spontaneously 
{avriiiaxov)  by  the  power  of  motion  which  it  possesses  as  a conscious 
living  creature.  This  reverse  movement  is  implanted  in  it  of 
necessity  (e£  avayxrjg),  because  only  the  most  divine  things  are 
always  constant  in  the  same  state.  The  world,  having  a body,  is 
subject  to  change  ; but  it  keeps  so  far  as  possible  to  its  own  motion 
of  rotation  in  one  place.  The  least  possible  deviation  is  reversal  of 
direction.  The  world  cannot  always  turn  itself ; that  is  possible 
only  to  the  divine  ruler  of  all  things  that  are  moved,  and  he  cannot 
cause  motion  now  in  one  direction,  now  in  the  opposite.  Nor  can 
there  be  two  gods  with  opposite  intentions  to  turn  it.  The  only 
alternative  is  that  at  one  time  it  is  guided  by  divine  causation,  and 
acquires  fresh  life  and  renewed  immortality  from  its  maker  ; at 
another,  when  it  is  let  go,  it  turns  itself  in  the  reverse  direction  for 
many  myriads  of  revolutions. 

We  are  now  living  in  one  of  the  periods  when  the  god’s  hand  has 

1 In  the  Laws  Soul  is  not  merely  called  the  source  of  motion  (as  at  Phaedrus 
2450),  but  more  specifically  * the  cause  of  the  becoming  and  perishing  of  all 
things  ' (891  e)  ; it  ‘ controls  all  change  and  rearrangement  ’ (892 a)  ; it  is 
the  ' first  becoming  and  change  ' (896A)  ; it  originates  all  hiaKpiais,  avgr), 
ytvecns  and  their  opposites  (894B).  See  Theiler,  Teleolog.  N aturbetrachtung 
(1925),  p.  70,  who  remarks  on  these  passages  that  the  World-Soul,  as  cause 
of  becoming,  leaves  no  room  for  any  Demiurge  beside  itself. 

206 


DESCRIPTION  OF  CHAOS 


been  withdrawn  from  the  helm.  The  reversals  are  marked  by  the 
greatest  of  all  cosmic  catastrophes ; all  but  a remnant  of  life  on 
earth  is  destroyed.  The  very  current  of  life  is  brought  to  a standstill 
and  set  flowing  in  the  contrary  direction.  When  the  steersman  of 
the  universe  let  go  of  the  tiller  and  retired  to  his  own  conning-tower, 
the  world  began  to  turn  the  other  way  by  fate  and  its  own  inborn 
impulse  (EijaaQjadvrj  re  xal  av/acpvrog  imdvfiia).  The  reversal  caused 
earthquakes,  which  went  near  to  destroying  all  life.  As  the  disturb- 
ance began  to  settle  down  and  calm  followed  the  storm,  the  world 
began  to  be  set  in  order  and  to  move  on  its  accustomed  course, 
governing  and  caring  for  itself  and  all  that  it  contained,  and  recalling, 
as  well  as  might  be,  the  teaching  of  its  maker  and  father.  But 
the  memory  grows  dim  and  things  begin  to  go  worse,  thanks  to  the 
admixture  of  the  bodily  element  (to  aco  jaar  oEidig)  inherent  in  the 
world's  nature,  which  was  full  of  confusion  before  it  came  into  its 
present  order.  All  that  is  good  in  the  world  comes  from  its  maker  ; 
all  the  cruelty  and  injustice  that  it  contains  in  itself  and  produces 
in  living  creatures  come  from  its  former  chaotic  condition.  Hence 
in  the  former  period  when  it  was  nurturing  its  living  creatures  under 
the  god's  guidance,  it  engendered  great  goods  and  few  evils  ; but 
now  that  it  is  separated  from  him,  as  time  goes  on  and  forgetfulness 
grows,  the  old  disorder  threatens  to  prevail.  Good  things  diminish, 
evils  increase,  and  it  comes  in  danger  of  utter  destruction.  Then 
at  last  the  god,  seeing  its  distress,  and  taking  care  that  it  shall  not 
be  shipwrecked  in  the  storm  of  disorder  and  sink  into  4 the  limitless 
ocean  of  Unlikeness  ’,  will  take  the  helm  again.  He  will  turn  back 
the  diseased  and  dissolving  fabric  to  its  former  motion,  order  it  and 
set  it  right,  and  save  it  from  age  and  death. 

As  Proclus  observes,  the  machinery  of  the  reversal  of  the  world’s 
motion  is  a mythical  device  to  represent  as  existing  at  separate 
times  things  which  in  fact  are  always  coexistent  in  the  cosmos.1 
The  same  is  true  of  the  description  in  the  T imaeus  of  the  condition 
of  the  world  4 when  divinity  is  absent  from  it  ’ as  if  it  were  a state 
of  things  that  had  existed  4 before  the  Heaven  was  made  ’.  If  we 
discount  these  mythical  devices,  both  myths  present  a picture  of 
the  universe  as  it  would  be  if  the  works  of  Reason  were  abstracted, 
and  the  one  may  be  used  to  illustrate  the  other.  In  the  Statesman 
we  find  that  when  the  god  is  absent,  the  world  is  still  a living  and 


1 Pr.  iii,  273al.  Simplicius,  Phys.  1122,  3,  too  criticises  Alexander  for 
taking  Plato’s  description  of  chaos  (30A)  as  meaning  that  the  cosmos  had  a 
beginning  in  time,  preceded  by  a condition  of  disorder.  He  points  out  that 
the  temporal  separation  of  the  two  conditions  is  merely  mythical  in  the 
Timaeus,  as  in  the  Statesman , where  Plato  imagines  the  Maker  removed 
from  the  cosmos  and  contemplates  its  collapse  into  * the  ocean  of  Unlikeness  \ 

207 


FIGURES  OF  THE  PRIMARY  BODIES  53c-55c 


to  a living  soul,  I do  not  see  how  to  escape  the  conclusion  that 
the  World-Soul  is  not  completely  rational.  Besides  the  circular 
revolutions  of  the  Reason  it  contains,  there  are  the  six  irrational 
motions  characteristic  of  the  primary  bodies.  These  bring  about 
some  desirable  results,  such  as  intelligence  could  purpose  ; but  the 
picture  of  their  working  below  the  level  at  which  the  Demiurge 
first  takes  a hand  and  introduces  an  element  of  rational  design 
can  hardly  be  accounted  for  unless  we  take  it  as  representing  an 
imperfectly  subdued  factor  of  blind  necessity  always  at  work  in 
Nature. 

53055c.  Construction  of  the  figures  of  the  four  primary  bodies 

From  the  abyss  of  bodily  ‘ powers  ' in  complete  abstraction  from 
the  works  of  Reason,  we  now  ascend  to  the  lowest  level  at  which 
the  element  of  order  and  design  contributed  by  the  Demiurge  can 
be  discerned  in  the  turbulent  welter  of  fire,  air,  water,  and  earth. 
The  god  endows  the  primary  bodies  with  regular  geometrical 
shapes.  It  is  a reasonable  conjecture  that  Plato's  account  of  their 
structure  is  a deliberate  correction  of  Democritus'  atomism.  Atoms 
were  discrete  particles  of  minimal  size  and  definite  shape  ; but 
Democritus  had  given  them  any  and  every  variety  of  shape. 
Plato  will  not  leave  this  matter  to  chance.1  He  has  adopted  the 
Empedoclean  doctrine  that  there  are  just  four  primary  bodies  ; 
and  now  he  assigns  to  each  the  shape  of  one  of  the  regular  geometrical 
solids,  so  that  there  are  just  four  shapes,  chosen  because  they  are 
the  ‘ best Thus  the  operation  of  Reason  is  carried,  so  far  as 
may  be,  into  the  dark  domain  of  the  irrational  powers. 

What  follows  here  is  entirely  concerned  with  the  construction 
of  the  regular  solids  which  are  taken  as  the  figures  of  the  four 
primary  bodies.  These  figures  alone  are  the  work  of  the  Demiurge  ; 
the  qualities  previously  considered  are  left  out  of  account.  The 
figures  are  not  the  actual  shapes  of  existing  particles,  which  can 
only  be  imperfect  copies,  but  the  perfect  types,  belonging  to  the 
intelligible  world  of  mathematics.  The  theoretical  construction  of 
the  regular  solids  had  been  completed  by  Theaetetus  at  the  Academy. 
So  far  as  we  know,  the  assignment  of  these  figures  to  the  primary 
bodies  is  due  to  Plato  and  had  not  been  anticipated  by  any  earlier 
thinker. 

The  basic  premiss  of  the  following  argument  is  not  stated  at  the 

1 Cf.  Ar.,  de  gen.  et  corr.  3256,  24  : Both  Plato  and  Leucippus  postulate 
elementary  constituents  that  are  indivisible  and  distinctively  characterised 
by  figures ; but  there  is  this  great  difference  : the  indivisibles  of  Leucippus 
are  (1)  solids,  while  those  of  Plato  are  planes,  and  (2)  characterised  by  an 
infinite  variety  of  figures,  while  Plato’s  figures  are  limited  in  number. 

210 


FIGURES  OF  THE  PRIMARY  BODIES 


outset,  but  only  after  some  preliminary  remarks  about  solid  figures 
in  general.  It  is  that  four  of  the  regular  solids,  namely  the  pyramid 
(tetrahedron),  the  octahedron,  the  icosahedron,  and  the  cube,  are 
the  ‘ best 1 figures  that  could  be  found  for  the  purpose,  for  certain 
reasons  that  could  be  given  in  a fuller  account  than  there  is  room 
for  here.  Of  these,  the  first  three  have  equilateral  triangular  faces, 
the  cube  has  square  faces.  Since  Plato  intends  to  build  his  solids 
out  of  plane  faces,  we  might  expect  him  to  take  the  equilateral 
triangle  and  the  square  as  his  elementary  plane  figures  and  proceed 
at  once  to  construct  the  solids  out  of  the  proper  numbers  of  such 
elements.  It  is  by  no  means  obvious  why  he  does  not  take  this 
simple  course  ; for  the  whole  theory  of  the  breaking  down  of  solids 
into  plane  faces  and  the  reformation  of  these  into  other  solids, 
which  i§  to  explain  the  transformation  of  one  primary  body  into 
another,  could  be  worked  out  on  this  basis.  For  the  present  we 
shall  note  this  as  a point  to  be  explained  later,  and  follow  the 
procedure  which  he  actually  adopts. 


Having  chosen  as  the  best  figures  those  regular  solids  which 
have  the  equilateral  triangle  or  the  square  for  their  faces,  Plato 
constructs  these  faces  out  of  two  triangles  into  which  they  can  in 
fact  be  divided  symmetrically.  These  are  : (i)  the  half-equilateral, 
obtained  by  dropping  a perpendicular  from  any  angle  of  the  equi- 
lateral to  the  opposite  side.  The  sides  of  the  half-equilateral  have 
lengths  corresponding  to  the  numbers  i,  2,  \/3-  ^ *s  accordingly 
described  below  (54B)  as  ' having  the  greater  side  (of  the  two  contain- 
ing the  right  angle)  triple  in  square  of  the  lesser  \ (2)  The  other 

elementary  triangle  is  the  half-square,  whose  sides  correspond  to 
the  numbers  1,1,  V2.  This  right-angled  isosceles  triangle  and  the 
half-equilateral  (which  is  one  type  out  of  the  infinite  variety  of 
right-angled  scalene  triangles)  are  thus  taken  as  the  two  irreducible 
* elements 1 for  the  construction  of  all  the  four  solids.  These 
results  are  led  up  to  by  some  general  remarks  about  the  construction 
of  solids  out  of  planes  and  of  planes  out  of  triangles,  which  somewhat 

211 


FIGURES  OF  THE  PRIMARY  BODIES  53c-55c 

53E.  of  one  another  by  resolution  ? If  we  can  hit  upon  the  answer 
to  this,  we  have  the  truth  concerning  the  generation  of  earth 
and  fire  and  of  the  bodies  which  stand  as  proportionals 
between  them.  For  we  shall  concede  to  no  one  that  there 
are  visible  bodies  more  perfect  than  these,  each  corresponding 
to  a single  type.1  We  must  do  our  best,  then,  to  construct 
the  four  types  of  body  that  are  most  perfect  and  declare 
that  we  have  grasped  the  constitution  of  these  things 
sufficiently  for  our  purpose.2 

54.  Now,  of  the  two  triangles,  the  isosceles  is  of  one  type  only  ; 
the  scalene,  of  an  endless  number.  Of  this  unlimited  multi- 
tude we  must  choose  the  best,  if  we  are  to  make  a beginning 
on  our  own  principles.  Accordingly,  if  anyone  can  tell  us 
of  a better  kind  that  he  has  chosen  for  the  construction  of 
these  bodies,  his  will  be  the  victory,  not  of  an  enemy,  but 
of  a friend.  For  ourselves,  however,  we  postulate  as  the 
best  of  these  many  triangles  one  kind,  passing  over  all  the 
rest ; that,  namely,  a pair  of  which  compose  the  equilateral 
triangle.  The  reason  is  too  long  a story ; but  if  anyone 

B.  should  put  the  matter  to  the  test  and  discover  that  it  is  not 
so,3  the  prize  is  his  with  all  good  will.  So  much,  then,  for 
the  choice  of  the  two  triangles,  of  which  the  bodies  of  fire  4 5 
and  of  the  rest  have  been  wrought  : the  one  isosceles  (the 
half-square),  the  other  having  the  greater  side  triple  in 
square  6 of  the  lesser  (the  half-equilateral). 

Plato  once  more  indicates  that  his  choice  of  the  right-angled 
isosceles  (the  half-square)  and  the  particular  right-angled  scalene 
which  is  the  half-equilateral,  is  not  so  arbitrary  as  it  appears.  He 
has  in  reserve  an  explanation  too  long  to  be  given  here.  I shall 
attempt  to  supply  this  explanation  later  (pp.  231  ff.),  when  we  have 
accumulated  all  the  points  that  remain  obscure  without  it.  One 
such  point  we  have  already  noted  : why  does  Plato  subdivide  the 

1 * Type  ’ (y&os)  here  seems  to  mean  ‘ type  of  solid  figure  ',  as  in  the  next 
sentence. 

2 LKavws  : ‘ sufficiently  * in  order  to  explain  the  physical  transformation  of 
the  primary  bodies  (‘  these  things  '),  whereas  the  full  geometrical  construction 
would  be  a much  longer  business. 

8 Reading  p rj . With  81} , the  sense  is  : ‘ he  who  tests  this  and  proves  it 
to  have  this  property  ’.  But  this  is  the  wrong  sense  : Plato  could  prove  it 
himself,  if  the  reason  were  not  too  long  a story. 

4 to  to v 7rvpos,  sc.  au>pa,  supplied  from  the  following  aatpara.  Not  ‘ substance  * 
(A.-H.),  but  the  geometrical  solid  figure. 

5 Kara  Bvvafuv.  Cf.  Eucl.  x,  Def.  2,  * Straight  lines  are  commensurable  in 
square  (Bwapei  avpperpoi)  when  the  squares  on  them  are  measured  by  the 
same  area  ’ (though  they  may  be  incommensurable  in  length) . 

214 


FIGURES  OF  THE  PRIMARY  BODIES 

equilateral  and  the  square  which  form  the  faces  of  his  solids  ? 
Another  point  arises  here  : the  choice  of  the  smaller  elements  into 
which  he  subdivides  them  is  not  determined  by  the  figures  they 
compose.  There  are  other  ways  of  dividing  an  equilateral  or 
a square  symmetrically  into  smaller  triangles.  Why  are  the 
half-square  and  the  half-equilateral  better  than  any  possible 
alternatives  ? A third  question,  about  which  nothing  is  said 
here,  is  the  size  of  the  elementary  triangles.  It  will  appear  later 
(57c)  that  each  of  the  solids  built  up  out  of  them  must  be  of 
several  sizes.  Does  this  involve  that  the  elementary  triangles  must 
be  of  more  than  one  size  ? I shall  argue  (p.  233)  that,  as  the 
present  passage  might  seem  tacitly  to  imply,  one  size  of  each 
elementary  triangle  is  sufficient,  thanks  precisely  to  one  of  the 
merits  of  these  particular  triangles  which  Plato  refuses  to  dwell 
upon  here. 

The  choice  of  the  two  elementary  triangles  has  now  been  made. 
Before  going  on  to  construct  out  of  them  the  equilateral  and  square 
faces  of  his  solids,  Plato  recalls  once  more  the  physical  process  of 
transformation  which  the  structure  of  the  solids  is  to  account  for. 
Where  this  transformation  was  first  mentioned  (49B,  c),  it  was  said 
that  we  see,  ‘ as  we  imagine  ',  all  four  primary  bodies  being  trans- 
formed into  one  another  in  a cycle.  We  are  now  told  that  this 
cannot,  in  fact,  occur,  because  the  transformation  is  to  be  effected 
by  breaking  down  the  solids  into  their  elementary  triangles  and 
regrouping  these  into  other  solids.  That  this  is  what  happens  is 
simply  assumed  as  part  of  the  theory.  But  one  of  the  chosen  solids, 
the  cube,  is  built  of  a different  triangle  from  the  other  three.  It 
follows  that  earth,  to  which  the  cube  will  be  assigned,  cannot  be 
transformed  into  fire  or  air  or  water.  The  transformation  must 
be  confined  to  these  three. 

54B.  We  must  now  be  more  precise  upon  a point  that  was  not 
clearly  enough  stated  earlier.1  It  appeared  as  though  all 
the  four  kinds  could  pass  through  one  another  into  one 
another  ; but  this  appearance  is  delusive  ; for  the  triangles 
c.  we  selected  give  rise  to  four  types,  and  whereas  three  are 
constructed  out  of  the  triangle  with  unequal  sides,  the  fourth 
alone  is  constructed  out  of  the  isosceles.  Hence  it  is  not 
possible  for  all  of  them  to  pass  into  one  another  by  resolution, 
many  of  the  small  forming  a few  of  the  greater  and  vice  versa. 
But  three  of  them  can  do  this ; for  these  are  all  composed 
of  one  triangle,  and  when  the  larger  bodies  are  broken  up, 

1 At  53E  it  was  said  that  some  (but  not  all)  primary  bodies  could  pass  into 
one  another  by  resolution.  The  next  sentence  refers  to  49B,  c. 

215 


FIGURES  OF  THE  PRIMARY  BODIES  53c-55c 


54c.  several  small  ones  will  be  formed  of  the  same  triangles, 
taking  on  their  proper  figures  ; and  again  when  several  of 
the  smaller  bodies  are  dispersed  into  their  triangles,  the  total 
D.  number  made  up  by  them  will  produce  a single  new  figure 
of  larger  size,  belonging  to  a single  body.  So  much  for  their 
passing  into  one  another. 

The  exclusion  of  earth  from  the  cycle  of  transformation  is  simply 
a consequence  of  the  decision  to  assign  the  cube  to  earth.  Other 
physicists  (including  Aristotle)  felt  no  objection  to  earth  being 
transformed  ; and  the  exclusion  is  certainly  not  dictated  by  any 
facts  of  observation,  to  which,  indeed,  Plato  makes  no  appeal.1 
Plato  now  proceeds  to  build  the  four  regular  solids.  He  begins 
with  the  construction  of  the  equilateral  triangular  face  which  is 
common  to  the  pyramid,  the  octahedron,  and  the  icosahedron. 
The  ' element ' is  the  half-equilateral,  ‘ whose  hypotenuse  is  double 
of  the  shorter  side  in  length  \ The  equilateral  is  formed  by  putting 
together  six  (not,  as  we  should  expect,  two)  of  these  elements  in 
the  following  figure : 


A 


54D.  The  next  thing  to  explain  is,  what  sort  of  figure  each  body 
has,  and  the  numbers  2 * that  combine  to  compose  it. 

First  will  come  the  construction  of  the  simplest  and  smallest 
figure  (the  pyramid).  Its  element  is  the  triangle  whose 
hypotenuse  is  double  of  the  shorter  side  in  length.  If  a pair 


1 Aristotle,  de  caelo  306 a,  2,  bluntly  says  that  the  exclusion  of  earth  is 

unreasonable,  contrary  to  observed  facts,  and  dictated  by  a priori  principles. 

I cannot  see  the  force  of  Tr.'s  defence  : 4 * * * 8 The  obvious  reply  is  that  as  to  the 

evidence  of  our  senses,  Aristotle’s  statement  rests  on  a misinterpretation, 

and  as  to  * plausibility ',  if  experience  really  does  provide  examples  of  the 

transformation  of  the  other  4 roots  ’ but  none  of  the  transformation  of  earth, 

it  is  a * plausible  ’ view  that  a particle  of  earth  has  a geometrical  structure 
radically  different  from  those  of  the  other  three  bodies  ’ (p.  404). 

8 4 Numbers  ’ may  mean  4 numbers  of  units  ’,  i.e.  elementary  triangles  ; 
but  there  are  also  the  numbers  of  faces,  angles,  etc.,  in  the  solid. 

216 


FIGURES  OF  THE  PRIMARY  BODIES 

54D.  of  such  triangles  are  put  together  by  the  diagonal,1  and  this 

E.  is  done  three  times,  the  diagonals  and  the  shorter  sides 
resting  on  the  same  point  as  a centre,  in  this  way  a single 
equilateral  triangle  is  formed  of  triangles  six  in  number. 

Here  is  another  seemingly  arbitrary  feature,  which  has  never 
been  satisfactorily  explained.2  Plato  has  himself  remarked  that 
the  equilateral  can  be  formed  of  two  elementary  triangles  (54A). 
Why  does  he  actually  take  six  ? A reason  will  be  suggested  later 
(p.  234).  Having  constructed  the  equilateral  face,  Plato  next 
builds  the  pyramid  (with  four  such  faces),  the  octahedron,  and  the 
icosahedron. 

54E.  If  four  equilateral  triangles  are  put  together,  their  plane 
angles  meeting  in  groups  of  three  make  a single  solid  angle, 
55.  namely  the  one  (180°)  that  comes  next  after  the  most  obtuse 
of  plane  angles.  When  four  such  angles  are  produced,  the 
simplest  solid  figure  is  formed,  whose  property  is  to  divide 
the  whole  circumference  into  equal  and  similar  parts.3 * * * * 8 

A second  body  (the  octahedron)  is  composed  of  the  same 
(elementary)  triangles  when  they  are  combined  in  a set  of 
eight  equilateral  triangles,  and  yield  a solid  angle  formed  by 
four  plane  angles.  With  the  production  of  six  such  solid 
angles  the  second  body  is  complete. 

The  third  body  (the  icosahedron)  is  composed  of  one 

b.  hundred  and  twenty  of  the  elementary  triangles  fitted 
together,  and  of  twelve  solid  angles,  each  contained  by  five 

1 Probably,  the  diagonal  of  the  resulting  figure,  Ihe  trapezium  CDOE,  viz. 
the  hypotenuse  CO.  Cf.  Kara  Sidfierpov  at  36c.  Since  there  is  no  question 
of  proper  geometrical  methods  of  construction,  but  only  of  fitting  pieces 
together  as  in  a puzzle,  there  is  no  objection  to  building  an  equilateral  out 
of  trapezia.  Not  using  diagrams,  Plato  simply  describes  the  figure  as  briefly 
as  he  can. 

2 A.-H.’s  suggestion  will  not  bear  examination.  Cook-Wilson’s  (Tr.,  p.  374), 
that  the  division  is  symmetrical  with  respect  to  A,  B,  C,  is  true,  but  why 
is  this  important  ? Taylor's  reference  to  the  ‘ centre  of  gravity  ' is  hardly 
relevant,  even  * if  the  triangle  be  supposed  to  have  weight  (being  thought 

of  as  a very  thin  uniform  lamina)  which  is  itself  a questionable  supposition. 

Heath  (Euclid  ii,  98)  adduces  the  theorem,  attributed  to  the  Pythagoreans, 

that  six  equilateral  triangles,  or  three  hexagons,  or  four  squares,  placed 

contiguously  with  one  angular  point  of  each  at  a common  point,  will  just 

fill  up  the  four  right  angles  round  that  point. 

8 Martin  rightly  understands  ircpifapds  as  the  circumference  of  the  sphere 
in  which  the  pyramid  is  supposed  to  be  inscribed  (so  Tr.,  p.  376).  In  Euclid 
xiii,  13,  * To  construct  a pyramid,  to  comprehend  it  in  a given  sphere  *,  etc., 
is  stated  as  a single  problem.  The  last  words  mean  that  the  pyramid  is 
regular.  It  is  the  f simplest  ’ figure,  because  4 is  the  smallest  number  of 
faces  that  can  contain  a solid. 


217 


FIGURES  OF  THE  PRIMARY  BODIES  53c-55c 

55B.  equilateral  triangular  planes 1 ; and  it  has  twenty  faces 
which  are  equilateral  triangles. 

The  second  elementary  triangle,  the  half-square,  is  now  used  to 
construct  the  square  face  of  the  cube.  Here  again  Plato  uses 
more  elements  than  are  necessary — four  instead  of  two.  This  is 
smother  point  which  we  will  hold  in  reserve. 


55B.  Here  one  of  the  two  elements,  having  generated  these  bodies, 
had  done  its  part.  But  the  isosceles  triangle  went  on  to 
generate  the  fourth  body,  being  put  together  in  sets  of  four, 
with  their  right  angles  meeting  at  the  centre,  thus  forming 
a single  equilateral  quadrangle. 

c.  Six  such  quadrangles,  joined  together,  produced  eight  solid 
angles,  each  composed  by  a set  of  three  plane  right  angles. 
The  shape  of  the  resulting  body  was  cubical,  having  six 
quadrangular  equilateral  planes  as  its  faces. 

Plato  has  only  four  primary  bodies,  which  are  now  provided  for. 
But  there  remains  the  fifth  regular  solid,  the  dodecahedron,  for 
which  some  use  must  be  found. 

55c.  There  still  remained  one  construction,  the  fifth  ; and  the 
god  used  it  for  the  whole,  making  a pattern  of  animal  figures 
thereon. 

The  dodecahedron  is  not  constructed.  Plato  knew  that  its 
pentagonal  faces  cannot  be  formed  out  of  either  of  his  two  elementary 
triangles : it  was  in  fact  constructed  by  means  of  an  isosceles 
triangle  having  each  of  its  base  angles  double  of  the  vertical  angle.2 

1 Tr.  (p.  376)  understands  ywvuov  with  imiriSwv  (as  in  the  previous  sentence) , 
Tptywvaiv  being  dependent  genitive  : * five  plane  angles  which  belong  to 
equilateral  triangles  \ It  is  true  that  a solid  angle  is  defined  (Euclid  xi, 
Def.  11)  as  ‘ contained  ' (ireptcxopJvri)  by  more  than  two  plane  angles;  but 
Plato  speaks  above  of  the  solid  angle  as  consisting  of  (4k)  plane  angles,  and 
the  construction  of  the  genitives  is  difficult.  Also  at  55 c,  4(  4nt7r4hovs 
vovs  looirXcvpovs  means  * six  equilateral  quadrangular  planes  \ 

* See  Heath,  Euclid  ii,  p.  98. 


218 


MIGHT  THERE  BE  FIVE  WORLDS? 

Not  requiring  a dodecahedron  with  plane  faces  for  any  primary 
body,  the  Demiurge  4 uses  it  for  the  whole  \ i.e.  for  the  sphere,  to 
which  this  figure  approaches  most  nearly  in  volume,  as  Timaeus 
Locrus  remarks.  The  meaning  is  explained  in  Wyttenbach's  note 
on  Phaedo  iiob,  where  Socrates  says  that  the  spherical  Earth,  seen 
from  above,  would  resemble  ‘ one  of  those  balls  made  of  twelve 
pieces  of  leather  1 marked  out  in  a pattern  of  various  colours. 
' To  make  a ball,  we  take  twelve  pieces  of  leather,  each  of  which 
is  a regular  pentagon.  If  the  material  were  not  flexible,  we  should 
have  a regular  dodecahedron  ; as  it  is  flexible,  we  get  a ball/  1 
So  here  Plato  imagines  a flexible  dodecahedron  expanding  into 
spherical  shape.  The  word  diaCcoyQafpcbv  is  ambiguous.  It  might 
mean  ‘ giving  it  a pattern  of  various  colours ' ; but  this  seems 
hardly  appropriate  to  the  sky.  On  the  other  hand,  the  whole  sky 
is  covered  with  4 animals  ' — not  only  the  twelve  signs  of  the  Zodiac, 
but  all  the  other  constellations.2 

55C-D.  Might  there  be  five  worlds  ? 

At  this  point  Plato  interrupts  his  argument  to  reopen  the  question, 
whether  there  is  more  than  one  ‘ cosmos  \ 

55c.  Now  if  anyone,  taking  all  these  things  into  account,  should 
raise  the  pertinent  3 4 question,  whether  the  number  of  worlds 

D.  should  be  called  indefinite  or  limited,  he  would  judge  that 
to  call  them  indefinite  is  the  opinion  of  one  who  is  indeed 
indefinite  about  matters  on  which  he  ought  to  be  definitely 
informed.4  But  whether  it  is  proper  to  speak  of  them  as 
being  really  one  or  five,  he  might,  if  he  stopped  short  there, 
more  reasonably  feel  a doubt.  Our  own  verdict,  indeed, 
declares  the  world  to  be  by  nature  a single  god,  according 
to  the  probable  account ; but  another,  looking  to  other 

1 Burnet,  ad  loc.,  referring  to  Wyttenbach,  who  cites  Plut.,  Qu.  Plat.  1003c  : 

the  dodecahedron,  because  of  the  number  of  its  elements  and  the  bluntness  of 
its  angles,  eort  teal  rf}  irepiTdoa.  Ka.Q6.TTCp  at  ScoSeKacrKvroi  a<f>alpat  KVKXorcpcs 

yivcrai  Kai  TrepiXrjTmKov.  Pr.  iii,  141,  also  connects  our  passage  with  the 
Phaedo. 

2 Burnet's  suggestion  that  ‘ the  real  allusion  is  to  the  mapping  out  of  the 
whole  apparently  spherical  heavens  into  twelve  pentagonal  regions  for  the 
purpose  of  charting  the  constellations  ’ is  quoted  with  approval  by  Tr.  (p.  377), 
but  not  supported  by  any  evidence  that  the  heavens  were  so  mapped  by 
astronomers.  Burnet  took  the  suggestion  from  Newbold,  Arch.  G.  Phil., 
N.F.  xii  (1906),  203,  to  which  he  refers. 

8 ifi/icXdis-  The  question  is  not  TrXrjfifjLcXds,  * out  of  tune  * with  the  subject 
in  hand. 

4 The  pun  on  the  two  senses  of  <i7T€ipos  occurs  again  at  Philebus  17E  and 
possibly  at  Theaet.  183B. 


219 


MIGHT  THERE  BE  FIVE  WORLDS  ? 55c-d 

55D.  considerations,  will  judge  differently.  He,  however,  may 
be  dismissed. 

This  passage  is  extremely  puzzling.  There  is  nothing  in  the 
previous  context  to  suggest  a plurality  of  worlds,  except  a certain 
resemblance  between  Plato's  solids  and  the  atoms  of  Leucippus 
and  Democritus.  The  Atomists  believed  in  innumerable  coexistent 
worlds,  not  because  bodies  are  composed  of  atoms,  but  because 
atoms  are  unlimited  in  number  and  void  is  infinite  in  extent.  Plato 
would  deny  both  these  premisses,  and  he  has  nothing  but  dis- 
approval for  the  Atomist's  philosophy. 

In  the  earlier  passage  he  refers  to  (31  a,  b),  it  was  argued  ‘ accord- 
ing to  the  probable  account  ' that  the  world  would  be  the  better 
for  possessing  the  uniqueness  of  its  model.  Why  is  it  now  suggested 
that  there  might  be  something  to  be  said  for  five  worlds  ? Five 
is  not  the  number  of  the  primary  bodies,  but  only  of  the  regular 
solids  that  have  been  mentioned.  Why  should  there  be  as  many 
worlds  as  there  are  regular  solids  ? There  is  no  evidence  that 
anyone  had  ever  believed  in  five  worlds  1 * * ; and  since  the  association 
of  the  regular  solids  with  the  primary  bodies  is,  so  far  as  we  know, 
a novel  theory  of  Plato's  own,  there  was  no  reason  why  anyone 
should.  Even  if  any  philosopher  had  believed  in  five  elements, 
that  would  be  no  ground  for  thinking  that  there  might  be  five  worlds, 
each  consisting  of  one  element. 

Plutarch  twice  refers  to  our  passage.  In  the  tract  On  the  E at 
Delphi  (xi)  he  understands  Plato  to  assign  ‘ the  five  perfect  figures 
in  Nature  ' to  five  primary  bodies,  earth,  water,  air,  fire,  and 
‘ heaven  ' or,  as  some  call  it,  ‘ light ' or  4 aether  ' or  ‘ the  fifth 
substance,  the  only  body  to  which  circular  motion  is  natural  and 
not  constrained  or  otherwise  accidental '.  On  this  view,  the  five 
* cosmoi  ' mean  the  five  regions  proper  to  these  bodies,  within  the 
unique  universe.  The  suggestion  is  repeated  by  Heracleon  in  the 
treatise  On  the  Cessation  of  Oracles  (422F),  in  reply  to  Demetrius' 
protest  that  Plato  had  not  supported  his  suggestion  of  five  worlds 
by  any  appeal  to  reason  or  probability.  Heracleon  cites  the  critics 
who  referred  the  doctrine  to  Homer  on  the  ground  that  he  had 
partitioned  the  universe  into  five  regions  {cosmoi)  : heaven,  water, 
air,  earth,  Olympus.  Earth  and  Olympus  were  left  ‘ common  ' ; 
the  three  intermediate  regions  were  divided  among  the  three  gods 
(II.  xv,  189).  Similarly  Plato,  assigning  the  perfect  figures  to  the 
‘ differences ' (diayogal)  of  the  Whole,  ‘ spoke  of  five  cosmoi , of 

1 1 have  argued  (C.Q.  xviii,  1934,  P*  14)  that  there  are  no  grounds  for 

regarding  Petron,  with  his  eccentric  doctrine  of  183  worlds  arranged  in  a 

triangle,  as  earlier  than  Plato. 


220 


MIGHT  THERE  BE  FIVE  WORLDS  ? 


earth,  water,  air,  fire,  and  last  the  one  which  embraces  these,  the 
cosmos  of  the  dodecahedron,  widely  spread  and  with  many  turnings, 
to  which  he  assigned  the  figure  suitable  to  the  revolutions  and 
movements  of  the  soul ' (i.e.  the  sphere).  Further  on,  the  somewhat 
confused  explanations  quoted  from  Theodoras  of  Soli  and  Ammonius' 
criticism  of  them  may  suggest  a closer  parallel  between  Homer's 
Earth  and  Olympus,  which  are  left  out  of  the  Division,  and  Plato's 
cube  (earth)  and  dodecahedron  (Heaven),  which,  being  based  on 
elementary  triangles  of  a different  type  from  one  another  and 
from  the  rest,  take  no  part  in  the  transformation  of  the  primary 
bodies.  Homer's  ‘ heaven ' (fire),  air,  and  water,  will  correspond  to 
the  three  intermediate  bodies  which  are  transformed  into  one 
another,  being  all  based  on  the  same  triangle.1 

This,  so  far  as  I know,  is  all  the  light  contributed  by  the  ancients, 
who  seem  to  have  found  the  passage  as  obscure  as  it  is  to  us.  Their 
suggestions  are  irrelevant,  unless  they  were  right  in  connecting  the 
dodecahedron  with  the  fifth  form  of  body,  aether,  which  first 
appears  in  the  Epinomis  (981c).  Zeller  held  that  this  ‘ deviation 
from  his  earlier  doctrine  ' must  be  ascribed  to  Plato  himself,  because 
Xenocrates  in  his  Life  of  Plato  spoke  of  his  carrying  the  Division 
of  animals  to  the  point  where  he  reached  * the  elements  of  all 
animals,  which  he  called  five  figures  or  bodies,  namely  aether,  fire, 
water,  earth,  air  '.2  It  is  conjectured  that  Xenocrates'  statement 
must  be  based  on  Plato’s  oral  teaching  towards  the  end  of  his  life. 

Either  our  passage  must  be  given  up  as  inexplicable,  or  we  must 
see  in  it  a veiled  allusion  to  the  possibility  of  a fifth  form  of  body, 
which,  in  any  case,  would  be  thought  of  as  of  a higher  order  than 
the  four  we  are  here  concerned  with,  and  would  have  no  part  in 
the  physical  processes  of  transformation  which  it  is  Plato's  object 
to  explain.  It  still  remains  a puzzle,  why  Plato  should  speak  of 
the  notion  that  there  are  five  cosmoi  — regions  in  one  world  as  an 
alternative  to  a single  cosmos  = world  or  an  indefinite  number  of 
worlds.3 

1 The  scheme  attributed  to  Pherekydes  by  Damascius,  de  princ.  I24b  (after 
Eudemus,  frag.  117),  is  curiously  parallel.  The  three  first  principles  are  Zas 
(heaven),  Chthonie  (earth)  and  Time  ; then  Time  makes  out  of  his  own  seed 
fire,  air,  water.  These  are  connected  with  Pherekydes'  word  ■mvrefxvxos , 
which,  the  writer  says,  may  mean  irtvreKoofios. 

2 Zeller  ii4,  951.  The  passage  from  Xenocrates  is  quoted  by  Simplicius, 
Phys.  1165,  33  (and  twice  elsewhere),  who  adds  ware  6 aldrjp  7T€p.7rrov  aXXo  n 
ocjfia  o.tt\ovv  tort  kcu  avrtp  ( r<I>  IJAdrcovi ) napa  ra  rirrapa  oroide  la.  See  Harward's 
note  on  Epinomis  981B. 

8 Miss  A.  T.  Nicol  writes  to  me  : 4 Plato  may  be  suggesting  that  by  sub- 
stituting the  dodecahedron  and  leaving  out  the  other  regular  solids  in  turn, 
as  he  has  just  left  out  the  dodecahedron  in  the  description  of  the  elements, 
five  different  cosmoi  could  be  obtained.' 

P.C.  221  Q 


FIGURES  ASSIGNED  TO  THE  FOUR  BODIES  55d-56c 

55d-56c.  Assignment  of  the  regular  figures  to  the  four  primary  bodies 

55D.  Let  us  next  distribute  the  figures  whose  formation  we  have 
now  described,  among  fire,  earth,  water  and  air. 

To  earth  let  us  assign  the  cubical  figure ; for  of  the  four 
e.  kinds  earth  is  the  most  immobile  and  the  most  plastic  of 
bodies.1  The  figure  whose  bases  are  the  most  stable  must 
best  answer  that  description ; and  as  a base,2  if  we  take 
the  triangles  we  assumed  at  the  outset,  the  face  of  the 
triangle  with  equal  sides  is  by  nature  more  stable  than  that 
of  the  triangle  whose  sides  are  unequal ; and  further,  of  the 
two  equilateral  surfaces  respectively  composed  of  the  two 
triangles,  the  square  is  necessarily  a more  stable  base  than 
the  triangle,  both  in  its  parts  and  as  a whole.  Accordingly 
56.  we  shall  preserve  the  probability  of  our  account,  if  we  assign 
this  figure  to  earth  ; and  of  the  remainder  the  least  mobile 
to  water,  the  most  mobile  to  fire,  and  the  intermediate  figure 
to  air.  Again,  we  shall  assign  the  smallest  3 body  to  fire, 
the  largest  to  water,  and  the  intermediate  to  air  ; and  again 
the  body  with  the  sharpest  angles  to  fire,  the  next  to  air, 
the  third  to  water. 

Now,  taking  all  these  figures,  the  one  with  the  fewest 
faces  (pyramid)  must  be  the  most  mobile,  since  it  has  the 
sharpest  cutting  edges  and  the  sharpest  points  in  every 
b.  direction,  and  moreover  the  lightest,  as  being  composed 
of  the  smallest  number  of  similar  parts  4 ; the  second 

1 * Plastic  as  retaining  any  shape  into  which  it  is  moulded.  * Immobile  ' 
is  equivalent  to  ‘ hard  to  move  ' ( SvoKlvrjTos  below  ; ‘ unyielding  ’,  ‘ sluggish 
A.-H.),  not  4 stable  ',  for  the  icosahedron  (water)  is  said  to  be  the  hardest  to 
move  of  the  other  three  bodies,  whereas  it  is  the  least  stable  of  them  (a  fact 
noted  at  58D).  In  a mixed  mass  of  solids  of  all  the  types  the  cubes  would 
be  the  hardest  to  shift,  the  pyramids  the  easiest  because  their  edges  and 
points  are  sharp,  so  that  a slighter  thrust  would  push  them  between  the 
rest.  The  next  sentence  argues  that  earth  is  hardest  to  shift  and  most  plastic 
because  it  is  also  the  most  stable. 

2 pdois  here  takes  its  meaning  from  the  paocis  preceding  : the  face  which 
serves  as  base  for  a solid  to  stand  on  ; accordingly,  as  applied  to  the  triangles, 
it  means  their  faces  considered  as  possible  bases  for  solids  (though  none  of 
the  solids  actually  has  an  elementary  triangle  as  its  face),  not,  as  the  ‘ base  ' 
of  a plane  figure  would  ordinarily  mean,  one  of  the  lines  containing  it.  Cf. 
Tr.,  p.  380. 

* As  Tr.  remarks  (p.  381),  we  shall  hear  later  that  there  are  several  grades 
of  size  for  each  primary  body,  but  that  point  is  left  out  of  account  until  it 
is  actually  mentioned  at  57c.  It  is  here  assumed  that  all  three  bodies  have 
equilateral  faces  of  the  same  size. 

4 €X(uf>p6raTov  must  mean  * lightest  ’ (not  * nimblest ',  A.H.,  which  = 

evKivTjTOTarov) , since  the  reason  is  the  small  number  of  parts ; so  Aristotle, 
de  caelo  299B,  31.  Cf.  58E,  Water  composed  of  large  particles  is  harder  to 

222 


FIGURES  ASSIGNED  TO  THE  FOUR  BODIES 


56b.  (octahedron)  must  stand  second  in  these  respects,  the  third 
(icosahedron),  third.  Hence,  in  accordance  with  genuine 
reasoning  as  well  as  probability,  among  the  solid  figures  we 
have  constructed,  we  may  take  the  pyramid  as  the  element 
or  seed  of  fire  1 ; the  second  in  order  of  generation  (octa- 
hedron) as  that  of  air ; the  third  (icosahedron)  as  that  of 
water. 

Now  we  must  think  of  all  these  bodies  2 as  so  small  that 

c.  a single  body  of  any  one  of  these  kinds  is  invisible  to  us 
because  of  its  smallness  ; though  when  a number  are  aggre- 
gated the  masses  of  them  can  be  seen.  And  with  regard  to 
their  numbers,  their  motions,  and  their  powers  in  general, 
we  must  suppose  that  the  god  adjusted  them  in  due  pro- 
portion, when  he  had  brought  them  in  every  detail  to  the 
most  exact  perfection  permitted  by  Necessity  willingly 
complying  with  persuasion. 

The  last  paragraph  adds  to  the  determination  of  the  shapes  the 
adjustment  in  due  proportion  of  the  numbers,  motions,  and  powers 
of  the  primary  bodies.  ‘ Numbers  ' or  ‘ quantities'  (jiArjOrj)  prob- 
ably means  the  total  quantities  of  the  several  kinds,  as  at  57c  the 
same  word  means  the  main  mass  of  each  kind.  We  conjectured 
that  these  quantities  were  the  terms  in  the  geometrical  proportion 
fixed  by  the  Demiurge  at  31  b ff.  The  motions  and  powers  are 
those  varying  and  active  qualities  which  figured  in  the  description 
of  the  bodily  as  without  plan  or  measure  before  the  geometrical 
shapes  were  fashioned  (53A).  The  mention  of  them  is  immediately 
followed  by  a reference  to  Necessity ; they  belong  to  the  Errant 
Cause,  but  the  Demiurge  introduces  as  much  order  and  proportion 
as  Necessity  allows.  As  we  have  remarked,  the  particles  of  the 
primary  bodies  are  not  simply  portions  of  empty  space  partitioned 

move  and  heavy  ; 59c,  Bronze  is  lighter  than  gold  because  it  has  larger 
interstices.  According  to  the  analysis  of  lightness  and  heaviness  at  62c  ff., 
a larger  quantity  of  any  primary  body  is  heavier  than  a smaller  one,  and 
this  only  means  that  it  offers  a greater  resistance  to  the  attempt  to  force  it 
away  from  its  proper  region.  Since  it  will  be  forced  into  the  region  of  another 
element  and  have  to  make  its  way  through  that,  the  ‘ nimblest  ’ body  wiU 
also  be  the  * lightest  \ It  will  be  easier  to  force  a fire  pyramid  in  among  the 
octahedra  of  air,  than  to  force  an  octahedron  in  among  the  pyramids. 

1 ‘ Element  ’ (‘  unit  *,  Tr.)  because,  when  the  pyramid  is  broken  up  into 
the  elements  proper  (the  triangles),  fire  ceases  to  exist  as  such,  with  the 
* motions  and  powers  ’ characteristic  of  it  (though  on  this  point  Plato  is  not 
quite  clear  later).  * Seed  * (a  term  applied  to  the  microscopic  bodies  in 
Anaxagoras'  system)  is  added  to  show  that  4 element ' has  this  sense  here. 

2 All  the  four,  to  which  these  concluding  remarks  apply  (not,  as  Tr.  says, 
p.  382,  the  three  last  named  only). 

223 


TRANSFORMATION  OF  THE  PRIMARY  BODIES  56c-57c 

off  by  geometrical  planes,  but  animated  and  filled  with  motions 
(changes)  and  powers,  which  are  vigorously  exercised  in  the  warfare 
described  in  the  next  paragraph.  As  in  the  Theaetetus  (above, 
p.  204),  these  changes  and  powers  are  conceived  as  existing  in  the 
primary  bodies,  apart  from  any  effects  they  may  produce  on 
sentient  beings. 

56C-57C.  Transformation  of  the  primary  bodies 

Now  that  the  regular  solids  have  been  assigned  to  the  four  kinds 
of  body,  the  transformation  of  some  of  them  into  others  can  be 
described  in  terms  conditioned  by  the  assumptions  of  that  theory. 
These  are : (1)  that  particles  can  be  broken  down  into  their 
triangular  or  square  faces,  and  these  faces  again  into  the  elementary 
triangles  out  of  which  they  were  ‘ put  together  * ; (2)  that  these 
elementary  triangles  can  continue  to  exist,  drift  about  in  space, 
and  recombine  into  the  same  or  different  figures  ; with  the  limitation 
(3)  that  earth  triangles,  being  of  a different  pattern,  can  only 
recombine  as  earth  particles.  The  description  of  the  various 
processes  is  extremely  condensed,  and  has  consequently  been  mis- 
understood. 

The  first  section  is  concerned  with  the  upward  transformation, 
in  the  direction  from  earth  through  the  intermediate  bodies  to  fire. 
Three  cases  of  resolution  are  described,  the  principal  agent  being 
fire,  the  most  active,  mobile,  and  penetrating  of  the  four  solids. 
We  are  told  how  it  acts  on  earth,  water,  air,  breaking  down  the 
less  mobile  figures,  so  that  their  elementary  triangles  are  set  free 
to  recombine. 

56c.  Now,  from  all  that  we  have  said  in  the  foregoing  account 
concerning  the  kinds,1  the  following  would  be  the  most 

d.  probable  description  of  the  facts. 

Earth,  when  it  meets  with  fire  and  is  dissolved  by  its 
sharpness,  would  drift  about — whether,  when  dissolved,  it  be 
enveloped  in  fire  itself  or  in  a mass  of  air  or  of  water — until 
its  own  parts  somewhere  encounter  one  another,  are  fitted 
together,  and  again  become  earth  ; for  they  can  never  pass 
into  any  other  kind. 

1 Reading  nepl  A*FWY  : ttnmcp  A.  Burnet,  Rivaud  and  Tr.  prefer 
u>v7T€p,  but  this  involves  translating  eV  navrcov  by  ‘ on  the  whole  account  \ 
which  is  not  normal  Greek  for  ck  iravrtov  rovrajv,  and  djvrrep  ra  y4v rj  TrpoeiprjKapev 
by  * the  things  whose  kinds  we  have  named  whereas  the  things  in  question 
are  the  1 kinds  ’.  If  a copyist  happens  to  omit  a stroke  which  has  to  be  added 
by  a corrector  and  the  result  is  a reading  which  can  only  be  construed  by 
forcing  the  language,  it  is  not  really  scientific  to  defend  the  mistake  as  a 
‘ lectio  difficilior  \ 


224 


TRANSFORMATION  OF  THE  PRIMARY  BODIES 

Fire  breaks  down  earth.  This  first  case  is  the  action  of  heat 
on  solid  bodies  ('  earth '),  whether  these  are  actually  burnt  in  a 
flame  or  ‘ enveloped  ' in  a surrounding  mass  of  air  or  water.  The 
faces  of  the  earth-cubes,  or  their  constituent  triangles,  can  only 
recombine  as  cubes.  There  can  be  no  transformation  into  water 
or  air  or  fire.  This,  as  we  have  seen,  is  simply  a consequence  of 
assigning  the  cubical  figure  to  earth.  In  the  other  two  cases 
transformation  does  occur. 

56D.  But  (1)  when  water  is  divided  into  parts  by  fire,  or  again  by 
air,  it  is  possible  for  one  particle  of  fire  and  two  of  air  to  arise 

e.  by  combination  ; and  (2)  the  fragments  of  air,  from  a single 
particle  1 that  is  dissolved,  can  become  two  particles  of  fire. 

(1)  Fire  (or  air)  breaks  down  water.  When  water  is  boiled,  it 
passes  into  hot  steam  and  vapour,  which  disappears  into  the  air  ; 
or  again  water  is  evaporated  by  air  heated  by  the  sun.  The 
neighbouring  air  will  become  warmer.  The  theory  explains  this 
by  supposing  that  the  20  faces  of  each  icosahedron  (water)  are 
regrouped  as  2 octahedra  (air)  and  1 pyramid  (fire).  The  presence 
of  the  fire-pyramid  will  account  for  the  air  being  warmed.  The 
numbers  of  the  faces  thus  make  a complete  transformation  of  water 
(partly  into  air,  partly  into  fire)  ' possible  \ It  is  not  said  that  the 
transformation  must  always  be  complete  ; but  it  is  Plato's  purpose 
to  show  that,  if  you  start  with  any  number  of  icosahedra  of  water, 
their  constituents  can  be  completely  transformed  into  fire  pyramids, 
after  passing  through  the  intermediate  stage  here  described,  in 
which  some  air  particles  and  some  fire  particles  are  produced. 
The  intermediate  stage  seems  to  be  regarded  as  at  least  normal, 
if  not  necessary ; for,  so  far  as  the  figures  go,  there  is  nothing  to 
prevent  the  20  faces  of  the  icosahedron  from  reforming  immediately 
as  5 pyramids.  The  result,  then,  at  this  intermediate  stage  is 
1 fire-pyramid  and  2 octahedra  of  air.  (2)  Fire  continues  its 
dissolving  action  and  breaks  down  the  newly  formed  octahedra, 
each  of  which  can  yield  two  pyramids  by  recombination.  The 
final  result  of  heating  air  is  that  it  is  wholly  converted  into  fire. 
The  upward  transformation  of  water,  through  air  and  fire,  into 
nothing  but  fire  is  thus  theoretically  possible. 

We  now  pass  to  the  downward  transformation  of  (3)  fire  into  air, 
(4)  air  into  water, 

56E.  And  conversely,  (3)  when  a little  fire,  enveloped  in  a large 
quantity  of  air  or  water  or  (it  may  be)  earth,  is  kept  in  motion 

Upovs  must  here  mean  * particle  * (cf.  p.ifn\  vSaros,  6oe,  6ib),  though 
at  D 4 means  the  elementary  triangles. 

225 


TRANSFORMATION  OF  THE  PRIMARY  BODIES  56c-57c 

56E.  within  these  masses  which  are  moving  in  place,  and  makes 
a fight,  and  then  is  overcome  and  shattered  into  fragments, 
two  particles  of  fire  combine  to  make  a single  figure  of  air. 
And  (4)  when  air  is  overpowered  and  broken  small,  from 
two  and  a half  complete  figures,  a single  complete  figure  of 
water  will  be  compacted. 

In  the  downward  transformation  (3)  the  most  compact,  mobile, 
and  active  body  has  to  be  overpowered  by  more  unwieldy  antagon- 
ists, which  must  consequently  outnumber  it.  Hence  we  are  told 
that  there  must  be  a large  quantity  of  the  other  bodies  enveloping 
only  a small  amount  of  fire.  And  the  fire  is  represented  as  putting 
up  a fight ; like  the  rest,  it  is,  in  fact,  forcing  its  way  through  the 
others  owing  to  the  attraction  of  like  to  like,  and,  being  the  sharpest, 
it  will  inflict  more  damage  than  it  receives.  But,  if  sufficiently 
outnumbered,  it  will  be  overpowered  and  shattered.  The  faces  of 
two  fire  particles  will  then  reform  as  a single  air-particle,  and  the 
transformation  will  again  be  complete.  As  before,  it  is  not  contem- 
plated as  likely  that  5 fire  pyramids  should  combine  immediately 
as  1 icosahedron  of  water.  (4)  The  process  continues  in  the  reduc- 
tion of  the  resulting  air  particles  to  water.  In  Nature  this  occurs, 
presumably,  in  the  formation  of  mist,  cloud,  and  rain  ; but  Plato 
speaks  as  if  the  air-particles  required  to  be  ' overpowered  ' by  the 
clumsier  water  particles  outnumbering  them.  The  result  may  be 
complete  transformation  into  water,  since  2\  octahedra  will  yield 
the  20  faces  required  for  a water  particle. 

The  complete  transformation,  upwards  from  water  to  fire  and 
downwards  from  fire  to  water,  has  now  been  accounted  for.  Two 
points  remain  to  be  added  : (a)  that  no  further  change  can  occur, 
beyond  these  limits,  in  either  direction  ; (/?)  that  the  process  will 
not  stop  until  the  limits  are  reached.  Both  points  are  made  with 
reference  (a)  to  the  upward,  ( b ) to  the  downward,  process. 

56E.  Let  us  reconsider  this  account  once  more  as  follows. 

(a)  When  one  of  the  other  kinds  is  enveloped  in  fire  and 
57.  cut  up  by  the  sharpness  of  its  angles  and  edges,  then  (a),  if 
it  is  recombined  into  the  shape  of  fire,  there  is  an  end  to  the 
cutting  up  ; for  no  kind  which  is  homogeneous  and  identical 
can  effect  any  change  in,  or  suffer  any  change  from,  that 
which  is  in  the  same  condition  as  itself.  But  (/?)  so  long  as, 
passing  into  some  other  kind,  a weaker  body  is  contending 
with  a stronger,  the  resolution  does  not  come  to  an  end. 

Plato  here  lays  down  the  principle  that  the  ‘ active  power ' 
(dvva/ug  rov  note  tv)  of  a primary  body  can  act  only  on  what  is 

226 


TRANSFORMATION  OF  THE  PRIMARY  BODIES 

unlike  it : the  hot  can  only  modify  the  cold,  and  so  on.  Hence 
when  the  upward  transformation  is  complete,  nothing  more  can 
happen. 

In  the  second  sentence  (which  has  been  misunderstood),  ' passing 
into  some  other  kind  ’ is  contrasted  with  * if  it  is  recombined  into 
the  shape  of  fire  * above.  The  case  in  question  is  that  of  water  (not 
air)  under  the  action  of  fire.  Water  does  not  turn  straight  into  fire, 
but  passes  through  the  intermediate  stage,  in  which  the  water 
particle  is  regrouped  as  two  particles  of  air  and  one  of  fire.  Here 
it  is  ‘ passing  into  some  other  kind  ' than  fire,  namely  air  ; and  in 
that  form  the  weaker  body  (air)  is  still  contending  with  the  stronger 
(fire),  which  originally  assailed  it.  If  the  fire  is  strong  enough  it 
will  not  stop  until  it  has  broken  down  the  remaining  air  particles 
and  turned  the  whole  into  fire. 

The  same  two  principles  are  now  applied  to  the  downward 
transformation. 

57A.  And,  on  the  other  hand,  (b)  when  a few  smaller  particles 

b.  are  enveloped  in  a large  number  of  bigger  ones  and  are  being 
shattered  and  quenched,1  then,  (a)  if  they  consent  to  combine 
into  the  figure  of  the  prevailing  kind,  the  quenching  process 
comes  to  an  end  : from  fire  comes  air,  from  air,  water. 
But  (/ 3 ) if  they  (the  smaller  particles)  are  on  their  way  to 
these  2 (air  or  water),  and  one  of  the  other  kinds  meets  them 
and  comes  into  conflict,  the  process  of  their  resolution  does 
not  stop  until  either  they  are  wholly  dissolved  by  the  thrusting 
and  escape  to  their  kindred,  or  they  are  overcome  and  a 
number  of  them  form  a single  body  uniform  with  the 
victorious  body  and  take  up  their  abode  with  it. 

In  this  downward  transformation,  smaller  bodies  are  being 
broken  down  by  larger  ones  : fire  by  air,  air  by  water,  (a)  The 
faces  of  the  fire  particles  can  recombine  completely  as  air,  those 
of  the  air  particles  as  water,  and  the  process  must  then  stop,  for 

1 ‘ Quenched  ’ shows  that  Plato  is  thinking  in  particular  of  fire  enveloped 
in  larger  particles  (as  at  56E,  2)  ; but  the  statement  applies  also  to  air  passing 
straight  into  water,  as  the  last  words  of  the  sentence  show. 

2 Reading  eav  8*  els  ravra  (Y)  or  avra  (A)  ljj.  As  Tr.  says,  els  aura  (or 
ravra)  177  cannot  mean  ‘ assail  the  others  * (A.-H.),  ‘ setzen  sie  aber  den  kampf 
fort  * (Apelt)  ; this  should  be  eV  avra,  and  the  meaning  is  irrelevant.  Tr.'s 
own  suggestion  that  els  rairrd.  levai  means  ‘ come  to  terms  ’ is  not  supported 
by  Apol.  36c  (which  he  quotes),  where  els  ravra  lovra  means  ‘ by  engaging 
in  these  pursuits  ' ; and  in  any  case  dXX^Xois  would  be  required,  els  ravra 
Uvol  ‘ to  be  passing  into  these  kinds  * is  like  els  aXXo  elhos  iXdetv  (56D,  5),  els 
aXXo  n yiyvofievov  (57A,  5).  An  exact  parallel  is  to  e£  dipos  els  vbcop  lov  opJ.\ Xij, 

1 mist  is  that  which  is  on  the  way  from  air  to  water  ' (66e), 

227 


TRANSFORMATION  OF  THE  PRIMARY  BODIES  56c-57c 

the  same  reason  as  before : that  like  cannot  act  on  like.  (/?)  The 
second  statement,  like  its  parallel  above,  has  been  misinterpreted. 
It  explains  what  may  happen  to  fire  particles  when  passing  through 
the  air  stage  ' on  the  way  1 to  water.  In  that  phase  they  may  be 
assailed  by  bodies  of  another  kind.  The  breaking-down  process 
will  then  continue,  and  not  be  arrested  at  the  point  where  all  the 
fire  has  become  air.  One  of  two  results  may  follow:  either  the 
loose  triangles  into  which  the  newly  formed  air  particles  are  broken 
down  again  may  escape  to  reform  elsewhere  as  fire-particles,  their 
original  ‘ kindred  1 1 ; or  they  may  finally  recombine  as  water  (‘  the 
victorious  body ').  In  the  latter  case  they  take  up  their  abode  in 
the  region  of  water,  and  the  process  can  go  no  farther. 

The  next  paragraph  explains  how  the  perpetual  transformation 
of  particles  involves  perpetual  changes  of  direction.  When  a set 
of  air  particles,  for  example,  is  converted  into  fire,  they  will  cease 
to  be  attracted  towards  the  main  mass  of  air,  and  begin  to  move 
towards  the  main  mass  of  fire. 

57c.  Moreover,  in  the  course  of  suffering  this  treatment,  they  are 
all  interchanging  their  regions.  For  while  the  main  masses 
of  the  several  kinds  are  stationed  apart,  each  in  its  own 
place,  owing  to  the  motion  of  the  Recipient,  the  portions 
which  at  any  time  are  becoming  unlike  themselves  and  like 
other  kinds  are  borne  by  the  shaking  towards  the  place  of 
those  others  to  which  they  become  like. 

The  principle  of  motion  here  invoked  is  the  attraction  of  like  to 
like,  which  already  operated  in  the  chaos  described  at  52D  ff. 
(p.  198).  The  shaking  of  the  Recipient,  acting  like  the  winnowing- 
basket,  ‘ separated  the  most  unlike  kinds  farthest  apart  from  one 
another,  and  thrust  the  most  alike  closest  together ; whereby  the 
different  kinds  came  to  have  different  regions,  even  before  the 
ordered  whole  consisting  of  them  came  to  be  \ If  this  motion  were 
unchecked,  it  would  sort  out  the  primary  bodies  into  four  distinct 
regions.  But  the  process  of  transformation  is  constantly  modifying 
that  tendency,  as  particles  reformed  into  different  kinds  change 
the  region  towards  which  they  drift.  The  motion,  in  so  far  as  it 
is  explained  at  all,  is  attributed  to  the  qualities  or  powers  of  the 
primary  bodies — those  ‘ vestiges  of  their  own  nature  1 which  they 
possess  in  abstraction  from  their  geometrical  shapes  (53B).  As  we 
have  seen  (p.  205),  it  must  be  finally  due  to  blind  irrational  impulse 

1 It  will  be  suggested  later  (on  58A-C)  that  this  alternative  may  be  due  to 
the  expansion  in  volume,  consequent  on  the  change  of  figure,  leaving  no  room 
for  some  of  the  loose  elements  to  reform  in  any  regular  shape. 

228 


TRANSFORMATION  OF  THE  PRIMARY  BODIES 

in  the  soul  that  animates  the  whole  body  of  the  world.  Reason 
has  now  contrived  to  establish  some  check  upon  the  tendency  by 
endowing  ther  bodies  with  shapes  which  can  be  transformed  into 
one  another.  The  motions  are  still  blind  and  mechanical,  but 
Reason  has  subordinated  these  ' secondary  causes ’ to  its  purpose 
of  keeping  an  ordered  world  in  being. 

If  we  attempt  to  go  behind  Plato’s  description  and  ask  after  the 
' real  ’ nature  of  the  process  of  dissolution  and  recombination,  it 
is  doubtful  whether  we  can  expect  any  certain  answer.  One  thing 
is  obvious : the  transformation  is  based  on  surfaces  and  the 
numbers  of  elementary  triangles  they  contain,  not  on  volumes. 
Thus  the  eight  faces  of  two  fire  pyramids  make  up  an  octahedron 
of  air  ; but  the  volume  of  the  octahedron  will  be  more  than  twice 
that  of  the  pyramid.  Also  the  reason  why  earth  cannot  pass  into 
any  other  figure  lies  in  the  different  shapes  of  the  elementary 
triangles  ; it  is  not  that  the  volumes  will  not  fit.  But  what  is  to 
be  made  of  the  picture  of  plane  surfaces  being  broken  up  and  the 
fragments  drifting  about  till  they  find  others  to  combine  with  ? 
It  cannot  be  taken  literally.  It  was  not  necessary  for  Aristotle  to 
point  out  that  geometrical  planes  cannot  behave  in  this  way  ; 
and  there  is  no  warrant  for  Martin’s  suggestion  that  the  surfaces 
are  thin  plates  of  corporeal  matter,  forming  boxes  with  a hollow 
interior.  What  is  the  4 matter  ’ of  which  these  plates  are  composed  ? 
And  is  the  interior  hollow  in  the  sense  of  an  absolute  vacancy  ? 
Plato  does  not  say  so,  but  speaks  of  the  contents  of  the  figures  as 
qualities  or  ' motions  and  powers  \1  The  whole  description  of  the 
warfare  of  the  primary  bodies  in  the  process  of  transformation 
implies  that  these  powers  are  actively  operating.  Without  them 
the  geometrical  figures  could  not  move  at  all  or  break  one  another 
down.  The  qualities  are  evidently  conceived  as  existing  in  the 
primary  bodies  quite  independently  of  the  sensations  and  percep- 
tions of  any  possible  observer. 

Plato’s  theory  is  capable  of  explaining  why  Nature  contains  a 
number  of  definite  recognisable  substances,  e.g.  gold,  silver,  copper, 
etc.,  and  the  other  ‘ homceomerous  ’ substances  which  had  figured 
in  the  systems  of  Empedocles  and  Anaxagoras.  These  stand  out 
as  distinct  things  with  a more  or  less  constant  group  of  characteristic 
qualities ; there  is  not  an  infinite  gradation  of  intermediate  sub- 

1 Cf.  Rivaud,  p.  So  : La  thiorie  des  figures  tltmentaires  est  destinte  & expliquer 
comment  Vordre  s‘ intro duit  dans  le  chaos  mouvant  des  qualitts.  Par  leurs 
proprittts  dtfinies  et  invariables,  ces  figures  mettent  une  certaine  fixitt  dans  le 
devenir,  Mais,  elles  rien  forment  pas  la  substance,  qui  reste  constitute  par  les 
qualitt s changeantes.  Tr.’s  discussion  of  this  question  is  vitiated  by  his  use 
of  Whitehead’s  terminology  (p.  409). 

229 


GRADES  OF  SIZE  OF  PRIMARY  BODIES  57c-d 

stances,  through  which  gold,  for  example,  shades  off  into  copper. 
Modern  chemistry  has  explained  the  abrupt  transitions  which  do 
occur  by  the  shifting  of  elementary  factors  from  one  definite 
pattern  to  another.  Plato's  elementary  factors  are  pictured  as 
triangular  surfaces,  whose  regrouping  provides  for  a sudden  change 
from  water  or  air  to  fire.  Such  an  account  seemed  to  him  ‘ likely 
as  covering  phenomena  which  Democritean  atomism  could  not 
satisfactorily  explain ; but  he  did  not  mean  it  to  be  taken  as  a 
literal  statement  of  what  ' really  ' happens. 

The  most  questionable  feature  is  the  suggestion  that  triangular 
surfaces  which  are  not  at  the  moment  the  surfaces  of  any  solid 
body  can  drift  about  by  themselves.  It  will  be  suggested  later 
(p.  274)  that  this  feature  disappears  when  further  details  of  the 
theory  are  disclosed ; the  account  so  far  given  is  (as  we  shall  soon 
find)  by  no  means  complete.  The  description  of  the  particles 
which  cause  sensations  of  smell  (66d)  seems  to  imply  that  these 
‘ loose  ' triangles  may  be  combined  in  irregular  solids  of  a size 
intermediate  between  the  sizes  of  the  regular  solids. 

57C-D.  Each  primary  body  exists  in  various  grades  of  size 

So  far  nothing  has  been  said  about  the  size  of  particles,  except 
that  they  are  all  microscopic.  We  now  hear  for  the  first  time  that 
there  are  specific  varieties  of  fire  and  the  rest,  due  to  the  different 
sizes  of  the  triangles  and  consequently  of  the  particles  they 
compose. 

57c.  In  this  way,  then,  the  formation  of  all  the  uncompounded 
and  primary  bodies  is  accounted  for.  The  reason  1 why 
there  are  several  varieties  within  their  kinds  lies  in  the  con- 
struction of  each  of  the  two  elements  : the  construction  in 

d.  each  case  originally  produced  its  triangle  not  of  one  size 
only,  but  some  smaller,  some  larger,  the  number  of  these 
differences  being  the  same  as  that  of  the  varieties  in  the 
kinds.  Hence,  when  they  are  mixed  with  themselves  or 
with  one  another,  there  is  an  endless  diversity,  which  must 
be  studied  by  one  who  is  to  put  forward  a probable  account 
of  Nature. 

These  differences  of  size  in  the  primary  bodies  introduce  con- 
siderable complications,  which  have  not  been  sufficiently  studied. 

1 to  (rov,  FY)  8e  eV  rots  clSeoiv  avrwv  erepa  €firrc<f>VK4vai  yivrj  ttjv  CKarepov  rutv 
arroixcUov  alnareov  ovoraoiv,  fiij  p.ovov  ev  eKarepav  (sc.  ovoraoiv)  fi^yedos  *Xov  T® 
rpiycDvov  </>VT€vacu  Kar  apyas,  aAA*  fAarra)  re  kcu  fiei£a>  . . . 

The  subject  of  <f>vrcvoai  is  eVarcpav  (ovoraoiv) , not  the  Demiurge.  That 
ovoraoiv  has  the  active  sense,  ‘ putting  together  \ will  be  argued  below. 

230 


GRADES  OF  SIZE  OF  PRIMARY  BODIES 

How  will  they  affect  the  process  of  transformation,  which  has  been 
based  on  the  assumption  that  the  various  bodies  concerned  are 
composed  of  triangles  of  the  same  size,  so  that  they  can  be 
regrouped  in  the  several  figures  ? This  difficulty  must  now  be 
considered  in  conjunction  with  other  obscure  points  that  have  been 
noted  by  the  way.  In  order  to  keep  this  topic  within  reasonable 
bounds,  Plato  has  stated  only  the  main  features  of  his  theory, 
hinting  at  the  outset  that  he  had  in  reserve  a ‘ fuller  account ' 
(tzXslcov  XoyoQ,  54B)  of  the  peculiar  merits  of  the  two  triangles 
chosen  as  elements.  If  we  can  reconstruct  this,  we  shall  be  able 
to  clear  up  a number  of  difficulties  that  have  never  been  explained. 

The  present  passage  tells  us  that  there  is  a limited  number  of 
varieties  of  each  primary  body,  corresponding  to  different  sizes  of 
pyramid,  octahedron,  etc.,  and  that  there  are  indefinitely  numerous 
combinations  of  all  these  varieties  in  composite  bodies.  At  58c 
three  varieties  of  fire  will  be  mentioned.  The  list  may  not  be 
complete  ; but  the  number  is  certainly  limited,  and  probably 
small,  for  all  the  sizes  must  be  microscopic.  What  is  not  yet  clear 
is  how  there  come  to  be  different  sizes  of  pyramid,  etc.  The 
reason,  we  are  told,  lies  in  ‘ the  construction  of  each  of  the  two 
elements  (the  half-equilateral  and  the  half-square)  : the  construc- 
tion ' in  each  case  originally  produced  its  triangle  not  of  one  size  only, 
but  some  smaller,  some  larger  \ The  editors  take  ‘ construction  ' 
(ovaraoiv)  in  the  passive  sense,  ' structure  ’,  which  the  word  often 
bears  elsewhere.  They  understand  the  whole  statement  to  mean 
no  more  than  that  each  of  the  two  elementary  triangles  is  of  more 
than  one  size.  If  that  were  all,  Plato  would  have  wrapped  this 
simple  statement  in  a singularly  clumsy  form.  But  the  sentence 
cannot  bear  that  meaning  : it  is  impossible  to  say  that  the  structure 
of  each  elementary  triangle  produced  the  triangle  which  is  the 
structure  in  question.1  The  word  ovaraaiq  must  have  its  active 
sense,  ‘ putting  together  \2  We  may  paraphrase  as  follows  : ‘ The 
reason  why  there  are  several  varieties  within  their  kinds  lies  in  the 
way  in  which  the  elementary  triangles  of  each  of  the  two  sorts  are 
put  together : in  each  case  the  elementary  triangles  were  put 
together  in  such  a way  as  to  produce  the  corresponding  triangle 

1 Translators  evade  this  absurdity  by  resorting  more  or  less  to  paraphrase, 
or  by  ignoring  the  fact  that  cVarcpav  (cvoraotv)  is  the  subject  of  tfivrcvaai. 

2 Corresponding  to  the  active  awiaravai.  Cf.  89c,  rd  rpiycova  . . . aWa- 
rarai,  ‘ the  triangles  are  put  together ' ; 54E,  ‘if  4 equilateral  triangles 
are  put  together  (owiorapLeva)  so  that  etc.  55A,  * a second  body  is  composed 
of  the  same  triangles  when  they  are  put  together  (avaravrcov)  in  a set  of  eight  * , 
etc.  At  89 a,  avaraais  means  the  ‘ bracing  \ * pulling  together  ' of  the  body 
by  gymnastic  exercise.  Tr.  there  compares  Laws  782 A noXea tv  ovtrrdous  teal 
<t>6opas. 


231 


GRADES  OF  SIZE  OF  PRIMARY  BODIES  57c-d 

(the  half-equilateral  or  the  half-square  J)  not  of  one  size  only,  but 
some  smaller,  some  larger We  have  to  discover  what  can  be 
meant  by  putting  together  elementary  half-equilaterals  or  half- 
squares in  such  a way  as  to  form  larger  or  smaller  half-equilaterals 
or  half-squares.  But  first  we  may  state  the  difficulties  that  arise 
from  the  interpretation  commonly  assumed.  The  consequences 
are  easily  deduced. 

Let  us  suppose  that  there  are  three  sizes  of  the  right-angled 
scalene  triangle  which  serves  as  element  in  the  construction  of 
pyramid,  octahedron,  and  icosahedron,  and  that  each  of  the  three 
is  to  be  an  irreducible  element.  We  shall  then  have  three  corre- 
sponding grades  of  solids,  each  with  an  element  somewhat  larger 
than  the  one  before  : 


Fire- 

Grade  A v Air-Water 


Grade  B 


Fire- 

Air- Water 


Fire- 
ir- Water 


The  solids  within  each  grade  will  be  capable  of  transformation  into 
one  another.  There  will  thus  be  three  parallel  processes  of  trans- 
formation ; but  there  can  be  no  transformation  from  one  grade  to 
another.  Nothing  in  the  previous  account  of  the  process  has  led 
us  to  expect  this  startling  and  unsatisfactory  result : that  one 
variety  of  fire  can  be  transformed  only  into  one  variety  of  air  or 
water.  Nor  is  there  later  any  hint  of  such  barriers  between  grades 
of  solids.  Further  there  is  an  element  of  vagueness  and  casualness 
in  the  supposition  of  three  unspecified  sizes  with  no  definite  ratio 
between  them,  which  ill  accords  with  the  emphatic  declaration 
that  the  Demiurge  fixed  the  proportions  with  the  greatest  possible 
accuracy  down  to  the  last  detail  (56c).  In  the  summary  at  69B 
we  shall  hear  again  that  the  god,  finding  his  materials  in  a dis- 


1 * The  triangle  * cannot  mean  the  equilateral  triangular  face  of  the  three 
solids,  because  the  corresponding  face  of  the  fourth  solid,  the  cube,  is  not  a 
triangle,  but  a square. 


232 


GRADES  OF  SIZE  OF  PRIMARY  BODIES 

orderly  condition,  introduced  proportion  and  symmetry  into  the 
internal  relations  of  each  one  and  their  mutual  relations,  in  every 
way  that  was  possible.  If  this  is  true,  he  must  have  established 
some  definite  ratio  between  the  sizes ; and,  if  he  could,  he  would 
surely  fix  upon  some  ratio  that  would  permit  of  transformation 
occurring  freely  between  the  grades. 

Now  there  is  one  way  in  which  this  desirable  result  can  be  attained. 
Transformation  between  grades  will  be  possible,  if  the  larger  scalene 
triangles  are  some  definite  multiple  of  the  smaller,  and  if  one  larger 
triangle  (say  of  Grade  B)  can  be  composed  of  two  or  more  smaller 
triangles  (of  Grade  A ).  Consider  the  consequences  of  this  supposi- 
tion. The  smallest  scalene  (Grade  A)  will  now  be  the  highest 
common  measure  of  the  others  ( B and  C),  which  will  be  multiples 
of  it ; and  that  smallest  scalene  will  be  the  irreducible  element — 
the  otoi%£lov  proper.  The  larger  scalenes  will  be  obtained  by 
putting  together  two  or  more  of  the  smallest.  Thus  (as  everything 
said  hitherto  has  led  us  to  expect)  there  will  be,  strictly  speaking, 
only  one  irreducible  element  of  each  of  the  two  types,  scalene  and 
isosceles,  not  an  unspecified  number.  The  grades  will  now  be 
related  by  definite  ratios,  and  transformation  between  grades  will 
be  possible. 

The  next  question  is,  whether  larger  scalene  or  isosceles  triangles 
can  be  built  up  out  of  smaller  ones  of  the  same  type  in  the  way 
proposed.  They  can,  because  of  a certain  property  possessed  by 
both  elementary  triangles,  which  we  can  now  see  to  be  one  of  the 
reasons  why  they  are  the  ‘ best  ' that  could  be  selected.  It  is  a 
property  that  had  been  regarded  as  characteristic  of  an  ‘ element  ' : 


either  of  the  two  triangles  can  be  subdivided  without  limit  into 
parts  of  the  same  type  as  itself.  The  half-square  ABC  is  divisible 
into  two  smaller  half-squares  ABO,  BOC ; and  Plato  does  in  fact 
so  divide  it,  when  he  constructs  the  whole  square  face,  A BCD,  of 
the  cube.  BOC , again,  can  be  subdivided  by  dropping  the  per- 
pendicular OE ; OEC  by  the  perpendicular  EF,  and  so  on  ad 
infinitum . In  the  same  way  the  half-equilateral,  ABC,  can  be 
subdivided  into  smaller  half-equilaterals  by  bisecting  the  angle  at 

233 


GRADES  OF  SIZE  OF  PRIMARY  BODIES  57c-d 

C and  dropping  the  perpendicular  OD.  It  is  actually  so  subdivided 
into  three  elementary  scalenes  in  Plato’s  figure  (p.  216)  ; and  the 


A 


subdivision  can  be  carried  on  ad  infinitum.1  Plato,  however,  does 
not  continue  the  process  indefinitely.  He  stops  at  a minimum 
triangle  (OBC)  of  each  type,  which  is  taken  to  be  atomic.  He 
then  builds  the  square  out  of  4 half-squares,  the  equilateral  out  of 
6 half-equilaterals. 

Here  we  encounter  one  of  the  points  that  we  noted  as  never 
having  been  satisfactorily  explained.  Why  use  4 half-squares  to 
construct  a square  when  2 would  suffice  ? Why  6 half-equilaterals, 
when  2 would  suffice — a fact  which  Plato  himself  mentioned  where 
the  scalene  element  was  originally  described  as  ‘ such  that  a pair  of 
them  compose  the  equilateral  triangle  ’ (54A)  ? Evidently  he  was 
aware  that  there  were  at  least  two  ways  of  composing  an  equilateral 
out  of  this  element.  The  seemingly  arbitrary  procedure  can  be 
explained  by  supposing  that,  in  the  earlier  construction  of  the  four 
solids,  Plato  intended  to  describe  solids  of  an  intermediate  size — 
Grade  B — not  of  the  smallest  possible  grade  (A).  He  deliberately 
used  more  elementary  triangles  than  would  have  been  required,  if 
he  had  had  only  one  grade  of  solid  in  mind.  Solids  of  the  smallest 
grade  could  be  produced  quite  simply  by  forming  the  equilateral 
and  the  square  each  out  of  two  elements  ; and  he  could  have  built 
his  pyramids,  cubes,  and  the  rest  just  as  well.  Moreover,  if  there 
were  only  one  grade  of  solids,  all  the  transformations  described 
could  occur  between  them.  He  chose  to  describe  solids  of  a larger 
grade  because  he  wanted  to  suggest  that  there  are  in  fact  several 
grades,  and  that  when  these  larger  solids  are  broken  down  into 
elements,  those  elements  can  be  recombined  in  several  ways.  Thus 
the  6 scalenes  in  the  equilateral  face  of  a pyramid  can  recombine, 
in  pairs,  to  make  three  equilateral  faces  for  pyramids  or  octahedra 
or  icosahedra  of  the  lower  grade.  Or,  as  in  the  cases  actually 
described,  the  transformation  may  be  into  solids  of  the  same  grade. 

1 Since  the  triangles,  not  the  solids,  are  Plato's  * elements  ',  this  meets 
Aristotle's  objection  that  not  every  part  of  a pyramid  or  cube  is  a pyramid 
or  cube.  ‘ Homoeomereity  ’ was  first  clearly  defined  by  Anaxagoras,  but 
Empedocles  had  no  doubt  already  assumed  that  every  part  of  fire  was  fire. 

234 


GRADES  OF  SIZE  OF  PRIMARY  BODIES 


Or  again,  the  elements  might  go  towards  the  formation  of  solids 
of  a still  higher  grade  (C),  and  of  as  many  more  higher  grades  as 
are  required  to  account  for  the  actual  varieties  of  the  primary 
bodies  in  question.  An  advantage  of  this  scheme  is  that  it  would 
make  it  possible  for  there  to  be  more — perhaps  many  more — 
varieties  of  (say)  water  1 than  there  are  of  fire  ; and  yet  transforma- 
tion could  occur  between  them  all. 

The  results  may  be  illustrated  by  taking  some  of  the  possible 
transformations  of  Plato's  solids  of  the  intermediate  grade  (B)  into 
solids  of  the  smallest  grade  (A)  : 

Grade  B Grade  A 

Solid  Equilateral  faces 

composed  of 
6 elements 

i pyramid  = 4 


i octahedron  = 8 


i icosahedron  — 20 

Further,  we  can  see  what  would  suggest  to  Plato's  mind  the 
building  of  his  solids  out  of  these  elements,  namely,  the  proper 
geometrical  construction  of  the  figures  as  it  appears  in  Euclid. 
The  problem  : ‘To  construct  a pyramid,  and  to  comprehend  it  in 
a given  sphere,  etc.,'  is  solved  in  Euclid  xiii,  13.  The  solution 
either  was  due  to  Theaetetus  or  had  been  discovered  earlier ; it 
was  certainly  known  to  Plato.  We  have  seen  an  allusion  to  the 
circumscribing  sphere  at  55 A.  Now  the  demonstration  involves  a 
theorem  proved  in  the  preceding  proposition  (xiii,  12)  : ‘ If  an 
equilateral  triangle  be  inscribed  in  a circle,  the  square  on  the  side 
of  the  triangle  is  triple  of  the  square  on  the  radius  of  the  circle.' 
The  figure,  as  it  appears  in  Euclid,  is  given  by  the  unbroken  lines 
in  the  accompanying  diagram.  BD  = the  radius  OD.  It  is  also 
the  side  of  a hexagon  inscribed  in  the  circle  (as  the  demonstration 
mentions).  The  dotted  lines  inside  the  circle  complete  the  hexagon, 
as  in  the  figure  at  iv,  15  (‘  In  a given  circle  to  inscribe  an  equilateral 
and  equiangular  hexagon  ').  The  diagram  so  completed  exhibits 
Plato's  equilateral  triangle  ABC  divided  into  the  6 elementary 
triangles.  The  hexagon  contains  12  of  these  elementary  triangles, 
all  equal  to  one  another.  In  this  proposition  (xiii,  12),  Euclid 
1 * Water  * is  a wide  term,  covering  the  fusible  metals  (58D  ff.). 

235 


Elements 


24 


Equilateral  faces 
composed  of 
2 elements 


48  = 


24 


120 


-{ 


= GO  = 


Solid 

3 pyramids  or 
1 octahedron 
+ 1 pyramid. 
6 pyramids,  or 
3 octahedra,  or 
1 icosahedron 
-f  1 pyramid. 
1 5 pyramids,  or 
6 octahedra  + 
3 pyramids,  or 
3 icosahedra. 


GRADES  OF  SIZE  OF  PRIMARY  BODIES  57c-d 

proves  that  the  square  on  AB  is  triple  the  square  on  the  radius 
or  on  BD,  which  = the  radius.  Thus  the  gist  of  the  proposition 


A 


is  that  the  larger  triangle  ABD  is  of  the  same  type  as  the  half- 
equilateral  ABE : 

In  ABE,  BE  = i , AB  = 2,  AE  = VJ 

In  ABD,  BD  = 1,  AD  — 2,  AB  = V3. 

In  other  words,  if  you  add  one  elementary  triangle  BED  to  the 
half-equilateral  ABE,  you  obtain  a larger  half-equilateral  ABD. 

The  figure  suggests  some  further  consequences : (i)  All  the 

smallest  triangles  are  of  Plato's  elementary  type.  (2)  Two  of 
them  form  the  equilateral  OBD,  the  base  of  the  solids  of  the  smallest 
possible  grade.  (3)  Six  of  them  form  the  equilateral  ABC,  actually 
constructed  by  Plato,  as  the  base  of  his  Grade  B solids.  (4)  This 
large  equilateral,  ABC,  can  be  regarded  as  composed  of  two  half- 
equilaterals,  AEB  and  A EC,  each  of  the  same  type  as  the  three 
elements  which  compose  it.  (5)  There  is  also  (as  Eucl.  xiii,  12, 
demonstrates)  a still  larger  half-equilateral  ABD  of  the  same 
pattern,  composed  of  4 elements.  Two  of  these  make  up  a larger 
equilateral  ADF , containing  8 elements,  and  also  divisible  into 
4 of  the  smallest  equilaterals  (OBD,  etc.).  ADF  would  serve  as 
base  for  solids  of  the  next  largest  type  (Grade  C).  (b)  In  the  same 

way,  you  can  go  on  to  still  larger  bases  and  solids,  as  shown,  for 
example,  in  the  following  diagram,  in  which  the  five  equilateral 
triangles,  ODC,  ABC , ADE,  AFG , AH J are  respectively  composed 
of  2,  6,  8,  18  and  24  elements. 

It  will  now  be  clear  why  Plato  chose  the  right-angled  scalene 
for  his  element,  instead  of  the  equilateral.  This  was  one  of  the 
obscurities  we  noted.  The  pyramid,  octahedron,  and  icosahedron 
all  have  the  equilateral  triangle  as  their  base.  Why  did  not  Plato 
simply  take  the  equilateral  triangle  as  the  element  of  these  solids, 
and  the  square  as  the  element  of  the  cube  ? These  figures  have  the 
strongest  claim  to  simplicity  and  4 beauty  ' or  perfection  : all  their 

236 


GRADES  OF  SIZE  OF  PRIMARY  BODIES 


sides  and  all  their  angles  are  equal.1  The  simplest  way  to  make  a 
pyramid  or  octahedron  or  icosahedron  is  to  put  together  4,  or  8, 


or  20  equilateral  triangles.  The  transformation  of  the  elements  (ii 
it  is  confined  to  one  grade  of  solids)  can  be  effected  just  as  well  by 
breaking  down  the  solids  into  their  equilateral  faces  and  regrouping 
these,  without  breaking  down  the  faces  themselves  into  smaller 
elements.  Why,  then,  did  Plato  analyse  his  equilateral  face  into 
6 elements,  which  have  less  prima  facie  claim  to  perfection  ? And 
why  did  he  analyse  the  square  face  of  the  cube  into  4 half-squares  ? 

The  objection  to  the  simpler  procedure,  which  takes  the  equilateral 
and  the  square  as  faces,  is  this.  If  we  take  the  equilateral  as 


elementary,  the  smallest  pyramid  (Grade  A)  will  have  one  of  these 
elements  as  its  face.  The  face  of  the  next  largest  pyramid  (on  our 
supposition  that  there  is  a definite  ratio  between  the  grades,  such 
that  transformation  from  grade  to  grade  is  possible)  can  only  be 
formed  by  putting  together  4 elementary  equilaterals.  But  then 
the  Grade  B pyramid  will  have  a face  4 times  the  size  of  the  Grade  A 
face ; and  its  volume  will  be  more  than  4 times  as  great.  In 
order  to  obtain  the  next  largest  grade  (C),  we  shall  need  9 elements, 

1 So  Speusippus  (frag.  4,  quoted  by  Tr.,  p.  370)  ranks  the  equilateral  first 
among  triangles,  second  the  half-square,  third  the  half-equilateral. 

P.C.  237  R 


GRADES  OF  SIZE  OF  PRIMARY  BODIES  57c-d 


and  so  on.  The  result  would  be  that  the  intervals  in  size  between 
the  grades  of  solids  would  be  very  large.  The  three  varieties  of  fire, 
for  instance,  would  be  too  far  apart ; and  if  (as  seems  to  be  the  case) 
there  are  considerably  more  than  three  varieties  of  water,  it  would 
be  hard  to  suppose  that  the  icosahedra  could  all  be  microscopic. 

The  merit  of  Plato's  elementary  triangles  is  that  they  can  yield 
a series  of  equilateral  or  square  faces  which  are  much  closer  together 
in  size.  In  the  light  of  Euclid's  diagram  and  Plato's  own  hints 
we  obtain  the  following  series  of  equilateral  faces : 


Grade  A consists  of  2 elements,  as  indicated  at  54A.  Grade  B 
is  Plato's  figure,  with  6 elements.  Grade  C has  8 elements,  or 
2 half-equilaterals,  ABD  (as  in  Euclid’s  figure)  and  ABF. 

The  same  argument  applies  to  the  square  face  of  the  cube.  If 
the  square  be  taken  as  the  element,  the  Grade  A cube  will  have 
1 element  as  its  face  ; the  Grade  B face  will  require  4,  and  the 


volume  will  be  8 times  as  great ; the  Grade  C face  will  take  9 
elements  and  the  volume  be  27  times  as  great,  and  so  on.  The 
volumes  of  the  varieties  of  earth-cube  will  soon  exceed  micro- 
scopic proportions.  On  our  hypothesis  the  square  bases  will  be  as 
follows,  with  2,  4,  8,  16,  etc.,  elements  : 


As  before,  Grade  B is  Plato's  figure.  The  resulting  cubes  will 
be  much  closer  together  in  size  than  on  the  alternative  plan. 

238 


MOTION  AND  REST 


We  have  now  found  a satisfactory  meaning  for  Plato's  statement 
that  the  existence  of  several  varieties  (grades)  of  each  primary  body 
is  due  to  the  way  in  which  the  elementary  triangles  of  either  pattern 
are  put  together  to  form  larger  or  smaller  triangles  of  the  same 
pattern.  Our  hypothesis  not  only  removes  all  the  difficulties  which 
have  perplexed  the  commentators  and  satisfies  Plato's  declaration 
that  symmetry  and  proportion  were  introduced  down  to  the 
smallest  detail,  but  finally  restores  to  the  text  before  us  its  only 
possible  sense.  It  is  not  surprising  that  Plato  has  left  to  the 
reader  the  task  of  reconstructing  from  a few  hints  the  * longer 
account  ’ which  he  held  in  reserve.  Aiming  at  extreme  compression, 
he  was  content  to  state  only  the  main  outline  of  this  theory,  as  of 
his  astronomy.  The  rest  would  be  accessible  to  men  * favoured  by 
heaven  ' with  a knowledge  of  geometry,  and  Timaeus  has  remarked 
(53c)  that  his  friends  are  in  this  respect  well  equipped.  They  had, 
in  fact,  only  to  look  at  the  figure  which  now  illustrates  Euclid  xiii,  12, 
and  observe  how  that  proposition  is  used  in  the  construction  of 
the  pyramid. 

57D-58C.  Motion  and  Rest 

The  next  paragraph  is  concerned  with  motion  and  rest.  It  has 
still  to  be  explained  why  the  four  primary  bodies  are  not  sorted 
out  by  the  attraction  of  like  to  like  into  four  separate  homogeneous 
masses.  They  would  then  settle  down  into  a permanent  state  of 
rest,  since  that  attraction  is  the  only  mechanical  force  active  in  the 
chaos  described  earlier,  and,  when  it  had  completed  its  work, 
nothing  more  could  happen.  The  answer  given  here  is  not  that 
the  world  is  animated  by  a self-moving  soul,  which  can  and  must 
constantly  keep  motion  going.  In  this  second  part  of  the  discourse 
mechanical  explanations  are  to  be  given,  so  far  as  they  will  go ; 
we  are  concerned  with  secondary  causes  and  what  happens  of 
Necessity.  The  mover  here  is  of  that  lower  order  which  is  itself 
moved  and  transmits  motion  to  other  things.  We  are  now  being 
told  ‘ in  what  manner  it  is  of  the  nature  of  the  Errant  Cause  to 
produce  motion  * (48 a)  . 

The  first  point  is  that  motion  of  the  mechanical  sort  can  exist 
and  be  kept  going  only  in  a condition  of  heterogeneity ; and  the 
theory  of  the  solids  has  provided  for  this. 

57D.  Now  concerning  motion  and  rest,  if  we  do  not  agree  in  what 
manner  and  in  what  conditions  they  arise,  many  difficulties 
will  stand  in  the  way  of  our  subsequent  reasoning.  Some- 
e.  thing  has  already  been  said  about  them,  but  there  is  this 
to  be  added : motion  will  never  exist  in  a state  of  homo- 

239 


MOTION  AND  REST 


57d-58c 


57E.  geneity.  For  it  is  difficult,  or  rather  impossible,  that  what 
is  to  be  moved  should  exist  without  that  which  is  to  move 
it,  or  what  is  to  cause  motion  without  that  which  is  to  be 
moved  by  it.  In  the  absence  of  either,  motion  cannot  exist ; 
and  they  cannot  possibly  be  homogeneous.  Accordingly, 
we  must  always  presume  rest  in  a state  of  homogeneity,  and 
attribute  motion  to  a condition  that  is  heterogeneous. 
58.  Further,  inequality  is  a cause  of  heterogeneity ; and  the 
origin  of  inequality  we  have  already  described.1 

That  motion  presupposes  heterogeneity  was  a main  point  in  the 
reasoning  of  Parmenides,  who  declared  that  if  Being  is  one  in 
every  sense,  it  must  be  homogeneous  (ojuoiov)  throughout,  a con- 
tinuous plenum,  and  motionless.  Plato  himself  has  asserted  that 
like,  though  it  can  attract,  cannot  alter  or  otherwise  act  upon  like, 
and  when  once  like  things  have  Come  together,  with  no  admixture 
of  the  unlike,  no  further  change  can  occur  (57A).  It  follows  that, 
if  there  is  to  be  motion,  body  can  never  have  existed  in  the  form 
of  a single  substance,  as  the  earliest  Monists  had  supposed.  There 
must  be  at  least  two  kinds  of  body  with  different  powers,  so  that 
the  one  may  act  on  the  other.  Following  Empedocles,  Plato  has 
provided  four,  with  opposite  powers.  The  mechanical  motion  of 
chaos  was  imagined  as  going  on  before  the  primary  bodies  were 
given  their  regular  shapes  ; it  was  not  a consequence  of  their 
having  those  shapes  or  any  other  shape.  The  sorting  out  of  like 
to  like  in  different  regions  was  attributed  to  the  mutual  attraction 
of  like  qualities  ('  motions  and  powers ’).  Now,  however,  the 
bodies  have  received  their  shapes,  and  these  shapes  are  unequal 
in  size  in  two  ways  : each  kind  of  body  has  a particle  of  a different 
size  from  the  rest,  and  there  are  several  grades  of  each  kind. 
This  may  be  what  is  meant  by  inequality  as  the  cause  of  hetero- 
geneity ; so  the  ‘ origin  of  inequality  ’ has  been  stated  in  the 
preceding  paragraph.2  The  different  sizes  of  particles  are  dwelt 
upon  in  the  explanation  that  follows.  This  is  a new  factor,  govern- 
ing the  behaviour  of  the  primary  bodies  as  they  actually  exist  in 
particles  of  unequal  sizes. 

It  is  probable,  however,  that  ' inequality  ’ refers  also  to  the 
‘ powers  that  were  neither  alike  nor  evenly  balanced  ' in  the  original 
chaos  (52E).  ' The  unequal ' (to  Slvioov)  is  an  alternative  phrase 


1 Obviously  the  mover  here  cannot  be  the  soul,  which  belongs  to  a higher 
order  of  existence.  It  could  not  be  spoken  of  as  either  heterogeneous  and 
unequal,  or  homogeneous  and  equal,  with  the  moved. 

* At  58D,  4 heterogeneity  ' (dvayxaAonys)  is  used  for  the  non-uniformity  due 
to  the  unequal  sizes  of  water  particles,  and  so  frequently. 

240 


MOTION  AND  REST 


for  the  ‘ Great-and-Small  ’ or  the  * More-and-Less  * in  quality. 
In  the  Philebus  qualities  are  represented  as  unlimited  ranges 
(dbzeiga),  since  there  is  always  a hotter  in  one  direction  and  a less 


hot  in  the  other. 


' The  equal 


is  a limit  of  quantity  intro- 


duced anywhere  in  this  range,  with  * the  unequal  * extending 
indefinitely  on  both  sides.  Accordingly  the  powers  called  hot  and 
cold,  moist  and  dry,  etc.,  were  imagined  as  swaying  in  unbalanced 
conflict  before  the  Demiurge  introduced  limit,  measure,  numerical 
proportion. 

One  effect  of  the  introduction  of  geometrical  shapes  has  already 
been  mentioned  (57c).  The  reformation  of  the  elements  of  dis- 
integrated particles  into  particles  of  another  kind  is  constantly 
shifting  the  direction  of  the  drift  of  like  to  like.  We  thus  have  a 
somewhat  more  definite  picture  of  the  disorderly  motion  as  a 
mechanical  process.  But,  if  that  were  all,  the  result  would  still 
be  chaotic,  shifting,  rectilinear  motions,  not  unlike  the  Democritean 
chaos  of  atoms  moving  casually  in  all  directions,  colliding  with 
one  another  and  so  changing  the  directions  of  one  another's  motions. 
If  there  were  an  unlimited  void  (as  in  Atomism),  the  result  would 
be  that  like  bodies  would  tend  to  get  together  in  homogeneous 
masses,  casually,  at  different  places.  And,  if  the  atoms  were 
unlimited  in  number,  as  the  Atomists  assumed,  vortices  might 
arise,  here  and  there,  and  similar  bodies  might  be  sorted  out  by 
the  eddying  motion  into  concentric  layers.  In  Plato's  scheme  the 
primary  bodies  are  limited  in  number,  and  the  result  imagined  is 
the  formation  of  four  homogeneous  masses,  which,  when  completely 
separated,  would  cease  to  move  through  one  another  or  to  change 
in  place.  So  the  whole  would  come  to  permanent  rest.  Empedocles 
had  pictured  such  a condition  as  arising  in  the  Realm  of  Strife 
and  persisting  until  Love  began  to  pour  in  from  outside  and  break 
it  up. 

The  next  paragraph  introduces  a further  factor  distinguishing 
Plato's  scheme  from  Atomism.  The  primary  bodies,  limited  in 
quantity,  are  all  confined  within  the  spherical  boundary  of  the 
world's  body,  as  described  earlier  (33B).  Outside  the  sphere  it  is 
probable  that  there  is  (as  in  Parmenides  and  Aristotle)  not  even 
empty  space.  But  even  supposing  that  there  were  a void  outside, 
we  are  now  given  a mechanical  reason  why  the  primary  bodies 
all  hold  together  in  the  spherical  shape  and  are  packed  inside  it 
as  closely  as  possible ; and  why  they  perpetually  move  through 
one  another  instead  of  sorting  themselves  out  into  separate  regions, 
like  to  like. 


241 


MOTION  AND  REST 


57d-58c 


58a.  But  we  have  not  explained  how  it  is  that  the  several  bodies 
have  not  been  completely  separated  apart  in  their  kinds 
and  so  ceased  to  pass  through  one  another  1 and  to  change 
their  place.  We  must,  then,  resume  our  explanation  as 
follows.  The  circuit  of  the  whole,  when  once  it  has  com- 
prehended the  (four)  kinds,  being  round  and  naturally 
tending  to  come  together  upon  itself,  constricts  them  all  and 
alloWs  {or  tends  to  allow)  no  room  to  be  left  empty.  Hence 
B.  fire  has,  more  than  all  the  rest,  penetrated  in  among  all  the 
others  2 ; and,  in  the  second  degree,  air,  as  being  second 
in  the  fineness  of  its  particles ; and  so  on  with  the  rest. 
For  the  kinds  that  are  composed  of  the  largest  particles 
leave  the  largest  gaps  in  their  texture,  while  the  smallest 
bodies  leave  the  least.3  So  the  coming-together  involved 
in  the  condensing  process  4 thrusts  the  small  bodies  together 
into  the  interstices  between  the  large  ones.  Accordingly, 
when  the  small  are  set  alongside  the  large,  and  the  lesser 
disintegrate  6 the  larger,  while  the  larger  cause  the  lesser  to 
combine,  all  are  changing  the  direction  of  their  movement, 
this  way  and  that,  towards  their  own  regions  ; for  each,  in 
c.  changing  its  size,  changes  also  the  situation  of  its  region. 
In  this  way,  then,  and  by  these  means  there  is  a perpetual 
safeguard  for  the  occurrence  of  that  heterogeneity  which 
provides  that  the  perpetual  motion  of  these  bodies  is  and 
shall  be  without  cessation. 

The  difficulty  here  lies  chiefly  in  the  opening  sentence  of  the 
explanation  : 

* The  circuit  (negiodog)  of  the  whole,  when  once  it  has  compre- 
hended the  (four)  kinds,  being  round  {xv^Xoregr/g)  and  naturally 

1 tt}s  hi  aAAifAa )v  Kiirfcrcajs  (as  distinct  from  <f>opas , locomotion)  may  mean 
transformation.  Cf.  54B,  81*  aAA^Aow  els  aAAr/Aa  yeveaiv  ex€lv>  an<f  49c- 

2 Cf.  78A  : ‘ Of  all  the  kinds  fire  has  the  smallest  particles  and  consequently 
passes  through  (hiaxcopcT)  water,  earth,  and  air  and  all  bodies  composed  of 
these,  and  nothing  is  impervious  to  it.’ 

8 The  icosahedra  composing  a mass  of  water,  however  closely  packed, 
must,  owing  to  their  shape,  leave  larger  gaps  between  them  than  those  left 
between  the  octahedra  (of  the  same  grade)  in  a mass  of  air. 

4 17  rijs  niXyoews  ovvohos . For  the  form  of  this  phrase  cf.  Phaedo  97A, 
17  crwohos  tow  7r\7)olov  aXXrjXajv  redfjv ai,  and  Tim.  76c,  rjj  rriA ijaei  rijs  iffviecvs. 

8 hiaKpivovroiv.  If  the  particles  were  atoms,  hiaKpiveiv  could  only  mean 
‘ separate  * and  ovyKpiveiv  ‘ bring  together  ’ ; but  since  particles  can  be 
broken  up  into  elementary  triangles,  the  breaking  down  and  recombining  of 
these  elements  may  be  meant  ; and  the  reference  to  change  of  figure  seems 
to  imply  this.  As  we  have  seen  (56D),  disintegration  is  chiefly  caused  by  the 
smallest  body,  fire.  At  56E  we  learnt  how  the  larger  bodies  (air  and  water) 
cause  fragments  of  the  lesser  to  recombine  in  the  larger  figures. 

242 


MOTION  AND  REST 


tending  to  come  together  upon  itself  (tiqoq  airrjvavviivai),  con- 
stricts (acpiyyei)  them  all,  and  allows  (or  tends  to  allow,  iq)  no 

room  to  be  left  empty/ 

There  are  several  verbal  ambiguities : negiodoQ  can  mean  either 
* circumference  ' or  ‘ revolution  ' ; acpiyyei  can  mean  ‘ constricts  1 
(compresses)  or  simply  ‘ embraces  \ ‘ Circuit ' covers  both ' circum- 

ference ' and  ' revolution  ’ precisely  because  the  word  negiodog 
(‘  journey  round  '),  like  circuitus  and  ' periphery  ' (‘  carrying 
round  '),  properly  means  both.  The  sphere  is  defined  in  Euclid  xi, 
Def.  14,  as  the  figure  traced  ‘ when,  the  diameter  of  a semicircle 
remaining  fixed,  the  semicircle  is  carried  round  (negievexdiv)  and 
restored  again  to  the  same  position  from  which  it  began  to  be 
moved  \ Hence  the  word  circum-ference  (n egupoga),  the  ‘ carrying 
round ' of  the  semicircle  whose  sweep  leaves  this  trace.  The  two 
notions  of  rotatory  movement  and  of  the  spherical  figure  traced 
by  it  are  inextricably  associated.  It  is  probable  that  both  notions 
are  present  here,  for  one  of  the  works  of  Reason  was  to  endow  the 
body  of  the  world  with  spherical  shape  and  with  rotation  (33Bff.), 
though  the  word  xvxXoregriQ  (teres  atque  rotundus)  is  more  appropriate 
to  shape  than  to  movement,  and  is  applied  to  the  shape  at  33B. 
That  earlier  passage  is  here  recalled.  We  were  told,  moreover, 
that  no  part  of  the  bodily  was  left  outside  the  sphere,  just  as  we 
are  told  here  that  the  circuit  of  the  whole  completely  comprehends 
the  primary  bodies.  Spherical  shape,  then,  including  all  the 
bodily,  is  a new  factor  here  introduced,  as  a work  of  Reason, 
which  imposes  conditions  on  the  movement  of  the  primary  bodies, 
as  hitherto  described. 

We  know  also  that  the  spherical  mass  is  rotating,  and  that  its 
motion  at  the  circumference  is  the  swiftest  of  all  motions.  But 
Taylor  is  right  in  objecting  to  the  view  of  Archer-Hind  and  others 
that  the  rest  of  the  sentence  ascribes  to  spherical  rotation  a con- 
stricting force.  Archer-Hind  translated : ‘ The  revolution  of  the 
whole,  when  it  had  embraced  the  four  kinds,  being  circular,  with 
a natural  tendency  to  return  upon  itself , compresses  everything  and 
suffers  no  vacant  space  to  be  left/  He  speaks  of  the  whole  globe 
being  'subject  to  a mighty  constricting  centripetal  force'  or 
‘ inward  pressure  ',  which  he  compares  to  the  force  ‘ exerted  in 
winding  a hank  of  string  into  a round  ball  \ ‘ This ',  he  says,  ' is 
the  second  of  Plato's  two  great  dynamic  powers/  1 But  a spherical 
mass,  rotating  as  a whole,  does  not  set  up  any  constricting  force. 

1 Mondolfo,  U infinite*  nel  pensiero  dei  Greci,  p.  315,  also  speaks  of  the 
pressure  exercised  by  rotatory  motion  contracting  the  universe  into  a smaller 
space,  and  infers  that  there  must  be  an  infinite  void  outside. 

243 


MOTION  AND  REST 


57d-58c 


Anyone  who  has  been  driven  or  swung  round  a sharp  curve  will 
be  aware  that  the  motion  tends  to  throw  him  outwards  and  would 
do  so  if  it  were  not  counteracted  by  another  force  acting  towards 
the  centre.1  Taylor  points  out  this  defect  and  denies  any  reference 
to  forces  of  pressure.  He  understands  neglodog  to  mean  * circum- 
ference ',  and  ocptyyei  as  meaning  ' encompasses  round  about  \ 
Timaeus,  he  thinks,  says  ' only  that  " the  round  of  the  all  " encom- 
passes the  particles  of  the  “ roots  ",  so  that  no  space  is  left  for 
them  to  “ drift " off  to  infinity  in.  It  is  the  round  shape  and 
finitude  of  the  all,  not  an  imaginary  centripetal  force  set  up  by 
the  " rotation  ” which  “ leaves  no  space  vacant  "/  * The  ovqavog 
being  finite  and  round  ; the  particles  cannot  get  too  far  away  from 
one  another  * (p.  398).  That  is  all. 

I agree  that  ‘ circuit ' means  (at  least  primarily)  the  ‘ circum- 
ference ’,  which  comprehends  the  whole  of  the  primary  bodies. 
This  is,  indeed,  rendered  almost  certain  by  the  parallel  passage 
(8ia)  where  the  substances  in  the  blood  are  said  to  be  ‘ compre- 
hended by  the  living  creature  (the  microcosm)  framed  like  a heaven 
(ovgavov)  ' to  include  them,  and  to  be  ' constrained  to  reproduce 
the  movement  of  the  All ',  as  here  described.  On  this  view  the 
meaning  will  be  : (1)  that  Reason  has  confined  all  the  particles 
within  a spherical  figure,  so  that  similar  particles  cannot  congregate 
just  anywhere  in  an  unlimited  space  ; and  (2)  that  the  rotatory 
movement  natural  to  a sphere,  coming  round  as  it  does  in  a closed 
circle  and  not  expanding  outwards  (as,  say,  a spiral  would  do),2 
allows  no  vacant  intervals  to  be  formed  between  the  congregating 
masses  inside.  The  particles  are  always  packed  together  as  closely 
as  possible  within  a rigid  boundary.  Hence  the  attraction  of  like 
to  like  has  to  operate  inside  the  closed  sphere.  Consequently  fire, 
instead  of  being  free  to  fly  off  to  a distance  from  air  or  water,  must 
force  its  way  through  the  coarser  particles  in  order  to  reach  its 
like  ; air  must  force  its  way  through  water,  and  so  on.3  The 
result  will  be  (as  Plato  says)  that,  so  far  as  possible,  no  vacant 


1 Anaxagoras  ( Vors . Ayi ) invoked  this  tendency  to  account  for  rocks 
being  torn  off  the  earth  rrj  evrovLq.  rrjs  rrcpihwJjoeais  and  flung  outwards  to  form 
the  heavenly  bodies  (Tr.,  p.  397). 

2 Contrast  the  world-forming  vortex  in  Anaxagoras,  which  1 began  to 
revolve  first  from  a small  beginning,  but  is  now  spreading  further,  and  will 
spread  further  still as  it  takes  in  more  and  more  of  the  surrounding  mass 
(frag.  12). 

* Cf.  Albinus'  paraphrase  : Blotl  rfj  rod  kog/xov  Trepuftopa  o<f>tyyop€va  avvcodeirat 
Kal  oweXawopeva  npos  aXXrjXa  <f>€p€ra t Ta  XerrropepkcrraTa  els  ras  ru>v  a8pop€p€arepajv 
Xcbpas.  81a  rovro  8k  tcevov  xmoXciireTaj.  od>p.aros  eprjfxov  (Didasc.  xiii).  Tim. 

Locr.  98E,  anaVra  S'  <5v  nXrfpvj  evri , ovhkv  xreveov  d-rroXeiTrovTa.  owayerai  8k  rq. 
Tr€puf>opq  rat  rravrof,  Kal  rjpeiopdva  rpLfierat  pkv  ap.oifta.86v  . . . 

244 


MOTION  AND  REST 


interstices  will  be  left  within  the  sphere.  A heterogeneous  mass  of 
particles  with  all  the  shapes  and  sizes  described  cannot  be  packed 
so  as  to  leave  no  interstices  at  all.  But  ‘ the  coming-together 
involved  in  the  condensing  process  1 (tf  rrjg  mXrjoeax;  ofoodog)  is 
always  driving  the  smaller  particles  into  the  spaces  left  between 
the  larger.  Fire,  as  the  smallest,  sharpest,  and  most  easily  moved, 
penetrates,  above  all,  in  among  the  rest  and  exercises  its  dis- 
integrating power  by  breaking  up  the  clumsier  particles  of  air  and 
water.  All  this  has  been  described  already.  Particles  of  all  three 
kinds  are  shattered,  and  their  elements  reform  as  other  kinds  and 
change  the  direction  of  their  drift  towards  their  new  kindred.1 
The  result  finally  stated  is  that  this  transformation  perpetually 
maintains  that  heterogeneity  which  is  the  condition  of  perpetual 
motion.  We  can  now  see,  in  fact,  why  the  four  kinds  have  not 
permanently  come  to  rest,  in  separate  regions,  each  as  a homogeneous 
mass  in  which  no  change  could  occur. 

It  is  probable  that  Plato  is  allowing  for  another  factor  that 
would  certainly  be  involved,  though  nothing  very  clear  is  said 
about  it.  The  ' thrusting  together  ' of  the  particles  may  be  partly 
produced  by  the  changes  of  volume  resulting  from  transformation. 
When  two  fire  pyramids  are  reformed  as  one  air  octahedron,  the 
volume  is  increased.2  This  would  be  obvious  to  anyone  who  had 
ever  followed  the  geometrical  construction  of  the  regular  solids  or 
seen  models  of  them.  Such  increases  of  volume  must  occur  in  the 
downward  transformation,  from  fire  through  air  to  water,  as 
described  at  56E  and  57B.  This  is  the  ‘ condensing  process  ',  as 
appears  from  the  traditional  account  of  it  at  49c.  The  expansion 
of  volume  will  set  up  thrusts  and  cause  further  disturbances  : 
intercepted  particles  will  be  crushed  by  their  expanding  neighbours 
* coming  together  ',  and  their  debris  will  fill  the  original  interstices. 
At  57B  one  of  the  things  that  may  happen  to  the  smaller  particles 
in  the  downward  transformation  is  that  ‘ they  are  wholly  dissolved 
by  the  thrusting  and  escape  to  their  kindred  \ When  the  elements 
of  some  of  the  smaller  particles  recombine  as  water-icosahedra, 
they  leave  no  room  for  others  to  reform  as  regular  bodies  of  any  size. 
If  this  factor  of  expanding  volume  is  allowed  for,  we  must  suppose 

1 It  is  not  explained  where  earth  comes  into  the  scheme.  There  is  nothing 
to  show  what  sizes  the  earth  cubes  have,  as  compared  with  the  other  bodies. 
Cubes  can  be  packed  so  as  to  leave  no  interstices ; yet  at  6oe  we  hear  that 
interstices  between  earth  cubes  are  so  large  that  fire  or  air  particles  can  slip 
into  them  without  disturbance. 

2 I cannot  understand  why  Tr.  thinks  that  Timaeus  is  supposed  not  to 
know  this,  though  Plato  knew  it  (p.  395).  A moment’s  reflection  would  show 
that  a double  pyramid  with  its  6 faces  must  have  less  volume  than  an 
octahedron  with  8 faces. 


245 


VARIETIES  OF  PRIMARY  BODIES  58c-61c 

that  on  the  whole  a balance  is  maintained  : the  expansion  involved 
in  the  downward  condensing  process  in  one  place  must  be  com- 
pensated by  the  contraction  involved  in  the  upward  process  towards 
fire  somewhere  else.  This  compensation  is  in  full  accord  with  the 
Heraclitean  conception  of  the  ‘ way  up  and  down  \1  along  which 
transformation  is  always  taking  place  in  both  directions. 

It  is  not  explicitly  stated,  here  or  elsewhere,  that  the  main 
masses  of  the  primary  bodies  form  four  concentric  spherical  layers, 
with  fire  on  the  outside  (in  the  stars)  and  earth  at  the  centre.  This 
is  no  doubt  assumed  as  an  obvious  fact,  recognised  in  other  cosmo- 
logies. The  order  of  the  layers  could  be  explained  as  due  to  the 
rotatory  movement  (a  work  of  Reason),  sifting  the  more  mobile 
particles  towards  the  circumference,  the  less  mobile  towards  the 
centre,  on  the  familiar  analogy  of  an  eddy  in  water  collecting  the 
heavier  floating  objects  at  its  centre.  Aristotle  says  that  this 
analogy  was  invoked  by  ‘ all  those  who  try  to  generate  the  heavens, 
to  explain  why  the  earth  came  together  at  the  centre  * (de  caelo 


58C-61C.  Varieties  and  compounds  of  the  primary  bodies 

We  have  learnt  that  each  of  the  regular  solids  exists  in  a limited 
number  of  different  grades  of  size.  There  are,  accordingly,  (1)  a 
corresponding  number  of  grades  of  (say)  water,  each  composed  of 
particles  of  uniform  size.  There  are,  besides,  (2)  non-uniform 
varieties  of  water  (etc.),  consisting  of  particles  of  water  only,  but 
of  more  than  one  grade  ; and  (3)  compounds  of  more  than  one 
primary  body,  e.g.  earth  and  water.  Since  all  grades  of  all  the 
primary  bodies  can  enter  into  such  compounds,  there  will  be  a very 
large  variety  of  possible  combinations  (57D).  These  three  classes 
embrace  the  recognisable  substances  which  occur  in  Nature,  many 
of  which  have  received  names,  while  others  are  nameless.  They 
form  the  subject  of  the  following  section. 

The  three  classes  are  not  kept  entirely  distinct ; but  the  account 
starts  from  the  simplest  case,  namely  (1)  varieties  of  fire,  or  air, 
or  water,  which  differ  in  the  grade  of  the  particles  severally  com- 
posing them,  and  the  transformation  of  any  one  of  these  varieties 
into  another  variety  of  the  same  primary  body,  by  change  of  some 
or  all  of  the  particles  to  a higher  or  lower  grade. 

58c.  Next  we  must  observe  that  there  are  several  varieties  of 
fire  : flame  ; that  effluence  from  flame  which  does  not  bum 
but  gives  light  to  the  eyes  ; and  what  is  left  of  fire  in  glowing 
d.  embers  when  flame  is  quenched.  And  so  with  air  : there  is 

1 oBos  ava>  Kara),  cf.  58B,  9,  navr'  avco  Kara)  fxcTa^eperai. 

246 


FLUIDS  AND  METALS 


58d.  the  brightest  and  clearest  kind  called  ' aether  ',  and  the  most 
turbid  called  ' murk ' and  ' gloom  \1  and  other  nameless 
kinds,  whose  formation  is  accounted  for  by  the  inequality 
of  the  triangles. 

Light,  which  Plato  regards  as  a body  given  off  by  flame,  has 
already  been  described  at  45B.  It  is  similar  to  the  visual  current 
of  ' pure  fire  ' which  is  so  fine  that  it  alone  can  filter  through  the 
close  texture  of  the  eyeball.  We  may  infer  that  it  consists  of 
particles  of  smaller  grades  than  flame  or  glowing  heat.  It  has  the 
quality  or  * power  ' of  brightness,  but  not  that  of  heat,  possessed 
by  the  other  two  varieties.  We  do  not  feel  light  as  hot,  presumably 
because  of  the  extreme  fineness  of  the  pyramids ; the  pricking  of 
their  points  would  not  disturb  the  coarser  fabric  of  flesh.  In  the 
later  account  of  colour  (67D  ff.),  at  least  three  grades  of  fire  are 
invoked,  corresponding  to  differences  of  colour. 

It  is  not  actually  stated  whether  each  of  the  varieties  of  fire  and 
air  here  mentioned  consists  of  pyramids  or  octahedra  all  of  the 
same  grade.  The  last  words,  ‘ whose  formation  is  accounted  for 
by  the  inequality  of  the  triangles  ',  are  ambiguous.  They  might 
mean  that  two  varieties  of  air  differ  in  that  each  is  composed  of 
uniform  octahedra  of  a different  grade  from  the  other,  or  that 
some  varieties  are  composed  of  octahedra  of  different  grades.  Plato 
may  have  intended  to  leave  this  question  open,  being  aware  that 
he  had  no  means  of  deciding  it  one  way  or  the  other.  In  either 
case,  however,  if  our  hypothesis  was  correct,  the  transformation  of 
one  variety  into  another  variety  of  the  same  primary  body  is 
possible ; and  such  transformation  between  grades  is  in  fact 
described  in  the  following  paragraph  about  water.  We  may 
understand,  accordingly,  that  ‘ murk  J,  for  example,  can  be  trans- 
formed into  aether  by  being  broken  down  into  its  elementary 
triangles,  which  then  reform  into  a larger  number  of  smaller-grade 
octahedra. 

Water,  liquid  and  fusible  : melting  and  cooling  of  the  fusible. — The 
formations  consisting  of  water  particles  (icosahedra)  present  an 
additional  complication.  They  include  a large  number  of  varieties, 
which  will  be  classified  under  two  main  types,  according  as  they 

1 ojuxhrj  and  okotos  here  are  varieties  of  air,  not  mixtures  of  air  and  water  ; 
so  the  word  ‘ mist  ’ is  better  avoided,  though  * fog  ' might  serve.  They 
consist  of  octahedra  of  a larger  grade  than  those  of  ‘ aether  \ Possibly  also 
the  particles  are  more  closely  packed  together,  like  those  of  the  * violently 
compressed  air  ’ at  61  a (so  A.-H.).  Later  (66e)  we  shall  hear  of  mist  (ofilx^n) 
and  vapour  (icairv6s)  as  composed,  apparently,  of  irregular  particles  inter- 
mediate in  size  between  icosahedra  of  water  and  octahedra  of  air  and  formed 
as  air  is  passing  into  water  or  water  into  air. 

247 


FLUIDS  AND  METALS 


58c— 61c 


are  normally  found  in  the  liquid  or  in  the  solid  state.  The  liquid 
type  will  include  what  we  commonly  call  fluids : ordinary  water, 
oil,  wine,  etc.  The  fusible  .type  will  contain  the  metals,  gold, 
copper,  etc.  But  fluids  can1  pass  from  the  liquid  to  the  solid  state, 
as  when  water  freezes  into  ice  ; and  the  metals  are  ' fusible  ' solids, 
i.e.  they  can  pass  into  the  liquid  state.  Accordingly,  before  the 
varieties  of  fluids  and  metals  can  be  described  and  illustrated,  it 
is  necessary  to  define  the  characteristics  of  liquid  formations 
(to  fryQOV  yhot;)  and  solid  formations  (to  nemjydg  yho<;),  as  such,  and 
explain  the  processes  of  heating  and  cooling,  whereby  a fusible 
substance  can  pass  from  one  condition  to  the  other,  without  changing 
its  nature  ; for  molten  copper  is  still  copper.  It  is  not  suggested 
that  the  melting  process  can  turn  copper  into  any  other  metal,  still 
less  into  a fluid,  such  as  ordinary  water  or  oil. 

58D.  Of  water,  the  primary  division  is  into  two  types  : (1)  the 
liquid,  and  (2)  the  fusible. 

(1)  The  liquid,  because  it  contains  portions  of  the  small 
grades  of  water,  unequal  in  size,  is  in  itself  mobile  and  can 
be  readily  set  in  motion  by  something  else,  owing  to  its 
non-uniformity  and  the  shape  of  its  figure. 
e.  (2)  The  other  (fusible)  type  composed  of  large  and  uniform 
particles  is  harder  to  move  than  the  former  and  heavy, 
being  set  hard  by  its  uniformity.  But  under  the  action  of 
fire,  making  its  way  in  and  breaking  it  down,  it  loses  its 
uniformity,  and  consequently  becomes  more  mobile  ; and 
when  it  has  become  quite  easy  to  move,  under  the  thrust 
of  the  neighbouring  air  it  is  spread  over  the  ground.  Each 
of  these  two  processes  has  received  a name  : * melting  ' for 
the  reduction  in  bulk  of  the  particles,  1 flowing ' for  the 
spreading  over  the  ground. 

59.  When,  on  the  contrary,  the  fire  is  being  expelled  from' it 
again,  since  the  fire  does  not  pass  out  into  vacancy,  the 
neighbouring  air  receives  a thrust  and  itself  thrusts  together 
the  liquid  mass,  while  it  is  still  quite  easily  moved,  into  the 
places  left  by  the  fire  and  makes  it  a homogeneous  combina- 
tion. The  liquid,  being  so  thrust  together  and  regaining  its 
uniformity,  as  the  fire  which  created  the  lack  of  uniformity 
departs,  settles  into  its  original  state.  The  departure  of  the 
fire  is  called  ‘ cooling  ’ ; the  contraction  that  follows  on  its 
withdrawal  is  referred  to  as  * being  in  a solid  state  ’. 

The  characteristic  of  the  liquid  state  is  mobility.  A liquid  is 
mobile  ‘ in  itself  ’,  that  is,  by  virtue  of  its  structure,  and  hence 
easily  set  in  motion  by  an  impulse  from  outside.  A formation  of 

248 


MELTING  AND  COOLING 

water  particles  will  be  mobile  when  it  consists  of  particles  that  are 
(i)  comparatively  small,  (2)  of  different  grades,  not  ' uniform  \1 
When  it  is  added  that  mobility  is  also  due  1 to  the  shape  of  the 
figure  \ Plato  seems  to  be  thinking  of  the  contrast  between  (normally 
liquid)  water  and  (normally  solid)  earth,  the  icosahedron  being  a 
less  stable  figure  than  the  cube  (55E).  Similarly  at  59D  ordinary 
water  is  said  to  be  soft  because  its  faces  are  less  stable  than  those 
of  earth  cubes.  This  is  strictly  irrelevant  here,  since  all  water 
formations  consist  of  icosahedra,  and  this  contrast  has  nothing  to 
do  with  the  difference  between  the  liquid  and  fusible  types  of  water. 

The  solid  state  is  characterised  by  immobility,  due  to  (1)  com- 
parative largeness  and  (2)  comparative  uniformity  of  the  particles. 
The  process  by  which  a fluid,  such  as  water,  is  solidified  into  ice 
will  be  described  later  (59D).  Here  Plato  considers  only  the 
melting  and  cooling  of  the  fusible  type — the  metals.  It  follows 
from  the  above  definitions  of  the  liquid  and  the  solid,  that  the 
reduction  of  a metal  to  the  liquid  state  must  involve  (1)  reduction 
in  size  of  some  of  the  water-particles,  and  (2)  the  consequent 
diminution  of  its  original  uniformity. 

The  description  of  melting  and  cooling  is  interesting  because  it 
involves  that  transformation  between  grades  of  the  same  kind  of 
body  which  our  hypothesis  has  shown  to  be  possible.  The  earlier 
account  of  the  action  of  fire  on  water  (and  air)  was  concerned  only 
with  the  transformation  of  one  primary  body  into  another,  as  a 
process  occurring  within  a single  grade  ; for  at  that  stage  no 
differences  of  grade  had  been  mentioned.  In  melting  and  cooling 
there  is  no  such  transformation  : the  ‘ water ' remains  water 
throughout  ; only  its  structure  is  changed. 

Metal  in  the  solid  state  consists,  then,  of  icosahedra  which  are 
comparatively  large  in  size  and  uniform  in  grade : absolute  uni- 
formity is  not  intended,  for  gold  is  said  to  have  the  ' most  uniform  ' 
particles,  and  copper  has  particles  of  several  grades  (59B).  Metal 
is  also  described  as  ‘ heavy  \ apparently  in  the  same  sense  that 
fire  was  called  the  lightest  of  the  three  bodies  (fire,  air,  water),  ‘ as 
being  composed  of  the  smallest  number  of  similar  parts  ',  while 
water  was  the  heaviest  (56B).  Owing  to  the  size  and  uniformity 
of  its  particles  metal  is  set  hard,  or  solid  (nemjyog).  Melting  begins 
when  fire  particles  from  outside  penetrate  into  the  interstices 
between  the  icosahedra.  The  resulting  change  is  less  violent  than 
the  process  described  earlier,  where  the  conflict  of  fire  and  water 
led  to  the  transformation  of  the  vanquished  body  into  the  victorious 

1 ‘ Uniform  * wiU  be  used  for  61*0X6$,  meaning  * of  the  same  grade  in  size  * ; 
' homogeneous  ’ will  mean  ‘ consisting  of  only  one  kind  of  primary  body 
not  a compound  of  several  kinds. 


249 


MELTING  AND  COOLING 


58c-61c 


one.  In  melting  there  is  no  conversion  of  fire  into  water  or  of  water 
into  fire.  Apparently  the  fire  particles  remain  uninjured  within  the 
mass  of  metal,  which  consequently  becomes  hotter.  But  as  more 
and  more  fire  particles  force  their  way  in  they  begin  to  break  down 
some  of  the  icosahedra  into  their  triangles.  These  dislocated 
fragments  are  able  to  reform  themselves  into  icosahedra  of  a smaller 
grade.  The  metal  thus  passes  into  the  liquid  condition,  since  it 
now  contains  an  increasing  proportion  of  smaller  particles,  which 
may  be  further  reduced  to  yet  smaller  grades.  In  this  way  melting 
means  ' the  reduction  of  the  bulks  ' (of  particles)  1 to  a lower  grade 
in  size.  Apparently  this  reduction  does  not  suffice  to  make  room 
for  all  the  fire  particles.  The  metal  consequently  expands,  and 
the  expansion  sets  up  a thrust  from  the  surrounding  air  which  is 
itself,  perhaps,  supposed  to  be  expanded  by  fire  invading  it  from 
the  source  of  heat ; for  the  air  near  melting  metal  is  heated.  The 
thrust  spreads  out  the  now  fluid  metal  and  sets  it  flowing  over 
the  ground. 

In  the  reverse  process  of  cooling,  the  fire  particles  are  expelled 
into  the  neighbouring  air,  which  they  heat  and  expand.  The 
metal  is  at  first  in  the  liquid  state,  consisting  of  particles  of  unequal 
sizes.  The  thrust  communicated  to  the  air  by  the  fire  which  is 
expanding  it  causes  the  metal  to  pass  back  from  the  liquid  state 
to  the  solid.  This  means  that  the  small  icosahedra  reform  them- 
selves as  large  icosahedra  of  their  original  grade,  filling  once  more 
the  spaces  left  vacant  by  the  fire  as  it  passes  out.  The  result  is 
described  by  three  phrases  : the  water  ' regains  its  uniformity  ' (in 
respect  of  the  size  of  icosahedra)  ; it  settles  ' into  its  original  state  ' ; 
and  the  air  * makes  it  a homogeneous  combination  * 2 (of  one 
primary  body  only),  by  thrusting  the  water  together  into  the  spaces 
vacated  by  fire.  Some  details  of  the  two  processes  are  not  com- 
pletely explained.  Plato  would  not  have  vouched  for  them  all ; 
he  only  means  that  something  of  this  sort  must  happen,  and  the 
mechanical  explanation  can  at  any  rate  be  carried  thus  far. 

Some  varieties  of  the  fusible  type  (metals)  : gold,  adamant,  copper . — 
From  this  general  description  of  the  liquid  and  fusible  types  we 

1 rr}v  tu>v  oyK(av  KdOaipcdiv  has  not  been  understood  by  the  commentators, 
who  have  not  worked  out  the  possibilities  of  transformation  between  grades 
of  the  same  body.  They  have  supposed  that  the  elementary  triangles  are 
dilated  by  fire  (Martin)  or  that  particles  are  simply  reduced  to  loose  triangles, 

* vagrant  plane  surfaces  ' (Tr.). 

.*  avrov  avr<p  ovfxp^Cywoiv  must  mean  ‘ makes  it  a combination  of  water 
with  water  ' ( not  * with  air  ’),  instead  of  a combination  of  water  and  fire. 
Cf.  crvfjifieiywfidva  avra.  irpos  avra  (57D>  4)  the  combination  of  a primary 
body  with  itself  (in  that  case,  with  other  grades  of  itself) . avr u>  cannot  mean 

* with  air  *,  because  there  is  no  air  in  the  normal  metal. 

250 


EXAMPLES  OF  METALS 

now  pass  to  an  account  of  a few  varieties  of  the  metals,  which 
are  species  of  the  fusible  class,  found  normally  in  the  solid  state. 

59.  Of  all  these  fusible  varieties  of  water,  as  we  have  called 

b.  them,  one  that  is  very  dense,  being  formed  of  very  fine  and 
uniform  particles,  unique  in  its  kind,  tinged  with  shining 1 and 
yellow  hue,  is  gold,  the  treasure  most  highly  prized,  which 
has  been  filtered  through  rock  and  there  compacted. 

The  ' scion  2 of  gold  ',  which  is  very  hard  because  of  its 
density  and  is  darkly  coloured,  is  called  adamant. 

Another  has  particles  nearly  like  those  of  gold,  but  of 
more  than  one  grade  ; in  point  of  density  in  one  way  it 
surpasses  gold  3 and  it  is  harder  because  it  contains  a small 
portion  of  fine  earth  ; but  it  is  lighter  by  reason  of  containing 

c.  large  interstices.  This  formation  is  copper,  one  of  the  bright 
and  solid  kinds  of  water.  The  portion  of  earth  mixed  with 
it  appears  by  itself  on  the  surface  when  the  two  substances 
begin  to  be  separated  again  by  the  action  of  time  ; it  is 
called  verdigris. 

It  would  be  no  intricate  task  to  enumerate  the  other 
substances  of  this  kind,  following  the  method  of  a probable 
account.  When  a man,  for  the  sake  of  recreation,  lays 
aside  discourse  about  eternal  things  and  gains  an  innocent 
pleasure  from  the  consideration  of  such  plausible  accounts 

d.  of  becoming,  he  will  add  to  his  life  a sober  and  sensible 
pastime.  So  now  we  will  give  it  rein  and  go  on  to  set  forth 
the  probabilities  that  come  next  in  this  subject  as  follows. 

Gold  is  * unique  in  its  kind  \ This  apparently  means  that  it  is 
the  only  metal  formed,  solely  or  almost  solely,  of  icosahedra  of  the 
finest  grade.  Hence  it  will  be  very  dense  in  texture,  since  the 
smallest  icosahedra  will  leave  the  smallest  interstices  between 
them. 

‘ Adamant ' seems  to  have  been  originally  a poetic  term  for  steel 
or  tempered  iron.4  In  Hesiod's  Theogony  161,  it  is  applied  to  the 
metal  created  by  Earth  for  the  sickle  used  by  Cronos  to  emasculate 
Ouranos.  This  metal  was  grey  {tzoXloq)  and  has  no  connection 

1 At  68a,  ‘ shining  ’ (ariXgov)  and  ' bright  ’ (Xafinpvv)  are  treated  as  names 
of  colours  which  can  be  mixed  with  yellow,  etc. 

2 The  English  ‘ scion  * (like  o£o?)  means  the  eye,  bud,  or  sprout,  used  in 
grafting,  and  then  * offshoot  ’,  * offspring  ’ (in  poetry)  ; auri  nodus  (Pliny). 

3 irvKvoTqTi  Sc,  rfj  pb  xpuaov.  The  ^ T2?  A,  omitted  by  other  MSS., 
has  been  corrected  by  some  editors  to  S’  ert.  As  the  text  stands,  the  fikv  is 
answered  by  S£  after  tw  at  b,  8. 

4 See  P.-W.,  Enclyc.  svv.  Diamant,  Stahl. 

251 


EXAMPLES  OF  METALS  58c-61c 

with  gold.  Adamant  is  the  material  of  the  shaft  of  the  Spindle  of 
Necessity  in  the  myth  of  Er  (Rep.  616c),  symbolising,  as  Proclus 
says  (ad  loc.),  * the  unalterable  and  unsubduable  * (a&dfiaaxov). 
Later  the  name  was  transferred  to  the  diamond,  because  of  its 
extreme  hardness.  In  the  Statesman  (303E)  a simile  drawn  from  the 
process  of  refining  gold  mentions  the  removal  of  earth  and  stone, 
leaving  * mixed  with  the  gold  its  precious  kindred  that  can  only  be 
removed  by  fire : copper  and  silver,  and  sometimes  adamant  \ 
Archer-Hind  records  the  opinion  of  Professor  W.  J.  Lewis  that 
Plato's  adamant  was  probably  haematite.  But  it  is  also  conjectured 
that  the  * dark  colour  ' (fieXavdiv)  may  be  due  to  some  misappre- 
hension, and  that  adamant  here  is  the  diamond,  the  auri  nodus 
described  by  Pliny  as  a rare  gem  which  was  found  in  gold  mines 
and  had  been  supposed  to  be  formed  only  in  gold.  It  may  have 
been  imagined  that  the  purest  and  most  precious  part  of  gold  was 
condensed  in  the  diamond.  Hence  4 adamant ’ was  called  ‘ the 
flower  of  gold  ' (adapaQ  xov  %qvoov  to  avdog,  Pollux).  It  is  quite 
likely  that  Plato  had  never  seen  a diamond,  and,  from  the  little 
he  had  heard  of  it,  imagined  it  to  be  a metal. 

The  structure  of  copper  is  somewhat  obscure.  How  can  copper 
be  denser  than  gold,  and  yet  contain  larger  interstices  and  so  be 
lighter  ? The  meaning  may  be  that  copper  is  denser  ‘ in  one  way  ’ 
(rfj  judv),  namely  in  so  far  as  icosahedra  of  different  sizes  can  be 
more  closely  packed,  the  small  ones  helping  to  fill  the  interstices 
between  the  larger.  If  this  were  the  only  difference  between  copper 
and  gold,  copper  would  be  nearer  to  the  liquid  condition  and  so 
the  softer,  and  it  would  also  be  the  heavier.  But  it  contains 
(apparently  as  a foreign  body,  not  part  of  its  constitution)  an 
admixture  of  earth  cubes.  The  cube  being  the  body  which  is 
hardest  to  dislodge,  the  presence  of  earth  makes  copper  actually 
harder  than  gold.  Also  there  will  be  large  interstices  between  the 
cubes  and  the  icosahedra,  which  cannot  be  packed  very  closely ; 
hence  copper  is  somewhat  lighter  than  gold. 

From  this  account  of  the  metals,  it  does  not  appear  that  there 
is  any  bar  to  the  transmutation  of  any  metal  into  any  other.  The 
earth  in  copper  is  not,  apparently,  a constituent  in  its  specific 
structure,  since  it  can  work  its  way  to  the  surface  without  the  copper 
ceasing  to  be  copper.  Thus  all  the  metals  consist  solely  of  water 
icosahedra,  and  free  transformation  between  grades  of  icosahedra 
should  make  any  one  convertible  into  any  other.  It  would  be 
interesting  to  know  whether  the  alchemists  were  encouraged  by 
this  theory  to  attempt  the  transmutation  of  metals. 

Solidification  of  fluids : Water,  hail,  ice,  snow,  hoar-frost. — We 
now  turn  to  the  liquid  type,  embracing  the  fluids.  The  next 

252 


FREEZING  OF  FLUIDS 

paragraph  is  parallel  to  the  earlier  account  of  the  melting  and 
cooling  of  metals : it  describes  the  solidification,  or  freezing,  of 
fluids,  which  are  normally  in  the  liquid  state.  Ordinary  water  is 
taken  as  the  obvious  example.  It  is  described  as  containing  an 
admixture  of  fire,  not  as  part  of  its  constitution  but  as  a foreign 
body  which  maintains  the  fluid  in  a liquid  condition. 

59D.  Water  that  is  mixed  with  fire  and  is  fine  and  liquid  (it  is 
called  ' liquid ' because  of  its  motion  and  its  rolling  course 
over  the  ground  x),  and  also  soft  because  its  bases  give  way, 
being  less  stable  than  those  of  earth — water  of  this  sort, 
when  it  is  separated  off  from  fire  and  air  and  left  by  itself, 
becomes  more  uniform,  and  at  the  same  time  is  thrust 

E.  together  upon  itself  by  the  action  of  the  particles  that  are 
passing  out  of  it.1 2  Water  so  compacted,  when  it  suffers  this 
change  to  the  extreme  degree  above  the  earth,  is  hail ; when 
on  the  ground,  ice.  Water  that  is  less  affected  and  still  only 
half  congealed  is  called  ‘ snow  * above  the  earth,  and  when 
congealed  from  dew  on  the  ground  is  known  as  4 hoarfrost  \ 

Water,  in  its  normal  condition  as  a liquid,  consists  of  com- 
paratively small  icosahedra  of  several  different  grades,  this  non- 
uniformity making  it  mobile  (58D).  In  the  solid  state,  as  ice,  the 
icosahedra  are  more  uniform.  The  change  to  the  solid  state  is  due 
to  passing  out  of  the  fire  particles,  whose  presence  maintained  it 
in  the  liquid  state.  It  is  also  said  to  be  left  free  of  air.  Nothing 
has  been  said  of  the  presence  of  air  in  ordinary  water.  Possibly 
there  is  a reference  to  what  happens  to  a small  quantity  of  fire 
when  surrounded  and  outnumbered  by  the  larger  particles  of  water. 
We  were  told  that  the  fire  pyramids  might  be  shattered  and 
reformed,  first  as  air  octahedra,  and  finally  as  icosahedra  of  water, 
or  they  might  escape  to  their  kindred  (57B).  It  may  be  meant  here 
that  some  of  the  fire  particles  are  thus  reformed  as  air  before  they 
finally  escape.3  However  this  may  be,  the  water  particles  become 
more  uniform,  on  the  same  principle  as  in  the  cooling  of  metals 
(59A),  where  the  small  icosahedra  reformed  as  larger  ones  to  fill 
the  spaces  left  by  the  withdrawal  of  fire,  under  pressure  from  the 
thrust  of  the  expanding  air  in  the  neighbourhood.  The  increase  in 

1 Understanding  (with  Lindau)  that  v ypov  is  connected  with  (mkp  yrjs  (or  yr\v> 
Tr.)  pdov.  But  the  text  is  suspicious  and  barely  defensible. 

2 The  particles  do  not  pass  out  into  vacancy  but  (as  before,  5 9 a)  expand 
the  surrounding  air,  which  thus  exerts  pressure  on  the  liquid. 

8 Tr.'s  tentative  suggestion  (p.  419)  that  some  of  the  water  particles  might 
be  broken  up  and  reconstituted  as  air  by  the  action  of  heat,  thus  forming 
steam,  would  fit  a heating  but  not  a cooling  process. 

p.c.  253 


s 


JUICES  58c-61c 

size  and  uniformity  results  in  the  immobility  characteristic  of  the 
solid  state.1 

Some  varieties  of  the  liquid  type  (juices). — Some  illustrative 
examples  of  the  liquid  type  are  now  given.  These  are  the  juices 
of  plants,  which  are  compounds  of  water  particles  of  a large  number 
of  grades  (as  contrasted  with  the  small  grades  which  alone  occur 
in  ordinary  water). 

59E.  Mixtures  composed  of  most  of  the  grades  of  water  are  given 
the  general  name  of  juices,  being  filtered  through  the  plants 
that  grow  out  of  the  earth  ; while  their  several  differences 
60.  are  due  to  the  variety  of  combinations.2  A great  number 
of  the  varieties  they  present  are  nameless ; but  the  four 
kinds  which  contain  fire  are  specially  conspicuous 3 and 
have  received  names.  One  is  wine,  which  heats  soul  and 
body  together  ; next,  the  oily  kind,  which  is  smooth  and 
divides  the  visual  current  and  therefore  appears  bright 
and  shining  to  the  view  and  glistens  : 4 resin,  castor  oil,  olive 
oil  itself,  and  all  the  rest  that  have  the  same  property  ; third, 

b.  the  kind  that  relaxes  the  contracted  pores  in  the  region  of 
the  mouth  to  their  normal  condition,5  producing  sweetness 
by  this  property,  has  received  the  general  name  of  honey  6 ; 
last,  a kind  that  dissolves  the  flesh  by  burning,  a frothy 
substance  distinct  (?)  from  all  the  other  juices,  which  is 
called  ‘ acrid  juice  \7 

1 58E.  Cf.  62B,  where  moisture  is  rendered  immobile  by  compression 
which  causes  the  particles  of  different  grades  to  reform  themselves  in  more 
uniform  sizes. 

8 Taking  8k  (after  Sid)  as  answering  fib  (after  avfnrav).  The  two  clauses 
avfnrav  fib  . . . Xcyofievoi  and  8id  8k  ..  . oyovres  are  parallel,  and  the  main 
sentence  is  resumed  with  rd  fib  aXXa  kt A.  The  participles  Acyofievoi  and  oyovres 
are  attracted  to  the  gender  of  ^u/zoi. 

8 That  Sca^awjs  means  ‘ conspicuous  * rather  than  ‘ transparent  * seems 
probable  from  the  parallel  at  67 a : the  varieties  of  smell  are  so  indistinct  as 
to  be  nameless ; the  only  clearly  discernible  (8uvj>avfj)  distinction  is  between 
pleasant  and  unpleasant. 

4 Cf.  67E. 

8 The  correct  explanation  is  due  to  A.-H.  So  Tr.  The  property  ( 8vva.fus ) 
resides  in  the  object  as  its  power  of  acting  on  the  sense-organ.  Sweetness  is 
a quality  of  the  honey  produced  by  commerce  with  the  sentient  organ  and 
existing  only  while  sensation  is  taking  place  (Theaet.  159D).  Sweetness  as  a 
quality  of  the  sensation  experienced  is  described  at  66c,  and  attributed  to 
the  same  causes. 

• The  ‘honey ' found  in  flowers,  rather  than  the  stuff  made  by  bees.  The 
word  also  covers  sweet  gums  exuded  by  certain  trees,  e.g.  kXaioficXt.. 

7 *k  TTavraiv  atj>opioQb  tojv  ^i//xd»v,  ottos  €7roovofido9r}.  The  meaning  of  o-nos  here 
is  doubtful.  Galen  says  that  there  are  a very  great  number  of  onot,  since  the 
word  means  the  thick  and  sticky  stuff  that  flows  from  an  incision  in  any  root 

254 


VARIETIES  OF  EARTH 

Varieties  and  compounds  of  earth : stone  and  earthenware  ; soda 
and  salt  ; glass  and  wax. — The  varieties  of  earth  are  illustrated  by 
several  types  of  formation,  (a)  Stone  and  earthenware  come  from 
earth  which  has  lost  the  moisture  it  originally  contained ; and, 
when  formed,  they  are  insoluble  by  water.  (6)  There  are  less  solid* 
formations,  like  soda  and  salt,  which  remain  soluble  by  water. 
(c)  Some  compounds  of  earth  and  water  can  be  dissolved  only  by 
fire,  not  by  water.  Such  are  glass  and  wax. 

6ob.  Of  the  varieties  of  earth,  that  which  has  been  strained 
through  water  becomes  a stony  substance  in  the  following 
way.  When  the  water  mixed  with  it  is  broken  up  in  the 
mixing,  it  changes  into  the  form  of  air  1 ; and  when  it  has 

c.  become  air,  it  rushes  up  towards  its  own  region.  But  there 
was  no  empty  space  surrounding  it  2 ; accordingly  it  gives 
a thrust  to  the  neighbouring  air.  This  air,  being  heavy,3 
when  it  is  thrust  and  poured  round  the  mass  of  earth,  squeezes 
it  hard  and  thrusts  it  together  into  the  places  from  which 
the  new-made  air  has  been  rising.  Earth  thrust  together  by 
air  so  as  not  to  be  soluble  by  water  4 forms  stone,  the  finer 
being  the  transparent  kind  consisting  of  equal  and  homo- 
geneous particles,  the  baser  of  the  opposite  sort. 

The  kind  that  has  been  robbed  of  all  moisture  by  the 

d.  rapid  action  of  fire,  a formation  more  brittle  than  the  other, 

or  stalk  ; but  it  is  more  specifically  used  of  silphium  juice  (ottos  KvprjvaiKOs) . 
Theophrastus  uses  ottos  for  plant-juice,  and  specially  for  silphium  and  for  fig 
juice,  used  in  curdling  milk.  In  our  passage  it  obviously  means  bitter  juice, 
and  is  probably  (like  /xcAi)  the  general  name  for  a whole  class. 

afopiodev  is  difficult,  (i)  It  seems  manifestly  untrue  that  a juice  bitter 
enough  to  bum  the  tongue  is  secreted  from  all  the  other  juices — honey,  for 
instance.  (2)  It  is  not  clear  why  this  juice  should  be  said  to  be  marked  off 
or  distinguished  from  among  (eV)  the  whole  number  of  juices.  It  may,  how- 
ever, be  remembered  that  xu/ids  means  both  ‘ juice  * and  ‘ taste  ' or  * flavour  * 
(65c).  Does  the  phrase  mean  that  these  juices  have  a distinctive  flavour, 
markedly  different  from  any  other  ? 

1 Here  the  transformation  of  one  body  into  another  is  involved,  as  we 
suggested  might  be  the  case  in  the  solidification  of  water  (59D). 

2 Reading  ov  ircpitfxcv  avrov  with  Aa,  A.-H.  In  the  alternative  vnepe Xx*v  clvtqjv , 

* there  was  no  empty  space  above  them  ’,  the  plural  avrcov  is  hard  to  explain. 

3 * Heavy  * in  the  popular  sense,  since  it  exerts  a downward  pressure  (as 
well  as  in  other  directions)  which  reacts  on  the  earth,  as  at  59A.  This  has 
no  connection  with  the  natural  drift  of  every  body  to  its  proper  region. 

4 aXvrcos  vbari,  ‘ insolubly  by  water  * ; Ar.,  Meteor.  383 b,  10,  rdp.kv  aAvra,ra 
8^  Atrnx  vypd>)  cf.  vSan  ov  Xvrd,  6oe.  So  A.-H.,  comparing  Aimo  naAiv  wf> * 
vha tos  (6od)  . Precious  stones  and  crystals,  consisting  of  * equal  and  homo- 
geneous ' (o/xaAdj  here  apparently  means  this,  since  * equal  * must  mean  ‘ of 
the  same  grade  \ ‘ uniform  ')  particles,  can  hardly  contain  icosahedra  of  water 
as  well  as  earth  cubes. 


255 


COMPOUNDS  OF  EARTH  AND  WATER  58c-61c 


6od.  is  what  we  have  named  ‘ earthenware  * ; 1 but  sometimes, 
when  some  moisture  is  left  and  the  result  is  earth  that  is 
fusible  by  fire,  the  dark-coloured  stuff  produced  when  it  cools 
is  lava  (?).2 

There  are,  again,  two  kinds  which  are  left  in  the  same  way 
when  a great  amount  of  water  has  departed  from  the  mixture  ; 
but  the  particles  of  earth  in  their  composition  are  finer  and 
they  have  a saline  taste.  These  become  only  half-solid  and 
are  soluble  again  by  water.  The  one,  which  cleanses  from 
grease  and  dirt,  is  soda  3 ; the  other  product,  which  blends 

E.  agreeably  in  the  combinations  of  flavour,  is  salt,  a substance 
which,  according  to  human  convention,  is  pleasing  to  heaven.4 

In  contrast  to  substances  like  salt  and  soda,  which  are  soluble 
in  water,  there  are  others,  such  as  glass  and  wax,  which  will  not 
dissolve  in  water,  but  can  be  melted  into  a liquid  state  by  fire  only. 
These  are  compounds  of  earth  and  water,  and  the  reason  (given 
in  the  third  paragraph)  why  only  fire  can  dissolve  them  is  that  they 
are  so  closely  compacted  that  water  particles  from  outside  cannot 
gain  admittance,  whereas  the  smaller  fire  particles  can.  This 
explanation  is  preceded  by  an  account  of  the  conditions  under 
which  homogeneous  masses  consisting  only  of  (i)  earth,  or  (2)  water, 
or  (3)  air,  can  or  cannot  be  dissolved. 

6oe.  The  compounds  of  both  (earth  and  water)  which  are  soluble 
by  fire,  but  not  by  water,  are  compacted  in  that  manner  for 
the  following  reason. 

(1)  Masses  of  earth  are  not  dissolved  by  fire  or  air,  because 

1 The  yrj  Kepa.fj.is  of  Critias  hid  is  the  natural  potter's  clay,  impervious  to 
water.  But  ‘ brittle  ’ seems  to  show  that  Plato  here  means  earthenware 
or  pottery.  Ar.,  Meteor . 383a,  20,  gives  K^pa/xos  onTcofievos  as  an  example 
of  a soft,  but  not  liquid,  substance,  that  does  not  thicken  but  solidifies,  when 
the  moisture  leaves  it. 

8 Meteor.  3836,  9,  mentions  a group  of  substances  solidified  by  dry  heat, 
namely  (1)  Kepapos  and  * some  kinds  of  stone  (Xldiov)  that  are  formed  out  of 
earth  burnt  up  by  fire,  such  as  millstones  * ( olov  ol  pvXlaC)  ; these  are  insoluble 
by  liquid  ; (2)  natron  (virpov)  and  salt,  which  are  soluble  by  liquid.  If 

virpov  (FY),  the  variant  for  AtVpov  (A),  is  read  in  the  next  paragraph  below 
(d,  8),  this  group  corresponds  to  Plato's.  This  suggests  that  we  should  read 
At Oos  <fivXCas>,  which  is  mentioned  as  a specially  hard  kind  of  stone,  Hipp. 
Maj.  392 d.  In  Aristotle  ‘ millstone  ’ apparently  means  lava.  He  says  it 
can  be  melted  (by  heat)  and  become  fluid,  and  that  when  the  * fluid  mass 
begins  to  solidify  (by  cooling)  it  is  black,  and  it  comes  to  be  like  lime  (rtVavos)’. 
Another  possibility  is  Xl$os  <Xinapatos>  ; see  A.-H.  on  our  passage. 

8 Xlrpov  A,  virpov  FY. 

4 Reading  tear  av$pd>iru»v  vopjov  with  Bernadakis,  on  Plut.,  Qu.  Conv.  984F, 
nXdru>vos  Si  rwv  dXcov  ocojxa  Kara  vopov  avdpdoncov  6eo(f>iX4oraTOV  etvai  <f>aoKOvros . 
(Cf.  Tr.,  p.  426.) 

256 


COMPOUNDS  OF  EARTH  AND  WATER 


6oe.  their  particles  are  smaller  than  the  interstices  in  the  texture 
of  earth,  so  that,  having  plenty  of  room  to  pass  through 
without  forcing  their  way,  they  do  not  loosen  the  earth  but 
leave  it  undissolved ; whereas  the  particles  of  water,  being 
larger,  make  their  passage  through  by  force  and  so  loosen 
the  earth  and  dissolve  it.  Earth,  then,  is  dissolved  in 
61.  this  way  by  water  only,  when  it  is  not  forcibly  compressed ; 
but  if  it  is  so  compressed  only  fire  can  dissolve  it,  for  no 
entrance  is  left  for  anything  but  fire.  (2)  Water,  again, 
when  most  forcibly  compressed  is  dispersed  by  fire  only; 
though  when  the  consistency  is  weaker,  both  fire  and  air 
disperse  it,  air  by  its  interstices,  fire  actually  breaking  it 
down  into  its  triangles ; while  (3)  air  forcibly  compressed 
cannot  be  resolved  by  anything  save  into  its  elements,  and 
when  not  so  compressed,  is  dissolved  only  by  fire. 

The  upshot  of  this  parenthesis  on  the  dissolving  of  earth,  water, 
and  air,  in  so  far  as  it  concerns  the  class  of  substances  under  con- 
sideration (such  as  glass  and  wax),  which  are  compounds  of  earth 
and  water,  is  as  follows.  It  has  to  be  explained  why  these  com- 
pounds can  be  dissolved  by  fire,  but  not  by  water.  Both  the  earth 
and  the  water  contained  in  them  are  highly  compressed,  and  we 
have  seen  that  in  that  state  of  compression  earth  and  water  alike 
yield  no  entrance  to  the  larger  bodies  ; only  fire  is  small  enough 
to  find  a way  in  between  the  particles.  Hence  water  from  butside 
can  only  flow  harmlessly  over  the  surface  of  glass  or  wax,  while 
fire  can  enter  the  interstices  between  the  water  particles  in  the 
compound  and  melt  it,  in  the  same  way  that  water  can  dissolve 
earth  that  is  not  too  closely  packed. 

61.  So  in  these  bodies  compounded  of  earth  and  water,  so  long 
b.  as  water  occupies  the  interstices  of  the  earth  in  such  a body, 
though  these  may  be  forcibly  compressed,  the  particles  of 
water  assailing  it  from  outside  can  find  no  entrance,  so  that, 
flowing  round  the  whole  mass,  they  leave  it  undissolved ; 
whereas  the  particles  of  fire  make  their  way  into  the  interstices 
between  the  water  particles  and,  acting  upon  them — fire  upon 
water — in  the  same  way  that  water  acts  upon  earth,1  are 

1 Reading  rovro  nvp  vScupwith  Cook- Wilson  and  Tr.,  as  symmetry  demands. 
aepa  can  be  explained  as  a dittography  of  the  anep-  which  follows,  displacing 
vhcop.  Rivaud  retains  depa  at  the  cost  of  mistranslation  : ' elles  agissent  sur 
Veau  comme  Veau  sur  la  terre  ou  le  feu  sur  Vair'  dnepya^adai  with  double 
accus.  meaning  ‘to  do  something  to  something’  occurs  at  Charm . 173 a. 
Water  acts  on  loosely  compacted  earth  by  forcing  its  way  through  and  so 
driving  apart  the  earth  cubes  (6oe,  7). 

257 


TACTILE  QUALITIES  61c-64a 

6ib.  the  only  agents  that  can  cause  the  compound  body  to  be 
dissolved  and  set  flowing.  Of  these  compounds,  some 
contain  less  water  than  earth,  namely  all  kinds  of  glass 
c.  and  any  varieties  of  stone  that  are  called  fusible ; others 
contain  more  water,  namely  all  the  substances  with  a con- 
sistency like  that  of  wax  or  incense. 

61C-64A.  Tactile  qualities , as  they  appear  to  sensation  and  perception 
Starting  from  space,  the  ultimate  factor  reached  in  the  analysis 
of  the  bodily,  Plato  has  now  built  up  the  primary  bodies,  illustrated 
the  possibilities  of  transformation  within  or  between  their  various 
grades,  and  finally  reached  the  recognisable  and  nameable  compound 
substances  found  in  Nature.  A few  of  these  have  been  described 
in  some  detail,  so  as  to  illustrate  the  sort  of  way  in  which  the 
theory  could  explain  their  observed  properties,  although  their 
structure  is  beyond  the  range  of  observation  and  the  whole  amounts 
to  no  more  than  a likely  account. 

Thus,  from  the  fresh  starting-point  of  the  second  Part,  we  have 
returned,  as  it  were  from  below,  to  the  point  reached  from  above 
at  the  end  of  the  first  Part — the  senses  and  their  external  objects. 
So  far  these  objects  have  been  considered  as  they  are  supposed  to 
exist  in  their  own  right,  independently  of  the  effects  which  they 
produce  in  commerce  with  sentient  organs.  But,  as  Plato  now 
remarks,  since  our  knowledge  of  their  existence  is  due  entirely  to 
sensation  and  perception,  their  properties  could  not  be  mentioned 
save  in  terms  implying  our  perception  and  so  anticipating  the 
account,  which  has  not  yet  been  given,  of  the  organs  of  sense  and 
the  sentient  part  of  the  soul.  The  next  section  deals  with  certain 
qualities  common  to  all  external  bodies  and  perceived  by  the  sense 
of  touch,  which  is  diffused  over  all  the  fleshy  parts  of  the  living 
organism : hot  and  cold,  hard  and  soft,  heavy  and  light,  smooth 
and  rough.  Some  attempt  is  made  to  connect  the  character  of 
our  sensations  with  the  supposed  structure  of  the  external  objects. 

61c.  We  have  now,  perhaps,  sufficiently  illustrated  the  varieties 
due  to  diversity  of  shapes,  combinations,  and  transformations 
of  one  body  into  another.  Next  we  must  try  to  make  clear 
how  it  is  that  they  come  to  have  their  qualities. 

First,  then,  our  account  at  every  point  must  assume  the 
existence  of  sensation ; but  we  have  not  yet  described  the 
formation  of  flesh  and  all  that  belongs  to  flesh,  or  the  mortal 
part  of  soul.1  Yet  no  adequate  account  can  be  given  of 

1 It  has  been  stated  (42 a)  that  the  implanting  of  the  immortal  part  in  a 
body  entails,  of  necessity,  the  faculty  of  * sensation  (o laOrjais)  arising  from 
violent  affections ',  pleasure  and  pain,  desire  and  passion.  But  the  only 

258 


HOT  AND  COLD 


6id.  these  apart  from  all  those  qualities  that  are  connected  with 
sensation,  nor  yet  of  the  latter  apart  from  the  former ; and 
to  treat  of  both  together  is  hardly  possible.  We  must,  then, 
first  assume  one  side,  and  afterwards  turn  back  to  examine 
what  we  have  assumed.  So,  in  order  that  our  account  may 
proceed  from  the  kinds  of  body  to  their  qualities,  let  us  take 
for  granted  what  is  involved  in  the  existence  of  body  and 
soul.1 

‘ Qualities  (affections)  connected  with  sensation  ’ (ra 
Saa  aloOrjuxa)  are  distinguished  from  those  properties  which  bodies 
are  supposed  to  possess  in  the  absence  of  any  sentient  being,  such 
as  the  shapes  of  the  microscopic  particles,  which  are  never  perceived. 
We  know  from  the  Theaetetus  that  external  objects  cannot  properly 
be  said  to  be  white,  or  hot,  or  sweet  in  themselves.  Before  they 
come  within  range  of  some  sentient  organ  they  possess  only  * the 
power  of  acting  or  being  acted  upon  ',  and  the  same  is  true  of  the 
organ  itself.  Only  when  organ  and  object  are  in  commerce  with 
one  another  is  the  organ  affected  in  such  a way  that  (if  the  change 
penetrates  through  the  body  and  reaches  the  soul)  we  have  the 
sensation  we  call  ‘ seeing  white  1 or  ‘ feeling  hot  \ And  it  is  only 
while  this  situation  endures  that  the  object  becomes  white  or  hot 
for  the  percipient.  Thus  the  ‘ affection  ' of  the  organ  and  the 
‘ affection  * of  the  object  occur  (to  use  Plato's  phrase)  as  4 a pair 
of  twins  ',  born  of  the  marriage  between  the  two.  It  is  with  such 
affections  that  the  present  section  is  concerned,  and,  among  them, 
only  with  those  belonging  to  the  generally  diffused  sense  of  touch. 
It  may  be  noted  that  here,  where  we  are  approaching  this  subject 
as  it  were  from  below,  we  proceed  from  the  lowest  of  the  senses, 
touch,  through  taste  and  smell,  to  the  highest,  hearing  and  sight. 

6id.  First,  then,  let  us  see  how  it  is  that  we  call  fire  ' hot  \ We 
may  study  this  question  by  observing  the  rending  and  cutting 
effect  of  fire  upon  our  bodies.  We  are  all  aware  that  the 
e.  sensation  is  a piercing  one  ; and  we  may  infer  the  fineness 
of  the  edges,  the  sharpness  of  the  angles,  the  smallness  of  the 
particles,  and  the  swiftness  of  the  movement,  all  of  which 
properties  make  fire  energetic  and  trenchant,  cleaving  and 
piercing  whatever  it  encounters.  When  we  recall  the  forma- 
62,  tion  of  its  figure  we  see  that  this  substance,  more  than  any 

senses  so  far  dealt  with  in  any  detail  were  sight  and  hearing  (45B  ff.),  not 
touch,  and  nothing  has  yet  been  said  about  the  differences  of  quality  as 
perceived  in  colours  and  sounds. 

1 The  mortal  parts  of  the  soul  and  the  main  bodily  organs  are  reserved  for 
the  third  part  of  the  discourse,  from  69A  onwards. 

259 


HOT  AND  COLD.  HARD  AND  SOFT  61c-64a 

62.  other,  penetrates  the  body  and  divides  it  minutely  and 
naturally  gives  the  affection  we  call  ' hot 1 its  quality  and 
its  name.1 

The  opposite  quality  is  obvious  enough,  but  it  shall  not 
go  without  an  explanation.  The  particles  of  fluids  in  the 
neighbourhood  of  the  body,  when  they  enter  it,  thrust  out 
the  particles  smaller  than  themselves,2  and  not  being  able 
to  insert  themselves  into  their  places  they  compress  the 
moisture  in  us  and  solidify  it  by  reducing  what  was  not 

b.  uniform  and  was  therefore  in  motion  to  immobility,  resulting 
from  uniformity  and  compression.  But  a thing  that  is 
unnaturally  contracted  struggles,  pushing  itself  apart  again 
into  its  normal  state.  This  struggling  and  shaking  is  called 
trembling  and  shivering  ; and  the  name  ‘ cold  ' is  given  to 
this  affection  as  a whole  and  to  the  agent  producing  it. 

' Hard  ' is  applied  to  anything  to  which  our  flesh  yields, 
' soft  \ to  anything  that  yields  to  flesh  ; and  hard  and  soft 
things  are  also  so  called  with  reference  to  one  another.  A 
thing  is  yielding  when  it  has  a small  base  ; the  figure  com- 

c.  posed  of  square  faces,  having  a firm  standing,  is  most  stub- 
born ; so  too  is  anything  that  is  specially  resistant  because 
it  is  contracted  to  the  greatest  density. 

It  is  probable  that  Plato  is  here  improving  on  Democritus,  whose 
account  of  sensations  presents  parallel  attempts  to  connect  the 
character  of  a sensation  with  the  shapes  of  the  atoms  in  the  body 
which  yields  it.3  This  line  of  explanation  was  pursued  further  by 
the  later  atomists  of  ancient  and  modem  times.  Meyerson  4 quotes 
the  following  from  Lemery  ( Cours  de  Chymie , 1675)  : 

* Comme  on  ne  peut  pas  mieux  expliquer  la  nature  d’une  chose 
aussi  cach6e  que  Test  celle  d’un  sel,  qu’en  attribuant  aux  parties 
qui  le  composent  des  figures  qui  correspondent  & tous  les  effets 
qu'il  produit,  je  dirai  que  Tacidite  d'une  liqueur  consiste  dans 
des  parties  de  sel  pointues,  lesquelles  sont  en  agitation  ; et  je  ne 

1 As  if  Oepfios  were  Keppos*  But  cf.  Crat.  41 2D  ff.  hUaiov  = 8ia-iov 
(raxiaroy,  Ae7rroTarov)  = irvp  or  to  deppov. 

2 I take  these  smaller  particles  to  be  fire  and  air  (not  a smaller  grade  of 
water-particles).  Cf.  the  descriptions  of  cooling  by  loss  of  fire-particles  (59A), 
and  of  freezing  by  isolation  of  water-particles  from  fire  and  air  and  consequent 
increase  of  uniformity  (59D,  e).  There  seems  to  be  no  reason  why  larger 
water-particles  from  outside  should  expel  smaller  water-particles  already 
present  in  the  body  ; and  we  do  not  in  fact  sweat  when  we  are  getting  cold. 
The  moisture  in  us  is  not  expelled  but  compressed. 

* Theophr.,  de  sens.  60  ff.,  compares  and  contrasts  Democritus*  treatment 
with  Plato’s. 

* De  V Explication  dans  la  science  i,  285. 

260 


HOT  AND  COLD 


crois  pas  que  Ton  me  conteste  que  Tacide  n’ait  des  pointes, 
puisque  toutes  les  experiences  le  montrent ; il  ne  faut  que  le 
gouter  pour  tomber  dans  ce  sentiment : car  il  fait  des  picote- 
ments  sur  la  langue  semblables  ou  fort  approchants  de  ceux  que 
Ton  recevrait  de  quelque  mati&re  tailtee  en  pointes  tr&s  fines  \ etc. 

Theophrastus,  however,  emphasises,  as  a point  of  difference 
between  Democritus  and  Plato,  that  Democritus  reduced  all  sensa 
(aladrjra)  to  ' affections  of  the  sense  which  undergoes  alteration  \ 
whereas  Plato  did  not  deprive  them  of  their  independent  reality 
(gwaig,  cf.  61,  xad s at5ra  noccov  rate  ovo(ollq).  Plato  does,  in  fact, 
say  in  the  Theaetetus  that  the  physical  object  which  causes  my 
sensation  of  whiteness  (hotness,  etc.),  although  it  is  not  white 
when  no  one  is  perceiving  it,  is  ' saturated  with  whiteness ' when 
it  is  perceived,  and  ' becomes  a white  thing ' (156E).  He  thus 
speaks  as  if  the  object  acquired,  for  so  long  as  it  is  perceived,  a 
quality  which  it  does  not  possess  at  other  times.  The  particles  of 
fire  have  sharp  points  and  fine  edges  at  all  times.  These  character- 
istics, consequently,  cannot  constitute  its  hotness  ; and  it  is  hard 
to  see  how  the  hotness  can  have  ‘ independent  reality  ',  unless  this 
means  that  it  is  an  object  of  which  I am  aware  in  perception  rather 
than  a change  that  occurs  in  the  sense  organ  or  a quality  of  my 
sensation.1  As  we  have  seen,  however,  Plato  differs  from  Demo- 

1 Tr.  (p.  430  ff.)  holds  that  Plato  is  speaking  of  perceptible  qualities  that 
are  not  dependent  on  the  mind  of  a percipient.  Neither  our  bodies  nor  our 
minds  play  any  part  in  making  them.  The  objective  fact  of  which  we  are 
directly  aware  in  the  sensation  itself  is  * that  our  flesh  is  being  lacerated  or 
pierced  by  the  “ hot  ” body — as  wholly  “ objective  ” a process  as  the  cutting 
of  a loaf  by  a knife  ’ . * The  ndOrjfia  which  we  call  dcpfiov  is  thus  as  strictly  a 7 rados 

of  the  particles  of  fire  as  the  penetrating  of  a loaf  is  a 7 rados  of  a bread-knife. 
In  both  cases,  to  explain  fully  the  ndOTj^a  of  the  knife  or  of  the  fire,  we  have 
to  take  into  account  what  it  does  to  a second  body.  The  second  body  is  not 
necessarily  my  own.  The  fire  divides  a log  of  wood  which  it  sets  on  fire 
exactly  in  the  same  way  and  for  the  same  reason  that  it  divides  my  flesh. 
Only  it  is  due  to  the  fact  that  I have  a body  and  that  my  sensations  are 
aroused  in  connexion  with  it  that  heat  is  a directly  “ sensed  ” object.  If  I 
had  no  body,  or  none  which  the  tetrahedra  of  fire  could  penetrate,  fire  would 
still  be  deppov,  but  its  heat  would  no  more  be  directly  revealed  to  me  by  sense 
than  the  distinctive  character  of  a magnetized  iron  bar  is.  It  would  be  in 
the  coals,  but  it  would  be  something  inferred,  not  felt/ 

This  account  seems  to  be  incompatible  with  the  Theaetetus,  which  asserts 
that  the  sense-organ  does  play  a part  in  making  the  hotness  we  perceive, 
and  that  fire  is  not  hot  save  when  perceived.  What  resides  at  other  times 
in  the  coals  is  not  hotness,  but  the  power  of  producing  sensation  and  hotness 
in  conjunction  with  the  organ.  When  the  fire  pierces  and  lacerates  the 
insensitive  log  there  is,  strictly,  no  hotness  in  the  fire  or  in  the  wood. 

I am  assuming  that  the  theory  of  sensation  in  Theaetetus  155D  ff.  is  Plato's 
own  (see  Plato's  Theory  of  Knowledge,  49)  ; and  Tr.  admits  that  ‘ from  Plato’s 

261 


HEAVY  AND  LIGHT 


61c-64a 


critus  in  that  his  particles  are  not  impenetrably  solid  lumps,  but 
contain  ‘ motions  (changes)  and  powers  \ These  may  be  called 
independently  existing  qualities,  which  can  cause  in  our  souls 
sensations  such  as  feeling  hot. 

Hard  and  soft  seem  to  have  less  claim  than  hot  and  cold  to  be 
qualities  distinct  from  the  characteristics  possessed  by  bodies  at 
all  times,  whether  perceived  or  not.  The  next  pair,  heavy  and 
light,  have  as  little.1  These  two  pairs  of  opposites  are  the  two 
which  Democritus  connected  with  the  inherent  properties  of  his 
atoms  and  did  not  treat  as  mere  ‘ affections  of  the  sense  \a  Plato 
himself  remarks  that  bodies  are  called  hard  or  soft  * with  reference 
to  one  another  *,  apart  from  any  sentient  organ. 

62c.  ' Heavy ' and  ' light  ’ may  be  most  clearly  explained  by 
examining  them  together  with  the  expressions  ‘ above  * and 
* below  \ It  is  entirely  wrong  to  suppose  that  there  are  by 
nature  two  opposite  regions  dividing  the  universe  between 
them,  one  ‘ below ',  towards  which  all  things  sink  that  have 
bodily  bulk,  the  other  ' above  \ towards  which  everything 
is  reluctant  to  rise.  For  since  the  whole  heaven  is  spherical 

D.  in  shape,  all  the  points  which  are  extreme  in  virtue  of  being 
equally  distant  from  the  centre,  must  be  extremities  in  just 
the  same  manner;  while  the  centre,  being  distant  by  the 
same  measure  from  all  the  extremes,  must  be  regarded  as 
at  the  point  4 opposite  ’ to  them  all.  Such  being  the  nature 
of  the  ordered  world,  which  of  the  points  mentioned  could 
one  call  either  1 above  ' or  ‘ below  ' without  being  justly 
censured  for  using  a quite  unsuitable  term  ? The  central 
region  in  it  does  not  deserve  to  be  described  as  being,  in  its 
nature,  either  above  or  below,  but  simply  at  the  centre ; 
while  the  circumference  is  not,  of  course,  central,  nor  is 
there  any  difference,  distinguishing  one  part  of  it  from 
another  with  reference  to  the  centre,  which  does  not  belong 
equally  to  some  part  on  the  opposite  side.3 

own  point  of  view,  the  theory  would  be  perfectly  acceptable  as  an  account 
of  “ pure"  sensation*  (Plato,  the  Man  and  His  Work,  1926,  p.  330).  But, 
on  Tr.*s  peculiar  theory,  the  doctrine  here  belongs  to  Timaeus  and  may  not 
be  acceptable  to  Plato. 

1 Timaeus  Locrus  (iooe)  separates  this  pair  from  the  others,  remarking 
that,  ‘ though  they  are  distinguished  by  touch,  reason  defines  them  by  the 
inclination  towards,  or  away  from,  the  centre  or  * by  their  tendency  to 
move  towards  their  own  region  * (ponq,  nori  rdv  x<*>pw)- 

* Theophr.,  de  sens.  61-62,  68. 

8 Taking  rj  with  fidXXov.  No  part  has  the  property  of  * being  above  (or 
below)  the  centre  *,  or  has  any  better  right  to  that  description  than  a point 
on  the  opposite  side.  This  is  the  counterpart  of  the  statement  above,  that 

262 


HEAVY  AND  LIGHT 


62D.  When  a thing  1 is  uniform  in  every  direction,  what  pair 
of  contrary  terms  can  be  applied  to  it  and  in  what  sense 
could  they  be  properly  used  ? If  we  further  suppose  that 
there  is  a solid  body  poised  at  the  centre  of  it  all,  this  body 
63.  will  not  move  towards  any  of  the  points  on  the  extremity, 
because  in  every  direction  they  are  all  alike ; rather,  if  a 
man  were  actually  to  walk  round  and  round  that  body,  he 
would  repeatedly  stand  at  his  own  antipodes  and  call  the 
same  point  on  its  surface  ‘ above  ' and  * below  \a  For  the 
whole  being  spherical,  as  we  said  just  now,  there  is  no  sense 
in  speaking  of  one  region  as  above,  another  below. 

As  to  the  source  of  these  terms  and  the  things  to  which 
they  really  apply  and  which  have  occasioned  our  habit  of 
using  the  words  to  describe  a division  of  the  universe  as  a 

b.  whole,  we  may  arrive  at  an  agreement,  if  we  make  the 
following  supposition.  Imagine  a man  in  that  region  of  the 
universe  which  is  specially  allotted  to  fire,  taking  his  stand 
on  the  main  mass  towards  which  fire  moves,  and  suppose  it 
possible  for  him  to  detach  portions  of  fire  and  weigh  them 
in  the  scales  of  a balance.  When  he  lifts  the  beam  and 

c.  forcibly  drags  the  fire  into  the  alien  air,  clearly  he  will  get 
the  smaller  portion  to  yield  to  force  more  readily  than  the 
greater ; for  when  two  masses  at  once  are  raised  aloft  by 
the  same  power,  the  lesser  must  follow  the  constraint  more 
readily  than  the  greater,  which  will  make  more  resistance ; 
and  so  the  large  mass  will  be  said  to  be  ‘ heavy  ' and  to  tend 
‘ downwards  ',  the  small  to  be  * light ' and  to  tend  * upwards  \ 
Now  this  is  just  what  we  ought  to  detect  ourselves  doing 


the  centre  cannot  be  called  ‘ above  ’ the  ‘ lower  ' hemisphere  or  * below  * the 
‘ upper  * hemisphere.  The  next  sentence  asks  to  what  these  contrasted 
terms,  above  and  below,  can  be  applied,  if  neither  the  centre  nor  any  part 
of  the  circumference  exhibits  any  corresponding  difference  of  nature. 

1 This  paragraph  is  in  general  terms,  referring  to  any  spherical  figure,  at 
the  centre  of  which  is  a solid  body.  It  applies  to  the  actual  universe,  because 
this  has  a solid  body  at  its  centre,  viz.  the  Earth. 

2 The  connection  between  the  two  parts  of  this  sentence  becomes  clear  if 
we  take  the  first  part  to  mean  that  there  is  no  reason  why  the  central  body 
should  fall  down  in  any  direction,  because  there  is  no  ‘ down  ’ for  it  to  fall 
towards.  On  the  contrary,  the  supposed  traveller  will  be  using  ‘ above  ' and 
‘ below  ’ with  reference  to  every  direction  in  succession,  since  at  any  moment 
he  will  think  he  is  ' on  the  top  ’ of  the  body  which  is  ‘ beneath  him  ’.  Neither 
word,  accordingly,  stands  for  any  inherent  difference  between  the  parts  of 
the  central  body  or  of  the  universe  as  a whole.  Paraphrasing  this  passage, 
Aristotle  (de  caelo,  308 a,  20)  assumes  as  a matter  of  course  that  the  body 
round  which  the  traveller  walks  is  the  earth,  which  actually  occupies  the 
centre  of  Plato’s  world. 


263 


HEAVY  AND  LIGHT 


61c-64a 


63c.  here  in  our  own  region.  Standing  on  the  Earth,  when  we 
are  trying  to  distinguish  1 between  earthy  substances  or 
sometimes  pure  earth,  we  are  dragging  the  two  things 2 
into  the  alien  air  by  violence  and  against  their  nature  ; both 

d.  cling  to  their  own  kind,  but  the  smaller  yields  more  readily 
to  our  constraint  than  the  larger  and  follows  it  more  quickly 
into  the  alien  element.  Accordingly  we  have  come  to  call 
it  4 light  * and  the  region  into  which  we  force  it  4 above  ' ; 
when  the  thing  behaves  in  the  opposite  way,  we  speak  of 
* heavy  ' and  * below  \ Consequently,  the  relation  of  these 
things  to  one  another  must  vary,  because  the  main  masses 
of  the  kinds  occupy  regions  opposite  to  one  another  : what 
is  * light  ' or  * heavy  ' or  4 above  1 or  4 below  ' in  one  region 
will  all  be  found  to  become,  or  be,  contrary  to  what  is  4 light ' 

e.  or  4 heavy  ' or  4 above  ' or  4 below  ' in  the  opposite  region, 
or  to  be  inclined  at  an  angle,  with  every  possible  difference 
of  direction.3  The  one  thing  to  be  observed  in  all  cases, 
however,  is  that  it  is  the  travelling  of  each  kind  towards  its 
kindred  that  makes  the  moving  thing  4 heavy ' and  the 
region  to  which  it  moves  4 below  ',  while  the  contrary  names 
are  given  to  their  opposites.  So  much  for  the  explanation 
of  these  affections. 

As  for  the  qualities  4 smooth  ' and  4 rough  \ anyone,  I 
suppose,  could  see  how  they  are  to  be  explained.  Roughness 
is  due  to  a combination  of  hardness  and  unevenness,  smooth- 
64.  ness  to  evenness  combined  with  closeness  of  texture. 

Plato's  account  of  4 heaviness  ' and  4 lightness  ' is  based  on  the 
axiomatic  principle,  already  many  times  invoked,  that  bodies  of 
like  nature  have  a natural  tendency  to  come  together,  fire  to  fire, 
earth  to  earth,  and  so  on.  He  also  assumes  that  the  strength  of 
this  tendency  varies  with  the  size  of  the  mass  of  fire  (etc.)  in 
question  ; the  smaller  of  two  similar  masses  makes  the  less  resistance 
to  the  violence  which  would  force  it  away  from  its  kind.  Given 

Fraccaroli  and  Tr.  translate  ‘ weigh ’,  but  produce  no 
proof  that  the  middle  laraadai  ever  has  this  sense.  At  Rep.  36E,  the  word 
means  ‘ set  in  contrast  * : SLaarrjawfjicda  rov  re  hiKOxora-rov  koX  tov  dSiKWTarov 
. . . rls  odv  17  81  acrraois  • Here  I take  BuordfMevoL  to  mean  ' trying  to  dis- 
tinguish ’ which  of  two  lumps  of  an  earthy  substance  is  the  heavier  by  com- 
paring or  contrasting  their  behaviour  when  weighed. 

* dfnf>oT€pa.  The  two  portions  weighed  against  one  another  in  the  hands  or 
in  the  two  scales  of  a balance. 

8 Thus,  Earth  being  at  the  centre  and  fire  all  round  the  circumference,  so 
that  * the  main  masses  occupy  opposite  regions  ’,  the  line  along  which  a stone 
falls  to  earth  or  fire  rises  will  be  in  a different  direction  for  every  point  on 
the  Earth’s  surface. 

26a 


HEAVY  AND  LIGHT 


these  objective  properties  of  all  bodies,  he  can  explain  why  one  mass 
feels  heavier  (or  lighter)  than  another,  and  how  it  will  depend  on 
the  situation  of  the  observer  whether  it  feels  lighter  or  heavier. 

He  begins  by  dismissing  the  popular  notion  that  the  universe  is 
divided  into  two  regions,  * above  ' and  ‘ below  ’ or  * up  ’ and  * down  \ 
and  that  all  bodies  move  of  themselves  downwards,  and  can  only 
be  made  to  move  upwards  by  force.  For  this  he  substitutes  his 
own  picture  of  the  finite  spherical  universe  (so  ordered  by  Reason), 
where  the  opposition  is  between  the  centre  and  the  circumference. 
All  points  on  the  circumference  are  equally  * opposite  to  ' the 
centre,  and  neither  the  centre  nor  any  part  of  the  circumference 
can  properly  be  described  as  * above  ' or  ‘ below  \ How  then,  he 
asks,  have  we  come  to  use  these  terms  as  we  do  ? 

His  answer  involves  the  further  doctrine,  previously  stated,  that 
the  main  masses  of  the  four  primary  bodies  are  situated  in  regions 
proper  to  them.  We  have  learnt  that  this  is  a consequence  of  the 
natural  tendency  of  like  towards  like,  operating  within  the  finite 
spherical  shape  imposed  by  Reason  on  the  chaos  of  motions  in  the 
Recipient  (58A-C).  It  has  all  through  been  implied,  as  an  obvious 
fact,  that  in  the  ordered  world  the  four  bodies  are  arranged,  not 
merely  like  with  like,  but  in  a definite  order  : fire  round  the  circum- 
ference (where  it  is  the  chief  constituent  of  the  stars’  bodies),  next 
the  spheres  of  air  and  water,  and  earth  at  the  centre.  It  seems  to 
me  impossible  to  doubt  this  ; and  it  follows  that  the  Earth  in 
Plato’s  system  must  be  (as  Aristotle  says)  ‘ situated  at  the  centre  ’. 
I cannot  conceive  that  the  proper  region  of  the  main  masses  of 
earth  and  water  could  be  the  point  occupied  at  any  given  moment 
by  a planetary  Earth  revolving  at  some  distance  from  the  centre  ; 
while  the  rest  of  the  central  region  would  be  occupied  presumably 
by  air  ; for,  as  we  have  seen  (pp.  124  if.),  there  is  no  hint  of  any 
Central  Fire.  If  Plato  had  meant  this,  he  could  not  have  failed  to 
state  clearly  a view  so  foreign  to  his  readers’  natural  assumptions. 
If  we  ask  why  the  four  bodies  are  arranged  in  this  order  rather  than 
in  any  other,  the  answer  may  perhaps  be  found  in  the  statement 
(56B)  that,  of  the  three  bodies  formed  of  the  same  elementary 
triangle,  fire  is  the  most  mobile  and  ' the  lightest,  as  being  composed 
of  the  smallest  number  of  similar  parts  ’,  air  stands  next,  and  then 
water.  Obviously,  the  mere  principle  that  like  things  come  together 
will  not  by  itself  account  for  the  arrangement  actually  observed. 
Plato  may  intend  to  account  for  it  by  supposing  that,  since  the 
chaotic  motions  of  the  primary  bodies  are  confined  within  the 
circular  revolution  due  to  the  World-Soul,  the  more  nimble  and 
mobile  bodies  would  tend  to  be  thrust  outwards,  nearer  to  the 
surface,  i.e.  the  circumference.  If  so,  the  actual  arrangement 

265 


PLEASURE  AND  PAIN  64a-65b 

could  be  connected  with  their  intrinsic  properties  and  structure. 
But  this  point  is  left  in  some  obscurity. 

This  is  not  the  same  thing  as  to  say  that  fire  is  ‘ absolutely 
light ' or  earth  1 absolutely  heavy  \ Moreover,  if  the  transition 
from  chaos  to  cosmos  never  actually  occurred  and  the  four  main 
masses  have  always  occupied  their  present  concentric  spheres,  the 
behaviour  of  smaller  masses  can  be  accounted  for  simply  by  the 
overpowering  attraction  exercised  by  the  main  mass  in  the  region 
it  actually  occupies.  The  smaller  mass  will  move  towards  the 
larger,  not  vice  versa,  and  any  part  of  the  main  mass  will  resist 
an  attempt  to  tear  it  away  into  an  alien  region.  We  are  here 
concerned  with  sensible  qualities.  The  reason  why  a stone  feels 
heavy  lies  in  this  resistance.  Fire  would  feel  heavy  to  a man 
standing  on  the  inner  surface  of  the  main  mass  of  fire  and  trying 
to  lift  a portion  of  fire  into  the  air.  In  this  way  we  may  think  of 
* heaviness  * as  analogous  to  colour.  A body  has  strictly  no  colour 
save  when  some  eye  is  seeing  it ; there  is  in  the  body  itself  only 
the  * power  * to  give  rise  to  a perception  of  colour  in  co-operation 
with  a sentient  organ.  Similarly,  a body  has  intrinsically  only  the 
tendency  to  move  towards  its  like  ; by  calling  it  more  or  less 
4 heavy  1 we  may  mean  only  the  consequent  resistance  that  we 
experience  when  we  contribute,  on  our  side,  the  effort  that  is 
resisted.  In  this  sense,  ' heaviness  ' is  the  name  of  an  ‘ affection  ' 
that  we  feel,  rather  than  of  any  property  independently  existing 
in  the  bodies  outside. 

64A-65B.  Pleasure  and  Pain 

So  far,  the  only  sensible  qualities  considered  are  those  which  are 
perceived  by  the  sense  of  touch,  diffused  all  over  the  fleshy  parts 
of  the  body.  The  next  paragraph  deals  with  the  pleasurable  or 
painful  character  of  the  affections  produced  in  the  subject.  We 
are  still  concerned  with  ‘ common  affections  of  the  body  as  a whole  \ 
There  are,  in  the  first  place,  the  motions  set  up  in  the  particles 
composing  various  organs  of  the  body.  When  these  motions 
penetrate  to  the  consciousness,  sensation  follows  in  the  soul ; but 
they  may  die  away  and  be  lost  before  the  consciousness  is 
reached.  Finally,  sensation  may  or  may  not  be  attended  by 
pleasure  or  pain. 

64A.  Concerning  the  affections  common  to  the  body  as  a whole 
the  most  important  point  that  remains  to  be  considered  is 
the  explanation  of  the  element  of  pleasantness  or  painfulness 
in  those  which  we  have  just  discussed  ; and  further  all  those 
affections  which,  having  attained  to  sensation  through  the 

266 


PLEASURE  AND  PAIN 


64A.  organs  of  the  body,  may  be  also  accompanied  by  inherent 
pains  or  pleasures.1 

Now  in  seeking  the  explanation  of  any  affection,  whether 
perceptible  or  imperceptible,  we  must  begin  2 by  recalling 
the  distinction  drawn  earlier  between  what  is  mobile  in 

B,.  structure  and  what  is  immobile ; all  the  explanations  we 
are  bent  upon  discovering  are  to  be  sought  along  this  line. 
When  something  that  is  naturally  mobile  is  invaded  by  even 
a slight  affection,  it  spreads  it  all  round,  one  particle  passing 
on  the  same  effect  to  another,  until  they  reach  the  conscious- 
ness and  report  the  quality  of  the  agent.  The  immobile, 
on  the  other  hand,  being  too  stable  to  spread  the  motion 
round,  merely  suffers  the  affection  without  setting  any  of 

c.  its  neighbours  in  motion  ; accordingly,  since  the  particles 
do  not  pass  it  on  one  to  another,  the  original  affection  remains 
in  them  incapable  of  transmission  to  the  living  creature  as 
a whole  and  leaves  the  subject  without  sensation.  This  is 
the  case  with  bone  and  hair  and  all  the  other  parts  in  our 
bodies  that  are  composed  chiefly  of  earth  ; whereas  the 
previously  mentioned  conditions  apply  to  sight  and  hearing 
above  all,  because  in  them  fire  and  air  play  the  largest  part. 

The  nature  of  pleasure  and  pain,  then,  must  be  conceived 

d.  as  follows.  An  affection  which  violently  disturbs  the  normal 
state,  if  it  happens  all  of  a sudden,  is  painful,  while  the 
sudden  restoration  of  the  normal  state  is  pleasant ; these 
are  perceptible,  whereas  a gentle  and  gradual  change  of 
either  sort  is  imperceptible. 

Any  process,  however,  that  takes  place  with  great  facility 
yields  perceptions  3 in  the  highest  degree,  but  is  not  attended 
by  pain  or  pleasure.  Such  are  the  affections  that  occur  in 
the  visual  ray  itself,  which  was,  in  fact,  described  earlier  as 
a body  formed  in  the  daylight  in  intimate  connection  with 
our  own.4  No  pain  is  set  up  by  cuts  or  bums  in  this  ray 

1 In  this  sentence  the  first  part  refers  to  the  ‘ affections  ' above  discussed, 
viz.  qualities  of  objects  as  perceived,  and  what  is  meant  by  calling  these 
pleasant  or  painful  (capable  of  causing  pleasure  or  pain  to  a sentient  being). 
The  second  half  refers  to  ‘ affections  ’ occurring  within  the  body  and  trans- 
mitted through  the  organs  to  the  soul,  where  they  * acquire  ’ sensation  with 
(or  without)  pleasure  or  pain. 

* c5 8e  is  explained  by  avapuiiv^oKOiievot : * in  the  following  way,  namely 
by  recalling  . . Cf.  61  d,  c58e  oKonoCvres  . . . €wot)84vt€s. 

8 Literally  * is  perceptible  \ but  the  perception  in  the  following  instance 
of  vision  is  perception  of  colour,  not  of  the  disturbance,  which  yields  no 
sensation  at  all,  either  pleasant  or  painful. 

4 avfuf> vts  rjficov.  At  45D,  crvfi<f>vks  tlo  aipi  meant  ‘ coalescing  with  the  air  \ 
The  genitive  rjp&v  is  supported  by  the  analogy  of  ovyyenfc  and  avy^vros  (A.-H.). 

267 


PLEASURE  AND  PAIN 


64A-6|g 

64D.  or  by  anything  else  that  is  done  to  it,  nor  yet  pleasure  whi^ 
E.  it  returns  to  its  former  condition,  although  there  are  intern 
and  very  distinct  perceptions,  according  as  it  is  acted  upcy 
and  itself  meets  and  touches  any  object ; for  no  violen<n 
whatsoever  is  involved  when  the  ray  is  severed  and  comt^ 
together  again.1  On  the  other  hand,  organs  consisting  <e 
larger  particles,  which  yield  to  the  agent  reluctantly 
pass  on  the  motions  to  the  whole,  have  pleasures  and  ; 
pains  while  they  are  being  ousted  from  their  normal  state 
65.  pleasures  while  this  is  being  restored.  Those  in  which  the 
departure  from  the  normal  state  2 or  depletion  is  gradual, 
while  the  replenishment  is  sudden  and  on  a large  scale,  are 
sensible  of  the  replenishment,  but  not  of  the  depletion,  and 
so  afford  to  the  mortal  part  of  the  soul  3 * * * * 8 intense  pleasures, 
but  no  pain.  This  is  plain  in  the  case  of  sweet  smells. 
Where  the  disturbance  of  the  normal  state  is  sudden,  and 
the  restoration  gradual  and  difficult,  the  opposite  results  are 
b.  produced  ; as  may  be  observed  in  the  case  of  cuts  or  bums 
in  the  body. 

Plato  here  connects  his  own  doctrine  of  bodily  pleasures  and 
pains,  most  fully  set  forth  in  the  Philebus,  with  his  theory  of  the 
particles,  whose  shapes  make  them  comparatively  easy  or  difficult 
to  dislodge.  Sensation  of  any  kind  occurs  only  in  the  soul,  as  a 
result  of  changes  or  movements  transmitted  through  the  bodily 
organs  from  the  objects  outside.  In  perception,  the  active  quality 
(dvva/Mg)  of  the  object  is  thus  finally  ‘ reported  ' to  the  conscious- 
ness : we  see  a colour,  hear  a sound,  and  so  on.  The  first  point 
is  that  the  organs  and  external  media  in  the  case  of  sight  and 
hearing  consist  of  specially  mobile  particles  (fire  and  air),  and 
consequently  the  qualities  are  reported  with  exceptional  intensity 


1 I understand  (with  Tr.)  Sta/cpicns  and  avyKpims  to  mean  the  dislocation 
of  particles  by  cuts,  burns,  etc.,  and  their  return  to  their  normal  condition. 
This  is  not  felt  by  us  because  it  is  so  easily  effected  that  no  ‘ violence  ' is 
required  on  the  part  of  the  agent. 

2 airoxtofrfo€is  eavrcov  * departures  from  themselves  This  phrase  is  simply 

a variant  for  the  airaMorpiovcdai  of  the  next  sentence.  4avra>v  would  be 

superfluous  if  dirox&prjcns  meant  ‘ wasting  \ k4vcools  is  such  wasting  as  occurs, 

for  example,  in  hunger.  Neither  word  means  here  the  evacuation  of  un- 

assimilated food,  which  follows  on  eating  and  is  not  associated  with  any 

possible  pain  of  want. 

8 The  addition  of  the  lower  faculties  (by  implication  1 mortal ')  to  the 
* immortal  principle  ' has  been  mentioned  at  42A.  The  ‘ mortal  part  of  the 
soul ' is  mentioned  where  that  passage  is  recapitulated  at  69c,  and  indeed 
the  expression  has  already  been  used  at  61  c.  Tr.'s  note  here  is  therefore 
irrelevant. 


268 


TASTES 


and  clearness,  little  being  lost  by  friction  on  the  way.  The  most 
earthy  parts  of  the  body,  such  as  bones  and  hair,  absorb  the  shock, 
and  the  motion  dies  away  in  them  before  it  reaches  the  soul. 
Hence  no  sensation  or  perception  results. 

. Pleasure  or  pain  may  or  may  not  attend  on  sensation  or  percep- 
tion, when  it  does  occur.  Pain  is  due  to  *a  sudden  and  violent 
disturbance  of  the  normal  state.  The  nature  of  the  disturbance  is 
not  specified,  but  it  seems  to  be  implied  that  it  is  a dislocation,  and 
possibly  a transformation,  of  the  particles  composing  the  organ. 
Pleasure  is  due  to  the  sudden  restoration.  If  either  process  is 
sufficiently  gentle  and  gradual,  no  sensation  occurs  and  consequently 
neither  pleasure  nor  pain.  In  the  Philebus  the  theory  provides  the 
basis  for  the  distinction  between  the  * pure  ' pleasures  and  the 
mixed,  namely  those  which  are  preceded  or  accompanied  by  pains 
of  want.  The  pleasures  of  smell,  for  example,  are  pure.  As 
Archer-Hind  remarks,  Plato  ‘ seems  to  regard  sweet  odours  as  the 
natural  nutriment  of  the  nostrils,  which  suffer  waste  when  those 
are  absent ; but  the  depletion  is  so  imperceptible  that  it  is  only 
by  a sudden  restoration  of  the  natural  state  that  we  become  conscious 
that  there  has  been  any  lack  \ 

An  apparent  exception  to  the  rule  that  violent  disturbances 
cause  pain  is  offered  by  the  visual  ray,  regarded  as  an  extension  of 
the  organ  of  sight.  When  we  look  at  a candle-flame  or  pass  a knife 
before  our  eyes,  why  do  we  not  feel  pain  from  the  burn  or  the  cut 
inflicted  on  the  ray  ? This  has  to  be  explained  by  the  extreme 
fineness  and  mobility  of  the  fire  particles  composing  the  ray. 
These,  it  seems,  yield  so  readily  that  nj>  ‘ violence  ’ is  called  for  on 
the  part  of  the  disturbing  agent.  So  tlie  ray  yields  no  pleasant  or 
painful  sensation,  although  the  perceptions  of  its  proper  objects 
are  exceptionally  intense  and  distinct. 

65B-66C.  Tastes 

From  the  general  account  of  tactual  sensibility  and  of  pleasure 
and  pain  we  pass  to  sensations  transmitted  through  special  sense- 
organs  : tastes,  smells,  sounds,  colours.  In  each  of  these  classes 
we  distinguish  a number  of  main  groups  by  names  such  as  (in  the 
case  of  tastes)  * bitter  ',  ‘ pungent  \ * sour  \ ‘ sweet  \ These 
names  roughly  indicate  the  quality  of  the  sensations  we  actually 
experience.  The  theory  now  attempts  to  connect  the  felt  quality 
of  a given  class  of  sensations  with  the  physical  process  supposed  to 
occur  in  the  sense-organ,  which  is  itself  to  be  explained  by  the 
inherent  qualities  of  the  external  objects,  connected  with  their 
structure  as  described  earlier.  * 

Knowing  nothing  of  the  nerves,  Plato  supposes  that  the  tongue 

P.c.  269  T 


TASTES 


65b-66c 


possesses  diminutive  passages  ('  veins  ').  These  are  said  to  extend 
to  the  heart ; but  since  nothing  is  said  about  their  containing 
blood,  they  may  be  not  blood-vessels,  but  very  fine  tubes  conveying 
the  liquid  or  liquefied  substances  we  taste  into  the  veins  proper. 
The  bulk  of  the  nourishment  we  take  travels  down  the  gullet  into 
the  belly  and  is  there  digested  and  passed  on  into  the  blood-stream, 
which  then  feeds  all  parts  of  the  body.  But  very  small  samples  of 
it  make  their  way  directly  into  the  blood-stream  through  these 
fine  tubes,  in  which  they  are  * tested  ' by  the  tongue  and  the  sense 
of  taste,  so  that  we  may  be  warned  against  swallowing  unwholesome 
substances.  Plato  describes  only  the  behaviour  of  various  sub- 
stances in  the  tubes,  which  gives  rise  to  sensations  of  sourness, 
pungency,  etc.,  as  soon  as  it  is  reported  to  the  central  seat  of 
sensation.  Presumably  the  disturbances  are  transmitted  through 
the  flesh  of  the  tongue  in  the  same  way  as  in  the  case  of  touch. 
It  is  not  implied  that  the  message  has  to  pass  through  the  heart 
to  reach  the  brain. 

65B.  Some  account  has  now  been  given  of  the  common  affections 
of  the  body  as  a whole  and  of  the  names  bestowed  on  the 
agents  that  produce  them  ; we  have  next  to  explain,  if  we 
can,  the  affections  that  occur  in  special  organs  of  our  bodies 
and,  on  the  other  side,  how  they  are  caused  by  the  agents 
concerned. 

c.  First,  then,  we  must  make  clear  to  the  best  of  our  power 
what  we  omitted  earlier  in  speaking  of  flavours,1  namely  the 
affections  peculiar  to  the  tongue.  These,  like  most  of  the 
others  indeed,  appear  to  be  due  to  contractions  and  dilations 
of  some  sort  ; and  further  they  have  more  to  do  than  any 
of  the  rest  with  degrees  of  roughness  and  smoothness.  When 
earth  particles,2  making  their  way  in  at  the  small  veins 
which  serve  the  tongue  as  a sort  of  testing-instrument  and 
extend  to  the  heart,  come  into  contact  with  the  moist  and 

d.  soft  flesh,  as  they  are  melted  down  they  contract  and  dry  up 

means  (1)  juice,  (2)  flavour  (residing  in  a juice),  (3)  taste  (as  a 
sensation).  Some  references  were  made  to  the  characteristic  flavours  of  the 
juices  (60 a,  b)  and  of  the  varieties  of  earth  compounds  (6oe)  ; but  nothing 
was  said  about  the  corresponding  processes  set  up  in  the  tongue. 

2 Taking  yrjiva.  pepr)  as  subject  (with  A.-H.,  Tr.,  Fr.),  not  with  Kararq  Koneva 
(Rivaud,  4 et  y dissolvent  les  parties  terreuses  ')  which  is  passive.  The  reference 
seems  to  be  to  compounds  of  earth,  loosely  enough  compacted  to  be  soluble 
by  water  (6oe).  The  moisture  from  the  flesh  melts  them  down  into  a state 
liquid  enough  for  flavour  to  be  perceptible  ; for  it  is  probable  that  (as  A.-H. 
says)  Plato  holds  with  Aristotle  (de  anitn.  422 a,  17)  that  all  taste  is  produced 
by  substances  in  a liquid  state,  whether  liquefied  before  or  after  entering  the 
mouth. 


270 


TASTES 


65D.  the  veins.  If  comparatively  rough,  they  are  felt  as  ' astrin- 
gent ’ ; if  their  roughening  effect  is  slighter,  as  * harsh  \ 
Substances  which  rinse  the  small  veins  and  cleanse  the 
whole  region  of  the  tongue  are  called  ‘ acrid  if  they  produce 
this  effect  in  excess  and  attack  the  substance  of  the  tongue 
to  the  point  of  dissolving  some  part  of  it ; such  is  the 
E.  property  of  soda.  Those  which  are  less  powerful  than  soda 
and  rinse  the  tongue  to  a moderate  degree  are  saline  without 
acrid  roughness  and  rather  produce  an  agreeable  sensation. 

Others,  which  absorb  the  warmth  of  the  mouth  and  are 
softened  by  it,  becoming  fiery  1 and  in  their  turn  scorching 
that  which  heated  them,  mount  upwards  by  virtue  of  their 
lightness  to  the  senses  in  the  head,  cleaving  whatever  they 
66.  encounter.  On  account  of  these  properties  all  such  sub- 
stances are  called  * pungent  \ 

Again,  there  are  the  particles  2 of  substances  reduced  to 
a fine  texture  by  decomposition  before  they  make  their  way 
into  the  narrow  veins — particles  that  are  duly  proportioned 
both  to  the  earthy  and  to  the  airy  particles  which  the  veins 
contain,  with  the  result  that  they  set  these  in  motion  and 
cause  them  to  be  churned  round  one  another,  and,  as  they 
are  being  churned,  to  form  an  enclosure  and,  as  particles  of 
one  sort  find  their  way  inside  particles  of  a different  sort, 
to  produce  hollow  films  stretched  round  those  that  pass  into 
the  inside.3  Thus,  when  a hollow  film  of  moisture,  earthy 


1 There  is  no  inconsistency,  if  the  substances  in  question  (which  are  not 

named)  contain  water  or  consist  mainly  of  water,  like  the  juices  at  59E. 
The  water  particles  can  be  transformed  into  fire.  It  has  not  (as  Tr.  alleges, 
p.  466)  ' been  assumed  all  along  that  things  get  their  flavours  from  the  earthy 
particles  they  contain  (yrpva  ficpq,  65D,  2)  \ A.-H.  instances  the  effect  of 

mustard. 

2 Reading  ra  8k  av  rd>v  : ru>v  8*  avrdtv  libri.  (Cf.  oaa  p,kv  . . . ra  8%  . . . 
ra  8k,  beginning  the  three  previous  sentences.)  But  the  neuter  plural  required 
by  e^ovra  might  be  found  in  ro  rtov  npoXeX  = ra  npoXeX.  (So  Tr.)  Unless  the 
grammar  is  extremely  irregular,  *cu  before  to  is  ivovoiv  must  mean  4 both  \ 
The  requirement  seems  to  be  that  the  entering  particles  of  moisture  shall 
have  been  reduced  by  decomposition  to  a grade  fine  enough  to  permit  them 
to  fill  the  interstices  between  both  the  earth  cubes  and  the  air  octahedra  in 
the  passages.  The  nominative  is  left  in  suspense. 

3 The  construction  and  meaning  are  here  uncertain.  This  part  of  the 
sentence  seems  to  describe  the  formation  of  a bubble  by  a stirring  movement, 
producing  a globular  film  of  moisture  enclosing  air.  nepiTrlTTreiv  can  mean 
‘ surround  *,  or  * encounter ' (‘  jostle  against  one  another  \ A.-H.),  but  hardly 

* change  their  positions  \ The  notion  of  jostling  seems  superfluous.  The 
preceding  nepi  aXXrjXa  and  the  following  compounds  of  irepi  suggest  rather 
that  TrcptmWeir  means  that  some  particles  (water)  take  up  a position  round 
others  (air),  form  an  enclosure  (rrepLpoXos  : TrzpmCTrrtiv  being  a possible 

271 


ODOURS 


66d-67a 


66b.  or  pure  as  the  case  may  be,  is  stretched  round  air,  they 
form,  as  moist  vessels  of  air,  hollow  globes  of  water.  Some, 
composed  of  pure  moisture  making  a transparent  enclosure, 
are  called  ‘ bubbles ' ; while,  if  the  moisture  is  earthy  and 
stirs  and  rises  all  together,  we  speak  of  frothing  and  fermenta- 
tion. What  is  responsible  for  these  effects  is  called  ' acid  \ 
An  affection  opposite  to  all  those  which  have  just  been 
c.  described  is  produced  by  an  opposite  cause.  When  the 
structure  of  the  entering  particles  in  liquids,  being  conform- 
able to  the  normal  condition  of  the  tongue,  mollifies  and 
smoothes  the  roughened  parts  and  relaxes  or  contracts  those 
which  are  unnaturally  shrunken  or  dilated,  and  so  thoroughly 
establishes  the  normal  state,  any  such  remedy  for  violent 
affections  is  always  pleasant  and  agreeable,  and  has  received 
the  name  ‘ sweet  \ 

66D-67A.  Odours 

Individual  odours  are  as  easy  to  recognise  as  tastes  ; but  Greek, 
like  English,  has  fewer  adjectives  (analogous  to  ‘ bitter  \ ‘ sour  \ 
‘ acrid  ’,  etc.)  denoting  the  general  character  of  a group  of  smells. 
The  epithets  we  apply,  if  not  drawn  from  the  names  of  substances 
like  spice  and  balm,  mostly  express  only  our  likes  and  dislikes, 
especially  the  latter.  Plato  connects  this  difficulty  of  classification 
with  the  peculiar  character  of  the  particles  composing  odours. 

66d.  So  much  for  that  matter.  In  the  case  of  the  faculty  residing 
in  the  nostrils  no  definite  types  1 are  to  be  discerned.  A 

passive  of  iTeptfidXXeiv) . Cf.  7repiarrjvai  , B,  4,  and  avepcodevros  Kal  1 
w to  vyp6rr)Tos  of  the  bubbles  described  at  83 d.  KVKaodai  is  important  (Theophr., 
de  sens . 84,  summarises  the  entire  sentence  in  ra  kvkcjvt a ofc'a),  but  am- 

biguous : ‘ mingle  them  together  ' (A.-H.),  * mescolave  ' (Fracc.),  ‘ s’  imul- 
sionner ' (Rivaud) . I have  supposed  that  irepl  aXXrjXa  implies  a circular 
stirring,  which  would  account  for  the  globular  form  of  the  bubble.  The 
effect  of  this  stirring  is  that  the  moisture  (which  may  or  may  not  be  con- 
taminated with  the  earthy  particles  it  finds  in  the  veins)  falls  into  position 
round  the  circumference  (TrepnrlnreLv)  and,  as  the  airy  particles  (erepa)  find 
their  way  inside  the  different  (watery)  particles,  the  action  of  the  moisture 
produces  out  of  itself  and  the  air  the  final  result — hollow  films  (kolXcl)  of 
moisture  stretched  round  the  air  particles  which  get  inside.  I doubt  whether 
els  erepa  evhvopeva  (cf.  els  ras  <f>Xef}as  evSvopevcuv,  66a,  3)  erepa  KolXa  arrepya^eaQa  1 
can  mean  ‘taking  up  other  positions  to  form  new  hollows’  (A.-H.,  Tr.). 
The  form  of  the  phrase  rather  resembles  64B,  to  pkv  yap  Kara  <f>voiv 
evKLinjrov  . . . SiaSISwaiv  (sc.  to  ira&os)  kvkXlo  fiopia  erepa  erepots  ravrov  dncpya- 
a,  if  ixopia  there  be  taken  (as  by  A.-H.)  in  epexegetic  apposition  to  to 

1 el S17,  definite  varieties  of  smell,  which  could  be  classified  by  names  corre- 
sponding to  ‘ sour  ',  * pungent  \ * bitter  etc.,  in  tastes.  cl$ei  in  the  next 
line  plainly  means  type  of  regular  figure  (pyramid,  octahedron,  etc.). 

272 


ODOURS 


66d.  smell  is  always  a half-formed  thing,  and  no  type  of  figure 
has  the  proportions  necessary  for  having  an  odour.  The 
veins  of  smell  have  a structure  too  narrow  for  earth  and 
water  and  too  wide  for  fire  and  air ; hence  no  one  has  ever 
perceived  any  odour  in  any  of  these  bodies ; odours  arise 
from  substances  in  process  of  being  liquefied  or  decomposed 
or  dissolved  or  evaporated.  They  occur  in  the  intermediate 

E.  stage  when  water  is  changing  into  air  or  air  into  water. 
All  odours  are  vapour  or  mist,  mist  being  that  which  is  on 
the  way  from  air  to  water,  vapour  what  is  on  the  way  from 
water  to  air ; consequently,  all  odours  are  finer  than  water, 
grosser  than  air.  Their  nature  is  plainly  seen  when  a man 
forcibly  inhales  the  air  through  something  that  obstructs 
the  passage  of  the  breath  : then  no  odour  filters  through 
with  it ; nothing  comes  but  the  air  robbed  of  all  scent. 
67.  Accordingly,  the  diversities  of  odour  fall  into  two  sets. 
They  lack  names  because  they  do  not  consist  of  a definite 
number  of  simple  types.1  The  only  clear  distinction  to  be 
drawn  here  is  twofold  : the  pleasant  and  the  unpleasant. 
The  unpleasant  roughens  and  does  violence  to  the  whole 
cavity  lying  between  the  crown  of  the  head  and  the  navel  ; 
the  pleasant  soothes  this  region  and  restores  it  with  content- 
ment to  its  natural  state. 

This  account  of  the  particles  which  enter  the  passages  of  respira- 
tion and  give  rise  to  sensations  of  smell  adds  some  unexpected 
features  to  the  earlier  classification  of  sensible  bodies.  Hitherto 
we  have  understood  that  these  fall  into  two  classes  : the  four 
simple  bodies  and  bodies  compounded  of  two  or  more  of  these. 
The  simple  bodies  consist  each  of  regular  polyhedra  of  uniform 
pattern  in  different  grades  of  size.  We  are  now  told  that  no  grade 
of  any  simple  body  is  so  proportioned  to  the  size  of  the  passages 
as  to  be  capable  of  causing  sensations  of  smell — a statement  which 
seems  very  improbable.  Thus  all  grades  of  pure  fire,  air,  water, 
and  earth  are  ruled  out.  We  might  expect  that  smell  would  be 
caused  by  some  compounds  of  the  simple  bodies,  analogous  to  the 
complex  juices  which  we  can  taste.  But  compounds  are  also 
excluded,  for  no  clear  reason.  Smell  is  occasioned  only  by  vapour 
and  mist,  and  these  are  apparently  composed  of  particles  of  a third 
class,  formed  in  the  transitions  between  air  and  water,  finer  than 
the  icosahedra  of  water  and  grosser  than  the  octahedra  of  air. 

That  particles  of  some  shape  suitably  proportioned  to  the 

1 I understand  noXXa  to  mean  a definite  number  of  species  in  which  smells 
might  be  classified.  So  Tr.,  p.  473. 

273 


ODOURS 


66d-67a 


passages  are  intended,  is  clear  from  the  whole  context.  ‘ It  would 
seem  then  as  Archer-Hind  says,1  * as  if  Plato  conceived  matter 
in  its  passage  from  air  to  water,  or  from  water  to  air,  to  be  made 
up  of  irregular  figures  intermediate  in  size  between  the  particles 
of  air  and  those  of  water/  In  the  earlier  description  of  these 
transformations  (56c  ff.),  Plato  spoke  as  if  the  triangles  into  which 
the  figures  of  the  simple  bodies  are  broken  down  could  wander 
about  by  themselves  until  they  could  reform  into  some  regular 
solid.  But  at  that  stage  the  statement  of  the  theory  was  by  no 
means  complete ; we  had  not  even  learnt  that  there  are  many 
grades  of  size  for  each  simple  body.  When  this  was  added  (57c), 
it  became  clear  that  the  loose  triangles  might  recombine  in  figures 
of  the  same  pattern,  but  of  larger  or  smaller  grades,  and  we  were 
told  that  this  actually  occurs  in  the  case  of  water  (58E).  It  may 
be  that  Plato  is  now  adding  a further  possibility,  which  would 
remove  the  absurdity  of  supposing  that  triangular  surfaces  which 
are  not  the  surfaces  of  any  solid  can  stray  about  by  themselves. 
Are  we  to  understand  that  the  triangles,  on  the  way  from  one 
regular  form  to  another,  at  every  moment  compose  a series  of 
irregular  solids  of  intermediate  size  2 — a third  class  of  particles 
which  are  neither  simple  bodies  nor  compounds  of  simple  bodies  ? 
Between  the  fire-pyramid  and  the  air-octahedron  there  is  one  such 
figure,  the  double  pyramid  with  6 faces.  Between  the  octahedron 
and  the  icosahedron  of  water  (the  intermediate  stages  with  which 
we  are  concerned)  there  is  a whole  series.  If  on  any  face  of  the 
octahedron  we  plant  a tetrahedron,  we  obtain  3 new  faces  instead 
of  1 old  one  ; that  is,  we  increase  the  number  of  faces  by  2.  We 
can  therefore  obtain  irregular  figures  of  10,  12,  14,  16,  18  faces 
between  the  octahedron  and  the  icosahedron.  In  vapour  and  mist 
we  shall  then  have  perceptible  bodies  composed  of  such  irregular 
particles.  The  fact  that  they  are  irregular  and  are  rapidly  shifting 
from  one  shape  to  another  would  explain  the  indefinite  character 
of  odours,  which  prevents  us  from  giving  their  varieties  distinctive 
names. 

It  seems  not  unlikely  that  Plato  is  here  disclosing  a further 
feature  of  that  ‘ longer  account  ’ which  he  held  in  reserve  (54B). 
Even  so,  the  explanation  of  smell  remains  unconvincing.  It  is 
difficult  to  imagine  that  all  the  irregular  intermediate  particles  can 

1 On  66e,  inconsistently  with  A.-H.'s  previous  suggestion  that  ‘ the  agent 
which  excites  smeU  is  actually  unformed  matter  \ Is  there  such  a thing  as 
unformed  matter  in  Plato’s  system  ? 

* Cf.  Tr.,  p.  471  : * It  is  just  then,  when  they  are  neither  icosahedra  nor 
octahedra  but  passing  from  one  shape  to  the  other  by  a series  of  intermediaries 
which  are  not  “ regular  ” polyhedra  that  they  neither  slip  through  the  </>\4f}uL 
without  contact  nor  are  too  big  to  get  into  them  at  aU.’ 

274 


SOUNDS 


be  so  different  in  size  from  any  of  the  grades  of  water  and  of  air 
that  they  can  fit  passages  which  no  grade  of  water  or  of  air  can 
affect.1 

67A-C.  Sounds 

The  section  on  sound  is  short  and  simple.  The  only  distinctions 
mentioned — high  and  low,  smooth  and  harsh,  loud  and  soft — are 
connected  with  the  motions  of  particles.  Nothing  is  said  about  the 
differences  of  quality  or  timbre  which  we  detect  in  our  sensations. 

67 A.  Third  among  the  organs  of  sensation  we  are  considering  is 
hearing  ,*  and  the  affections  occurring  in  this  field  must  now 

b.  be  explained.  Sound  we  may  define  in  general  terms  as  the 
stroke  inflicted  by  air  on  the  brain  and  blood  through  the 
ears  and  passed  on  to  the  soul ; while  the  motion  it  causes, 
starting  in  the  head  and  ending  in  the  region  of  the  liver, 
is  hearing.  A rapid  motion  produces  a high-pitched  sound  ; 
the  slower  the  motion,  the  lower  the  pitch.2  If  the  motion 
is  regular,  the  sound  is  uniform  and  smooth  ; if  irregular, 
the  sound  is  harsh.  According  as  the  movement  is  on  a 

c.  large  or  a small  scale,  the  sound  is  loud  or  soft.  Consonance 
of  sounds  must  be  reserved  for  a later  part  of  our  discourse.3 

The  stroke  transmitted  through  the  air  is  said  to  be  inflicted, 
not  on  the  ear-drum,  whose  very  existence  is  ignored,  but  upon 
the  brain  and  blood,  through  the  ears.  Professor  Onians  4 points 
out  that  in  Homer  and  the  earliest  writers  after  Homer  there  is 
evidence  for  the  belief  that  the  breath  of  which  sound  consists 
‘ passes  through  the  ears  not  to  the  brain  but  to  the  lungs.  This, 
though  it  may  seem  foolish  to  us,  is  in  fact  a natural  interpretation 
of  the  anatomy  of  the  head,  which  shows  an  air  passage  direct 
from  the  outer  air  through  the  ear  to  the  pharynx  and  so  to  the 
lungs.  Aristotle  remarks  that  the  ear  “ has  not  a passage  (tioqoq) 
to  the  brain,  but  has  to  the  roof  of  the  mouth  ”.  The  passage  is 
divided  by  the  tympanum,  its  lower  portion  being  known  as  the 
Eustachian  tube.  The  sense  of  smell  working  by  the  indrawing 

1 Galen  ( Hippoc . et  Plat.,  pp.  625  ff.,  Muller)  suggests  that  the  four  other 
senses  correspond  to  the  four  simple  bodies  : sight  to  fire,  hearing  to  air, 
taste  to  water,  touch  to  earth.  Since  there  is  no  fifth  simple  body,  smell  is 
provided  with  something  between  air  and  water. 

2 Cf.  Archytas,  Vors.  35B,  I,  ra  pev  ovv  ttotlitI  tttovtcl  ttoti  rav  atcrdrjcnv  a p.kv 
&TTO  rav  TrAayav  Ta^i)  Trapayiverai  kox  < loxvpws  > 6£ea  <f>alv€Tcu,  ra  Sc  jUpatecos  Kai 
aadevois  fiapea  Sokouvti  t^/xcv,  ktA. 

3 80 a.  The  processes  by  which  Plato  imagined  sound  to  be  conveyed  will 
be  discussed  on  that  passage. 

4 Origins  of  Gk.  and  Rom.  Thought,  pp.  65  ff.,  81. 

275 


COLOURS 


67c-68d 


of  the  breath  would  form  an  obvious  basis  for  comparison  and 
analogy  \ On  our  passage  Professor  Onians  remarks  that  the  idea 
that  the  movement  produced  inside  us  extends  from  the  head  to 
the  liver  has  not  been  satisfactorily  explained.  ' It  may  well  be  a 
relic  of  the  beliefs  traced  above  that  sound  was  breathed  in  through 
the  ears  to  the  Ovjuoq  in  the  chest  and  that  breath  reached  the  liver, 
and  this  would  be  helped  by  the  consideration,  e.g.  in  the  passages 
from  Aeschylus  just  discussed,  that  painful  news  reaches  the  liver  \ 
Diogenes  of  Apollonia  and  Anaxagoras  regarded  the  ear  as  a 
mere  channel  for  sound.  Diogenes  said  that  the  air  inside  the  ears 
is  set  in  motion  by  the  air  outside  and  transmits  this  motion  to  the 
brain  ; Anaxagoras,  that  the  sound  penetrates  to  the  brain,  striking 
on  the  hollow  skull  surrounding  it.1  The  author  of  the  Hippocratic 
treatise  On  Flesh,  xv,  attacks  this  view  on  the  ground  that  the 
brain,  being  soft  and  moist,  cannot  be  resonant. 

67C-68D.  Colours 

The  earlier  account  of  vision  (45 b)  dealt  only  with  the  visual 
ray  whose  fire  coalesces  with  the  daylight.  We  have  now  to 
consider,  from  the  side  of  the  objects  seen,  the  variety  of  colours. 

The  difficulty  of  the  following  section  arises  partly  from  the  fact 
that  Greek  adjectives  denoting  colours  do  not  coincide  with  our 
own  terms  and  are  not  easily  identified,  partly  from  the  procedure, 
which  begins  by  describing  several  varieties  of  fire-particles  whose 
action  on  the  visual  ray  produces  different  colour  sensations,  and 
then  goes  on  to  speak  of  compound  colours  as  if  they  were  pigments 
such  as  a painter  makes  by  mixing  other  pigments. 

67c.  There  remains  yet  a fourth  kind  of  sensation  which  demands 
classification,  since  it  embraces  a great  number  of  diversities. 
They  are  known  by  the  general  name  of  colour,  a flame 
which  streams  off  from  bodies  of  every  sort  and  has  its 
particles  so  proportioned  to  the  visual  ray  as  to  yield  sensation. 
d.  Earlier  we  have  explained  merely  how  the  visual  ray  arises  ; 
so  it  is  natural  and  fitting  to  add  here  a reasonable  account 
of  the  colours,  as  follows. 

The  particles  that  come  from  other  bodies  and  enter  the 
visual  ray  when  they  encounter  it,  are  sometimes  smaller, 
sometimes  larger  than  those  of  the  visual  ray  itself  ; or  they 
may  be  of  the  same  size.  Those  of  the  same  size  are  imper- 
ceptible— ‘ transparent as  we  call  them.  The  larger,  which 
contract  the  ray,  and  the  smaller  which  dilate  it,  are  analogous 
to  what  is  cold  or  hot  to  the  flesh,  and  again  to  what  is 

1 Theophr.,  de  sens.  40,  28. 

276 


COLOURS 


67D.  astringent  or  burning  (‘  pungent ' as,  we  call  it)  to  the  tongue. 

e.  These  are  black  and  white,  affections  which  are  due  to  those 
particles  and  are  similar  in  character,  though  occurring  in 
a different  field  and  for  that  reason  presenting  themselves  in 
a different  guise.  The  names  should  be  assigned  accord- 
ingly : * white  ’ to  what  dilates  the  visual  ray,  * black  ' to 
what  contracts  it. 

When  the  more  piercing  motion  belonging  to  a different 
variety  of  fire  falls  upon  the  ray  and  dilates  it  right  up  to 
the  eyes  and  forcibly  thrusts  apart  and  dissolves  the  very 
passages  in  the  eyeball,  it  causes  the  discharge  of  a mass  of 
68.  fire  and  water  which  we  call  a tear.  Itself  consisting  of  fire, 
it  meets  fire  from  the  opposite  quarter  leaping  out  like  a 
flash  of  lightning,  while  the  in-going  fire  is  quenched  in  the 
moisture  ; and  in  this  confusion  all  manner  of  colours  arise. 
The  effect  we  call  * dazzling  * ; the  agent  which  produces  it 
* bright ' and  * flashing  \1 

b.  Then  there  is  the  variety  of  fire  intermediate  between  these 
two,  which  reaches  the  moisture  of  the  eyeball  and  is  mixed 
with  it,  but  is  not  flashing.  The  radiance  of  the  fire  through 
the  moisture  with  which  it  is  mingled  yields  blood-colour, 
which  we  call  * red  \2 

Bright  mixed  with  red  and  white  produces  orange.  In 
what  proportions  they  are  mixed  it  would  be  foolish  to  state, 
even  if  one  could  know  ; the  matter  is  one  in  which  no  one 
could  be  even  moderately  sure  of  giving  either  a proof  or  a 
plausible  estimate. 

Up  to  this  point  colours  have  been  described  in  terms  of  the 
larger  or  smaller  fire-particles  which  stream  off  the  coloured  object. 
White,  black,  and  red  seem  to  be  regarded  as  primary  or  simple 
colours,3  familiar  to  Greek  eyes  from  vase-paintings.  The  addition 
of  ‘ bright  ' or  * flashing  * is  puzzling.  We  are  at  first  told  that 
the  dazzling  effect  gives  rise  to  ‘ colours  of  all  sorts  * ; but  in  the 

1 ‘ Bright 1 and  * flashing  ' are  ranked  as  colours.  This  supports  the  belief 
that  Greek  terms  for  colour  have  more  to  do  with  differences  of  tone  and 
brilliance  than  with  differences  of  shade. 

2 So  Aristotle,  Meteor.  374 a,  3,  says  that  white  light  seen  through  a dark 
medium  looks  red  (and  he  regards  water  as  dark)  ; e.g.  the  sun  appears  red 
through  smoke  or  mist. 

8 According  to  Aristotle,  Meteor,  iii,  2,  372a,  1 ff.,  the  rainbow  contains 
three  colours,  red  (foipucovv) , green  (npaotvov),  purple  (aXovyyov) , and  some- 
times orange  ((avdov)  between  the  red  and  the  green.  Red,  green,  and 
purple  are,  he  adds,  the  only  colours  which  painters  cannot  make  by  mixing. 
Democritus  (Theophr.,  de  sens.  73  ff.)  recognised  four  colours  as  simple  : 
white,  black,  red,  pale  yellow-green  (*A a>p6v). 

277 


COLOURS 


67c-68d 


ist  sentence ' bright ' is  treated  as  if  it  were  a simple  colour  entering 
nth  others,  like  white  and  red,  into  compounds.  The  first  of  the 
ompounds,  orange,  is  still  treated  as  a natural  colour ; the  pro- 
ortions  of  the  ingredients  (which  we  should  still  naturally  take 
o be  various  grades  of  fire)  cannot  even  be  plausibly  guessed, 
lere  the  method  changes.  We  hear  no  more  of  diffeiv.nt  varieties 
f fire-particles.  Prescriptions  are  given  for  making  compound 
igments  out  of  the  simple  colours  already  named  and  orange.  To 
he  process  of  mixing  pigments  the  statement  that  no  one  could 
lake  even  a probable  estimate  of  the  quantities  required  seems 
ardly  to  apply. 

8c.  Red  blended  with  black  and  white  is  purple,  or  dark  violet, 
when  these  ingredients  are  burnt  to  a further  point  and  more 
black  is  added  to  the  mixture. 

Tawny  is  formed  by  blending  orange  and  grey,  grey  being 
a mixture  of  white  and  black  ; while  yellow  is  a combination 
of  white  with  orange. 

White  combined  with  bright  and  plunged  in  intense  black 
results  in  a dark  blue  colour  ; dark  blue  mixed  with  white, 
in  pale  blue-green  ; tawny  and  black,  in  green  (P).1 

From  these  instances  of  the  blending  of  pigments  Plato  now 
everts  to  the  colours  (considered  as  mixtures  of  varieties  of  fire 
>articles)  which  they  ‘ represent ' or,  as  it  were,  embody.  His 
oncluding  words  seem  to  warn  us  that  no  practical  experiments 
n mixing  measured  quantities  of  pigments  can  yield  any  certain 
nferences  as  to  the  exact  quantities  of  fire-particles  of  various 
grades  composing  a colour.  The  proportions  involved  are,  as  he 
aid  just  above,  inaccessible  even  to  conjecture. 

>8d.  From  these  examples  it  will  be  sufficiently  clear  by  what 
combinations  the  remaining  colours  should  be  represented 
so  as  to  preserve  the  probability  of  the  account.  But  any 
attempt  to  put  these  matters  to  a practical  test  would  argue 
ignorance  of  the  difference  between  human  nature  and  divine, 
namely  that  divinity  has  knowledge  and  power  sufficient  to 
blend  the  many  into  one  and  to  resolve  the  one  into  many, 
but  no  man  is  now,  or  ever  will  be,  equal  to  either  task. 

1 ir paoios  is  commonly  taken  to  mean  green  like  the  leek  (vpaaov),  though 
Aristotle  uses  the  form  7rpaoivos  and  the  substantive  i rpaaiov  means  * hore- 
lound  of  which  two  varieties  are  described  by  Theophrastus,  H.P.  6,  2,  5. 
f green  is  meant,  the  statement  is  not  much  more  surprising  than  that  the 
iddition  of  black  to  red  should  produce  a * bilious  ' colour  (83B).  Democritus 
compounded  -npamvov  of  irop<f>vpovv  (crimson)  and  tcrans  (woad-blue),  Theophr., 
le  sens.  77. 


278 


CO-OPERATION  OF  REASON  AND  NECESSITY 


68E-69A.  Conclusion 

The  second  part  here  ends  with  a reminder  that  it  has  been  con- 
cerned throughout  mainly  with  ‘ what  comes  about  of  Necessity  \ 
We  must  study  necessary  causes,  though  such  study  be  only  a 
sober  amusement,  because  this  is  the  only  way  of  approaching  the 
manifestations  of  rational  purpose  in  Nature.  Happiness  will 
consist  in  apprehending  these  and  conforming  our  own  nature  to 
the  harmony  which  we  find  in  the  universe.  Cf.  47B,  c and  90B. 

68e.  All  these  things,  then,  being  so  constituted  of  necessity, 
were  taken  over  by  the  maker  of  the  fairest  and  best  of  all 
things  that  become,  when  he  gave  birth  to  the  self-sufficing 
and  most  perfect  god ; he  made  use  of  causes  of  this  order 
as  subservient,  while  he  himself  contrived  the  good  in  all 
things  that  come  to  be.  We  must  accordingly  distinguish 
two  kinds  of  cause,  the  necessary  and  the  divine.  The 
divine  we  should  search  out  in  all  things  for  the  sake  of  a 
69.  life  of  such  happiness  as  our  nature  admits  ; the  necessary 
for  the  sake  of  the  divine,  reflecting  that  apart  from  the 
necessary  those  other  objects  of  our  serious  study  cannot  by 
themselves  be  perceived  or  communicated,  nor  can  we  in 
any  other  way  have  part  or  lot  in  them. 


III.  THE  CO-OPERATION  OF  REASON  AND 
NECESSITY 

69A-D.  Recapitulation.  Addition  of  the  mortal  parts  of  soul 

The  third  part  now  opens  with  a brief  recapitulation  of  the  steps 
by  which  the  account  of  the  works  of  Reason  in  the  first  part  led 
us  to  the  same  point  that  we  have  now  reached  once  more,  from 
the  opposite  quarter,  in  the  analysis  of  what  happens  of  Necessity  : 
namely  the  point  of  contact  between  the  individual  soul  and  the 
external  world  in  sensation  and  sense  perception.  In  the  first 
part  the  rational  soul  was  framed  by  the  Demiurge  himself.  The 
second  part  has  analysed  the  bodily  down  to  its  foundation  in 
Space,  the  Receptacle  of  all  becoming,  and  then  built  it  up  again 
by  introducing  the  element  of  regular  geometrical  shape,  imposed 
upon  the  chaotic  motions  and  powers.  The  interaction  of  the 
simple  bodies  so  formed  has  been  described  mainly  in  terms  of 
necessary  causation  with  little  reference  to  rational  design.  The 
third  part  is  now  to  exhibit  the  co-operation  of  Reason  and  Necessity 
in  the  work  of  the  created  gods.  Their  task  is  to  frame  the  mortal 

279 


CO-OPERATION  OF  REASON  AND  NECESSITY  69a-i 

parts  of  the  soul  and  the  bodily  organs  to  house  them.  Hence- 
forward the  interest  of  intelligent  purpose  again  predominates. 
The  distinction  between  the  created  gods  and  the  Demiurge  is  not 
maintained.  Throughout  this  last  part  of  the  dialogue,  the  work 
is  done  sometimes  by  ‘ the  gods  \ sometimes  by  1 the  god  * ; at 
one  place  (71A)  plural  and  singular  are  used  in  the  same  sentence. 
Plato  does  not  seriously  mean  that  the  divine  souls  of  the  stars 
take  an  active  part  in  the  making  of  other  living  creatures.  Their 
creative  function  is  as  mythical  as  that  of  the  Demiurge,  from 
which  it  is  no  longer  kept  distinct. 

69A.  Now  that  the  materials  for  our  building  lie  ready  sorted  1 
to  our  hand,  namely  the  kinds  of  cause  we  have  distinguished, 
which  are  to  be  combined  in  the  fabric  of  our  remaining 
discourse,  let  us  in  brief  return  to  our  starting-point  and 
rapidly  trace  the  steps  that  led  us  to  the  point  from  which 
we  have  now  reached  the  same  position  once  more  2 ; and 

b.  then  attempt  to  crown  our  story  with  a completion  fitting 
all  that  has  gone  before. 

As  was  said  at  the  outset,  these  things  were  in  disorder 
and  the  god  introduced  into  them  all  every  kind  of  measure 
in  every  respect  in  which  it  was  possible  for  each  one  to  be 
in  harmonious  proportion  both  with  itself  and  with  all  the 
rest.  For  at  first  they  were  without  any  such  proportion, 
save  by  mere  chance,3  nor  was  there  anything  deserving  to 
* be  called  by  the  names  we  now  use — fire,  water,  and  the 
rest ; but  all  these  he  first  set  in  order,  and  then  framed 

c.  out  of  them  this  universe,  a single  living  creature  containing 
within  itself  all  living  creatures,  mortal  and  immortal.  Of 
the  divine  he  himself  undertook  to  be  the  maker  4 ; the 
task  of  making  the  generation  of  mortals,  he  laid  upon  his 
own  offspring.  They,  imitating  him,  when  they  had  taken 
over  an  immortal  principle  of  soul,  went  on  to  fashion  for 

1 L.  and  S.  (1927)  cite,  for  the  metaphorical  use  of  8tvAi£a>,  Archyt.,  ap . 
Stob.  3,  I,  108,  SivXioncva  apcra  arro  navros  tw  6varu>  naOtos- 

2 The  4 same  position  ' is  sensation  and  sense-perception,  which  we  reached 
at  the  end  of  the  first  part  (45B-47E),  and  have  now  reached  again  in  the 
concluding  paragraphs  of  the  second  part.  The  expression  is  condensed; 
but  ravrov  can  hardly  bear  any  other  meaning. 

3 The  reference  is  to  those  transient  semblances  of  order  which  might 
occur  without  design  in  the  chaos  described  at  53 a by  the  mere  attraction 
of  like  to  like,  or  in  the  Atomists'  casual  vortices,  or  in  Empedocles'  system 
by  the  elements  rushing  through  one  another  (cf.  Ar.,  Phys.  B4,  196A,  20  ff.). 

4 There  is  no  suggestion  in  the  Greek  avros  of  the 4 lowly  peasant ' (avrovpyos) 
whom  Tr.  (p.  495)  connects  with  4 the  thought  of  God  humbling  Himself  in 
the  service  of  His  creatures 


280 


SEATS  OF  THE  MORTAL  SOUL 


69c.  it  a mortal  body  englobing  it  round  about.1  For  a vehicle 
they  gave  it  the  body  as  a whole,  and  therein  they  built  on 
another  form  of  soul,  the  mortal,  having  in  itself  dread  and 

d.  necessary  affections  : first  pleasure,  the  strongest  lure  of 
evil ; next,  pains  that  take  flight  from  good ; temerity  more- 
over and  fear,  a pair  of  unwise  counsellors  ; passion  hard  to 
entreat,  and  hope  too  easily  led  astray.  These  they  com- 
bined with  irrational  sense  and  desire  that  shrinks  from  no 
venture,2  and  so  of  necessity 3 compounded  the  mortal 
element. 

69D-72D.  The  bodily  seats  of  the  two  mortal  parts  of  the  soul 

The  summary  at  the  end  of  this  section  (72D)  explains  that  it 
is  concerned  with  the  bodily  habitations  of  the  mortal  parts  of  the 
soul  and  the  reasons  why  they  are  situated  in  certain  organs, 
separately  from  the  divine  part  in  the  head.  In  the  earlier  passage 
above  referred  to  (44D-45B),  the  skull  was  described  as  the ' spherical 
body  ’ in  which  the  revolutions  of  the  immortal  soul  were  confined. 
The  head,  containing  the  brain  and  the  divine  part  of  the  soul,  is 
the  human  counterpart  of  the  spherical  body  of  the  universe  con- 
taining the  revolutions  of  the  World-Soul.  The  rest  of  the  human 
body,  as  we  have  just  been  reminded,  was  treated  as  a ‘ vehicle ' 
(fixy/Lia,  44E),  added  because  the  head,  unlike  the  body  of  the 
universe,  requires  to  be  carried  about  from  place  to  place.  So  the 
trunk  and  limbs  were  there  regarded  as  a machine  for  locomotion ; 
and  the  sense-organs  situated  in  the  fore  part  of  the  head,  as 
instruments  enabling  the  soul  to  find  its  way  about.  Only  the 
eyes  were  dealt  with  in  detail.  The  whole  account  was  concerned 
with  soul  and  body  from  the  point  of  view  of  movement. 

But  we  learnt  earlier,  from  the  address  of  the  Demiurge  (42A), 
that  the  implanting  of  the  immortal  soul  in  a body  subject  to 
perpetual  waste  and  repair  would  entail  certain  necessary  conse- 

1 The  head,  the  ‘ spherical  body  ’ in  which  the  revolutions  of  the  immortal 
soul  were  confined  (44D) . The  trunk  and  limbs  were  then  added  as  a ‘ vehicle  ’ 
to  carry  the  head  about.  Cf.  73c,  the  god  moulds  the  brain  containing  ‘ the 
divine  seed  ' into  a spherical  ball  (nepufrepi}  iramraxjj) » and  then  7 repi  rov 
iyK€(f>aXov  avrov  o<f>aipav  ire piero pvevaev  ocrretvTjv  (e)  . 

2 emx^iprjr^  navros  eptDTi.  The  recollection  of  Eros,  the  son  of  Poros, 
avhpctos  tov  teal  Ittjs  teal  avvrovos  ( Symp . 203D)  makes  Tr.'s  ‘ dare-devil  lust  * 
seem  further  from  Plato's  meaning  than  A.-H.'s  ‘ love  that  ventures  all  things  \ 

8 Note  avayKaiajs  here  and  avayKala  nad^pLara  above  (c,  8).  The  words 
echo  the  repeated  references  to  necessity  in  the  parallel  passage  (42 a)  here 
specially  referred  to.  The  body  and  the  concomitant  desires  and  passions 
of  the  mortal  soul  are  a necessary  (indispensable)  adjunct  to  the  immortal 
part,  if  man  is  to  exist  on  earth.  Limited  by  this  necessity,  the  gods  have 
now  to  establish  the  mortal  soul,  as  best  they  can,  in  suitable  organs. 

281 


HEART  AND  LUNGS  69d-72d 

quences : sensation  and  perception,  due  to  ‘ violent  affections ' 
from  without,  pleasure  and  pain  combined  with  desire,  fear  and 
anger  and  many  other  feelings  and  emotions,  which  would  need 
control.  These  ‘ necessary  affections  * have  now  to  be  further 
considered.  Sensation  has  already  been  exhaustively  treated  in  the 
second  part ; pleasure  and  pain,  as  * common  affections  of  the 
whole  body  ',  were  analysed  before  the  special  senses  were  taken  in 
detail  (64A-65B).  It  remains  to  specify  the  bodily  seats  of  the 
emotions  and  of  the  appetites  connected  with  nutrition.  These 
are  housed  in  the  organs  inside  the  trunk  : heart,  lungs,  belly, 
liver,  spleen,  etc.  The  position,  structure,  and  functions  of  these 
organs  are  described,  not  from  a physiological  standpoint,  but  in 
relation  to  the  feelings  and  appetites  of  the  two  inferior  parts  of 
the  soul.  The  emphasis  falls  on  the  purposes  they  serve  as  the 
seats  of  feelings  and  desires  that  contribute  to  moral  conduct ; 
little  is  said  about  their  behaviour  as  indispensable  means  to  the 
preservation  of  physical  life. 

Two  groups  of  organs  corresponding  to  the  mortal  parts  of  the  soul. 
— The  organs,  accordingly,  are  taken  in  two  groups,  separated  by 
the  diaphragm,  corresponding  to  the  higher  and  lower  parts  of 
the  mortal  soul  already  distinguished  in  the  Republic. 

69D.  Now  fearing,  no  doubt,  to  pollute  the  divine  part  on  their 
account,  save  in  so  far  as  was  altogether  necessary,  they 
e.  housed  the  mortal  apart  from  it  in  a different  dwelling-place 
in  the  body,  building  between  head  and  breast,  as  an  isthmus 
and  boundary,  the  neck,  which  they  placed  between  to  keep 
the  two  apart.  In  the  breast,  then,  and  the  trunk  (as  it  is 
called)  they  confined  the  mortal  kind  of  soul.  And  since 
part  of  it  has  a nobler  nature,  part  a baser,  they  built  another 
partition  across  the  hollow  of  the  trunk,  as  if  marking  off 
the  men's  apartment  from  the  women's,  and  set  the  midriff 
as  a fence  between  them. 

The  Spirited  part  situated  in  the  heart.  The  lungs. — Above  the 
diaphragm  are  the  heart  and  lungs.  The  heart  is  the  seat  of  the 
Spirited  element  (to  BvfioeideQ , Bv/aog),  which  answered  to  the  lower 
class  of  guardians  in  Plato's  commonwealth,  the  garrison  or  standing 
army,  subordinate  to  the  philosophic  rulers  and  embodying,  with 
their  characteristic  virtue  of  manly  courage  (dvdgela),  the  element 
of  force  in  government.  They  were  mentioned  in  Socrates' 
recapitulation  at  17D. 

70A.  That  part  of  the  soul,  then,  which  is  of  a manly  spirit  and 
ambitious  of  victory  they  housed  nearer  to  the  head,  between 

282 


I HEART  AND  LUNGS 

fOA.  the  midriff  and  the  neck,  that  it  might  be  within  hearing  of 
the  discourse  of  reason  and  join  with  it  in  restraining  by 
force  the  desires,  whenever  these  should  not  willingly  consent 
to  obey  the  word  of  command  from  the  citadel.1  The  heart, 
b.  then,  the  knot  of  the  veins  and  the  fountain  of  the  blood 
which  moves  impetuously  round  throughout  all  the  members,2 
they  established  in  the  guardroom,  in  order  that,  when  the 
spirit  should  boil  with  anger  at  a message  from  reason  that 
some  act  of  wrong  is  taking  place  in  the  members,  whether 
coming  from  outside  or,  it  may  be,  from  the  desires  within, 
then  every  sentient  part  of  the  body  should  quickly,  through 
all  the  narrow  channels,  be  made  aware  of  the  commands 
and  threats  and  hearken  with  entire  obedience,  and  so 
suffer  the  noblest  part  to  be  leader  among  them  all. 

Aristotle  (de  anim . 403a,  19),  illustrating  how  soul  is  related  to 
body  as  form  to  matter,  gives  anger  as  an  example  : the  dialectician 
will  define  anger  as  desire  for  retaliation  ; the  physicist  will  describe 
the  material  aspect,  ‘ a boiling  of  the  blood  or  heat  3 * * * * 8 in  the  region 
of  the  heart  ’.  The  two  aspects  are  combined  in  Plato’s  description. 
The  rational  part,  as  the  headquarters  of  sense-perception,  first 
becomes  aware  that  an  act  of  wrong  is  taking  place  in  some  region 
of  the  body.  It  sends  down  a message  to  the  spirited  element  in 
the  heart.  Then  the  blood  begins  to  boil  and  rush  outwards 
through  all  the  veins,  so  conveying  to  all  the  fleshy  parts  the 
impulse  to  quell  the  disturbance. 

70c.  Moreover,  for  the  throbbing  of  the  heart  when  danger  is 
foreseen  or  anger  aroused,  foreseeing  that  all  such  swelling 
of  passion  would  come  to  pass  by  means  of  fire,  they  devised 
a relief  by  implanting  the  structure  of  the  lung,  soft  and 
bloodless  and  moreover  perforated  within  by  cavities  like  a 

1 The  comparison  of  the  intelligence  in  the  brain  to  a sacred  image  set  up 
in  the  acropolis  of  the  body  is  attributed  to  Hippocrates  in  the  Anec.  Med. 
edited  by  Fuchs.  Wellmann  (Fr.  d.  gr.  Aerzte,  p.  19)  thinks  it  may  have 
occurred  in  a lost  Hippocratic  work. 

2 Cf.  [Hippocr.]  7r.  Kaph tys,  7 : the  great  artery  and  the  thick  vein  are  the 

fountains  of  man's  nature,  and  the  rivers  by  which  the  body  is  watered. 

They  carry  the  life  of  man,  and  if  they  are  dried  up,  he  dies.  From  the  many 

points  of  contact  between  this  treatise  and  Plato  and  Diodes,  Wellmann 

concludes  that  it  was  written  under  the  influence  of  the  Sicilian  medical 

school  and  in  particular  of  Philistion  (ibid.,  107). 

8 According  to  7 r.  Kaphirjs,  6,  the  * innate  fire  ' (cpufrvrov  7 rvp)  is  seated  in 
the  left  ventricle  of  the  heart,  together  with  the  intelligence  (yvd>pL7j)  which 
rules  the  rest  of  the  soul  (10).  The  blood  is  not  naturally  warm,  as  some 
suppose  (12). 


283 


69d-72d 


BELLY,  LIVER,  SPLEEN 

Plato  has  transferred  the  function  of  rational  thought  to  the 
immortal  xpvxV  lodged  in  the  head.  His  dv/adg  covers  a much 
restricted  field  of  consciousness  ; it  is  now  a part  of  the  soul,  no 
longer  a material  substance  ; but  it  is  still  housed  in  the  chest,  its 
fury  is  the  boiling  of  the  blood,  and  it  is  mortal.  The  lungs  are 
falsely  described  as  bloodless.1  They  receive  the  breath  (which 
they  dispense  to  the  body,  84D)  and  some  of  the  liquid  we  drink ; 
but  their  function  emphasised  in  this  context  is  merely  to  serve 
as  a buffer  for  the  throbbing  heart  and  to  cool  it  down,  dvfiog  is 
now  more  closely  associated  with  the  blood  than  with  the  breath ; 
its  seat  is  the  heart,  rather  than  the  lungs. 

The  Appetitive  part  situated  in  the  belly . The  liver  and  the  spleen . 
— Below  the  diaphragm,  the  stomach  is  compared  to  a manger,  to 
which  the  lower  mortal  part,  the  appetitive,  is  tethered  like  a 
stalled  beast.  Its  region,  extending  as  far  down  as  the  navel,  is  also 
tenanted  by  the  liver  and  the  spleen,  for  which  relevant  functions 
have  to  be  provided.  These  have  no  connection  with  the  physical 
function  of  the  appetitive,  namely  nutrition. 

70D.  That  part  of  the  soul  whose  appetite  is  set  on  meat  and 
drink  and  all  that  it  has  need  of  for  the  sake  of  the  body’s 
nature,  they  housed  between  the  midriff  and  the  boundary 

e.  towards  the  navel,  constructing  in  all  this  region  as  it  were 
a manger  for  the  body’s  nourishment.  There  they  tethered 
it  like  a beast  untamed  but  necessary  to  be  maintained 
along  with  the  rest  if  a mortal  race  were  ever  to  exist. 
Accordingly,  they  stationed  it  here  with  the  intent  that, 
always  feeding  at  its  stall  and  dwelling  as  far  as  possible 
from  the  seat  of  counsel,  it  might  cause  the  least  possible 
tumult  and  clamour  and  allow  the  highest  part  to  take 
71.  thought  in  peace  for  the  common  profit  of  each  and 
all. 

And  because  they  knew  that  it  would  not  understand  the 
discourse  of  reason  and  that,  even  if  it  should  somehow 
become  aware  of  any  such  discourse,  it  would  not  be  in  its 
nature  to  take  any  heed,  whereas  it  would  most  readily  fall 
under  the  spell  of  images  and  phantoms  both  by  night  and 
by  day,  the  god,  designing  to  gain  this  very  influence,2 

1 Aristotle's  remark  that  those  who  imagine  the  lung  to  be  bloodless  are 
deceived  by  the  observation  of  lungs  removed  from  animals  under  dissection, 
the  blood  having  all  escaped  (H.  A.  496^,  5),  is  directed  against  the  Sicilian 
school,  whom  Plato  is  following. 

2 The  interpretation  of  rovrto  8eos  emfiovXcvoas  avrco  is  doubtful : * lay 
in  wait  for  this  same  weakness'  (Tr.).  But  the  analogy  of 

286 


BELLY,  LIVER,  SPLEEN 

71.  formed  the  liver  and  set  it  in  the  creature's  dwelling-place, 

b.  and  contrived  that  it  should  be  a substance  close  in  texture, 
smooth  and  bright,  possessing  both  sweetness  and  bitterness. 
The  purpose  was  that  the  influence  proceeding  from  the 
reason  should  make  impressions  of  its  thoughts  upon  the 
liver,  which  would  receive  them  like  a mirror  and  give  back 
visible  images.  This  influence  would  strike  terror  into  the 
appetitive  part,  at  such  times  as,  taking  a part  in  keeping 
with  the  liver's  bitterness,  it  threatens  with  stern  approach  1 ; 
swiftly  suffusing  this  bitterness  throughout  the  liver,  it 
would  cause  bilious  colours  2 to  appear  thereon  ; make  it 
all  rough  and  wrinkled  by  contraction  ; and  as  it  shrinks  and 

c.  bows  down  the  lobe,  obstructs  the  vessels,  and  closes  the 
entrance,  produce  pain  and  nausea.  Sometimes,  again, 
when  some  inspiration  of  gentleness  from  the  mind  delineates 
semblances  of  the  contrary  sort,  it  gives  rest  from  the  bitter- 
ness, because  it  will  not  stir  up  or  have  dealings  with  a nature 
contrary  to  its  own  ; rather,  using  towards  it  a sweetness  of 
like  nature  to  the  sweetness  in  the  liver  itself,3  and  setting 


t,  etc.,  suggests  that  tovtw  aurw  may  mean  the  exercising  of  ^u^aycuyta, 
the  last  thing  mentioned.  Note  the  vagueness  of  8eos  following  the  plural 
ctSorcs  at  the  beginning  of  the  sentence. 

1 I suggest  that  xp may  mean  something  like  ' playing  a role  * 
and  rrjs  7TiKpoT7jTos  be  governed  by  ovyycvei.  This  would  account  for  ovyyevei 
agreeing  with  fiepet,  not  with  ttu<p6t7)tos,  and  for  the  position  of  the  clause 
before  ^aAon?  irpooevcxOeioa  dneiXf}  which  describes  the  role  in  question. 
A.-H.'s  ‘ making  use  of  the  bitter  element  akin  to  its  own  dark  nature  ' gives 
an  unnatural  sense  to  fiepei  rijs  7nKporr)Tos ■ Tr.’s  ‘ availing  itself  in  some 
measure  of  this  congenital  bitterness  ’ is  hardly  a fair  paraphrase  of  words 
which,  taken  literally  in  this  way,  mean  * availing  itself  of  a congenital  part 
of  the  bitterness  as  if  other  parts  were  not  congenital ; and  the  word  ‘ part  ’ 
seems  superfluous.  I cannot  find  the  phrase  pepa  xPVa^ai  elsewhere  in  the 
sense  of  partes  agere  ; but  ayyeXov  pepas  (A gam.  291),  * turn  of  duty  as 
messenger  ' (L.  and  S.),  to  €p.ov  fiepos,  etc.,  mean  the  part  taken  in  some 
action,  office,  function  {partes  — munus),  and  xPVa^al  TeX*7?  means  to  exercise 
a trade,  pepos  seems  appropriate  here  because  to  threaten  is  only  one  of 
two  parts  that  the  influence  can  play,  and  the  word  suggests  * exercising  a 
part  of  its  function  which  is  in  keeping  . . .' 

a Cf.  83B  for  the  meaning  of  ‘ bilious  colour  '. 

8 I understand  yXvKvrr)Ti  rfj  kcit  ckclvo  ( yXvKvnjn)  avfx<f>VT<p  rrpos  avro  XP eo/xcMiy 
because  this  phrase  seems  parallel  to  nepci  rrjs  mKpo'rqros  XPWP t€v1?  crvyytvcl  above. 
yXvKvs  from  Homer  onwards  denotes  a quality  of  persons.  Or  we  may 
understand  with  A.-H.  that  the  influence  uses  upon  the  liver  the  sweetness 
which  permeates  it  and  is  akin  to  (the  sweetness  of)  the  influence  itself. 
Since  the  bitterness  of  the  liver  has  just  been  called  ‘ a nature  cqntrary  to  * 
that  of  the  influence,  I agree  with  A.-H.  that  there  is  nothing  ridiculous  in 
this  interpretation.  In  any  case  it  is  expressed  or  implied  that  use  is  made 
of  the  bitterness  or  sweetness  in  the  liver  itself. 

287 


DIVINATION 


69d-72d 


71D.  it  right  till  all  is  straight  and  smooth  and  free,  it  makes 
that  part  of  the  soul  that  dwells  in  the  region  of  the  liver  1 
to  thrive  in  well-being  and  gentleness  of  mood,  and  by  night 
to  pass  its  time  in  the  sober  exercise  of  divination  by  dreams, 
since  it  had  no  part  in  rational  discourse  and  understanding. 
For  our  makers  remembered  their  father's  injunction  to 
make  the  mortal  race  as  perfect  as  possible,  and  they  tried 
to  set  even  the  baser  part  of  us  on  the  right  path  in  this  way, 
by  establishing  the  seat  of  divination  in  this  part,  that  it 
E.  might  have  some  apprehension  of  reality  and  truth. 

That  divination  is  the  gift  of  heaven  to  human  unwisdom 
we  have  good  reason  to  believe,  in  that  no  man  in  his  normal 
senses  deals  in  true  and  inspired  divination,  but  only  when 
the  power  of  understanding  is  fettered  in  sleep  or  he  is 
distraught  by  some  disorder  or,  it  may  be,  by  divine  posses- 
sion. It  is  for  the  man  in  his  ordinary  senses  to  recall  and 
construe  the  utterances,  in  dream  or  in  waking  life,  of 
72.  divination  or  possession,  and  by  reflection  to  make  out  in 
what  manner  and  to  whom  all  the  visions  of  the  seer  betoken 
some  good  or  ill,  past,  present,  or  to  come.  When  a man 
has  fallen  into  frenzy  and  is  still  in  that  condition,  it  is  not 
for  him  to  determine  the  meaning  of  his  own  visions  and 
utterances  ; rather  the  old  saying  is  true,  that  only  the 
sound  in  mind  can  attend  to  his  own  concerns  and  know 
himself.  Hence  it  is  the  custom  to  set  up  spokesmen  to 
b.  pronounce  judgment  on  inspired  divination.  These  are 
themselves  given  the  name  of  diviners  2 by  some  who  are 
quite  unaware  that  they  are  expositors  of  riddling  oracle  or 
vision  and  best  deserve  to  be  called,  not  diviners,  but  spokes- 
men of  those  who  practise  divination. 

This,  then,  is  the  reason  why  the  liver  has  such  a nature 
and  situation  as  we  have  described  : it  is  for  the  sake  of 
divination.  So  long  as  any  creature  is  yet  alive  the  indica- 

1 This  phrase  might  support  Galen’s  often  repeated  assertion  that  Plato 
regards  the  liver  as  the  seat  of  the  appetitive  part  (e.g.  Hipp.  et  Plat.  569  ; 
V.P.  iv,  13;  in  Tim.  10  Dar.  11  Schroder). 

* ' Prophet  ’ would  be  a more  natural  word ; but  Plato  restricts  7Tpo<f>rjT7)s  to 
its  proper  sense  (‘  spokesman’).  Apollo  was  both  pAvns  and  Jtdy  77/50^177179; 
but  Plato  associates  the  word  pavris  with  pavla,  the  divine  madness  of 
Phaedrus  244B,  contrasted  with  the  uninspired  augury  which  draws  inferences 
from  observed  omens.  This  rational  procedure  he  calls  oitoviarucf,  not 
fiavrucj,  and  it  is  comparable  with  the  business  of  the  interpreter.  Euripides 
(frag.  973)  Jiad  written  * the  best  diviner  (jiAvtis)  is  he  who  makes  a good 
guess  ’,  and  Antiphon  ( Vors . 8oa,  9)  is  said  to  have  defined  /iamq  as  av9pu> nov 
<f>povifxov  €LKaap,os.  Plato  may  here  be  thinking  of  such  misuses  of  the 
word  navris-  Cf.  Plut.,  def.  orac.  432c. 

288 


DIVINATION 


72  b.  tions  given  by  such  an  organ  are  comparatively  clear  1 ; but 
deprived  of  life  it  becomes  blind  and  its  signs  are  too  dim 

c.  to  convey  any  certain  meaning. 

Commentators  who  do  not  believe  in  divination  have  exaggerated 
what  Archer-Hind  calls  ‘ the  keen  irony  pervading  the  whole ’ of 
the  passage  describing  it  as  the  gift  of  heaven  to  human  unreason. 
It  is  true,  no  doubt,  that  Plato  despised  diviners  like  Euthyphro, 
and  that  he  ranks  the  seer  low  in  the  hierarchy  of  incarnations  at 
Phaedrus  248D.  On  the  other  hand,  the  seer  is  there  placed  fifth, 
above  all  poets,  artists,  and  craftsmen  ; and  Socrates’  earlier 
rhapsody  (244B)  which  classifies  inspired  prophecy  with  poetry, 
love,  and  philosophy  itself  as  forms  of  ‘ divine  madness  ’ should 
not  be  forgotten.  It  is  possible  to  combine  a sincere  respect  for 
traditional  religion  with  a low  opinion  of  its  average  professors. 

Except  for  the  passing  dismissal  of  omens  from  the  entrails  of 
sacrificial  victims,  the  whole  account  is  confined  to  divination  by 
dreams  and  visions.  An  earlier  doctrine,  which  there  is  some 
reason  to  call  Orphic,  had  attributed  revelation  of  the  future  in 
dreams  to  the  divine  and  immortal  soul,  which  is  not  the  seat  of 
normal  waking  consciousness  (Pindar,  frag.  131).  Aristotle  (n.  (pdoa. 
frag.  10)  says  that  one  source  of  our  belief  in  the  gods  is  the  inspira- 
tions and  divinations  of  the  soul  in  sleep.  The  soul  then  ' comes 
to  be  by  itself  ’,  recovers  its  proper  nature,  and  divines  and  foretells 
the  future.  It  is  also  in  this  condition  when  it  is  in  the  act  of 
being  separated  from  the  body  at  death.  Thus  in  Homer  Patroclus 
fore+r'n  the  death  of  Hector,  and  Hector  the  death  of  Achilles. 

o,  refers  to  this  belief  in  the  mantic  power  of  the  soul  at  the 
moment  of  dying  (Aftol.  39c  and  Phaedo  85B).  In  our  passage, 
however,  the  view  is  different.  The  seer  who  has  the  visions  is 
not  the  divine  and  immortal  part,  but  the  irrational  and  appetitive, 
which  receives  warnings  and  admonitions,  in  these  symbolic  images, 
from  the  reason,  and  requires  the  aid  of  the  reason’s  waking 
reflection  to  interpret  them. 

The  next  paragraph  describes  the  spleen  as  a useful  adjunct  to 
the  liver,  just  as  the  lung  was  treated  as  a buffer  for  the  heart. 

72c.  Again,  the  structure  of  the  neighbouring  organ  and  its 
position  on  the  left  are  for  the  sake  of  the  liver,  to  keep  it 
always  bright  and  clean,  like  a napkin  provided  to  wipe  a 

1 The  words  €Kaorov  to  toiovtov  seem  intended  to  include  the  corresponding 
organ  in  any  (non-human)  creature  ; for  the  rest  of  the  sentence  dismisses 
divination  from  the  appearance  of  the  liver  in  sacrificed  animals,  although 
their  dream  images  could  not  be  due  to  any  influence  from  reason,  which 
they  do  not  possess. 


28q 


SUMMARY 


72d-73a 


72c.  mirror  and  always  laid  ready  beside  it.  So,  when  any 
impurities  arise  in  the  region  of  the  liver  from  bodily  dis- 
orders, they  are  all  purged  away  and  absorbed  by  the  spleen, 
whose  texture  is  not  close,  since  it  has  cavities  not  containing 

d.  blood.  Hence,  when  it  is  filled  with  these  offscourings,  it 
waxes  swollen  and  festered,  and,  when  the  body  is  purged, 
subsides  again  and  is  reduced  to  its  former  state. 

72D-73A.  Summary  and  transition  to  the  rest  of  the  body 

The  following  paragraph  notes  that  we  have  so  far  been  con- 
cerned with  the  special  habitations  of  the  two  mortal  parts  of  the 
soul,  as  distinct  from  the  divine  part  situated  in  the  head.  The 
heart  and  lungs  in  the  upper  region,  the  belly,  liver,  and  spleen  in 
the  lower,  have  been  treated  as  the  seats  of  emotions  and  of  the 
desire  for  food,  with  comparatively  little  reference  to  what  we 
should  call  their  physiological  functions.  We  are  next  to  consider 
' the  remainder  of  the  body  >.1  This  phrase  covers,  in  the  first 
place,  the  rest  of  the  contents  of  the  trunk  (as  opposed  to  the 
limbs),  namely  the  viscera  below  the  navel,  which  was  the  lower 
boundary  of  the  appetitive.  Their  utility  to  the  soul  is  stated, 
and  the  discourse  then  proceeds,  without  further  preface,  to  ' the 
remainder  of  the  body  ' in  a wider  sense. 

72D.  Concerning  the  soul,  then,  we  have  stated  what  part  of  it  is 
mortal  and  what  divine,  and  where,  in  what  company,  and 
for  what  reasons  the  two  are  housed  apart.  We  could 
confidently  assert  that  our  account  is  the  truth  only  if  it 
were  first  confirmed  by  heaven  ; but  that  it  is  the  probable 
account  we  may  venture  to  say  now,  and  still  more  on 
further  consideration.  Let  that  claim,  then,  be  taken  as 
made. 

e.  The  next  part  of  our  task  must  be  pursued  on  the  same 
principles  : this  was  the  manner  in  which  the  remainder  of 
the  body  came  to  be.2  Now  the  design  that  would  most 

1 Tr.  (p.  517)  objects  to  this  translation,  and  renders  : ‘ it  remains  to  tell 
how  the  body  was  made  \ ‘We  have  \ he  says,  ‘ not  yet  heard  about  any 
part  of  the  body  jj  yiyove,  but  only  o£  evena  yeyov e.  ’ But  the  next  sentences 
proceed  to  describe  the  purpose  (not  the  manner)  of  the  formation  of  the  lower 
viscera  (not  the  body  as  a whole) , on  precisely  the  same  lines  as  the  foregoing 
section  ; and  the  subsequent  paragraphs  do  not  go  back  to  heart,  lungs, 
liver,  etc.,  and  tell  us  how  they  were  made,  but  deal  with  other  parts  of  the 
body,  bones,  flesh,  etc.,  whose  purpose  has  not  yet  been  described. 

* The  reference  of  jjv  is  to  61  c,  ‘ we  have  not  yet  described  the  formation 
of  flesh  and  all  that  belongs  to  it,  or  the  mortal  part  of  the  soul ' (so  A.-H.), 
not,  as  Tr.  suggests,  to  69c,  6,  which  is  part  of  a summary  of  statements 
already  made,  with  no  suggestion  of  any  task  still  to  be  performed.  The 

290 


MAIN  STRUCTURE  OF  THE  BODY 

72E.  fittingly  account  for  its  construction  would  be  this.  The 
framers  of  mankind  knew  what  would  be  our  intemperance 
in  meat  and  drink  and  that,  out  of  gluttony,  we  should  use 
far  more  than  the  moderate  or  necessary  amount.  Accord- 
ingly, to  make  provision  against  the  danger  that  disease 
should  bring  swift  destruction  and  the  mortal  race  should 
73.  forthwith  come  to  an  end  in  immaturity,  they  appointed  the 
lower  belly  (as  it  is  called)  as  a receptacle  to  hold  the  super- 
fluity of  food  and  drink,  and  wound  the  bowels  round  in 
coils,  in  order  that  the  nourishment  should  not  pass  so 
quickly  through  as  to  constrain  the  body  to  crave  fresh 
nourishment  too  soon,  and  thus  making  it  insatiable  render 
all  mankind  incapable,  through  gluttony,  of  all  cultivation 
and  philosophy,  deaf  to  the  command  of  the  divinest  part 
of  our  nature. 

Aristotle  similarly  explains  the  gluttonous  appetite  of  fishes  by 
the  straightness  of  their  intestine,  which  allows  the  food  to  pass 
through  too  rapidly  for  complete  digestion.  Dr.  Ogle  observes 
that  an  abnormally  short  gut  is,  in  fact,  a sufficient  cause  for  a 
ravenous  appetite.1  Plato  emphasises  the  coiling  of  the  bowels  as 
the  one  feature  designed  for  the  sake  of  the  higher  interests  of  the 
soul,  passing  lightly  over  their  ‘ necessary  1 functions. 

73B-76E.  The  main  structure  of  the  human  frame 

In  the  above  account  of  the  two  mortal  parts  of  the  soul  and 
their  habitations,  the  most  striking  point  is  that  the  appetitive 
element  appears  to  be  restricted  to  desires  connected  with  nutrition, 
to  the  exclusion  of  reproduction.2  In  the  machinery  of  the  myth, 
the  creation  of  the  sexual  parts  and  of  the  desire  for  intercourse  is 
postponed  until  the  whole  account  of  the  human  body  is  complete 
and  the  moment  comes  for  the  less  satisfactory  men  to  be  rein- 
carnated as  women  (90E).  This  is  not  to  be  taken  as  historical 
fact ; we  are  not  to  suppose  that  there  ever  existed  a generation 
of  men  before  there  were  any  women  or  lower  animals.  Indeed, 
we  have  more  than  once  been  told  that  eQcog  is  a necessary  con- 

avro  in  the  next  sentence  obviously  cannot  mean  the  body  as  a whole  (to  too 
aco/xaros),  which  was  not  designed  for  the  purpose  mentioned  ; it  must  there- 
fore refer  to  to  tov  odofiaros  emAonrov. 

1 De  part.  anim.  675a,  20,  trans.  Ogle.  Tr.  also  quotes  de  gen.  anim.  717 a,  20. 

2 Unless  this  is  included  among  the  appetites  for  * meat  and  drink  and  all 
that  the  soul  has  need  of  for  the  sake  of  the  body’s  nature  * , 70D.  Cf.  Laws 
782D  : with  mankind  all  things  depend  on  three  needs  and  desires  : the 
desires  for  food  and  drink,  which  date  from  birth,  and  thirdly  sexual  desire, 
which  emerges  later.  All  three  are  there  called  voorj^ara. 


MAIN  STRUCTURE  OF  THE  BODY  73b-76e 

stituent  of  the  mortal  soul  (42A,  69D).  We  are  left  to  conjecture 
the  reasons  for  this  curious  plan.  It  is  not  enough  to  say  that 
differences  of  sex  are  postponed  because  the  whole  account  of  the 
human  soul  and  body  applies  equally  to  men  and  women,  though 
this  may  be  true.  If  that  were  all,  there  would  still  be  no  reason 
against  recognising,  as  a part  of  the  appetitive  element,  the  desire 
for  intercourse  and  reproduction,  which  is  after  all  common  to 
both  sexes. 

A clue  may,  perhaps,  be  found  in  the  next  paragraph,  which  tells 
us  that  the  seed,  the  physical  vehicle  for  the  transmission  of  life, 
belongs  to  a different  system  of  organs.  The  seed  is  a part  of  the 
marrow,  which  extends  from  the  head  (where  it  forms  the  brain) 
throughout  the  whole  length  of  the  spine  ; this  is  once  more  clearly 
stated  at  91A,  b.  The  marrow  is  the  fundamental  substance  ; in 
it  are  fastened  the  very  bonds  of  life,  the  roots  of  every  part  of  the 
soul.  Moreover,  a portion  of  it,  the  brain,  is  the  seat  of  the 
immortal  element  in  the  soul.  The  seed  is  the  means  by  which 
the  living  creature  attains  to  such  immortality  as  the  mortal  can 
have  by  perpetuating  its  race  in  generation.  Sexual  desire,  as 
Diotima  explains  in  the  Symposium , is  only  the  lowest  form  of  the 
passion  for  immortality.1  At  a higher  level  the  satne  energy  finds 
an  object  in  fame  after  death,  for  which  men  will  sacrifice  life 
itself  ; and  higher  still  Eros  becomes  the  passion  for  wisdom, 
philosophy,  whereby  the  soul  may  regain  the  pristine  purity  of  its 
divine  nature.  In  contrast  with  modern  doctrines  of  sublimation, 
Plato  regards  the  highest  form  of  desire  as  primitive  and  essential ; 
the  lower  forms  exist  only  at  levels  to  which  the  soul  is  fated  to 
sink  when  incarnate  in  a mortal  body.  The  whole  doctrine  is 
briefly  resumed  at  90 b,  c,  before  any  mention  is  made  of  the 
organs  of  sex  and  of  the  channel  provided  for  the  seed.  Regarded 
in  this  light  as  the  passion  for  immortality  in  all  its  forms,  Eros 
could  not  be  treated  as  merely  an  element  in  the  appetitive  part. 
Its  physical  medium,  the  seed,  does  not  belong  to  the  sexual  organs, 

1 Laws  72  ib  briefly  repeats  the  doctrine  put  into  Diotima's  mouth  at 
Symposium  207  ff.  Aristotle  follows,  de  anim.  415a,  26  : * It  is  the  most 
natural  function  in  all  living  things  to  reproduce  their  species  ; animal 
producing  animal  and  plant  plant,  in  order  that  they  may,  so  far  as  they 
can,  share  in  the  eternal  and  the  divine.  For  it  is  that  which  all  things 
yearn  after,  and  that  is  the  final  cause  of  all  their  natural  activity.  . . . 
Since,  then,  individual  things  are  incapable  of  sharing  continuously  in  the 
eternal  and  the  divine,  because  nothing  in  the  world  of  perishables  can  abide 
numerically  one  and  the  same,  they  partake  in  the  eternal  and  divine,  each 
in  the  only  way  it  can,  some  more,  some  less.  That  is  to  say,  each  persists, 
though  not  in  itself,  yet  in  a representative  which  is  specifically,  not  numeri- 
cally, one  with  it  * (trans.  Hicks).  Also  de  gen.  anim.  11,  i. 

292 


MARROW,  SEED,  BRAIN 

which  merely  provide  an  outlet  and  a receptacle.  As  actually  a 
part  of  the  marrow,  it  is  continuous  with  the  brain,  the  seat  of  the 
immortal  and  divine  part. 

The  marrow,  seed,  and  brain. — Starting  from  the  marrow,  we  are 
now  to  have  a more  systematic  description  of  the  human  frame. 
The  skeleton  is  a bony  shield  protecting  the  marrow,  and  itself 
protected  by  the  flesh  and  skin.  Thus  the  whole  body  is  regarded 
as  a vessel  with  successive  layers,  guarding  at  its  core  the  substance 
in  which  the  bonds  of  life  are  secured. 

73B.  With  bone,  flesh,  and  all  substances  of  that  sort  the  case 
stands  thus.  The  starting-point 1 for  all  these  was  the 
formation  of  the  marrow,  for  the  bonds  of  life,  so  long  as 
the  soul  is  bound  up  with  the  body,  were  made  fast  in  it  as 
the  roots  of  the  mortal  creature ; while  the  marrow  itself  is 
formed  of  other  things.  The  god  set  apart  from  their  several 
kinds  those  triangles  which,  being  unwarped  and  smooth, 
were  originally  able  to  produce  fire,  water,  air,  and  earth  of 

c.  the  most  exact  form.2  Mixing  these  in  due  proportion  to 
one  another,  he  made  out  of  them  the  marrow,  contriving 
thus  a mixture  of  seeds  of  every  sort  for  every  mortal  kind. 
Next  he  implanted  and  made  fast  therein  the  several  kinds 
of  souls  ; also  from  the  first,  in  his  original  distribution,  he 
divided  the  marrow  into  shapes  corresponding  in  number 
and  fashion  to  those  which  the  several  kinds  were  destined 
to  wear.  And  he  moulded  into  spherical  shape  the  plough- 
land, as  it  were,  that  was  to  contain  the  divine  seed  ; and 

d.  this  part  of  the  marrow  he  named  ‘ brain  ’ ,3  signifying  that, 
when  each  living  creature  was  completed,  the  vessel  contain- 
ing this  should  be  the  head.  That  part,  on  the  other  hand, 
which  was  to  retain  4 the  remaining,  mortal,  kind  of  soul  he 
divided  into  shapes  at  once  round  and  elongated,  naming 

does  not  mean  that  marrow  is  the  fundamental  stuff  in  the  com- 
position of  all  the  other  tissues,  as  Tr.  supposes  (pp.  518,  531).  Bone  is 
steeped  in  it  (73E),  but  there  is  no  marrow  in  flesh  (74c). 

2 No  physical  bodies  in  the  visible  world  of  becoming  can  have  the  exact 
perfection  of  the  surfaces  and  solids  of  mathematics.  This  is  one  of  the 
limiting  conditions  which  prevent  the  works  of  Reason  from  reaching  ideal 
perfection.  The  triangles  composing  the  surfaces  of  visible  and  tangible 
bodies  are  only  copies  of  the  triangles  whose  construction  was  described  earlier. 

8 ‘ Brain  * (< iyK€<j>aXov ) because  ‘ in  the  head  ' {h>  K€<f>aXfj). 

4 Kad^eiv  (so  Tr.).  At  74B  the  bones  which  contain  marrow  are  called 
tfju/wxa.  The  marrow  is  the  life-substance  in  which  all  parts  of  the  soul  are 
rooted  ; but  it  is  the  actual  seat  only  of  the  immortal  part.  The  mortal  part 
is  located  elsewhere,  in  heart  and  belly,  and  only  linked  to  the  marrow  by 
anchor-cables. 

203 


MARROW,  SEED,  BRAIN  73b-76e 

73D.  them  all  ‘ marrow  \1  From  these,  as  if  from  anchors,  he 
put  forth  bonds  to  fasten  all  the  soul ; and  now  began  to 
fashion  our  whole  body  round  this  thing,2  first  framing 
round  the  whole  of  it  a solid  shield  of  bone. 

The  sentence  describing  the  formation  of  the  marrow  is  of  doubtful 
meaning.  Taylor  translates  : 

‘ Thus  he  devised  a universal  seed  for  all  mortality  (navctneQfxiav 
navrl  dvrjxco  yivet),  fashioning  the  marrow  from  these ' (i.e. 
selected  triangles).  ‘ Next  he  implanted  the  varieties  of  soul  (ra 
rojv  yw%ajv  yevrj)  in  it  and  bound  them  fast  there  ; also  in  the  first 
original  distribution  he  divided  the  marrow  itself  into  shapes 
answering  in  number  and  quality  to  the  several  varieties ' (‘  sc. 
the  different  “patterns”  (eLdrj)  or  “parts”  in  the  soul1). 

On  this  interpretation  (which  is  that  of  most  editors)  the  whole 
sentence  refers  only  to  the  human  soul  and  marrow.  But  certain 
phrases  are  difficult  to  understand  unless  we  adopt  the  view  sug- 
gested in  Rivaud’s  translation  that  the  marrow  contains  seeds  of  all 
sorts  for  every  mortal  kind  (of  animal),  the  roots  of  the  kinds  of  souls 
(plural)  3 of  beasts  as  well  as  of  man,  and  a ‘ preformist ' determina- 
tion of  the  various  shapes  (types  of  body)  which  the  souls  of  all 
those  species  (eldrj)  were  destined  to  wear*  This  interpretation 
accounts  for  the  rather  emphatic  phrase  4 from  the  first,  in  his 
original  distribution  \ Provision  was  thus  made  in  this  funda- 
mental substance  for  what  is  mythically  represented  later  (91)  as 
a degeneration  of  the  male  human  type  into  woman  and  the  lower 
animals.  These  last  fall  into  three  main  classes — land  animals, 
birds,  and  fishes — all  of  which  include  vertebrates  ; and  it  is  there 
explained  how  the  vertebrate  pattern  of  body  is  distorted  and 
modified  to  suit  their  degenerate  souls.  Our  passage  seems 
intended  to  forecast  these  modifications  of  the  highest  pattern, 
with  its  distinction  of  the  round  brain  in  its  spherical  skull  from 
the  elongated  columns  of  marrow  in  the  spine  and  other  bones. 
Rivaud  refers  to  76E,  where  provision  is  made  in  the  male  human 

1 ‘ Shapes  plural,  because  there  are  columns  of  marrow  in  other  bones 
than  the  spine. 

2 tout o,  not  the  soul  (as  in  Tr.’s  translation),  but  the  brain  and  marrow 
(as  in  his  note,  p.  523). 

8 This  plural  occurs,  I think,  nowhere  else. 

4 It  is  difficult  to  understand  that  the  two  shapes  (spherical  and  columnar) 
which  are  described  in  the  following  sentence  can  correspond  to  the  three 
parts  of  the  soul,  or  that  the  two  mortal  parts,  seated  in  heart  and  belly, 
can  be  said  to  wear  (oxrfcretv)  the  columnar  shape  of  the  marrow  in  the  bones, 
to  which  they  are  merely  rooted  or  anchored.  Tr.  ignores  this  oxfoew  in 
his  translation,  though  in  his  note  he  says  the  subject  of  1/xcAAc  ayf  octv  is 
probably  ra  rojv  ifivx&v  yevrj . 


294 


BONE,  FLESH,  SINEWS 

body  4 at  the  very  birth  of  mankind  ’ of  structures  which  will 
become  useful  when  women  and  beasts  are  ‘ developed  * from  men. 
This  development  never  actually  happened  ; and  this  is  one  of  the 
places  where  the  mythical  machinery  becomes  embarrassing  and 
entails  the  use  of  rather  vague  language.  Plato  may  wish  to 
indicate  that  the  marrow  is  the  fundamental  life-substance  in  all 
animals  and  the  same  substance  in  all. 

The  doctrine  that  the  seed  1 comes  from  the  brain  and  the 
marrow  of  the  spine  was  held  by  the  Sicilian  school  of  medicine. 
Alcmaeon  of  Croton  is  said  to  have  called  the  seed  a part  of  the 
brain  ( Vors . 14A,  13)  and  Hippo  of  Rhegium  to  have  taught  that 
it  flows  from  the  marrow  {ibid.  26A,  12).  The  two  views  are 
combined  by  Diodes  and  Plato.  The  Hippocratean  school,  on  the 
contrary,  believed  that  the  seed  came  from  all  parts  of  the  body.2 

Bone,  flesh,  sinews. 

73E.  And  bone  he  constructed  as  follows.  Having  sifted  out 
earth  that  was  pure  and  smooth,  he  kneaded  it  and  soaked 
it  with  marrow  ; then  he  plunged  the  stuff  into  fire,  next 
dipped  it  in  water,  and  again  in  fire  and  once  more  in  water  ; 
by  thus  shifting  it  several  times  from  one  to  the  other  he 
made  it  insoluble  by  either.  Of  this,  then,  he  made  use, 
first  to  turn  a sphere  of  bone  to  surround  the  creature’s 
brain,3 4  and  to  this  sphere  he  left  a narrow  outlet ; and 
74.  further,  to  surround  the  marrow  along  the  neck  and  back, 
he  moulded  out  of  bone  vertebrae,  which  he  set  to  serve  as 
pivots,  starting  from  the  head  through  the  whole  extent  of 
the  trunk.  Thus,  to  protect  all  the  seed,  he  fenced  it  in  a 
stony  enclosure,  and  in  this  he  made  joints,  availing  himself 
in  their  case  of  the  property  of  the  Different,  inserted  between 
them  4 for  the  sake  of  movement  and  bending. 

1 That  ‘ the  divine  seed  ’ here  means  the  semen  is  explicitly  stated  at  91B,  1. 
It  is  ' divine  * as  being  part  of  the  marrow  which  contains  the  immortal  part 
of  the  soul,  and  also  as  being  the  vehicle  and  means  of  the  immortality  of 
the  species. 

2 The  evidence  is  collected  in  Schroder's  note  in  his  edition  of  Galen’s 
Commentary  on  the  Timaeus,  p.  53.  Diodes,  frag.  170,  Wellmann. 

8 avrov  can  hardly  mean  ' of  bone  ' since  ocrrdvrjv  follows.  I can  only 
understand  it  as  referring,  not  to  any  word  in  the  immediate  context,  but  to 
the  creature  which  Plato  imagines  being  constructed  (eVao-rov  £a>ou,  d,  i). 
Cf.  78c,  tu)  rrXaoQivri  £q>a>.  Tr.’s  * on  the  spot  \ ‘ round  the  actual  brain 
seems  to  me  impossible.  Why  not  7 repi  p.kv  avrov  rdv  €yK€<f>aXov  ? 

4 The  spine  is  unlike  the  skull  in  consisting  of  many  separate  parts  and 
being  capable  of  variable  movements  in  any  direction.  This  curious  phrase 
indicates  that  Plato  saw  something  symbolic  in  this  contrast  with  the  single 
and  solid  sphere  of  the  skull  (analogous  to  the  spherical  body  of  the  world), 

295 


BONE,  FLESH,  SINEWS  73b-76e 

74.  Again,  considering  that  the  constitution  of  bone  was 
b.  unduly  brittle  and  inflexible,  and  moreover  that,  if  it  should 
become  fiery  hot  and  then  cold  again,  it  would  decay  and 
quickly  cause  the  destruction  of  the  seed  within  it,  for  these 
reasons  he  devised  the  sinews  and  the  flesh  in  such  a way 
that,  by  binding  together  all  the  limbs  with  sinew  contracting 
and  relaxing  about  their  sockets,1  he  might  enable  the  body 
to  bend  or  stretch  itself  out ; while  the  flesh  was  to  be  a 
defence  against  burning  heat  and  a shelter  from  wintry  cold, 
and  also  a protection  against  falls,  like  our  borrowed  trappings 
of  felt 2 : it  would  yield  to  bodies  softly  and  gently,  and  it 

adapted  only  to  the  constant  revolutions  of  the  rational  soul.  The  lower 
parts  of  the  soul,  connected  with  the  spinal  marrow,  exhibit  the  character- 
istics of  the  4 wandering  cause  \ Cf.  the  contrast  (at  44D)  between  the  head 
and  its  vehicle  (the  rest  of  the  body)  with  limbs  capable  of  travelling  ‘ through 
all  the  regions  ' (up  and  down,  forward  and  backward,  right  and  left),  added 
because  the  creature  was  to  possess  * all  the  motions  there  are  \ This  is 
substantially  Fraccaroli's  view.  He  translates  : 4 adoperando  Vazione  del 

var labile  per  ottenere  tra  di  esse  col  mezzo  suo  e movimento  e flessione.’ 

Here  (as  Tr.  notes,  p.  528)  there  is  a covert  polemic  against  the  Empedoclean 
notion  of  evolution  by  the  survival  of  useful  characters  produced  by  chance. 
Aristotle  ( de  part . anim.  640a,  19),  attacking  the  same  view,  instances 
Empedocles'  theory  that  ‘ the  backbone  was  divided  as  it  is  into  vertebrae 
because  it  happened  to  be  broken  owing  to  the  contorted  position  of  the 
foetus  in  the  womb  At  73c,  ‘ in  his  original  distribution  ' may  hint  that 
the  various  species  of  animals  were  not  developed  casually  or  one  species 
from  another.  Again  at  75D  the  mouth  was  designed  ' as  it  is  now  arranged 
1 The  marrow  (like  the  flesh  and  sinews)  extends  to  other  bones  than  those 
of  the  skull  and  spine,  notably  the  thighs.  The  reference  here  is  to  the 
socket-joints  at  the  crvppoXal  ru>v  oardiv  (74E)  of  arms  and  legs  (‘  all  the  limbs 
cf.  75D),  as  well  as  to  those  of  the  vertebrae,  nepl  rovs  arpo^nyyas,  standing 
between  €7nr€Lvopevq)  Kal  dvLCfxevq)  and  Kap.7rr6p.evov,  goes  with  both,  rather 
than  with  either  to  the  exclusion  of  the  other. 

1 t a TTiXrjTa  icr^para,  4 acquired  things  manufactured  by  felting  ’ (hair). 
Had  Plato  written  the  more  obvious  phrase  ra  eirl Knjra  rriX rjpura,  editors  and 
lexicographers  would  not  have  missed  the  sense  or  imagined  that  Krrjp ara 
could  mean  (here  only,  and  where  Galen  quotes  the  phrase)  4 coverings  ’ or 
4 materials  '.  The  Division  to  define  weaving  at  Polit.  279c  classifies  ‘ all  the 
things  we  manufacture  and  acquire  ’ (typuovpyovpcv  koX  KrwpeOa) . One  main 
branch  is  defences  (irpo^X^para)  of  all  sorts,  including  curtains,  roof-coverings, 
mats,  wrappings  (clothes),  which  may  be  manufactured,  either  by  jelling 
{mXTjTiKrj,  280B)  or  by  other  processes.  The  meaning  of  Krrjpara  (acquire- 
ments) is  plain  from  Laws  942  d,  which  recommends  exposure  to  heat  and 
cold  and  hard  couches  in  order  not  to  spoil  the  natural  powers  of  head  and 
feet,  rfj  tu>v  aXXorplojv  oK€rraopdra}v  vepiKaXv^fj,  rrjv  oIkclojv  aTroXXvvras  ttlXcuv 
t€  Kal  vTTohrjfidTOiv  ytveow  Kal  <!>voiv.  Our  phrase  means  acquired  coverings 
manufactured  of  felted  hair,  in  contrast  with  the  4 native  growth ' of  our 
own  flesh,  defending  the  bones,  which  themselves  shield  the  marrow.  Cf. 
Chrysost.  I,  2,  p.  140,  rpl^as  fiXacrraveiv  rrapeoKevaaev,  (Lore  avrl  ttiXtipAtcov 
ctvai  rfj  K€<f>aXfj.  At  76c,  d,  the  hair  of  the  scalp  is  4 felted  * by  cold 

296 


UNEVEN  DISTRIBUTION  OF  FLESH 

74c.  contained  in  itself  a warm  moisture,  which  in  summer  it 
might  sweat  forth  and  so  spread  a native  coolness  all  over 
the  body  by  moistening  it  outside,  while  in  winter,  on  the 
other  hand,  we  should  have  this  fire  1 as  a fair  protection 
against  the  assaults  of  the  beleaguering  frost  outside.  With 
this  intent,  he  who  moulded  us  like  wax  composed  flesh,  soft 
and  full  of  sap,  by  making  a duly  adjusted  compound  with 
water  and  fire  and  earth,  which  he  suffused  with  a ferment 

D.  composed  of  acid  and  saline.2  The  sinews,  again,  he  made  by 
mixing  bone  with  unfermented  flesh  into  a substance  with 
properties  intermediate  between  those  two  constituents, 
adding  a yellow  colour  ; hence  the  sinews  acquired  a quality 
more  tense  and  consistent  than  flesh,  but  softer  and  more 
pliable  than  bone.  With  these  the  god  enveloped  the  bones 
and  marrow,  binding  the  bones  to  one  another  with  sinews, 

e.  and  he  then  buried  them  all  under  a covering  of  flesh.3 

The  uneven  distribution  of  flesh. — The  skeleton  is  now  complete 
and  clothed  with  flesh.  The  chief  organs  occupying  the  hollow  of 
the  trunk  have  been  enumerated  earlier  as  seats  of  the  mortal 
parts  of  the  soul.  Some  remarks  are  now  added  on  the  reasons 
for  the  uneven  distribution  of  flesh.  The  bones  containing  the 
life-substance,  marrow,  in  the  largest  quantities,  viz.  the  skull  and 
the  spine,  are  comparatively  ill-protected  by  flesh  ; whereas  others, 
such  as  the  thighs,  which  contain  little  marrow,  are  thickly  covered. 
This  seems  paradoxical,  at  first  sight.  The  explanation  throws  an 
interesting  light  on  the  relations  of  Reason  and  Necessity.  In 
order  to  shield  the  marrow  and  the  life  it  contains,  Reason  uses, 
as  indispensable  means,  the  solidity  of  bone  and  the  softer  covering 
of  flesh.  But  the  necessary  constitution  of  these  integuments,  as 
such,  tends  to  defeat  another  purpose  : that  sensations  shall  be 

(rfj  TTiXrjoei  tt}s  ipvgcais  . . . ovvcTnX’fjdrj) , as  if  to  make  a natural  hat.  The 
phrase  evidently  struck  Galen,  for  after  quoting  it  from  the  Timaeus  at 
U.P.  i,  27,  he  repeats  it  four  times  elsewhere. 

1 The  native  warmth,  * with  a tacit  antithesis  to  the  fire  on  the  hearth  ’ 
(Tr.).  This  phrase,  like  oIkziov  above,  further  illustrates  the  meaning  of 

2 Tr.'s  note  on  Ji tpuofLa  (p.  531)  assumes  that  marrow  is  the  main  stuff  of 
which  flesh  is  made,  and  that  the  earth,  water,  and  fire  are  the  added  ‘ leaven 
But  nothing  is  said  in  the  text  about  the  presence  of  any  marrow  at  all  in 
flesh.  See  note  on  73B.  w rope^as  (without  kcu  before  it)  is  simply  the 
fourth  in  a string  of  aorist  participles  with  no  conjunctions.  The  object  to 
be  supplied  with  (wfipet^as  is  aapKa  (A.-H.). 

8 The  poetic  use  of  *caTaa/aa£eiv  for  burial  may  explain  the  curious  phrase 
* overshadowing  from  above  ' (avcoflcv,  not  Ifc odcv)  and  recall  Empedocles* 
oapKwv  aXXoyvcoTL  ■nepiortXKovaa  xitojvi  and  oujpa 

297 


UNEVEN  DISTRIBUTION  OF  FLESH  73b-76e 

easily  and  quickly  transmitted  to  the  marrow  of  the  brain.  The 
necessary  means  to  that  is  thinness  both  of  bone  and  of  flesh.  So 
two  sets  of  necessary  means  ‘ refuse  to  coincide  \ Necessity  cannot 
be  wholly  persuaded  by  Reason  to  serve  both  its  purposes,  and 
Reason  has  to  sacrifice  the  less  important. 

It  should  be  noted  that  Plato  never  uses  the  word  ‘ muscle  ’ 
(juvg).  He  seems  to  have  thought  of  flesh  as  simply  a covering  and 
attributed  all  muscular  action  to  the  ' sinews  \ 

74E.  Now  those  bones  in  which  there  is  most  life  he  fenced  about 
with  the  smallest  amount  of  flesh  ; those  having  least  life 
within  them,  with  flesh  in  the  greatest  abundance  and  of 
the  toughest  kind ; moreover  at  the  joints  of  the  bones, 
wherever  no  cogent  reason  appeared  to  require  it,  he  caused 
but  little  flesh  to  grow.  The  purpose  was  that  flesh  should 
not  hamper  the  bending  of  the  joints  and  so  stiffen  the  body 
as  to  make  it  hard  to  move  about ; and,  secondly,  that  the 
solidity  of  many  layers  of  thick  flesh  packed  close  on  one 
another  should  not  cause  dulness  of  sensation  and  produce 
hardness  of  apprehension  and  unretentiveness  ifi  the  quarters 
of  the  mind.  For  this  reason  the  thighs  and  shins  and  parts 
75.  about  the  hips,  the  bones  of  the  upper  arms  and  fore-arms, 
and  all  other  parts  where  there  are  no  joints,  and  also  all 
the  bones  within  the  body  that  are  devoid  of  intelligence 
because  they  have  so  little  soul  residing  in  marrow — all  these 
have  a full  complement  of  flesh.  Those  parts,  on  the  con- 
trary, which  are  the  seat  of  intelligence  have  less — save 
where  he  formed  a mass  of  flesh  to  be  in  itself  an  organ  of 
sensation,  as  for  instance  the  structure  of  the  tongue.  With 
most  parts,  however,  it  is  as  aforesaid  ; for  the  constitution 
of  this  frame  which  of  necessity  comes  into  being  and  is 

b.  reared  with  us  in  no  wise  allows  dense  bone  and  much  flesh 
to  go  together  with  keenly  responsive  sensation.  For  if 
these  two  characters  had  consented  to  coincide,  the  structure 
of  the  head  would  have  possessed  them  above  all,  and  the 
human  race,  bearing  a head  fortified  with  flesh  and  sinew, 
would  have  enjoyed  a life  twice  or  many  times  as  long  as 
now,  healthier  and  more  free  from  pain.  But  as  it  was,  the 
artificers  who  brought  us  into  being  reckoned  whether  they 

c.  should  make  a long-lived  but  inferior  race  or  one  with  a 
shorter  life  but  nobler,  and  agreed  that  every  one  must  on 
all  accounts  prefer  the  shorter  and  better  life  to  the  longer 
and  worse.  Hence  they  covered  in  the  head  with  thin  bone, 
but  not  with  flesh  nor  yet  with  sinews,  since  it  has  no  flexions. 

298 


SKIN,  HAIR,  NAILS 

75c.  Accordingly  the  head  they  attached  to  the  body  of  every 
man  is  all  the  more  sensitive  and  intelligent,  but  much 
weaker.  The  sinews,  again,  on  the  same  principle  and  for 
D.  these  reasons,  were  set  by  the  god  all  round  the  neck  so  far 
as  to  the  base  of  the  head  and  welded  by  means  of  uniformity,1 
and  he  fastened  to  them  the  extremities  of  the  jawbones  just 
under  the  face  ; while  the  rest  he  distributed  among  all  the 
limbs,  connecting  the  joints.  The  mouth  was  equipped  by 
our  makers  for  its  office  with  teeth,  tongue,  and  lips  arranged 
as  now,  for  the  sake  at  once  of  what  is  necessary  and  what 
is  best.  They  devised  it  as  the  passage  whereby  necessary 
e.  things  might  enter  and  the  best  things  pass  out ; for  all 
that  comes  in  to  give  sustenance  to  the  body  is  necessary ; 
but  the  outflowing  stream  of  discourse,  ministering  to 
intelligence,  is  of  all  streams  the  best  and  noblest. 

Skin , hair,  nails. — The  supreme  importance  of  the  head  is 
emphasised  in  the  following  description  of  skin  and  hair.  These 
are  treated  as  if  they  were  formed  only  on  the  skull  for  the  protec- 
tion of  the  brain. 

75E.  The  head,  however,  could  not  be  left  merely  of  bare  bone 
because  of  the  extremes  of  heat  and  cold  in  the  seasons  ; 
nor  yet  could  they  suffer  it  to  be  so  muffled  in  masses  of  flesh 
as  to  become  insensitive  and  dull.  So  from  the  flesh,  which 
76.  was  not  entirely  dried  up  in  the  process,  there  was  separated 
a film  which  was  superfluously  large  2 — * skin  ' as  we  now 

1 ofioioTTjri  appears  to  be  an  instrumental  dative  (A.-H.,  Tr.)  : no  genuine 

parallel  is  adduced  for  oplolottjti  — o/Wco;  ( aequahter , St.  ; symetriquement, 
Rivaud  ; uniformemente,  Fracc.  ; equally,  L.  and  S.).  But  why  should 
uniformity  (A.-H.)  or  ‘ symmetrical  disposition  ' (Tr.)  weld  the  sinews 
together  ? A.  B.  Cook  (Meiaph.  Basis  of  Plato’s  Ethics  139)  saw  a contrast 
between  the  skull,  which  ‘ has  no  flexions  *,  and  the  vertical  column,  which 
the  god  made  rfj  Garipov  Trpoaxpwfievos  hvvdfxei  (74A).  ‘ Plato  means  that 

the  backbone  is  flexible,  while  the  head  is  not.'  This  seems  to  imply  that 
KcfaXrjv,  not  vevpa,  is  to  be  understood  as  the  object  of  €k6XXtjo€v.  If  that 
is  possible,  we  might  understand  that  the  skull  is  * welded  together  ' by  its 
uniform  and  continuous  spherical  shape  (the  sphere  is  the  most  ' uniform  ' of 
all  figures,  33B),  and  so  has  no  joints  and  needs  no  sinews,  as  the  spine  does, 
Kapupccos h>€Ka  (74A).  But  it  is  difficult  to  believe  that  vcvpa  is  not  the  object 
of  cVoAAijct€. 

2 Trepvyiyvtodax,  1 to  be  superfluous  ' (not  ‘ to  be  formed  round  ’)  goes  with 
/zei£ov,  which  could  hardly  stand  without  it.  More  skin  is  formed  on  the 
fleshy  parts  of  the  face  than  these  require,  and  it  grows  over  the  cranium 
forming  the  scalp.  If  the  drying  of  the  flesh  had  been  mentioned  before, 
the  ov  before  Kara^rjpaivofiivTjs  would  be  above  suspicion  ; but,  as  it  has  not,  it 
is  odd  to  speak  of  the  flesh  as  * not  in  process  of  being  entirely  dried  up  \ 

299 


SKIN,  HAIR,  NAILS  73b-76e 

76.  call  it.  This,  owing  to  the  moisture  in  the  brain,  grew  and 
closed  in  on  itself  so  as  to  clothe  the  head  all  round ; and 
the  moisture  rising  up  under  the  sutures  watered  it  and 
closed  it,  like  a knot  drawn  together,  on  the  crown.  The 
sutures  are  of  very  various  patterns  due  to  the  action  of  the 
revolutions  and  of  the  nutriment,  being  more  or  fewer  in 
number  according  as  the  struggle  between  those  powers  is 
more  or  less  intense.1 

B.  Now  this  skin  was  pricked  all  round  with  fire  by  the  divine 
part  2 ; and  when  the  moisture  issued  forth  through  the 
holes  pierced  in  it,  all  that  was  purely  moist  and  hot  passed 
away,  but  the  part  that  was  compounded  of  the  same 
ingredients  as  the  skin  was  lifted  by  the  motion  and  stretched 
into  a long  thread  outside,  of  a fineness  equal  in  size  to  the 
puncture  ; but  its  movement  was  so  slow  that  it  was  thrust 
back  by  the  surrounding  air  without  and  coiling  back  inside 

c.  under  the  skin  took  root  there.  To  these  processes  is  due 
all  the  hair  that  grows  on  the  skin  : it  is  a thread-shaped 
substance  of  the  same  nature  as  the  skin,  but  harder  and 
denser  as  a result  of  the  felting  effect  of  the  cooling,  whereby 
each  hair  is  felted  together  3 as  it  is  detached  from  the  skin. 
When  our  creator  made  our  heads  shaggy  with  it,  he  used 
the  means  above  stated,  but  his  thought  was  that  this  was 
the  right  thing  to  serve,  instead  of  flesh,  as  a covering  to 

d.  protect  the  brain,  both  light  and  sufficient  to  provide  shade 
in  summer  and  shelter  in  winter,  without  being  an  obstacle 
to  hinder  readiness  of  perception. 

Aristotle's  account  of  the  growth  of  hair  is  similar.  1 No  animal 
has  so  much  hair  on  the  head  as  man.  This,  in  the  first  place,  is 
the  necessary  result  of  the  fluid  character  of  the  brain,  and  of  the 
presence  of  so  many  sutures  in  his  skull.  For  wherever  there  is 
the  most  fluid  and  the  most  heat,  there  also  must  necessarily  occur 
the  greatest  outgrowth.  But,  secondly,  the  thickness  of  the  hair 

when  you  mean  that  it  was  in  process  of  being  dried,  but  not  entirely.  Odd, 
but  not  perhaps  impossible  ; and  the  ov  may  be  kept  as  negativing  the  Kara-, 
which  would  be  out  of  place  if  ov  were  omitted  : we  should  expect  gypaivofidvris 
as  in  Aristotle's  to  82  82pp.a  (rjpcuvo/xevTjs  rfjs  aapKos  yiverai..  See  Tr.'s  note. 

1 The  conflict  which  goes  on  in  infancy,  43 a ff.  In  this  paragraph  and  the 
two  following  the  operation  of  ‘ Necessity  ’ comes  to  the  front  and  Plato 
speaks  as  if  skin,  hair,  and  nails  had  been  developed  by  the  blind  action  of 
the  primary  bodies,  unconsciously  subserving  a useful  purpose. 

* The  fire  in  the  brain,  forcing  its  way  upwards  to  seek  its  like.  Cf . to  delov, 
69D,  and  to  Belov  oWp/xa,  73c. 

8 So  forming  a natural  felt  hat  (7t£Aos),  as  Tr.  remarks.  See  note  on  74B 
(p.  296,  above). 


SKIN,  HAIR,  NAILS 

in  this  part  has  a final  cause,  being  intended  to  protect  the  head, 
by  preserving  it  from  excess  of  either  heat  or  cold.  And  as  the 
brain  of  man  is  larger  and  more  fluid  than  that  of  any  other  animal, 
it  requires  a proportionately  greater  amount  of  protection  1 (Part. 
Anim.  65 8b,  2,  trans.  Ogle). 

76D.  Further,  where  the  fabric  of  sinew,  skin,  and  bone  is  finished 
off  1 in  fingers  and  toes,  a compound  of  the  three,  when  it 
is  dried  off,  forms  a single  hard  skin  containing  them  all. 
Such  were  the  means  used  in  its  making,  but  the  true  reason 
and  purpose  of  the  work  was  for  the  sake  of  creatures  that 
were  to  be  hereafter.  For  our  framers  knew  that  some  day 

e.  men  would  pass  into  women  and  also  into  beasts,  and  that 
many  creatures 2 would  need  nails  (claws  and  hoofs)  for 
many  purposes  ; hence  they  designed  the  rudiments  of  this 
growth  from  the  very  birth  of  mankind. 

Such,  then,  were  their  reasons  and  purposes  in  causing  the 
growth  of  skin,  hair,  and  nails  at  the  extremities  of  the  limbs.3 

The  main  structure  of  the  human  frame  is  now  complete,  with 
its  covering  of  flesh,  skin,  and  hair.  We  have  next  to  consider  the 
working  of  necessary  functions  entailed  by  the  physical  environ- 
ment. The  principal  ones  are  the  digestion  of  food  and  respiration. 
Various  strands  of  necessary  causation  combine  to  produce  the 
result  that  man  must  live  in  an  atmosphere  containing  fire  and  air. 
This  is  necessary,  not  desirable  ; he  would  be  better  off  if,  like  the 
universe  as  a whole,  he  were  not  preyed  upon  from  outside  by  heat 
and  cold  and  all  those  ‘ strong  powers  * which  cause  wasting  away, 
disease,  age,  and  death  (33A).  The  world’s  body  had  no  surrounding 
air  that  it  must  breathe,  and  no  need  of  organs  for  receiving  nourish- 
ment and  getting  rid  of  waste  products  (33c).  But  man  is  exposed 
to  the  assault  of  the  elements  and  so  needs  constant  repair. 

1 Taking  KaranXoK 1}  to  be  the  point  where  a plait  is  finished  off  by  making 
the  ends  fast  (cf.  Karaarpo^) . Hence  Herod,  iv,  205,  rty  tfrjv  Karin Xc£e, 
viii,  83,  KaranXigas  ttjv  prjcnv.  Hesych.  KararrXaKelav  crwhedeiai,  TTepineiTXeyp.ivois. 

2 Beasts  (not  women),  as  Galen  rightly  understood  (U.P.  1,  121).  Plato 
is  neither  anticipating  Darwin  nor  following  Empedocles.  Women  and  beasts 
have  not  actually  developed  from  men  ; nor  had  anyone  ever  believed  that 
they  did.  But  Plato,  having  included  transmigration  in  his  mythical 
machinery,  with  the  unusual  and  fantastic  addition  that  men  are  imagined 
as  existing  at  first  alone,  has  to  take  this  way  of  conveying  that  claws  and 
hoofs  in  animals  are  more  obviously  useful  to  them  than  nails  are  to  human 

8 A.-H.  inserted  re  after  rplxas . I cannot  believe  (with  Tr.)  that  tyvoav 
Sippa  rptxas  is  Greek  for  ' they  made  the  skin  grow  into  hair  \ But  if  Plato 
could  write  yijs  7 rvpos  vSaros  re  Kai  a epos  (82  a),  no  change  may  be  necessary 
here.  He  takes  many  abnormal  liberties  with  these  conjunctions. 

p.c.  301 


X 


PLANTS 


76e-77c 


76E-77C.  Plants 

The  account  of  respiration  and  digestion  is  prefaced  by  the 
mention  of  the  necessary  sustenance  provided  by  plants,  which  are 
treated  here  because  we  cannot  imagine  man  living  with  nothing 
to  eat,  and  what  he  eats  must  be  described  before  the  machinery 
for  disposing  of  food.  No  mention  can  be  made  of  feeding  on 
animals,  since  the  beasts  are  to  be  postponed  to  the  end. 

76E.  Now  that  all  the  parts  and  limbs  of  the  mortal  creature 
77.  were  united  in  a living  whole,  which,  as  the  result  of 
necessity,  must  spend  his  life  surrounded  by  fire  and  air 
and  be  consequently  dissolved  and  depleted  by  them  and  so 
waste  away,  the  gods  devised  succour  for  him.  They  gave 
birth  to  a substance  of  a kindred  nature  to  man's,  but  com- 
bined with  other  shapes  and  senses,1  so  as  to  be  a living 
creature  of  a different  sort.  These  are  trees,  plants,  and 
seeds,  now  tamed  and  schooled  by  husbandry  into  domestica- 
tion with  us,  though  formerly  there  were  only  the  wild 
B.  kinds,  which  are  the  older.  Anything  that  has  life  has  every 
right  to  be  called  a living  creature  in  the  proper  sense ; and 
the  kind  of  which  we  are  now  speaking  has  the  third  form  of 
soul,  which,  we  said,  is  seated  between  midriff  and  navel ; 
this  has  nothing  to  do  with  belief  or  with  reasoning  and 
understanding,  but  only  with  sensation,  pleasant  or  painful, 
and  appetites.  For  it  is  always  suffering  all  affections,  but 
its  formation  has  not  endowed  it  with  any  power  to  observe 
the  nature  of  its  own  affections  and  to  reflect  thereon  2 * by 

1 Plants  are  very  different  in  shape  and  appearance  (IScais)  from  human 

beings  and,  although  sensitive,  they  have  not  our  organs  of  sense  ; but  their 
substance  must  be  akin  (ovyyevrj)  to  ours  ; otherwise  we  could  not  feed  on 
them.  Cf.  dno  avyyevwv,  8od,  8,  and  to  ovyycves,  8ia,  3,  and  B,  2,  where  the 
meaning  is  unmistakable.  All  plants  and  animals  are  composed  of  the  same 
four  simple  bodies  (cf.  82 a and  Philebus  29B,  Soph.  266b). 

8 Reading  <f>vaiv  with  W.  and  understanding  (with  A.-H.)  Kanhovn  <f)v<nv 
rtdv  avrov  which  A.-H.  rendered  by  ‘ observing  its  own  being  ' ; i.e.  a plant, 
though  conscious,  is  not  self-conscious.  A.-H.  admitted  that  the  expression 
is  a little  strange  and  doubted  whether  <j>va€i  should  not  be  preferred,  as 
having  an  4 overwhelming  preponderance  of  MS.  evidence  * in  its  favour. 
On  the  other  hand,  <f>va€t  adds  nothing  to  the  implications  of  yivcats  and 
creates  a hiatus  with  ov  following.  See  note  on  20A.  rtdv  avrov  is  vague  ; it 
might  mean  * its  own  concerns  ’ (cf.  yvtdvat  ra  avrov,  72 a),  or  any  ‘ parts  of 
itself  \ I have  supposed  that  it  takes  its  meaning  from  ndoyov  SiarcAct 
ndvra:  rtdv  avrov  (naOrj^drcvv) , * its  own  passive  affections  which  make  up  all 
that  it  is  conscious  of.  Martin  read  <f>v<nv  and  translated  : ‘ il  ne  lui  a pas 
Itt  donni  de  raisonner  sur  ce  qui  le  concerne  (Xoytaaadai  n rtdv  avrov)  d’aprds 
la  connaissance  de  sa  propre  nature  {Kandoim  <j>v<nv)  * ; but,  as  Tr.  observes, 
Karihelv  <f>voiv  cannot  mean  ‘ observe  its  own  nature  *. 

302 


THE  IRRIGATION  SYSTEM 

77c.  revolving  within  and  about  itself,  rejecting  motion  from 
without  and  exercising  motion  of  its  own.  Therefore  it 
lives,  indeed,  and  is  no  other  than  a living  creature,  but  it 
stands  still,  fixed  and  rooted,  because  it  is  denied  self- 
motion.1 

Plants  are  regarded  as  sensitive  to  the  group  of  qualities  discussed 
at  61c  ff.  as  * common  affections  of  the  whole  body  * and  attended 
by  pleasure  and  pain  (64A).  They  feel  heat  and  cold,  and  some 
at  least  shrink  from  contact  with  hard  or  heavy  or  rough  objects. 
The  pleasurable  or  painful  character  of  such  contacts  is  supposed 
to  be  accompanied  with  some  faint  degree  of  desire  to  seek  or  shun. 
Galen  observes  that  plants  have  the  power  of  distinguishing  and 
drawing  to  themselves  congenial  substances  on  which  they  feed, 
while  rejecting  those  which  are  harmful.  But  plants  have  no 
perceptions  such  as  we  receive  through  the  special  organs  of  sense 
enumerated,  with  the  corresponding  qualities,  from  65B  onwards. 
Nor  have  they  anything  corresponding  to  the  rational  revolutions 
of  the  immortal  soul  seated  in  the  brain  of  man.  It  may  be  for 
this  reason  that  they  are  excluded  from  Plato's  scheme  of  trans- 
migration, though  they  were  admitted  to  that  of  Empedocles. 

77C-E.  Irrigation  system  to  convey  nourishment.  The  two  principal 
veins 

The  coming  sections  are  obscure,  at  first  reading,  because  Plato 
seems  to  be  describing  simultaneously  digestion,  the  circulation  of 
the  blood,  respiration  and  transpiration  (through  the  skin),  and 
even  the  transmission  of  sense-impressions.  Some  of  these  processes 
are  dealt  with  very  cursorily,  and  the  anatomical  connections 
between  the  various  organs  are  left  extremely  vague. 

The  treatment  of  all  these  topics  becomes  more  intelligible  when 
we  realise  that  Plato  was  partly  occupied  with  a problem  of 
hydraulics  (vdQaycoyla),  which  is  to  be  explained  by  the  inter- 
connection of  these  systems.  The  whole  body  is  nourished  by  the 
blood ; blood  is  formed  out  of  food  in  the  belly  and  this  is  near 
the  lower  end  of  the  trunk  ; how  does  the  blood  rise  to  the  head 
and  get  distributed  all  over  the  body  ? Plato,  like  his  contem- 
poraries, drew  no  distinction  between  arteries  and  veins  ; nor  had 
he  any  conception  that  muscular  action  of  the  heart  had  anything 
to  do  with  the  movement  of  the  blood.  The  heart,  in  fact,  is  not 

1 Not  all  self-motion,  since  it  has  soul  which  is  by  definition  the  self-moving 
thing.  Only  motion  from  place  to  place  is  meant.  As  Galen  remarks 
(Comment,  p.  12,  Daremberg),  plants  can  grow  upwards  and  downwards  and 
attract  nourishment. 


303 


THE  IRRIGATION  SYSTEM  77c-e 

named  in  this  section  from  beginning  to  end ; the  lung  only  once, 
as  the  destination  of  the  windpipe.1  The  body  is  like  a house 
with  a cistern  on  the  ground  floor.  If  all  unconscious  and  reflex 
muscular  action  is  completely  ignored,  how  is  the  water  to  be 
driven  up  a pipe  to  the  attics,  so  that  it  may  descend  again  to  all 
the  rooms  ? The  reader  will  be  well  advised  to  forget  all  he  knows 
about  the  anatomy  and  functions  of  heart  and  lungs,  veins  and 
arteries,  and  set  out  in  this  state  of  ignorance,  hardly  exceeding 
Plato's  own,  to  follow  his  solution  of  the  mechanical  problem,  step 
by  step. 

From  this  standpoint  it  becomes  clear  why  the  discussion  falls 
into  the  following  sections.  Plato  first  describes  the  two  main 
conduits  of  the  irrigation  system  (77C-E).  We  are  then  told  how 
the  blood  is  driven  through  these  channels.  The  necessary  force  is 
supplied  by  the  respiratory  apparatus,  which  is  here  treated  as  if 
the  pumping  of  blood  were  its  main  function  (77E-79A).  Respira- 
tion itself  is  explained  as  a mechanical  operation.  The  motion  is 
kept  up  by  the  natural  movement  of  the  internal  fire  towards  its 
own  kind,  and  by  the  circular  thrust  so  imparted  to  the  air  (79A-E). 
There  follows  a digression  on  other  examples  of  the  circular  thrust 
operating  mechanically  in  lifeless  things  (79E-80C).  We  then  learn 
how  the  action  of  fire  in  the  belly  converts  the  food  and  drink  into 
blood,  which  this  machinery  drives  through  the  veins  to  repair  the 
wastage  in  all  parts  of  the  body  (8od-8ib).  A final  paragraph 
explains  why  growth  occurs  in  youth,  and  later  decay  and  old  age 
set  in,  ending  in  natural  death  (8ib-e). 

The  gods,  having  provided  in  plants  the  substances  required  to 
nourish  all  our  tissues,  like  by  like,  have  now  to  fashion  an  irrigation 
system,  as  a gardener  cuts  channels  to  carry  water  from  the  source 
of  supply  to  every  quarter  of  his  garden.  Plato  describes  only  the 
two  main  vertical  conduits. 

77c.  Now  when  the  higher  powers  had  planted  all  these  kinds  as 
sustenance  for  our  nature,  weaker  than  their  own,  they 
made  throughout  the  body  itself  a system  of  conduits,  cut 
like  runnels  in  a garden,  so  that  it  might  be,  as  it  were, 
watered  by  an  incoming  stream.  First  they  cut  as  covered 

D.  conduits,  under  the  juncture  of  skin  and  flesh,  two  veins 
along  the  back  corresponding  to  the  twofold  form  of  the 
body,  with  a right  side  and  a left.  These  they  brought 
down  alongside  the  spine,  enclosing  between  them  also  the 
generative  marrow,  in  order  that  this  might  be  kept  in  full 

1 78c.  The  lung's  office,  * to  dispense  breath  to  the  body  ' (as  distinct 
from  its  cooling  function,  70c),  is  mentioned  for  the  first  time  at  84D. 

304 


THE  TWO  PRINCIPAL  VEINS 

77D.  vigour  and  also  that,  by  running  downhill,  the  current  might 
flow  easily  thence  to  the  other  parts  and  make  the  irrigation 
uniform. 

Next,  they  split  up  these  veins  in  the  region  of  the  head 

e.  and  plaited  the  ends  so  as  to  pass  across  one  another  in 
opposite  directions,  slanting  those  from  the  right  towards 
the  left  side  of  the  body  and  those  from  the  left  towards  the 
right  side.  This  was  partly  to  provide  the  head  with  a bond 
helping  the  skin  to  connect  it  with  the  body,  since  there 
were  no  sinews  holding  it  all  round  at  the  crown,1  and  further 
in  order  that  the  body  as  a whole  might  be  informed  of  the 
effect  of  sense-perceptions  coming  from  the  members  on 
either  side.2 

Aristotle,3  after  remarking  on  the  extreme  difficulty  of  tracing 
the  course  of  the  veins,  reviews  the  statements  of  earlier  writers, 
including  Diogenes  of  Apollonia  (frag.  6)  and  Polybus  ( de  nat.  horn.). 
Polybus  traces  four  pairs  of  veins  from  the  head  downwards. 
Diogenes  speaks  of  the  two  principal  veins  ‘ extending  through  the 
belly  along  the  backbone,  one  to  right,  one  to  left ; either  one  to 
the  leg  on  its  own  side,  and  upwards  to  the  head,  past  the  collar- 
bones, through  the  throat \ Plato's  two  veins  appear  to  be  these, 
which  have  been  identified  with  the  Hepatitis  (right)  and  the 
Splenitis  (left).  Our  knowledge  of  Diodes'  doctrine  about  the 
blood-vessels  is  imperfect.4 *  He  regarded  the  heart  as  the  source 
of  the  blood,  and  the  aorta  and  the  f hollow  vein  ' as  the  two 
principal  channels.  Here  he  agrees  with  the  older  Hippocratic 
treatise  On  Flesh , which  declares  that  * there  are  two  hollow 
veins  from  the  heart,  one  called  arteria,  the  other  the  “ hollow 
vein  ” attached  to  the  heart.  The  heart,  where  the  hollow  vein 
is,  has  the  greatest  amount  of  heat,  and  it  dispenses  the  pneuma  9 
(chap.  5).  Diodes  also  described  the  course  of  some  of  the  minor 
veins. 

Plato  does  not  attempt  to  fill  in  even  the  barest  outline  of  the 
circulatory  system  ; otherwise  he  must  have  mentioned  the  heart, 
which  he  called  earlier  ‘ the  knot  of  the  veins  and  the  fountain  of 
the  blood  which  moves  impetuously  round  through  all  the  members  ' 
(70B).  This  phrase  suggests  that  the  two  dorsal  veins  here  men- 

1 The  sinews  stopped  short  at  the  base  of  the  skull  (75D). 

2 We  learnt  at  70B  that  the  blood,  rushing  outwards  from  the  heart  when 
anger  boils  up,  conveys  to  all  sentient  parts  a message  from  the  brain,  which 
has  been  warned  by  perception  of  some  injury  needing  retaliation. 

8 Hist.  Anim.  iii,  2.  See  D’Arcy  Thompson’s  notes  in  the  Oxf.  Trans, 
and  Tr.’s  notes. 

4 See  Wellmann,  Frag.  d.  gr.  Aerzte  89  ff. 

305 


RESPIRATION 


77e-79a 


tioned  must  meet  in  the  heart,  as  Aristotle  1 also  held,  adding  that 
the  heart  can  be  regarded  as  part  of  them,  since  they  extend  both 
above  and  below  it.  We  may  add  that  one  vein  at  least  must 
extend  below  the  heart  to  the  belly,  whence  the  blood  formed 
there  has  to  be  raised  to  the  head.2  Thence  a system  of  smaller 
conduits  carries  the  blood  * downhill ' to  water  all  the  rest  of  the 
body  and  to  convey  to  all  the  members  the  sense-impressions 
from  the  head.  The  passage  is  most  easily  understood,  not  as  a 
grossly  inadequate  account  of  the  circulatory  system,  but  rather 
as  formulating  the  mechanical  problem  of  hydraulics.  The  blood 
can  easily  flow  downhill  through  branches  in  all  directions.  But 
some  force  is  needed  to  raise  the  blood  from  the  belly  to  the  top 
of  the  hill. 

77E-79A.  Respiration  as  the  driving  power  of  the  irrigation 
system 

The  gods,  accordingly,  now  provide  for  the  carrying  or  driving 
of  the  water  (' vdqaycoyia ) along  the  conduits.  The  power  is  provided 
by  the  respiratory  system,  next  to  be  described.  Respiration,  as 
Plato  has  already  said,  has  other  purposes.  The  lung  was  designed 
to  receive  breath  and  drink  in  order  that  it  might  cool  the  heart 
and  so  provide  refreshment  (70c).  This  function  is  barely  mentioned 
here  in  a single  word.3  The  only  purpose  dwelt  upon  is  the 
mechanical  one  of  keeping  in  movement  the  internal  fire  which  is 
to  digest  food  in  the  belly  and  raise  the  blood  so  formed  from  the 
belly  into  the  veins.  In  this  process  the  lung  itself  appears  to 
play  as  little  a part  as  the  heart  plays  in  circulation.  The  mechan- 
ism is  to  consist  of  currents  of  air  and  fire.  It  is  first  remarked 
that  we  may  take  it  as  possible  for  fire  and  air  to  penetrate  the 
skin  and  flesh,  because  their  fine  particles  will  make  their  way 
through  the  coarser  materials.  There  can  thus  be  transpiration 
through  the  skin,  as  well  as  respiration  through  mouth  and  nose. 
This  is  essential  to  the  process  called  the  * circular  thrust  \ 

That  the  body  transpires  through  pores  all  over  the  surface  of 
the  skin  was  taught  by  Empedocles  : 

‘ Thus  do  all  things  draw  breath  and  breathe  it  out  again. 
All  have  bloodless  pipes  of  flesh  spread  over  the  surface  of  the 
body,  and  at  their  mouths  the  outermost  surface  of  the  skin  is 
perforated  all  over  with  pores  closely  packed  together,  so  as  to 

1 Hist . Anim.  iii,  3,  513a,  15.  See  Thompson’s  note. 

2 Diodes  spoke  of  ‘ veins  which  receive  the  nourishment  from  the  belly  \ 
Galen  viii,  187. 

8 avai/wxofUvy,  78E.  Aristotle  held  that  cooling  of  the  internal  heat  is  the 
proper  function  of  respiration. 

306 


RESPIRATION 


keep  in  the  blood  while  an  easy  passage  is  cut  for  the  air  to  pass 
through.  Thus  whenever  the  thin  blood  rushes  back  from  these, 
the  bubbling  air  rushes  in  with  an  impetuous  surge ; and  when 
the  blood  leaps  back  again,  the  air  is  breathed  out  once  more  ' 
(frag.  ioo). 

Empedocles'  doctrine  was  reproduced  by  Philistion,1  who  taught 
that  the  purpose  of  respiration  is  to  cool  the  natural  heat  of  the 
body  and  that  health  depends  on  the  unimpeded  passage  of  the 
breath,  not  only  through  mouth  and  nostrils,  but  all  over  the  body. 
Diodes  also  held  that  the  body  has  a natural  heat  residing  in  the 
blood,  which  conveys  life  and  movement  in  the  veins  throughout 
the  whole  frame.  His  account  of  the  cycle  of  respiration  was  the 
same  as  Plato's  : inhalation  (or  exhalation)  through  mouth  and 
nose  coincides  with  exhalation  (or  inhalation)  through  the  pores. 
In  opposition  to  the  Coan  school,  which  held  that  the  breath  first 
reaches  the  brain  and  is  then  dispersed  throughout  the  rest  of  the 
body,2  the  Sicilians  taught  that  the  heart  is  the  central  seat  of  the 
breath  of  life  or  breath-soul  (\pv%ixdv  nvevjua),  which  passes  thence 
to  the  rest  of  the  body  through  the  veins  and  is  the  power  that 
moves  the  limbs.3  This  breath  also  conveys  sense-perception. 
It  is  in  perpetual  motion,  circulating  through  the  veins  together 
with  the  blood.  According  to  this  doctrine,  then,  the  breath  and 
the  blood  travel  together  through  the  same  channels  : respiration 
and  the  circulation  of  the  blood  are  a single  process  ; and  since  the 
blood  actually  consists  of  the  digested  food,  the  same  system 
conveys  to  all  parts  of  the  body  their  proper  nourishment. 

77E.  They  then  proceeded  to  provide  for  the  water-carrying  in  a 
78.  manner  now  to  be  described,  which  we  shall  the  more  easily 
grasp  if  we  first  agree  upon  the  following  principle.  All 
bodies  composed  of  smaller  particles  are  impervious  to  larger 
particles,  but  those  consisting  of  the  larger  are  not  impervious 
to  the  smaller ; and  of  all  the  kinds  fire  has  the  smallest 
particles  and  consequently  passes  through  water,  earth,  and 
air  and  all  bodies  composed  of  these,  and  nothing  is  im- 
pervious to  it.  This  principle  must  be  applied  to  our 

1 See  O.  Gilbert,  M eteovologischen  Theorien,  pp.  344  ff.  Wellmann,  Frag, 
d.  Gy.  Aerzte  70. 

2 [Hippocr.]  7 r.  Up.  vova.  16.  This  treatise  is  held  to  be  earlier  than  Diodes. 
Wellmann,  op.  cit.  77  ff. 

8 At  Crat.  399D  Plato  connects  tf/vx'q  with  to  ava*ft fyov,  as  having  the  function 
of  breathing  and  cooling  the  body;  and  again  with  </>vaiv  d^ctv  ( <j>va^xn )> 
because  it  moves  the  body.  Cf.  Diodes,  frag.  17,  and  Anon.,  Lond.  xxxi,  54  : 
the  soul,  being  pneuma,  is  light  and  the  whole  body  is  carried  (/Jaarajerat)  by 
the  soul. 

307 


THE  WEEL  OR  FISH-TRAP 


77e-79a 


78.  belly  1 : when  food  and  drink  fall  into  it,  it  keeps  them  in  ; 

3.  but  it  cannot  keep  in  the  air  we  breathe  and  fire,  since  their 
particles  are  smaller  than  those  of  its  own  structure. 

The  Weel  or  Fish-trap . — The  god  now  avails  himself  of  this 
penetrating  capacity  of  fire  and  air,  to  provide  a mechanism  supply- 
ing the  power  to  drive  the  blood-food  upwards  into  the  veins  from 
the  belly.  This  mechanism  is  the  respiratory  system.  It  consists 
of  currents  of  air  and  fire,  and  of  nothing  else.  The  currents  pass 
in  and  out  of  the  body  by  certain  routes  which,  in  a modern  book, 
would  be  represented  by  lines  in  a diagram.  In  Plato's  dialogues 
diagrams  are  not  used  2 ; accordingly,  the  pattern  formed  by  the 
courses  of  the  currents  is  visualised  as  the  outline  of  a well-known 
object,  the  fisherman's  weel.  The  god  is  said  to  construct  a net- 
work of  this  shape  and  then  fix  it  in  and  around  the  ‘ living  creature 
he  had  moulded '.  The  next  sentences,  describing  the  fashioning 
of  the  weel,  are  to  be  understood  as  if  Plato  were  drawing  a picture, 
the  lines  of  which  stand  for  the  routes  followed  by  currents  of  air 
and  fire. 

78B.  The  god  accordingly  made  use  of  these  (air  and  fire)  for  the 
water-carrying  from  the  belly  to  the  veins,  weaving  out  of 
air  and  fire  a network,  after  the  fashion  of  a fisherman's 
weel.  This  had  a pair  of  funnels  (iyxvQXia)  at  the  entrance, 
one  of  which  again  he  made  fork  into  two  ; and  from  these 
funnels  he  stretched,  as  it  were,  reeds  3 all  round  throughout 
the  whole  length  to  the  extremities  of  the  network.  The 

c.  whole  interior  of  the  basket  he  composed  of  fire,  while  the 
funnels  and  the  main  vessel  were  of  air. 

In  order  to  reconstruct  Plato's  diagram  of  the  currents,  it  is 
necessary  first  to  be  clear  about  the  construction  of  the  fish-trap 
or  weel  (xvqxoq,  Lat.  nassa)  and  the  meaning  of  eyxvQXtov , above 
translated  * funnel '. 

The  weel,  like  our  lobster-pot,  is  a basket  (n Xoxavov),  with  a wide 
opening  at  the  top.  Stretching  down  inside  and  below  the  opening 

1 Here  and  below  xoiXia  probably  means,  not  the  whole  hollow  of  the  trunk, 
but  the  belly,  where  fire  reduces  meat  and  drink  to  blood  (8od).  Plato  is 
specially  thinking  of  this  as  the  first  operation,  which  must  be  performed 
before  the  blood  is  driven  upwards  (see  78E-79A).  It  is  of  course  also  true 
that  fire  and  air  can  penetrate  the  skin  anywhere. 

* Thus,  even  in  the  Meno,  where  a difficult  problem  of  geometrical  construc- 
tion is  discussed,  the  lines  and  areas  are  described  but  not  indicated  by 
letters,  as  they  would  be  in  Aristotle. 

* The  nassa  was  sometimes  made  of  reeds  (iunci,  Plin.,  N.  H.  xxi,  114). 
Hesych.  xvpros • ayyctov  o^otvoiSes,  ot  aXtcts  xP&vrai‘  Oppian,  Halieut.  iv, 
53- 


308 


THE  WEEL  OR  FISH-TRAP 

there  is  passage  in  the  form  of  a truncated  cone,  narrowing  down 
to  a hole  just  large  enough  to  admit  the  fish.  The  principle  is  the 
same  as  that  of  the  cheap  inkpots  in  which  the  glass  forming  the 
wall  is  bent  over  and  downwards  to  form  a funnel  which  prevents 
the  ink  from  escaping  if  the  pot  is  upset.1  The  construction  of 
the  nassa  is  precisely  described  by  Silius  Italicus,  to  illustrate  how 
the  Romans  were  lured  into  the  narrowing  path  between  the  cliffs 
and  the  shore  of  the  Trasimene  lake  : 

* So  by  the  crystal  waves  the  cunning  fisherman  weaves  osiers 
to  make  his  light  weel  (nassa)  with  its  wide  mouth.  The  inner 
part  (interiora)  he  ties  with  special  care  ; he  brings  the  ends 
together,  making  them  taper  gradually  along  the  middle  of  the 
belly  (aluum)  and  fastens  them  together.  By  the  trick  of  this 
contracted  aperture  he  keeps  the  fish  drawn  from  the  sea  from 
making  its  way  back,  though  it  found  the  way  in  easy/  2 
Such  being  the  weel,  what  is  the  eyxvqrtov  ? Some  commentators 
have  been  misled  by  Galen  into  supposing  that  iyxvqxtov  means  a 
smaller  weel  inside  a larger  one.  He  wisely  recommends  those  who 
live  near  the  sea  to  go  and  look  at  the  fisherman’s  weel.  Midlanders 
will  at  any  rate  have  seen  the  kind  of  basket  called  rdXaqog.^  If 
they  will  imagine  this  basket  without  the  perforations  at  the  base 
and  with  its  mouth  at  the  top  opened  wide,  they  will  have  a sufficient 
picture.  Evidently  he  himself  had  seen  a weel,  and  it  is,  he  adds, 
a single  basket  (nXeypta  anXovv) ; but  he  now  tells  us  to  imagine  that 
it  contains  another  small  basket  of  the  same  shape,  standing  on 
the  bottom  of  the  big  one,  but  with  its  opening  much  lower  down. 
We  are  then  to  imagine  yet  another  small  basket  inside  the  big  one. 
These  small  baskets  are,  he  says,  what  Plato  means  by  iyxvqna. 

Galen  can  be  convicted,  out  of  his  own  mouth,  of  not  knowing 
the  meaning  of  iyxvqriov.  Plato  speaks  of  it  as  being  a part  of 
the  whole  weel,  the  other  part  being  the  main  vessel  or  belly  (xvrog, 
Silius’  aluus).  That  is  to  say,  it  is  the  name  of  an  actual  part  of 
an  actual  thing,  the  weel  in  common  use.  But  Galen  himself  tells 

1 Apostolides,  La  Piche  en  Grice  (Athens,  1907),  p.  51  (cited  by  A.  W.  Mair, 
Oppian,  Loeb  Library,  1928,  p.  xlvi),  writes  : ' La  piche  au  moyen  de  nasses 
est  bien  simple,  mais  toutes  n’ont  pas  la  mime  forme  : elle  change  suivant  les 
poissons  qu’on  cherche  a capturer.  Ce  sont  des  paniers,  avec  un  orifice  pricidi 
d’une  entrie  conique , par  laquelle,  une  fois  entris,  les  poissons  ne  peuvent  plus 
sortir.’ 

2 Cf.  Lucian,  Merc.  Cond.  3,  twv  Kvprcov  to  dSi4^o8ov  etcroodev  em  axoXijs  aAAa 
fxrj  evbodcv  4k  tov  fivyov. 

8 raXapos  commonly  means  a basket  shaped  like  a wastepaper  basket  with 
a mouth  much  wider  than  its  base.  This  is  evidently  not  the  sort  of  basket 
Galen  means,  which  Daremberg  understood  as  the  basket  used  for  making 
cream-cheese  out  of  curdled  milk  (Horn.,  Od.  i,  247). 

309 


THE  WEEL  OR  FISH-TRAP  77e-79a 

us  that  the  weel  is  a ‘ single  basket ',  which  does  not  contain  these 
imaginary  smaller  baskets.1  There  existed,  therefore,  nothing  to 
bear  the  name  iyxvgrcov  in  the  sense  of  ‘ a small  weel  inside  a large 
one  \ If  a Byzantine  scholiast  had  glossed  the  word  brayiov  as 
* a small  tomb  inside  a larger  one  ',  we  might  be  suspicious  ; if  he 
added  ‘ though  no  such  tombs  actually  exist  ',  we  should  know  he 
was  romancing,  because  there  are  no  current  names  for  non-existent 
parts  of  well-known  objects.  Plato  uses  iyxvQTiov  as  a current 
name,  not  as  one  which  he  had  invented  for  an  imaginary  addition 
to  the  structure  of  the  actual  weel.  The  gloss  2 describing  iyxvgna 
as  * plaited  structures  inside  a weel ' is  vague ; but  it  at  least 
recognises  that  the  name  belongs  to  some  existent  part  of  a weel ; 
and  it  also  states  that  Plato  applied  the  word  to  the  pharynx,  not 
to  the  cavities  of  the  lungs  and  the  belly,  to  which  Galen's  imaginary 
baskets  are  supposed  to  correspond. 

The  conclusion  is  that  eyxvqnov  means  the  essential  feature 
differentiating  the  weel  from  other  baskets,  namely  the  cone-shaped 
funnel.  The  ‘ inner  part ' of  this,  as  Silius  says,  is  made  by  bending 
inwards  and  downwards  the  ends  of  the  osiers  or  reeds  forming  the 
wall  of  the  belly.  Their  points,  set  round  the  small  opening  at  the 
bottom  of  the  funnel,  repulse  the  trapped  fish  if  he  tries  to  escape.3 
There  are  two  ways  in  which  the  funnel  can  be  formed.  The 
simplest  is  illustrated  in  the  common  lobster-pot,  which  is  roughly 
spherical,  the  upright  osiers  of  the  sides  being  bent  round,  so  that 
the  funnel  is  sunk  within  the  main  outline  of  the  basket.  In  another 
type,  illustrated  here,  the  funnel  projects  above  the  belly,  like  the 
wicker  funnel  which  is  said  to  have  been  affixed  to  the  voting-urn, 
so  as  to  admit  only  the  ballot.4  In  either  case  the  funnel  is,  as 

1 It  is  for  this  reason  that  Galen  says  that,  even  if  you  have  seen  a weel, 
it  is  hard  to  understand  Plato’s  meaning. 

2 Lex.  Plat . eyKvpTLa’  ra  iv  rots  Kvprois  4w<f>aaofiaTa'  XPVT al  ^ Tt/xaia) 
€7 rl  t ijs  <j>apvyyos  r fj  Aefei  (repeated  by  Suidas). 

8 Oppian,  Halieut.  iv,  47,  describes  how  the  fish,  trapped  in  the  ' backward - 
plaited  * weel  (cV  Kvprotot  7raAt/x7rAeK,eeaaiv) , tries  to  escape.  * He  dreads  the 
sharp  rushes  (oxolvovs)  which  bristle  around  the  entrance  and  as  he  comes 
against  them  wound  his  eyes,  even  as  if  they  were  warders  of  the  gate  ' (trans. 
Mair). 

* Schol.  Ar.,  Eq.  1150  : ktj/jlos  . . . tt\ iy\ia  rt  ck  axoivlatv  yiv6p.*vov  ofioiov 
rjdp,q>,  ras  nop<f>vpas  Xafifidvovoiv.  Soph.,  frag.  5°4>  Pearson:  K-qp.oZoi  ttXcktoIs 
7rop<l>vpwv  (Herw.,  irop<j>vpas  codd.)  drjpq.  (Tucker,  <f>detpci  codd.)  ydvos>  Opp., 
Halieut . 5,  598  : Trop^vpai  are  caught  with  KvprlSes  rjfiaiai  raAapoi?  0/10 fat. 
Ar.,  H.A.  534 a,  20  : eels  are  caught  in  earthen  pickle-pots  into  the 
mouth  of  which  the  so-called  r)$p,os  has  been  inserted.  tajii6s  meant  also  the 
funnel  at  the  top  of  the  Kabos  or  KabiaKos  (balloting  urn)  : Ar.,  Vesp.  754, 
Kamcrral’qv  ini  rots  tajfiois  i/rq</>i£onivu)v  6 rcAevraTos  Jebb  in  Pearson,  Soph., 
Frag.,  vol.  ii,  154,  where  most  of  this  evidence  is  collected).  Hesych., 

310 


THE  WEEL  OR  FISH-TRAP 

Plato  says,  ' at  the  entrance ' (xaxa  rrjv  eiooSov),  whereas  Galen’s 
imaginary  small  baskets  are  not  at  the  entrance ; one  of  them  is 
at  the  bottom  of  the  whole  vessel  with  its  opening  a good  way 
below  the  mouth  of  the  main  basket.  This  alone  shows  that  Galen 


was  wrong  to  imagine  that  the  iyxvqna  stood  for  the  cavities  of  the 
belly  and  the  lungs.1  The  two  funnels,  as  originally  constructed, 
answer  to  the  two  passages  for  food  and  breath,  through  mouth 
and  nose,  which  terminate  in  the  throat,  one  leading  into  the 

...  to  imridefievov  rfj  tojv  Bikclotqjv  vBpiq  vcTrXeypL&ov  xroj/xa  7rapofiOLOV 
(funnel.)  The  accompanying  sketch  is  copied  from  an  eighteenth-century 
map  of  Cambridgeshire  in  my  possession,  showing  a man  drawing  out  of 
shallow  water  a round  wicker  weel,  surmounted  by  a funnel.  A boy  has 
thrust  his  hand  inside  and  pulled  out  a captured  eel.  In  the  Ethnological 
Museum  at  Cambridge  there  is  a string  of  plaited  weels  of  this  pattern  from 
Africa.  The  device  is  no  doubt  world -wide.  The  other  illustration  is  ‘ com- 
posed from  two  Roman  mosaics,  in  both  of  which  it  is  represented  as  lying 
half-buried  among  sedges  in  a shallow  piece  of  water  \ Rich,  Diet,  of  Rom. 
and  Gk.  Antiq.,  s.v.  nassa  (cf.  Daremberg  and  Saglio,  s.v.  colum).  Naturally 
neither  picture  attempts  to  show  the  narrowing  projection  of  the  cone  inside 
the  vessel.  This  is  invisible,  if  the  texture  of  the  outer  wall  is  close.  It  can 
be  seen  in  the  African  weels  above  mentioned. 

1 Stall baum  rightly  understood  that  they  correspond  rather  to  the  passages 
into  the  lungs  and  the  belly,  though  other  features  of  his  interpretation  seem 
unsatisfactory.  So  L.  and  S.  * iyKvpr ia,  passages  into  the  Kvpros  or  creel  or 
fish-trap,  to  which  PI.  compares  the  throat  \ The  reference  to  Galen  (added 
in  the  last  edition)  is,  however,  likely  to  mislead.  Rivaud  translates  iyKvpria, 
‘ tuyaux  \ 


THE  WEEL  OR  FISH-TRAP  77e-79a 

oesophagus,  the  other  into  the  trachea.  Like  the  fisherman  in 
Silius,  the  god  constructs  the  funnels  first.  He  makes  a pair  of 
them,  instead  of  the  usual  one.  He  further  makes  one  of  them 
fork  into  two.  This  probably  means  the  division  of  the  breath- 
funnel  into  two  entrances,  through  mouth  and  nose  ; for  we  can 
breathe,  as  well  as  swallow  our  food,  through  the  mouth.  As  all 
agree,  Plato's  comparison  is  a somewhat  clumsy  substitute  for  a 
diagram. 

The  god  then  proceeds  to  construct  the  main  vessel  (xvrog)  of 
the  basket  by  ‘ stretching  from  the  funnels  reeds  all  round  through- 
out the  whole  length  to  the  extremities  of  the  network  \1  In  the 
Roman  nassa  illustrated  above  the  reeds  supporting  the  funnel 
extend  all  along  the  weel  and  are  brought  together  at  the  base. 
The  shape  is  now  complete.  We  are  finally  reminded  that  the 
entire  structure  consists  only  of  fire  and  air.  ‘ The  whole  interior  ’ 
(ra  evdov  obzavra ) is  of  fire,  while  ‘ the  funnels  and  the  main  vessel 
are  of  air  \ That  is  to  say,  all  the  lines  in  the  diagram  represent 
channels  or  currents  of  air.  The  space  within  the  figure  is  for  the 
present  to  be  imagined  as  occupied  by  fire.  As  we  hear  later,  ‘ in 
every  living  creature  the  inner  parts  about  the  blood  and  veins  are 
the  hottest,  like  a well-spring  of  fire  which  it  has  within  itself.  It 
was,  indeed,  this  that  we  likened  to  the  network  of  our  weel,  when 
we  said  that  the  whole  extent  of  the  central  part  was  woven  of 
fire,  while  the  parts  on  the  outside  were  of  air  ' (79D). 

This  structure  is  now  applied  to  the  living  creature,  the  funnels 
being  let  into  mouth  and  nose,  while  the  outline  of  the  main  vessel 
encloses  the  trunk  on  the  outside.  The  funnels  require  a certain 
amount  of  adjustment  and  adaptation.  At  their  lower  ends  they 
are  prolonged  to  form  the  trachea  and  the  gullet.  At  the  upper 
end  the  breath-funnel  has  already  been  divided  into  two  outlets, 
mouth  and  nose,  in  order  that  we  may  be  able  to  breathe  while 
the  mouth  is  occupied  with  eating. 

78c.  This  structure  he  took  and  set  it  about  the  living  creature 
he  had  moulded,  in  this  way.  The  part  consisting  of  the 
funnels  he  let  into  the  mouth  ; and  this  part  being  twofold, 

1 This  sentence  is  ambiguous.  The  reeds  were  understood  by  Galen  as 
representing  arteries  and  veins  extending  from  the  belly  and  lung  (Galen’s 
cyKvprta ;)  outwards  in  all  directions  to  the  surface  of  the  body  and  containing 
the  * rays  of  fire  * mentioned  at  78D.  But  there  is  no  corresponding  structure 
in  the  fish-trap.  kvkXio  8ca  iravros  can  mean  ' stretching  all  round  along  the 
whole  surface  * ; cf.  Albinus,  Didasc.  xiv  : orvv^ Stj  avrrjv  (ttjv  ifivx'rjv ) to  ucofxa 
rod  Kouftov  kvkXco  81A  rravros  nepUx^iv  koX  TrcpiKaXwjtai,  — Tim.  36E,  kvkXco  tc 
avrov  e£u)dcv  irepiKaXvipacra.  At  74 A,  3,  8ta  rravros  rod  kvtovs  means  ‘ along  the 
whole  extent  (length)  of  the  trunk  ’. 

312 


THE  WEEL  OR  FISH-TRAP 


78c.  he  prolonged  1 one  of  the  funnels  downwards  by  way  of  the 
windpipes  into  the  lung,  and  the  other  alongside  the  wind- 
pipes into  the  belly.  The  first  funnel  he  divided  into  two 
parts,  to  both  of  which  he  gave  a common  outlet  by  the 
channels  of  the  nose,2  so  that  when  the  other  passage  was 
not  working  by  way  of  the  mouth,  all  its  currents  also  might 
be  replenished  from  this  one. 


The  funnels  having  been  adjusted,  the  main  vessel  is  now  fitted 
round  the  trunk  on  the  outside.  Galen  understands  the  vessel  to 
represent  the  skin  and  the  layer  of  air  in  contact  with  it.  If  we 
omit  the  skin  (which  does  not  sink  into  the  body),  we  can  accept 
his  view,  with  the  qualification  that  the  outlines  of  the  vessel  really 
mark  the  limits  of  a coat  of  air  enveloping  the  trunk. 

78D.  The  rest,  the  main  vessel  of  the  weel,  he  attached  round  all 
the  hollow  part  of  the  body.  And  all  this  he  caused  at 
one  moment  to  flow  together  inwards  on  to  the  funnels 
— softly,  because  they  are  made  of  air ; while  at  another 


1 KadrjKcv,  like  KaBUvai  7 rwycova,  ‘ to  let  your  beard  grow  long  \ and  KadfjKavZit 
77D,  3.  It  should  be  remembered  that  the  lung  contains  no  blood  (70c).  Its 
passages  are  filled  with  air  and  fire. 

* The  breath-funnel  was  originally  forked  into  two  passages,  the  mouth 
and  the  nose  (78B).  I understand  the  present  operation  to  be  the  splitting 
of  the  nose-passage  into  the  two  nostrils  (so  A.-H.).  This  completes  the 
system  of  passages. 

313 


THE  WEEL  OR  FISH-TRAP  77e-79a 

78D.  moment  the  funnels  flow  back,  and  the  network  sinks  in 
through  the  body — for  this  is  porous — and  then  out  again  ; 
meanwhile  the  rays  of  fire  stretched  through  inside  follow  the 
movement  of  the  air  in  either  direction.  This  process  was 

E.  to  continue  without  ceasing  so  long  as  the  mortal  creature 
holds  together ; it  is  indeed  the  process  which  the  name- 
giver  entitled  inhalation  and  exhalation. 

This  account  is  intelligible  if  we  remember  that  the  whole  outline 
of  the  structure — funnels  and  main  vessel — consists  of  air.  When 
we  breathe  in  through  the  mouth,  the  currents  of  air  converging 
along  all  sides  of  the  body  flow  together  (ovqqeZv)  inwards  upon 
the  * funnels i.e.  the  columns  of  air  defined  by  the  mouth  and 
nose  and  the  gullet  and  trachea.  This  happens  1 softly  ’,  without 
shock,  because  it  is  only  air  that  is  pouring  in  upon  air.  When  we 
breathe  out,  the  columns  of  air  flow  back  again  towards,  and  out 
through,  the  mouth  and  nose.  The  external  currents  are  thus 
reversed  by  the  pressure  of  the  breath,  and  the  external  air  so 
displaced  (represented  by  the  outline  of  the  main  vessel)  sinks  into 
the  body  through  its  pores,  to  fill  the  space  inside  that  would 
otherwise  be  left  empty  by  the  air  we  have  breathed  out.  The 
process  is  then  reversed  again.  The  air  which  has  entered  through 
the  pores  passes  out  again  by  the  same  route  and  sets  the  external 
current  moving  again  towards  the  mouth.  Why  this  reversal 
takes  place  will  be  explained  presently.  Here  it  is  only  added  that 
the  4 rays  of  fire  ' stretched  through  the  interior  of  the  structure 
follow  the  movement  of  the  air  in  either  direction.  The  fire  which 
occupies  the  interior  is  described  as  separated  into  rays  because  it 
passes  along  the  same  channels  or  pores  as  the  air.  In  a diagram 
these  might  be  roughly  indicated  by  lines  radiating  outwards  in 
all  directions  from  the  heart.  The  statement  refers  specially  to 
the  process  which  Galen  describes  as  transpiration  ( dicmvorj ) ; and 
the  channels  in  question  appear  to  be  the  veins  (79D),  or  rather 
still  finer  passages,  at  the  ends  of  the  veins,  which  will  keep  in  the 
blood,  but  just  permit  fire  and  air  to  get  through. 

The  process  of  respiration  is  now  to  be  connected  with  digestion 
and  with  the  conveyance  of  nourishment  in  the  blood  through  the 
irrigation  system.  Apart  from  the  mention  of  the  cooling  effect 
which  the  lung  has  upon  the  heart  (as  we  were  told  earlier,  70c) 
the  emphasis  falls  on  the  mechanical  use  of  respiration,  as  the  force 
which  maintains  two  processes : (1)  by  keeping  the  internal  fire 
constantly  in  motion,  it  enables  the  sharp  fire-particles  to  penetrate 
and  cut  up  the  food  and  drink  which  have  reached  the  belly ; and 
then  (2)  to  carry  the  blood  so  formed  along  with  its  own  movement 

314 


THE  CIRCULAR  THRUST 

through  the  veins.  This  theory  is  in  substantial  agreement  with 
Diodes.1 

78E.  All  this  that  our  body  does  and  has  done  to  it  results  in  its 
being  nourished  and  keeping  alive  as  it  is  watered  and 
cooled  ; for  every  time  that,  as  the  breath  passes  in  and  out, 
the  fire  within  connected  with  it  follows  its  movement  and 
in  its  perpetual  rise  and  fall  passes  in  through  the  belly  and 
79.  takes  hold  upon  the  meat  and  drink,  it  dissolves  them  and, 
dividing  them  up  small,  drives  them  through  the  outlets  in 
the  direction  of  its  advance,  discharging  them  into  the  veins, 
as  water  from  a spring  into  runnels,  and  making  the  currents 
of  the  veins  flow  through  the  body  as  through  an  aqueduct. 

79A-E.  Respiration  maintained,  by  the  circular  thrust 

We  have  seen  that  the  whole  process  of  ' watering  ’ and  feeding 
the  body  is  kept  up  by  the  rhythmical  movement  of  respiration. 
Plato  next  attempts  to  show  that  respiration  itself  is  maintained 
mechanically.  He  represents  it  as  going  on  without  any  impulse 
from  muscular  contraction  or  from  the  intervention  of  the  will. 
He  invokes  the  principle  of  the  ‘ circular  thrust  ’ (TZEQLcoaig),  which 
is  now  explained. 

The  principle,  being  purely  mechanical,  has  wider  applications 
mentioned  in  the  later  paragraphs,  e.g.  to  medical  cupping-instru- 
ments and  projectiles.  As  Aristotle's  discussion  of  the  circular 
thrust  shows,  certain  problems  had  arisen  from  the  denial  of  the 
void.  Parmenides  had  denied  the  existence  of  any  void  spaces 
inside  the  universe,  and  he  had  rejected  the  possibility  of  any 
motion.  The  two  propositions  were  connected,  since  it  was  held 
that  nothing  could  move  without  some  empty  place  to  move  into. 
Accordingly,  when  the  Atomists  reasserted  the  void,  they  were 
restoring  the  possibility  of  motion.  Others,  however,  such  as 
Empedocles  and  Anaxagoras,  believed  motion  to  be  possible  while 
still  denying  that  there  was  any  real  vacancy. 

The  projectile  presented  two  problems.  How  could  it,  or  any 
other  body,  move  at  all,  if  there  was  no  vacant  room  to  move 
into  ? And  how  could  a missile  continue  in  motion  after  it  had 
left  the  hand  which  hurled  it  ? Both  were  solved  by  the  theory 
of  the  circular  thrust.  The  moving  body,  since  it  does  not  advance 
into  vacancy,  displaces  the  air  in  front  of  it.  At  the  same  time 
the  air  must  be  closing  up  the  vacancy  that  would  otherwise  be 
left  behind  the  projectile.  Thus  a stream  of  air  is  formed,  pouring 
from  the  front  of  the  moving  body  to  its  rear.  The  force  of  this 

1 Wellmann,  op.  cit.  89. 

315 


THE  CIRCULAR  THRUST 


79a-b 


current  is  now  invoked  to  account  for  the  body  continuing  in  motion 
after  it  has  lost  contact  with  the  source  of  impulsion.  The  air 
pouring  round  to  the  rear  is  supposed  to  push  the  projectile  farther 
on  its  way,  until  the  force  of  the  original  impulse  somehow  dies  out. 

The  application  of  this  principle  to  the  process  of  respiration  is 
stated  first.  Our  breath  is  a sort  of  projectile  impelled  out  of  our 
mouths.  Since  it  does  not  issue  into  empty  space,  it  must 
dislodge  the  air  near  the  mouth.  At  the  same  time  it  must 
leave  no  empty  space  inside  us.  Apparently  it  was  assumed  that 
the  contraction  of  the  body  in  expiration  did  not  suffice  to  close  up 
the  vacancy  inside  or  to  provide  space  outside  for  the  dislodged  au- 
to move  into.  Hence  the  theory  that  the  expelled  breath  is  replaced 
by  a current  which  enters  the  body  through  pores  in  the  flesh. 

79A.  But  let  us  once  more  consider  the  means  whereby  the  effect 
of  respiration  has  come  to  take  place  as  it  now  does.  It 
was  in  this  way.  Since  there  is  no  vacancy  into  which  any 

b.  moving  body  could  make  its  way,  and  the  air  we  breathe 
does  move  out  from  us,  the  consequence  is  at  once  plain  to 
anyone  : it  does  not  go  out  into  vacancy,  but  thrusts  the 
neighbouring  air  out  of  its  place.  What  is  so  thrust  keeps 
on  displacing  its  neighbours  successively,  and  in  the  course 
of  this  compulsion  the  air  is  all  driven  round  and  enters  the 
place  whence  the  breath  came  out,  refilling  it  as  it  follows 
the  breath.  All  this  goes  on  simultaneously,1  as  when  a 

c.  wheel  is  driven  round,  because  there  is  no  vacancy.  Con- 
sequently, the  region  of  the  chest  and  lung,  in  the  act  of 
discharging  the  breath  outwards,  is  filled  again  by  the  air 
surrounding  the  body,  as  it  is  driven  round  and  makes  its 
way  inwards  through  the  porous  flesh.  Again,  when  the  air 
is  turned  back  and  is  moving  outwards  through  the  body, 
it  thrusts  round  the  respiration  inwards  by  way  of  the 
passage  of  mouth  and  nostrils. 

The  last  sentence  reminds  us  that  our  breath  does  not,  after  all, 
behave  quite  like  a projectile,  which  continues  on  the  same  course 
so  long  as  the  circular  thrust  goes  on  and  the  impulse  has  not  died 
away.  We  do  not,  in  fact,  go  on  breathing  outwards  indefinitely, 
although  the  circular  thrust  should  make  this  possible.  After 
quite  a short  time  we  begin  to  inhale  again,  and  the  current  must 
flow  the  other  way.  There  is  nothing  yet  to  explain  this  reversal. 
An  explanation  is  now  sought  by  considering  the  original  source 
of  the  impulse  which  must  be  supposed  to  have  started  the  whole 

1 Not  leaving  any  interval  of  time  during  which  there  would  be  a space 
left  unfilled. 

316 


THE  CIRCULAR  THRUST 


process.  This  is  found  in  the  fire  contained  in  all  living  things, 
as  a sort  of  well-spring  of  movement.  The  fire  has  its  own  natural 
tendency  to  move  towards  its  like.  There  is  fire  in  the  warm 
breath  we  exhale,  and  this  carries  the  air  with  it  outwards  through 
the  mouth  and  nose  towards  the  main  body  of  fire  all  round  the 
universe.  When  the  breath  gets  outside  it  encounters  colder  air, 
and  the  fire  in  it  will  presumably  continue  its  journey  and  pass  out 
of  the  expelled  air.  So  the  breath  is  cooled  outside.  Meanwhile 
the  dislodged  air  is  pouring  round,  by  the  circular  thrust,  into  the 
body  through  the  pores.  It  reaches  the  internal  fire  and  is  heated 
thereby. 

We  might  now  expect  that  this  freshly  heated  air  would  travel 
out  through  mouth  and  nostrils  and  keep  up  a continual  process  of 
exhalation.  The  breath  would  thus  behave  like  the  projectile, 
which  is  precisely  the  result  we  are  seeking  to  avoid.  At  this 
point  the  explanation  becomes  obscure,  because  it  is  tacitly  assumed 
that  the  air  which  comes  in  through  the  pores  must  also  go  out 
through  the  pores  and  not  join  the  current  passing  out  through 
the  mouth.1  Perhaps  the  assumption  is  tacit  because  it  seems  so 
improbable.  Once  it  is  made,  the  reversal  can  be  explained.  The 
air  which  has  come  in  through  the  pores,  having  now  been  heated 
by  the  fire  inside,  will  pass  out  again  through  the  pores  to  seek  its 
like.  This  will  reverse  the  circular  thrust  and  drive  the  cooled  air 
near  the  mouth  back  into  the  body  in  inhalation. 

79c.  We  must  suppose  that  the  starting  of  this  process  is  to  be 
explained  as  follows.  In  every  living  creature  the  inner 

d.  parts  about  the  blood  and  veins  are  the  hottest,  like  a 
fountain  of  fire  which  it  has  within  itself.2  It  was,  indeed, 
this  that  we  likened  to  the  network  of  our  weel,  when  we  said 
that  the  whole  extent  of  the  central  part  was  woven  of  fire, 
while  all  the  parts  on  the  outside  were  of  air.  Now  we  must 
agree  that  the  hot  naturally  moves  outwards  towards  its 
kindred  in  its  own  region  ; and  that,  since  there  are  two  ways 
through,  one  leading  out  by  way  of  the  body,  while  the  other 
is  by  way  of  mouth  and  nostrils,  whenever  the  hot  makes  for 

E.  the  air  in  one  quarter,  it  gives  a thrust  round  to  the  air  in 
the  other  quarter  ; and  the  air  so  thrust  round,  falling  into 
the  fire,  is  heated,  while  the  air  which  passes  out  is  cooled. 

1 See  Tr.’s  note,  p.  562. 

2 Presumably  the  principal  seat  of  this  fountain  of  fire  in  blood  and  veins 
is  the  heart,  ‘ the  knot  of  the  veins  and  the  fountain  of  blood  ',  whose  throbbing 
when  it  swells  with  passion  is  ‘ caused  by  fire  ' (70A-C).  See  Wellmann’s 
reconstruction  of  Diodes’  doctrine,  which  has  many  points  of  contact  with 
Plato  (Fragm.  d.  Gr.  Aerzte  44  ff.,  and  219). 

P.C.  317  Y 


THE  CIRCULAR  THRUST 


79a-e 


This  last  sentence  applies  equally  to  both  routes.  Whether  the 
air  enters  by  the  mouth  or  through  the  pores,  it  alike  reaches  the 
central  source  of  heat  and  is  warmed  there.  And,  whichever  way 
it  goes  out,  it  is  cooled  when  it  gets  outside.  The  obscurity  lies  in 
the  next  statement,  because  the  assumption  that  air  must  go  out 
by  the  same  way  that  it  came  in  is  not  openly  made.  This  being 
granted,  the  warmth  of  either  lot  of  air  will  be  constantly  changing. 
The  air  which  comes  in  at  either  passage  will  be  warmed  when  it 
reaches  the  internal  fire,  and  cooled  again  when  it  passes  out,  by 
its  own  route,  to  the  atmosphere  outside.  As  soon  as  it  has  got 
warm  at  the  fire  it  will  seek  to  pass  out  again  towards  the  main 
mass  of  fire  and  so  reverse  its  direction  and  set  up  a thrust  the  other 
way.  If  we  now  assume  that  inhalation  (or  exhalation)  by  one 
route  alternates  with  inhalation  (or  exhalation)  by  the  other  route, 
there  will  be  a rhythmical  reversal  of  the  current,  comparable  to  a 
wheel  turning  first  one  way,  then  the  other. 

79E.  And  as  the  warmth  changes  and  the  air  which  travels  by 
way  of  the  one  outlet  1 gets  warmer,  this  warmer  air  is  the 
more  inclined  to  take  the  reverse  direction  by  that  route, 
moving  towards  its  like,  and  gives  a circular  thrust  to  the 
air  which  travels  by  the  other  passage.  This  again  suffers 
the  same  effect  and  reacts  every  time  in  the  same  way.  So 
it  sets  up,  under  the  two  impulses,  a motion  like  that  of  a 
wheel  which  swings  now  this  way,  now  that,  and  thus  it 
gives  rise  to  inhalation  and  exhalation. 

Aristotle  sums  up  the  theory  quite  clearly.  ' It  is  said  (in  the 
Timaeus)  that  when  the  hot  air  issues  from  the  mouth  it  pushes 
the  surrounding  air,  which  being  carried  on  enters  the  very  place 
whence  the  internal  warmth  issued,  through  the  interstices  of  the 
porous  flesh  ; and  this  reciprocal  replacement  is  due  to  the  fact 
that  vacuum  cannot  exist.  But  when  it  has  become  hot  the  air 
passes  out  again  by  the  same  route,  and  pushes  back  inwards  through 
the  mouth  the  air  that  had  been  discharged  in  a warm  condition. 
It  is  said  that  it  is  this  action  which  goes  on  continuously  when 
the  breath  is  taken  in  and  let  out  ’ (De  Resp.  472 b,  12,  Oxf.  trans.). 

Aristotle  rightly  saw  that  this  paragraph  is  concerned  with  the 
question  how  the  whole  process  of  respiration  can  start  and  proceed 
mechanically  without  involving  volition.  The  new-born  child  does 
not,  in  fact,  begin  to  breathe  deliberately.  Plato  probably  did 
not  know  that  the  midwife  slapped  the  baby  on  the  back  to  make 

1 This  must  be  the  meaning  of  Kara,  as  at  d,  7,  Kara  to  o&fxa  and  c,  6,  not 
the  air  * near  * or  * about ' the  outlet,  if  this  means  outside  it,  because  expelled 
air  gets  cooler,  not  hotter. 

318 


OTHER  CASES  OF  CIRCULAR  THRUST 

it  gasp  ; and  he  supposed  that  the  motion  was  mechanically  started 
by  the  natural  impulse  of  the  internal  fire  seeking  its  like.1  More- 
over, breathing  normally  proceeds  without  any  conscious  effort. 
Not  having  our  conception  of  reflex  muscular  action,  he  thought 
that  the  process  is  maintained  throughout  life  by  the  blind  action 
of  inanimate  particles.  It  is  true,  as  Galen  remarks,  that  we  can 
voluntarily  breathe  faster  or  slower  ; but  it  is  also  true  that  the 
vast  majority  of  the  breaths  we  draw  are  not  voluntary  actions. 
It  therefore  seemed  necessary  to  supply  a mechanical  cause.  Galen 
comments  on  the  fact  that  Plato  makes  the  whole  process  involun- 
tary and  ignores  muscular  action  (Hipp.  et  Plat.  715  ff.). 

79E-80C.  Digression . Other  phenomena  explained  by  the  circular 
thrust 

Plato  now  interrupts  his  account  of  the  irrigation  system  by  a 
short  digression.  The  principle  of  the  circular  thrust  will  help  to 
explain  a number  of  other  phenomena,  which  had  been  falsely 
supposed  to  involve  the  existence  of  void  or  of  a power  of  ‘ attrac- 
tion ' which  Plato  will  not  recognise. 

79E.  To  this  principle,  moreover,  we  may  look  for  the  explanation 
80.  of  what  happens  in  the  cases  of  medical  instruments  for 
cupping,  of  the  process  of  swallowing,  and  of  projectiles, 
which  keep  moving  after  their  discharge  either  through  the 
air  or  along  the  ground. 

Plutarch  2 explains  how  the  circular  thrust  (or  antiperistasis , as 
it  was  called  in  Aristotle  and  later),  eliminates  the  need  of  a void 
in  these  various  cases.  (1)  Some  of  the  air  inside  the  physician's 
metal  cup  is  converted  into  fire  and  so  becomes  fine  enough  to 
escape  through  the  pores  of  the  metal  and  give  a thrust  to  the  air 
outside,  which  is  passed  on  till  it  exerts  pressure  on  the  flesh.  So 
the  flesh  rises  inside  the  cup  a,nd  fills  the  space  vacated  by  the  fire 
which  has  escaped.  (2)  Swallowing  again  involves  reflex  actions 
which  Plato  ignores.  And  how  can  our  food  get  down,  if  there  is 
no  void  to  receive  it  ? 3 According  to  Plutarch,  when  the  tongue 
presses  the  food  into  the  throat,  the  air  underneath  is  squeezed  out 
towards  the  roof  of  the  mouth  and  then  helps  to  thrust  the  food 

1 Aet.  iv,  22,  1,  ascribes  to  Empedocles  an  explanation  of  how  the  first 
animal  drew  its  first  breath,  as  well  as  an  account  of  respiration  similar  to 
Plato's  (Vors.  Emped.  A74). 

* Plat.  Qu.  vii,  1004D  ff. 

8 Cf.  one  of  the  arguments  for  a void  in  Ar.,  Phys.  iv,  6 (2136,  19)  : * Every- 
one supposes  that  growth  is  due  to  the  void  ; for  our  food  is  a body,  and  two 
bodies  cannot  occupy  the  same  place.’ 

319 


CONCORD  OF  MUSICAL  SOUNDS 


79e-80c 


down.  (3)  Projectiles  are  pushed  forward  in  the  same  way.  The 
circular  thrust  accounts  for  the  missile  continuing  its  flight,  or  a 
ball  rolling  along  the  ground,  after  it  has  left  the  hand. 

The  account  of  concord  and  dissonance  in  musical  sounds,  which 
was  promised  earlier  (67c),  can  now  be  given,  evidently  because 
the  circular  thrust  is  somehow  involved.  Its  obscurity  is  due  to 
the  fact  that  here,  as  so  often  before,  Plato  reduces  his  explanation 
of  a highly  complicated  process  to  a single  sentence.  He  does  not 
describe  how  the  whole  process  takes  place,  but  concentrates  upon 
the  one  most  important  feature.  Unless  we  can  reconstruct  the 
process  as  a whole,  we  cannot  even  understand  what  feature  he  is 
explaining.  He  tells  us  that  the  agreeable  concord  of  two  sounds 
of  higher  and  lower  pitch  depends  on  the  * likeness  ' (optoiorrjg)  of 
certain  motions  in  us.  Assuming  for  the  moment  that  ‘ likeness  ' 
must  mean  correspondence , we  may  translate  as  follows : 

80 A.  This  principle  will  also  explain  why  sounds,  which  present 
themselves  as  high  or  low  in  pitch  according  as  they  are 
swift  or  slow,  are  as  they  travel  sometimes  inharmonious 
because  the  motion  they  produce  in  us  lacks  correspondence, 
sometimes  concordant  because  there  is  correspondence.  The 
slower  sounds,  when  they  catch  up  with  the  motions  of  the 
quicker  sounds  which  arrived  earlier,  find  these  motions 
drawing  to  an  end  and  already  having  reached  correspondence 

b.  with  the  motions  imparted  to  them  by  the  slower  sounds  on 
their  later  arrival.  In  so  doing,  the  slower  sounds  cause  no 
disturbance  when  they  intrude  a fresh  motion  ; rather  by 
joining  on  the  beginning  of  a slower  motion  in  correspondence 
with  the  quicker  which  is  now  drawing  to  an  end,  they 
produce  a single  combined  effect  in  which  high  and  low  are 
blended.  Hence  the  pleasure  they  give  to  the  unintelligent, 
and  the  delight  they  afford  to  the  wise,  by  the  representation 
of  the  divine  harmony  in  mortal  movements. 

In  reconstructing  the  acoustic  theory  here  implied  we  must 
avoid  attributing  to  Plato  modern  theories  of  the  transmission  of 
sound  by  vibrations  or  wave-motions.1  Nothing  whatever  is  said 

1 A.-H.  (p.  300)  rightly  sees  that,  according  to  Plato,  sound  is  transmitted 
by  a travelling  body  of  air ; but  he  speaks  of  this  body  as  ‘ vibrating  ' and 
communicating  its  vibrations  to  the  ear . The  theory  of  consonance  he  deduces 
is,  he  says,  ‘ entirely  unsatisfactory  *,  for  obvious  reasons  which  he  states. 
Tr.  (p.  576)  speaks  of  vibrations  propagated  more  or  less  rapidly  through  the 
air  to  our  tympanum,  and  of  consonance  as  resulting  from  a uniform  wave- 
movement,  compounded  of  two  waves . He  then  declares  that  * the  whole 
theory  is  quite  perverse  \ again  for  obvious  reasons. 

320 


CONCORD  OF  MUSICAL  SOUNDS 


about  waves ; and  if  we  introduce  vibrations,  we  must  be  quite 
clear  what  it  is  that  vibrates. 

' Sound we  were  told  (67A),  ' is  the  stroke  (or  shock)  inflicted 
by  air  on  the  brain  and  blood  through  the  ears,  and  passed  on  to 
the  soul ; while  the  motion  it  causes,  starting  in  the  head  and 
ending  in  the  region  of  the  liver,  is  hearing  (dx'o^)/  The  swifter  the 
motion,  the  higher  the  pitch  of  the  sound  heard.1  The  present 
passage  throws  some  more  light  on  the  two  motions  here  dis- 
tinguished. (1)  One  motion  takes  place  in  the  air  outside,  between 
the  source  of  sound  and  the  stroke  inflicted  directly  on  the  brain 
and  blood  (not  the  ear-drum,  of  which  nothing  is  said  : the  ears 
are  treated  as  open  channels).  (2)  The  other  motion  is  set  up  by 
this  stroke  in  the  whole  region  of  our  bodies  from  brain  to  liver. 
This  motion  is  called  * hearing  ',  though  there  is  no  sensation  unless, 
or  until,  the  motion  ‘ reaches  the  soul  ’ (consciousness).  These 
two  motions  must  be  separately  considered. 

(1)  The  first,  external,  motion  Plato  calls  the  * sound  ’ (cpOoyyog) — 
a musical  sound,  not  a mere  noise.  It  starts  with  a blow  inflicted 
on  the  air  by  (say)  the  string  of  a lyre  when  it  is  plucked.  It  ends 
with  the  blow  inflicted  by  the  disturbed  air  on  the  blood  and  brain. 
There  are  two  ways  in  which  a shock  might  be  transmitted.  Each 
particle  of  air  in  a chain  from  source  to  brain  might  pass  on  the 
shock  to  its  neighbour;  the  shock  would  then  travel,  not  the 
particles.  This  cannot  be  intended  here,  because  there  would  then 
be  no  circular  thrust  involved.  Apparently  we  must  suppose  that 
a portion,  or  portions,  of  air  travel  from  source  to  brain.2  Such 
a portion,  as  the  context  implies,  is  like  other  projectiles  : its 
advance  sets  up  a circular  thrust  which  keeps  it  in  motion  till  the 
impulse  dies  away. 

It  is  clearly  implied  that  the  notes  in  question  are  not  indefinitely 
prolonged,  like  those  of  a flute.  We  are  to  imagine  the  simpler 
case  in  which  a string  is  plucked  once  for  all.  The  question  remains, 
however,  whether  only  one  projectile  is  despatched,  or  Plato  takes 
account  of  the  vibration  of  the  string  after  the  blow,  and  thinks 


1 It  was  added  that  a sound  is  * similar  ’ ( ofioiav ) or  * regular  * when  it  is 
uniform  and  smooth  ; irregular,  when  it  is  rough.  The  word  ofioios  is  there 
applied  to  a single  sound.  In  the  present  passage  it  describes  a relation 
between  two  sounds,  on  which  their  concordance  depends.  Hence  ‘ similar  ' 
here  must  mean  ‘ corresponding  ' in  some  way. 

2 So  Beare,  Gk.  Theories  of  Elem.  Cognition,  109  : * Not  the  rapidity  of 
vibrations  in  air,  but  that  of  the  mere  onward  movement  of  air  or  portions 
of  air,  seems  to  have  been  for  Plato  the  producing  cause  of  height  in  tones. 
Moreover  Plato,  like  his  predecessors,  believed  that  a definite  portion  of  air 
was  projected  forwards  from  the  sonant  body  to  the  ear ; not  that  a mere 
movement  took  place  in  the  medium.' 

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CONCORD  OF  MUSICAL  SOUNDS  79e-S0c 

of  each  vibration  as  despatching  a fresh  projectile  after  the  first, 
until  the  string  comes  to  rest.  The  sound  yielded  by  a plucked 
string  does,  in  fact,  go  on  humming  for  a short  time  and  then  dies 
away.  Plato  recognises  this  where  he  speaks  of  the  internal  motion 
(‘  hearing ')  as  * drawing  to  an  end ' when  it  is  overtaken  by  the 
later  sound.  This  might  be  due  only  to  the  behaviour  of  the 
internal  motion,  continuing  after  receiving  a single  blow.  But  a 
sustained  flute  note  could  not  be  explained  by  a single  shock.  It 
is  more  likely  that  the  vibrating  string  sends  off  a succession  of 
projectiles,  which  would  account  for  the  continued  humming,  in 
contrast  with  the  abrupt  noise  produced  (say)  when  a book  is 
dropped  on  the  floor. 

It  is  not  rash  to  assume  that  Plato  was  acquainted  with  the 
acoustics  of  Archytas,  who  held  a closely  similar  doctrine.  There 
could,  argued  Archytas,  be  no  noise  of  any  kind  if  one  body  did 
not  inflict  a blow  on  another.  All  musical  sounds  are  motions 
started  by  a blow,  and  these  motions  follow  one  another  at  shorter 
or  longer  intervals,  making  the  sound  heard  correspondingly  high 
or  low.  If  a string  is  tuned  too  high,  we  lower  the  tension,  so 
reducing  the  vibration  and  lowering  the  pitch.  It  follows  that  a 
tone  consists  of  parts,  which  must  be  related  in  numerical  pro- 
portion.1 

We  may,  then,  conjecture,  with  some  probability,  that  Plato 
conceived  a succession  of  projectiles  travelling  from  source  to 
brain,  and  inflicting  a series  of  blows  at  lengthening  intervals,  for 
each  projectile  will  start  with  a slightly  weaker  impulse  than  the 
one  in  front.  Anyone  curious  about  the  propagation  of  musical 
sound  could  easily  observe  that,  when  he  plucked  a string  and 
pulled  it  out  of  the  straight,  the  string  not  merely  returned  to  its 
original  position  but  went  on  vibrating  till  it  settled  to  rest.  Each 
successive  vibration  can  easily  be  imagined  to  discharge  a fresh 
portion  of  air  after  the  first,  and  it  would  be  obvious  that  the  rate 
of  travelling  would  decrease  as  the  string  moved  more  slowly  and 
gave  a feebler  blow.  At  the  other  end  there  would  be  a series  of 
impacts  at  increasing  intervals  and  each  feebler  than  the  last.2 * * * 

1 Archytas  ap.  Eucl.  Sect,  canon.  Introd.  (See  Frank,  Platon  u.  d.  soq. 
Pyth.  174.)  Diels-Kranz,  Vors.6  4 7 A,  19a  and  b,  1. 

2 Theon,  p.  61,  11  (Hill.)  — Vors.*  47A,  19a  : Eudoxus  and  Archytas  held 
that  the  proportion  of  the  consonances  is  expressible  in  numbers  ; for  they 
too  agreed  that  the  proportions  are  in  motions  and  that  the  quicker  motion, 
since  it  delivers  blows  in  unbroken  succession  (are  7rXrjTrovaav  <rv vcyts  ) and 
gives  a sharper  punch  to  the  air,  is  acute  (high)  in  pitch,  while  the  slow 

motion,  being  more  sluggish,  is  grave  (low).  So  also  Plut.,  PI.  Qu.,  ioo6b  : 

The  air  receives  a blow  from  the  thing  which  sets  it  moving  and  delivers  a 

blow,  sharply  if  the  shock  has  been  violent,  more  softly  if  it  was  dull.  Theon, 

322 


CONCORD  OF  MUSICAL  SOUNDS 


(2)  We  may  now  turn  to  the  second  or  internal  motion,  which 
these  ‘ travelling  sounds  * start  ' in  us  1 with  the  first  impact  on 
the  brain  and  blood.  It  takes  place  in  the  region  from  brain  to 
liver.  There  is  no  ground  for  supposing  that  it  involves  the 
travelling  of  any  body  from  place  to  place  ; the  journey  of  the  air 
or  ' sound  ' has  ended  at  the  point  of  impact.  The  internal  motion 
may  well  be  of  a different  kind.1  Plato  does  not  describe  it  here, 
beyond  saying  that  it  goes  on  for  a time  and  then  draws  to  an  end, 
and  implying  that  it  has  somehow  a rate  of  speed  which  may  or 
may  not  correspond  with  that  of  a second  motion  of  the  same  kind. 
This  is  the  motion  earlier  called  * hearing  \ It  is  the  physical  side 
of  hearing,  a bodily  motion  which  (if  strong  enough)  is  accompanied 
throughout  by  the  sensation  of  hearing  ; for  we  go  on  hearing  the 
sound  from  the  moment  of  the  first  impact  until  the  humming  dies 
away.  The  rate  of  this  motion  is  determined  by  the  speed  of  the 
external  sound  and  the  frequency  and  force  of  the  blows  it  delivers. 
High  and  low  pitch  are  strictly  qualities  of  the  sound  as  heard  or 
of  the  sensation,  and  correspond  to  the  rate  of  the  internal  motion. 
Hence  Plato  says  that  the  swifter  motions  present  themselves  to  us 
((patvovrai)  as  higher  in  pitch.2  The  nature  of  this  internal  motion 
has  been  described  at  64B  as  the  transmission  of  shocks  from  one 
particle  to  another  in  those  parts  of  the  body  which,  unlike  bone 
or  hair,  are  soft  and  easily  displaced.  ‘ One  particle  passes  on  the 
same  effect  to  another,  until  they  reach  the  consciousness  and 
report  the  quality  of  the  agent/  This  explanation,  we  were  told, 
applies  especially  to  sight  and  hearing. 

We  have  now  constructed,  without  recourse  to  unreasonable 
conjecture,  a fairly  complete  picture  of  the  external  motion  of  the 

Music . vi,  p.  84,  Dupuis  : Adrastus  ascribed  to  the  Pythagoreans  the  theory 
that  all  sound  is  a movement  in  the  air  caused  by  a blow.  The  pitch  depends 
on  the  speed  of  the  movement ; the  volume  of  sound,  on  its  violence.  The 
speeds  of  the  movements  and  their  intensities  may,  or  may  not,  be  in  accord- 
ance with  certain  ratios.  If  they  are  not,  the  result  is  not  properly  a sound 
or  note  (<j)96yyos),  but  a mere  noise.  Two  sounds,  struck  on  an  instrument, 
are  concordant  when  they  ring  or  chime  together  (c twtjx et)  according  to  a 
certain  affinity  and  sympathy  ( Kara  riv a oIk€i6tt)tcl  kox  crvfnraOeiav) . When 
they  are  struck  simultaneously,  a sweet  and  agreeable  sound  is  heard  from 
the  mixture. 

1 Cf.  the  analysis  of  visual  sensation  at  Theaet.  156c,  where  (1)  the  travelling 
motion  (<£opa),  a quick  motion  passing  between  the  eye  and  the  object  seen,  is 
distinguished  from  (2)  the  ' slow  ' change  (aXXotaxns  ) subsequently  occurring 
in  the  organ  and  accompanied  by  sensation  if  it  reaches  the  soul.  There  is 
a corresponding  dAAouoais  in  the  object,  which  is  said  to  ‘ become  coloured  \ 

2 Cf.  Ar.,  de  anim . 420a,  30  : The  high  in  pitch  moves  the  sense  much  in 
little  time,  the  low  moves  it  little  in  much  time.  The  quick  is  not  the  same 
thing  as  the  high,  nor  the  slow  as  the  low ; rather  the  motion  (of  the  sense) 
is  ‘ high  ’ because  of  the  swiftness,  ‘ low  * because  of  the  slowness. 

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CONCORD  OF  MUSICAL  SOUNDS  79e-80c 

travelling  sound,  terminating  at  the  point  of  impact,  and  of  the 
internal  motion  of  blood  and  brain,  starting  from  that  point  and 
lasting  so  long  as  the  projectiles  continue  to  arrive  with  sufficient 
force.  Plato  has  taken  nearly  all  this  process  for  granted,  though 
he  has  made  clear  that  the  two  motions  are  distinct  and  that  at 
least  one  of  them  (the  external,  in  fact)  involves  the  circular  thrust 
characteristic  of  projectiles. 

All  that  the  present  statement  actually  explains  is  the  conditions 
that  must  be  satisfied  if  a high  and  a low  note  are  to  be  combined 
in  a single  harmonious  affection  of  the  hearing.  Plato  has  already 
said  that  the  concord  depends  on  ‘ the  correspondence  of  the 
internal  motion  \ This  we  shall  now  understand  as  meaning  that 
the  succession  of  shocks  in  brain  and  blood  set  up  by  a rapid  sound 
outside  must  correspond  with  the  shocks  set  up  later  by  a slower 
sound.  ‘ Correspond  ' evidently  cannot  mean  that  the  rates  are 
the  same,1  for  that  would  result  in  unison,  not  concord.  The 
correspondence  meant  can  only  be  analogous  to  that  of  the  vibrations 
of  two  strings,  one  of  which  vibrates  (say)  twice  as  rapidly  as  the 
other,  so  that  each  longer  vibration  coincides  with  every  other 
shorter  vibration  and  produces  the  concord  of  the  octave. 

The  sentence  describes  how  the  blending  takes  place,  on  the 
explicit  assumption  that  the  higher  of  the  two  external  sounds 
travels  more  rapidly  than  the  lower  and  so  reaches  the  point  of 
impact  in  front  of  it.  The  only  difficulty  lies  in  the  phrase  which 
describes  the  earlier  internal  motion  as  ‘ having  already  reached 
correspondence  * with  the  later  motion  which  starts  when  the  slower 
sound  arrives.  Why  does  it  need  to  reach  correspondence,  if 
correspondence  existed  from  the  outset  between  the  two  tuned 
strings  ? Something  must  have  happened  to  disturb  the  corre- 
spondence of  the  external  sounds  on  the  course  of  their  journey. 

The  data  which  are  certainly  assumed  are  as  follows,  (i)  The 
two  strings  are  plucked  simultaneously  ; otherwise  there  would  be 
no  reason  why  the  swifter  sound  should  arrive  first  (tzqoteqcdv,  a,  6). 
(2)  The  two  strings  must  be  in  tune  with  one  another,  so  that  the 
proper  concordant  correspondence  exists  at  the  outset.  (3)  The 
higher  sound,  despatched  by  more  vigorous  and  frequent  impulses, 
travels  the  faster  and  arrives  first.  The  lower  follows  more  slowly 
with  longer  intervals  between  its  projectiles.  Why  is  not  the 
original  correspondence  maintained  throughout  the  whole  process, 
as  the  projectiles  in  each  stream  arrive  at  lengthening  intervals 
under  the  flagging  impulse  until  they  both  cease  ? The  only 

1 Martin  (i,  393)  and  A.-H.  understand  ofiotav  to  mean  the  same  rate,  and 
consequently  dismiss  the  theory  with  a contempt  which  it  would  deserve  if 
Plato  could  have  overlooked  so  glaring  an  objection, 

324 


CONCORD  OF  MUSICAL  SOUNDS 


possible  reason  must  lie  in  a further  assumption,  namely  that  the 
slower  projectiles  suffer  on  their  journey  a loss  of  speed  more  serious 
than  the  loss  suffered  by  the  quicker  ones.  Their  original  impulses 
were  feebler  and  they  are  sooner  tired,  like  a runner  who  at  starting 
takes  one  stride  to  his  competitor’s  two,  but  at  the  goal  can  only 
manage  something  less  than  one.  In  this  way  the  original  corre- 
spondence would  be  lost,  and  if  the  two  notes  are  to  sound  con- 
cordant, it  must  be  restored. 

The  explanation  indicates  how  this  restoration  occurs.  It  opens 
with  a description  of  the  state  of  things  existing  at  the  moment 
when  the  slower  projectiles  begin  to  arrive.  The  quicker  ones 
which  arrived  earlier  have  already  set  up  the  succession  of  internal 
shocks  in  blood  and  brain.  But  they  are  now  arriving  with 
diminished  frequency,  and  the  internal  shocks  are  also  slowing 
down.  The  correspondence  will  be  now  restored  if,  at  the  moment 
when  the  slower  begin  to  arrive,  the  shocks  have  dropped  to  a rate 
which  makes  them  chime  in  once  more  with  the  flagging  steps  of 
the  new-comers.  In  our  analogy  of  the  race,  the  winner  runs  on 
beyond  the  goal  (the  point  of  impact)  with  slower  and  slower  steps. 
Correspondence  will  be  restored  if,  at  the  moment  when  the  other 
reaches  the  goal,  the  winner  has  dropped  to  the  original  proportion 
of  two  steps  to  one. 

The  first  sentence  of  the  explanation  is  now  clear  : 

4 The  slower  sounds  (projectiles),  on  catching  up  (at  the  point 
of  impact),  find  the  internal  motions  (shocks)  set  up  by  the 
quicker  sounds  which  arrived  earlier  drawing  to  an  end  (getting 
continually  slower)  and  by  this  time  having  reached  a rate 
corresponding  to  the  internal  motions  imparted  to  them  1 by  the 
slower  sounds  on  their  later  arrival.’ 

The  next  sentence  describes  the  consequence — the  way  in  which 
the  two  sets  of  internal  shocks,  now  in  restored  correspondence, 
blend  into  a single  harmonious  affection.  When  the  late-comers 
catch  up  the  earlier  at  the  point  of  impact,  they  set  going  a second 
internal  motion.  In  thus  ‘ intruding  a fresh  motion  ’ they  cause 
no  disturbance  (or  jangling,  as  it  were),  because  the  first  internal 
motion  has  already  slowed  down  into  correspondence.  So  the 
beginning  of  the  slower  internal  motion  fits  on  to  the  remainder  of 
the  first  internal  motion,  overlapping  it  in  due  correspondence. 

1 The  later  internal  motion  is  regarded  as  affecting  the  earlier  one  when 
it  combines  with  it.  The  later  sound  brings  in  or  interjects  a fresh  motion 
on  the  top  of  the  other  (aXArjv  ene^dXXovrcs)  ,*  but  as  the  two  motions 
correspond  and  fit  together  (7rpoQdifiavr€s) , the  second  does  not  ' disturb  * or 
jangle  the  first, 

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CONCORD  OF  MUSICAL  SOUNDS  79e-80c 

The  result  is  that  the  higher  and  lower  sounds,  both  now  audible 
together,  * combine  in  a single  effect  in  which  high  and  low  are 
blended  \ 

The  whole  statement  thus  gives  the  conditions  that  must  be 
satisfied,  if  we  are  to  hear  a concordant  blend  of  high  and  low  notes. 
All  that  is  actually  described  is  the  state  of  things  that  must  exist 
when  we  begin  to  hear  the  concord,  and  while  it  lasts.  The  rest  of 
the  process  is  taken  for  granted  ; it  is  not  even  mentioned  that  the 
circular  thrust  is  relevant  because  the  external  sounds  are  projectiles. 
The  explanation  above  offered  takes  account  of  the  distinction 
clearly  drawn  between  the  external  and  internal  motions.  The 
failure  of  other  interpreters  to  produce  any  theory  that  is  not 
‘ entirely  unsatisfactory  ' or  ‘ wholly  perverse  ' is  partly  the  result 
of  ignoring  this  distinction.  The  theory  as  above  reconstructed  is 
certainly  open  to  objections  ; but  it  is  not  obvious  nonsense. 

The  digression  now  concludes  with  the  mention  of  other  pheno- 
mena involving  the  circular  thrust  and  also  the  principle  (explained 
at  57c)  that  the  transformation  of  the  primary  bodies  in  their 
conflict  results  in  their  constantly  interchanging  the  regions  towards 
which  they  drift,  like  to  like. 

8ob.  There  are,  moreover,  the  flowing  of  any  stream  of  water, 

C.  the  falling  of  thunderbolts,  and  the  ‘ attraction  ' of  amber 
and  of  the  loadstone  at  which  men  wonder.  There  is  no  real 
attraction  in  any  of  these  cases.  Proper  investigation  will 
make  it  plain  that  there  is  no  void  ; that  the  things  in 
question  thrust  themselves  round,  one  upon  another ; that 
the  several  kinds  of  body,  as  they  are  disintegrated  or  put 
together,  all  interchange  the  regions  towards  which  they 
move  ; and  that  the  results  which  seem  magical  are  due  to 
the  complication  of  these  effects. 

Plato's  chief  concern  seems  to  be  to  dispense  with  the  alleged 
requirement  of  a void  and  to  eliminate  the  hypothesis  of  ‘ attrac- 
tion ' 1 in  all  these  cases  by  reducing  all  apparent  pulling  to  pushing. 
At  58E  the  flowing  of  molten  metal  along  the  ground  was  due  to 
the  thrust  of  the  neighbouring  air.  The  flowing  of  water  to  its 
own  region,  between  air  and  earth,  is  sufficiently  explained  by  its 
natural  tendency  to  seek  its  like.  Here  he  may  be  thinking  of 
water  spreading  (like  the  molten  metal)  along  the  level  ground. 
It  is  not  necessary  to  suppose  that  there  must  be  empty  space  in 

1 Wellmann,  Frag.  d.  Gr.  Aerzte  i,  37,  gives  evidence  for  the  controversy 
about  the  occurrence  of  attraction  in  various  phenomena.  The  author  of 
Ancient  Medicine  (xxii)  appears  to  attribute  to  the  tapering  shape  of  the 
cupping  instrument  its  power  to  ‘ attract ' blood  from  the  flesh. 

326 


DIGESTION.  CIRCULATION  OF  BLOOD 

front  for  it  to  move  into.  Its  advance  will  displace  the  air  in  front 
and  this  will,  by  the  circular  thrust,  increase  the  pressure  which 
keeps  it  moving.  Plutarch  suggests  other  ways  in  which  the 
circular  thrust  might  come  in. 

The  downward  fall  of  the  thunderbolt  calls  for  explanation  as 
being  contrary  to  the  natural  tendency  of  hot  things  to  move 
upwards.  Aristotle  explains  that  clouds  are  densest  on  their  upper 
side.  ‘ Just  as  the  pips  we  squeeze  between  our  fingers,  though 
heavy,  often  jump  upwards,  so  these  things  are  necessarily  squeezed 
out  from  the  densest  part  of  the  cloud  1 {Meteor,  ii,  9). 

The  so-called  attraction  of  the  loadstone  is  explained  by  Plutarch 
as  the  pushing  of  the  iron  towards  the  stone  by  a circular  thrust 
set  up  by  powerful  effluences  of  air  coming  out  of  the  stone.  A 
theory  of  this  type  is  attributed  to  Empedocles  {Vors.  A89). 

8od-8ie.  How  blood  is  formed  by  digestion  and  conveyed  through 
the  veins . Growth  and  decay.  Natural  death 

After  this  digression,  we  now  return  to  the  point  at  which  the 
account  of  respiration  was  complete.  Plato  has  succeeded  in 
reducing  this  to  a purely  mechanical  process,  which  will  go  on 
throughout  life,  whether  we  are  awake  or  sleeping,  as  an  engine 
will  run  so  long  as  the  furnace  burns.  Like  a piston  in  this  engine, 
the  fire  inside  us  keeps  up  an  oscillating  motion  as  it  accompanies 
the  breath  ; and  its  action  is  now  invoked  to  effect  the  work  of 
digestion — another  process  that  goes  on  without  the  intervention 
of  consciousness.  The  food  in  the  belly  is  penetrated  by  the 
moving  fire-particles  and  broken  up  into  minute  fragments.  These 
actually  form  the  blood,  a stream  of  nourishment  containing  all  the 
substances  needed  to  replenish  the  waste  in  our  tissues.  The  waste 
itself  is  due  to  the  assaults  of  the  elements  outside  the  body, 
causing  the  escape  of  particles  which  fly  off  to  seek  their  likes.  The 
motion  of  the  blood  is  still  not  connected  with  any  action  of  the 
heart,  but  attributed  to  the  oscillation  of  the  respiratory  system. 
As  the  stream  moves  through  the  veins,  the  various  substances 
composing  it  are  attracted,  like  to  like,  by  the  bodily  organs,  whose 
waste  they  thus  repair. 

8od.  Now  the  effect  of  respiration,  whence  this  discussion  arose, 
takes  place,  as  we  said  before,  on  this  principle  and  by  these 
means : the  fire  cuts  up  our  food  and  oscillates  1 inside  us 
as  it  accompanies  the  breath ; and  by  thus  oscillating  with 
it,  fills  the  veins  from  the  belly  by  discharging  the  cut-up 

codd.  Hermann's  emendation  ala>poviitvtp  may  be  preferred, 
as  by  A.-H.  and  Fraccaroli ; ‘ accompanying  the  oscillation  of  the  breath  *. 

327 


NORMAL  GROWTH  AND  DECAY  80d-81e 

8od.  food  from  thence.  By  this  means,  in  any  animal,  the  streams 
of  nourishment  are  kept  flowing  throughout  the  whole  body. 
The  particles,  being  freshly  divided  and  coming  from  kindred 

E.  substances — from  fruits  or  herbs  which  the  god  caused  to 
grow  for  this  very  purpose  of  feeding  us — take  on  all  manner 
of  colours  owing  to  their  being  mixed  together ; but  they 
are  chiefly  pervaded  by  a red  hue,  a character  inwrought  on 
moisture  by  fire  that  cuts  and  stains  it.1  Hence  the  colour 
of  the  stream  throughout  the  body  assumes  the  appearance 
we  have  described  ; this  we  call  blood,  on  which  the  flesh 
and  the  whole  body  feed,  so  that  every  member  draws  water 
81.  therefrom  to  replenish  the  base  of  the  depleted  part.2  The 
manner  of  this  replenishment  and  wasting  is  like  that  move- 
ment of  all  things  in  the  universe  which  carries  each  thing 
towards  its  own  kind.3  For  the  elements  besetting  us  outside 
are  always  dissolving  and  distributing  our  substance,  sending 
each  kind  of  body  on  its  way  to  join  its  fellows  ; while  on 
the  other  hand  the  substances  in  the  blood,  when  they  are 
broken  up  small  within  us  and  find  themselves  comprehended 

B.  by  the  individual  living  creature,  framed  like  a heaven  to 
include  them,4  are  constrained  to  reproduce  the  movement 
of  the  universe.  Thus  each  substance  within  us  that  is 
reduced  to  fragments  replenishes  at  once  the  part  that  has 
just  been  depleted,  by  moving  towards  its  own  kind. 

Normal  growth  and  decay. — Such  being  the  process  of  nourishment, 
it  remains  to  explain  why  the  young  animal  grows,  whereas  later 
in  life  it  dwindles  and  withers  in  old  age.  The  creature  is  originally 
formed  from  the  seed,  which  is  a portion  of  the  parent's  ‘ generative 
marrow  ’ (73B,  91  b),  and  nourished  on  milk  ; so  its  consistency  is 
soft.  On  the  other  hand,  the  triangles  of  the  fire,  air,  water,  and 
earth  which  form  the  marrow  are,  as  we  were  told  (73B),  excep- 
tionally smooth  and  unwarped.  It  is  here  added  that  their  edges 
fit  closely  together,  so  that  the  solid,  particles  are  firm  and  can  more 

1 Cf.  the  account  of  red  or  blood-colour  at  68b. 

2 rrjv  tov  k€vov/j,€vov  fiacnv,  not  4 the  places  that  are  left  void  * (A.-H.). 
The  main  food-conveying  channels  of  the  blood  are  sunk  deep  within  the 
flesh,  which  is  watered  and  fed  from  beneath,  as  a plant  from  its  roots.  Cf. 
83E  TTvdiiivtav,  the  roots  or  foundations  of  the  flesh. 

8 to  ovyyevds,  here  and  at  b,  2,  shows  that  ovyyw&v  above  (d,  8)  means 
4 kindred  ',  not  4 coaeval '. 

4 An  allusion  to  5 8a,  which  explained  how  all  the  four  primary  bodies  are 
comprehended  by  4 the  circuit  of  the  whole  ',  and  how  mutual  attraction  of 
likes  and  the  constant  changes  of  direction  of  transformed  bodies  keep  the 
whole  together  and  tend  to  allow  no  vacancy  to  be  left  unfilled.  The  move- 
ment is  reproduced  here  in  the  microcosm, 

328 


NATURAL  DEATH 


than  hold  their  own  against  the  incoming  particles  of  which  the 
food  and  drink  consist.  Accordingly,  digestion  is  easy  ; for  the 
internal  fire-particles,  being  close-knit  and  sharp,  can  penetrate  and 
cut  up  the  food-particles,  whose  triangles  are  older  and  weaker. 
Blood  will  thus  be  formed  readily  and  in  abundance,  and  the 
creature  will  grow.  The  onset  of  decay  and  the  wasting  of  old  age 
come  when  this  situation  is  reversed  and  the  incoming  particles  are 
too  strong  for  the  fiery  ones  inside  to  cut  up.  Rather  these  are 
shattered  by  the  intruders.  Digestion  will  be  increasingly  difficult 
and  the  blood  will  run  thinner.  The  creature  will  now  dwindle 
and  waste  away. 

8ib.  Now  whenever  there  is  more  going  out  than  flowing  in,  all 
things  diminish ; when  there  is  less,  they  grow.  So  when 
the  frame  of  the  whole  creature  is  young  and  the  triangles 
of  its  constituent  bodies  are  still  as  it  were  fresh  from  the 
workshop,  their  joints  are  firmly  locked  together,  although 
the  consistency  of  the  whole  bulk  is  soft,  having  been  but 

c.  lately  formed  of  marrow  and  nourished  on  milk.  Accord- 
ingly, since  any  triangles  composing  the  meat  and  drink, 
which  come  in  from  outside  and  are  enveloped  within  the 
young  creature,  are  older  and  weaker  than  its  own,  with  its 
new-made  triangles  it  gets  the  better  of  them  and  cuts  them 
up,  and  so  causes  the  animal  to  wax  large,  nourishing  it  with 
an  abundance  of  substances  like  its  own.1  But  when  the 
root  2 of  the  triangles  is  loosened  by  reason  of  the  many 

d.  conflicts  in  which  they  have  long  been  engaged  with  so  many 
others,  they  can  no  longer  cut  up  into  their  own  likeness  the 
triangles  of  the  nourishment  as  they  enter,  but  are  themselves 
easily  divided  by  the  intruders  from  without.  So  every 
living  creature  is  at  this  time  overmastered  and  wastes  away  ; 
and  this  condition  is  called  old  age. 

Death,  when  not  due  to  violence  or  disease,  is  accounted  for  by 
the  weakening  and  breaking  down  of  the  triangles  of  the  marrow. 

1 The  doctrine  that  each  substance  in  our  body  is  nourished  by  the  accession 
of  like  substances  already  present  in  our  food  and  drink  was  clearly  asserted 
by  Anaxagoras,  and  is  alluded  to  at  Phaedo  96D.  Cf.  Ar.,  de  gen.  et  corr . 
3336,  1 (Empedocles). 

2 17  pija  tojv  rpiyatvoiv  x<zA£.  This  curious  metaphor  must  describe  the 
opposite  of  what  was  called  above  ‘ being  strongly  locked-together  ’ (arvy/cAciaiv) 
so  as  to  form  a firm  solid.  This  favours  Tr.'s  view  (p.  586)  that  ‘ roots  * 
means  the  sides,  which  are  the  lines  along  which  triangles  are  joined  to  compose 
a corpuscle.  The  metaphor  seems  to  be  taken  from  the  loosening  of  a tree’s 
roots.  I cannot  see  that  pt£ a has  anything  to  do  with  a ship,  as  Tr.  would 
have  it.  The  only  phrase  in  the  whole  context  that  definitely  suggests  a 
ship  is  e/c  8pvox<*>v  ; but  that  was  a current  metaphor  applied  to  other  things. 

329 


HYDRAULICS  OF  THE  IRRIGATION  SYSTEM  80d-81e 

This  substance  is  the  very  seat  of  the  life-principle ; in  it  the 
‘ bonds  of  life  are  fastened  so  long  as  the  soul  is  bound  together 
with  the  body  * (73B).  This  whole  passage  is  concerned  only  with 
the  normal  course  of  growth,  decay,  and  death,  which  must  occur 
in  the  healthiest  creature.  The  entire  process  is  explained  in 
terms  of  the  constituent  triangles  of  the  elementary  bodies. 
Abnormal  decay  and  death  due  to  disease  will  be  treated  later. 

8id.  And  at  last,  when  the  conjoined  bonds  of  the  triangles  in 
the  marrow  no  longer  hold  out  under  the  stress,  but  part 
asunder,  they  let  go  in  their  turn  the  bonds  of  the  soul 1 ; 
and  she,  when  thus  set  free  in  the  course  of  nature,  finds 

E.  pleasure  in  taking  wing  to  fly  away.  For  whereas  all  that 
is  against  nature  is  painful,  what  takes  place  in  the  natural 
way  is  pleasant.  So  death  itself,  on  this  principle,  is  painful 
and  contrary  to  nature  when  it  results  from  disease  or 
wounds,  but  when  it  comes  to  close  the  natural  course  of 
old  age,  it  is,  of  all  deaths,  the  least  distressing  and  is  accom- 
panied rather  by  pleasure  than  by  pain. 

Reviewing  this  whole  account  of  digestion,  nutrition,  and  respira- 
tion, we  can  see  that  Plato’s  main  concern  is  with  the  hydraulics 
of  his  irrigation  system.  Completely  ignoring  the  voluntary  or 
reflex  action  of  the  muscles,  he  has  discovered  the  motive  power 
in  the  natural  tendency  of  fire  to  make  for  its  own  region,  assisted 
by  the  principle  of  the  circular  thrust.  The  problem  presented  by 
the  upward  movement  of  the  blood  from  the  belly  to  the  head  was 
analogous  to  that  of  the  movement  of  water  in  the  earth  to  the 
tops  of  mountains,  whence  it  descends  in  streams.  This  troubled 
the  mechanical  genius  of  Leonardo  da  Vinci,  who  wrote  : ‘ The 
water  runs  from  the  rivers  to  the  sea  and  from  the  sea  to  the  rivers, 
always  making  the  same  circuit.  The  water  is  thrust  from  the 
utmost  depth  of  the  sea  to  the  high  summits  of  the  mountains, 
where,  finding  the  veins  cut,  it  precipitates  itself  and  returns  to 
the  sea  below,  mounts  once  more  by  the  branching  veins  and  then 
falls  back,  thus  going  and  coming  between  high  and  low,  sometimes 
inside,  sometimes  outside.  It  acts  like  the  blood  of  animals  which 
is  always  moving,  starting  from  the  sea  of  the  heart  and  mounting 
to  the  summit  of  the  head ; there,  if  the  veins  are  burst,  as  one 
may  see  a vein  burst  in  the  nose,  all  the  blood  in  the  lower  parts 
mounts  to  the  height  of  the  burst  vein.’  Like  Plato,  Leonardo 
regards  the  rising  of  the  water  in  the  mduntains  and  of  the  blood 

1 At  89B  we  learn  that  each  individual  has  his  allotted  span  of  life,  ‘ since 
the  triangles  in  every  creature  are  from  the  outset  put  together  with  the 
power  to  hold  out  for  a certain  time,  beyond  which  life  cannot  be  prolonged 

330 


HYDRAULICS  OF  THE  IRRIGATION  SYSTEM 

to  the  head  as  contrary  to  the  natural  movement  of  the  fluids,  and 
he  accounts  for  it  by  invoking  the  vital  heat : ‘ if  the  body  of  the 
earth  did  not  resemble  man,  the  water  of  the  sea,  being  so  much 
lower  than  the  mountains,  could  not  of  its  own  nature  mount  to 
their  summits.  Hence  we  must  believe  that  the  reason  which 
holds  the  blood  at  the  summit  of  man’s  head  is  the  same  that  holds 
the  water  at  the  summit  of  the  mountains  * Water,  the  vital 
humour  of  the  terrestrial  machine,  moves  owing  to  natural  heat.’ 
' Water  is  like  the  blood  which  natural  heat  holds  in  the  veins  at 
the  top  of  the  head.’ 1 

Leonardo’s  comparison  may  have  been  prompted  by  Seneca 
(Nat.  Qu.  iii,  15  ff.),  who  holds  that  the  Earth  is  analogous  to  the 
human  body  with  its  veins  containing  blood  and  its  wind-pipes 
containing  breath.  In  the  Earth  there  are  channels,  some  of  water, 
some  of  breath,  so  similar  to  ours  that  the  ancients  spoke  of  ‘ veins 
of  water  \ The  Earth  contains  as  many  different  kinds  of  humours 
as  our  bodies  ; both  are  subject  to  various  kinds  of  corruption. 
Streams  flow  out  of  Earth  like  blood  from  our  veins  when  these  are 
opened.  The  Earth  contains  not  only  veins  of  water,  but  huge 
subterranean  rivers,  some  of  which  emerge  at  the  bottom  of  lakes. 
Seneca  himself  may  well  have  been  inspired  by  the  myth  in  the 
Phaedo,  which,  as  Stewart  remarks,  ' recommends  itself  to  the 
“ scientific  mind  ” by  explaining  the  origin  of  hot  and  cold  springs, 
volcanic  action,  and,  I think,  the  tides  of  the  Atlantic  Ocean 
We  are  there, told  that  the  Earth,  at  many  places  all  over  its  spherical 
surface,  is  indented  with  hollows  of  every  size  and  shape,  into 
which  water,  mist,  and  air  have  flowed  together  ; they  are  the 
sediment  of  the  pure  ether  which  envelopes  the  true  surface. 
All  the  hollows  are  connected  by  many  channels,  narrow  or  wide, 
bored  through  the  Earth.  Through  these  much  water  flows  from 
one  basin  to  another  ; and  there  are  many  underground  rivers  of 
hot  and  cold  water,  or  fire,  or  mud  and  lava,  which  fill  each  hollow 
in  turn  as  the  circulation  (negcggorj)  flows  round  to  it.  All  these 
are  kept  in  motion  by  a certain  oscillation  (aldoga)  in  the  Earth 
produced  in  the  following  way.  The  largest  chasm  of  all  pierces 
right  through  the  whole  Earth.  All  the  rivers  flow  together 
(ovQgdovcn)  into  this  chasm,  and  then  out  again,  because  the  liquid 
has  no  base  to  rest  upon  2 ; so  it  oscillates  and  surges  up  and  down, 


1 These  quotations  from  Leonardo's  MSS.  are  taken  from  G.  S6ailles, 
Leonard  da  Vinci,  Paris  (1892),  pp.  299  ff.  . 

8 4 There  is  no  bottom  at  the  centre  of  the  earth.  . . . We  must  keep  in 
mind  throughout  this  passage  that  everything  falls  to  the  earth's  centre. 
The  impetus  (oppJj)  of  the  water  takes  it  past  the  centre  every  time,  but  it 
falls  back  again,  and  so  on  indefinitely  ’ (Burnet,  ad  loc.). 

331 


DISEASES  OF  THE  BODY  81e-86a 

and  the  air  or  breath  (nvev/ua)  connected  with  it  does  the  same, 
accompanying  it  as  it  makes  now  for  the  other  side  of  the  Earth, 
now  back  again  towards  this  side.  ‘ Just  as,  when  we  breathe,  the 
stream  of  the  breath  is  perpetually  exhaled  and  inhaled,  so  there 
the  breath  (jtvevjua),  oscillating  with  the  liquid,  produces  terrible 
and  irresistible  winds  as  it  comes  in  and  goes  out/  When  the  water 
retreats  towards  what  we  call  the  ‘ lower  ' parts  (i.e.  the  antipodes), 
the  streams  flow  into  the  regions  on  that  further  side  of  the  Earth, 
and  fill  them  as  irrigators  fill  their  channels.  Then,  when  the 
impulse  is  in  the  opposite  direction,  the  streams  fill  the  region  on 
our  side,  and,  flowing  by  the  channels  through  the  Earth,  reach 
the  hollows  on  the  surface,  forming  seas,  lakes,  rivers,  and  springs. 
Thence  they  sink  once  more  into  the'  Earth,  after  making  longer 
or  shorter  journeys  round,  and  fall  again  to  the  main  chasm  at  a 
higher  or  lower  level,  but  always  below  the  point  at  which  they 
came  out.  They  can  always  descend  as  far  as  the  centre  of  the 
Earth,  but  no  farther  ; for  the  part  of  the  chasm  which  is  beyond 
the  centre  is  uphill  to  a stream  coming  from  either  side. 

The  similarities  between  this  passage  and  ours  have  often  been 
remarked.  The  only  cause  suggested  in  the  Phaedo  for  the  oscilla- 
tion of  the  waters  is,  as  Olympiodorus  1 says,  that  ‘ the  Earth  is  a 
living  creature  and  as  it  were  respires  and  causes  certain  refluxes 
by  its  inhalations  and  exhalations  \ When  the  Earth  inhales  ‘ all 
the  rivers  flow  together  into  the  chasm,  and  then  flow  back  again 
out  of  it  \ as  in  the  Timaeus  the  air  surrounding  the  body  4 at 
one  moment  flows  together  upon  the  funnels,  while  at  another 
moment  the  funnels  flow  back  \ There  is,  indeed,  a not  accidental 
resemblance  between  the  hollows  on  the  Earth's  surface  where  the 
water  collects  to  flow  into  the  underground  channels  and  the 
funnels  of  the  pharynx  where  the  air  collects  to  pass  into  the 
irrigation  system. 

8ie-86a.  Diseases  of  the  body 

To  the  account  of  the  normal  course  of  decay  in  old  age  and 
natural  death  is  now  added  a classification  of  diseases.  The  funda- 
mental notion  of  nearly  all  Greek  medicine  was  that  health  depends 
on  a due  balance  or  proportioned  mixture  of  the  ultimate  con- 
stituents of  the  body.  Where  the  schools  differed  was  on  the 
question,  what  these  ultimate  constituents  are.  According  to 
Alcmaeon,  the  junior  contemporary  of  Pythagoras,  they  are  the 

1 Comment . in  Phaed.,  p.  204,  Finckh.  Wyttenbach  on  Phaedo  iiie  cites 
the  Stoic  Athenodorus'  explanation  of  tides  as  due  to  inhalation  and  exhalation 
(Strabo  iii,  7)  and  Pomponius  Mela  iii,  1,  15,  neque  adhuc  satis  cognitum  est 
anhelitune  suo  id  mundus  efficiat  retractamque  cum  spiritu  regerat  undam 
undique,  si,  ut  doctiorihus  placet,  unum  animal  est. 

332 


DISEASES  OF  THE  BODY 


opposite  powers  (dwafieig),  hot  and  cold,  moist  and  dry,  bitter  and 
sweet,  and  the  rest.  Health  is  maintained  by  a sort  of  democratic 
equality  (toovojbUa)  ; disease  is  caused  by  one  opposite  establishing 
its  sole  ascendancy  (juovaQxta)  over  the  other.  Alcmaeon  seems  to 
have  had  an  indefinite  list  of  pairs  of  opposites ; but  the  influence 
of  Milesian  cosmology  gave  special  prominence  to  the  two  pairs — 
the  hot  and  the  cold,  the  moist  and  the  dry — which  were  themselves 
associated  with  the  seasons  of  the  year  and  the  cycle  of  life  in  all 
nature.  The  life  of  plants  and  animals  does  in  fact  depend  upon 
a certain  balance  of  the  alternating  powers  of  summer  heat  and 
winter  cold,  the  rainy  season  and  the  times  of  drought. 

The  Coan  school  of  medicine  replaced  the  * powers  ’ by  fluid 
substances,  the  humours  (%vjuot).1  The  writer  of  the  treatise  on 
Ancient  Medicine , attacking  the  intrusion  of  philosophic  pre- 
conceptions into  his  art,  points  out  that  the  hot,  the  cold,  the 
moist,  and  the  dry  are  not  substances,  but  merely  powers ; the 
body  consists  of  certain  humours  which  have  powers  or  properties. 
Health  is  the  harmonious  blending  or  balance  of  these  substances, 
not  of  the  powers.  In  the  Nature  of  Man,  attributed  by  Aristotle 
to  Polybus,  the  humours  are  declared  to  be  four  in  number  : blood, 
phlegm,  yellow  bile,  and  black  bile.  These  were,  somewhat  arti- 
ficially, associated  with  the  four  principal  powers. 

The  Italian  and  Sicilian  school  followed  a different  line.  In 
Empedocles’  system  the  four  powers  had  been  simply  identified 
with  the  four  elements,  fire  (hot),  air  (cold),  water  (moist),  earth 
(dry).  These  elements  are  the  components  of  the  body,  as  of 
everything  else.  Philistion  of  Locri  developed  a medical  theory  on 
this  basis,  which  is  summarised  as  follows  2 : 

Philistion  holds  that  we  consist  of  four  ‘ forms  * (idecov),  that 
is  elements  : fire,  air,  water,  earth.  Each  of  these  has  its  own 
power  : fire  the  hot,  air  the  cold,  water  the  moist,  earth  the  dry. 
Diseases  arise  in  various  ways,  which  fall  roughly  under  three 
heads,  (i)  Some  are  due  to  the  elements,  when  the  hot  or  the 
cold  comes  to  be  in  excess,  or  the  hot  becomes  too  weak  and 
feeble.  (2)  Some  are  due  to  external  causes  of  three  kinds : 
(a)  wounds  ; ( b ) excess  of  heat,  cold,  etc.  ; (c)  change  of  hot  to 
cold  or  cold  to  hot,  or  of  nourishment  to  something  inappropriate 
and  corrupt.  (3)  Others  are  due  to  the  condition  of  the  body : 
thus,  he  says,  ‘ when  the  whole  body  is  breathing  well  and  the 
breath  is  passing  through  without  hindrance,  there  is  health ; 
for  respiration  takes  place  not  only  through  mouth  and  nostrils, 
but  all  over  the  body.  . . / 

1 See  Loeb  Trans,  of  Hippocrates  by  W.  H.  S.  Jones,  vol.  i,  pp.  xlvi  ff. 

2 Wellmann,  Frag.  d.  Gr.  Aerzte,  no,  Philistion,  frag.  4. 

p.c.  333  Z 


DISEASES  OF  THE  BODY  81e-£6a 

Philistion  is  believed  to  have  practised  at  Syracuse,  and  Plato 
may  have  met  him  there.1  It  seems  certain  that  he  influenced 
Diodes  of  Karystus  in  Euboea,  who  was  regarded  by  later  physicians 
as  a ‘ second  Hippocrates  Diodes  practised  chiefly  at  Athens, 
and  wrote  on  all  branches  of  medicine.  His  floruit  is  placed  between 
400  and  350  B.c.  The  many  points  of  agreement  between  Diodes 
and  Plato  support  the  inference  that  both  were  influenced  by 
Philistion.  The  common  foundation  is  the  four  fundamental 
qualities  of  Empedocles,  not  the  four  humours,  though  Diodes  was 
acquainted  with  these.  In  Plato's  theory,  accordingly,  the  humours 
play  a secondary  part.  His  first  class  of  diseases  is  due  to  excess 
or  defect  or  misplacement  of  one  or  another  of  the  primary  bodies. 
In  the  treatment  of  the  remaining  classes  he  brings  into  account 
his  peculiar  doctrine  of  the  triangles  composing  the  solid  figures  of 
the  elements.2 

(1)  Diseases  due  to  excess  or  defect  or  misplacement  of  the  primary 
bodies . — This  class  corresponds  to  the  first  of  Philistion's  three 
classes.  Diodes  3 also  held  that  most  diseases  are  due  to  ' anomaly 
of  the  elements  in  the  body  and  of  its  condition  ' (Philistion's  third 
class,  due  to  disorders  of  respiration). 

8ie.  The  origin  of  diseases  is  no  doubt  evident  to  all.  Since 
82.  there  are  four  kinds  which  compose  the  body,  earth,  fire, 
water,  and  air,  disorders  and  diseases  arise  from  the  unnatural 
prevalence  or  deficiency  of  these,  or  from  their  migration 
from  their  own  proper  place  to  an  alien  one  ; or  again,  since 
there  are  several  varieties  of  fire  and  the  rest,  from  any  bodily 
part's  taking  in  an  unsuitable  variety,  and  from  all  other 
causes  of  this  kind.  For  when  any  one  of  the  kinds  is 
formed  or  shifts  its  place  contrary  to  nature,  parts  that  were 

b«,  formerly  cold  are  heated,  the  dry  become  moist,  and  so  also 

1 If  Plato's  Second  Letter  is  genuine,  it  seems  to  imply  that  Philistion 
attended  Dionysius  II,  and  establishes  Plato’s  acquaintance  with  him. 

a Tr.'s  notes  should  be  consulted  for  evidence  about  fifth-century  medical 
theories ; but  his  belief  that  the  contents  of  the  Timaeus  represent  the 
thought  of  that  century,  not  of  Plato’s  own,  has  led  him  to  take  comparatively 
little  notice  of  Diocles.  He  thinks  * the  most  likely  view  is  that  men  like 
Philistion  are  responsible  for  all  the  main  points  in  the  medical  part  of  the 
dialogue,  and  that  they  naturally  enough  followed  the  lead  of  Philolaus' 
(p.  599)-  Philolaus  is  called  ‘ roughly  contemporary  ’ with  Zeno,  Empedocles, 
and  Timaeus,  who  * must  be  thought  of  as  bom  at  the  very  beginning  of  the 
fifth  century  * (p.  1 7) . So  the  impression  is  conveyed  that  the  court  physician 
of  Dionysius  II  was,  so  far  as  his  doctrine  is  concerned,  practically  a con- 
temporary of  Empedocles.  My  own  notes  on  the  medical  authorities  should 
be  taken  as  supplementary  to  Tr.'s.  It  is  useless  to  repeat  all  the  early 
evidence  he  has  collected,  especially  about  Pythagorean  views. 

8 Aet  v,  30,  2. 


334 


DISEASES  OF  THE  BODY 


82B.  with  the  light  and  the  heavy,  and  they  undergo  changes  of 
every  kind.  The  only  way,  as  we  hold,  in  which  any  part 
can  be  left  unchanged  and  sound  and  healthy  is  that  the 
same  thing  should  be  coming  to  it  and  departing  from  it 
with  constant  observance  of  uniformity  and  due  proportion  ; 
any  element  that  trespasses  beyond  these  limits  in  its  in- 
coming or  passing  out  will  give  rise  to  a great  variety  of 
alterations  and  to  diseases  and  corruptions  without  number. 

(2)  Diseases  of  the  {secondary)  tissues. — We  pass  next  from  the 
simple  bodies  to  the  tissues  composed  of  some  or  all  of  them.  These 
secondary  components  of  the  body  were  known  as  4 homoeomerous  ' 
substances,  because  they  were  believed  to  be  indefinitely  divisible 
into  similar  parts.  Empedocles  was  the  first  to  suggest  that  bone, 
sinew,  flesh,  and  blood  were  composed  of  the  four  elements  in 
definite  proportions.  Bone,  for  example,  contained  four  parts  of 
fire,  two  of  earth,  one  of  air,  and  one  of  water.  Blood  and  flesh 
contained  all  four  elements  in  equal  or  nearly  equal  quantities. 
In  this  tradition  blood  is  not  ranked  with  the  other  three  ‘ humours  ’. 
In  Empedocles  it  is  the  seat  of  the  physical  soul  and  consciousness. 

Plato  has  already  described  (73B  ff.)  the  composition  of  marrow, 
bone,  sinew,  and  flesh  ; blood  is  formed  directly  out  of  the  digested 
food  and  contains  portions  suitable  for  the  nourishment  of  all  the 
tissues.  He  now  tells  us  something  of  the  manner  in  which  the 
nourishing  takes  place.  Sinew  is  produced  from  the  fibrine,  flesh 
from  the  coagulated  blood  when  the  fibrine  has  been  removed. 
Sinew  and  flesh  in  their  turn  produce  a viscous  fluid,  which  glues 
flesh  to  bone  and  nourishes  both  the  bones  and  the  marrow  they 
contain.  Such  is  the  natural  order  in  which  the  several  tissues  are 
built  up.  Some  points  may  have  been  suggested  by  Diodes’ 
embryological  observations : 

‘ The  first  articulate  formation  of  the  embryo  is  observed  at 
about  the  fortieth  day.  Up  to  nine  days  sanguineous  threads 
can  be  traced ; at  eighteen  days  flesh-like  clots  and  some 
fibrinaceous  formations  can  be  seen,  in  which  the  pulsation  of 
the  heart  is  found.  At  thrice  nine  days,  according  to  Diodes,  a 
faint  outline  of  the  spine  and  head  becomes  visible  in  a mucus- 
like membrane.  At  four  times  nine  days  the  wfyole  body  is 
distinct  for  the  first  time,  or  finally  (adding  another  four  days) 
about  the  fortieth  day.  Empedocles  agrees  with  this  account  of 
the  times  at  which  the  embryo  becomes  quite  distinct.’ 1 
Plato,  however,  is  concerned  with  the  normal  process  of  nutrition, 
whereby  the  appropriate  substances  in  the  blood  are  built  up  into 

* 1 Oribasius  iii,  78  = Diodes,  frag.  175,  Wellmann. 

335 


DISEASES  OF  THE  BODY  81e-$6a 

the  several  tissues  whose  waste  they  repair.1  Diseases  of  his  second 
class  are  due  to  the  unnatural  reversal  of  this  process,  starting 
from  the  breaking  down  of  flesh,  which  then  discharges  corrupt 
substances  back  into  the  blood.  These  give  rise  to  the  noxious 
humours,  the  various  kinds  of  bile  and  phlegm.  Finally,  the 
trouble  may  go  deeper  and  affect  the  bones  and  the  very  seat  of 
life  in  the  marrow.  I cannot  find  evidence  that  any  medical  writer 
.had  formulated  this  notion  of  a reversal  of  the  normal  course  of 
nutrition  as  the  cause  of  a special  class  of  diseases,  beyond  the 
testimony,  quoted  by  Taylor  (p.  592),  that  Philolaus  regarded  bile, 
blood,  and  phlegm  as  the  source  of  diseases,  and  bile  (if  present  at 
all)  as  a ‘ useless ' substance.  This  is  vague  and  inconclusive  : 
blood  seems  to  be  ranked  with  the  other  humours,  and  all  medical 
doctrine  connected  some  diseases  with  misbehaviour  of  the  humours. 
Plato's  notion  of  a reversal  appears  to  be  associated  with  the 
opposition  of  growth  (avi-rjcng) , resulting  from  normal  nutrition, 
and  decay  (consumption,  tpOtaig)  as  the  contrary  process.  At 
8ib~e  he  traced  the  natural  course  of  growth  followed  by  the  decay 
of  old  age,  without  the  intervention  of  disease.  Decay  was  due  to 
the  inevitable  wearing  out  and  falling  to  pieces  of  the  triangles. 
Here  we  are  concerned  with  abnormal,  morbid  decay,  in  which  the 
current  that  should  foster  growth  is  forced  to  flow  backwards. 
The  reverse  of  * generation  ' (yeveaig)  is  decay  or  corruption  (fpOoga.) 

82B.  Again,  seeing  that  secondary  formations  exist  in  nature,  an 

c.  attentive  consideration  will  discern  a second  class  of  diseases. 
Since  marrow,  bone,  flesh,  and  sinew  are  composed  of  the 
bodies  above  named,  and  blood  also  of  the  same  bodies, 
though  in  a different  way,  most  of  the  diseases  affecting  them 
arise  in  the  same  manner  as  those  just  mentioned  ; but  the 
most  serious  afflictions  take  the  form  of  a corruption  of  these 
structures,  which  occurs  when  the  process  of  their  formation 
is  reversed. 

In  the  natural  course  flesh  and  sinews  arise  from  the  blood 
— sinew  from  fibrine  (for  they  are  cognate),  flesh  from  the 

d.  compacting  of  the  blood  from  which  the  fibrine  is  being 
removed.2  From  sinews  and  flesh,  again,  proceeds  the 

1 I cannot  see  that  this  account  of  nutrition  is  inconsistent  with  the  earlier 
description  of  the  composition  of  the  several  tissues  at  73B  ff.  However  they 
are  composed,  they  must  all  be  nourished  ultimately  by  the  blood. 

* It  is  not  explained  what  agency  in  the  living  body  causes  the  blood 
without  fibrine  to  be  compacted  into  flesh.  It  may  be  the  * innate  heat  \ 
for  when  the  blood  is  cold  in  the  dead  body  blood  without  fibrine  remains 
liquid  (85D).  This  is  in  accordance  with  the  view  which  Diodes  is  presumed 
to  have  shared  with  Empedocles  that  the  male  embryo  is  more  quickly 

336 


DISEASES  OF  THE  BODY 


82D.  viscous  and  oily  stuff  which  glues  the  flesh  to  the  structure 
of  the  bones  and  also  feeds  the  growth  of  the  bone  itself 
which  encloses  the  marrow ; while  at  the  same  time  the 
purest  part,  consisting  of  triangles  of  the  smoothest  and  most 
slippery  sort,  filters  through  the  close  texture  of  the  bones 
and,  as  it  is  distilled  from  them  in  drops,  waters  the  marrow. 

E.  When  the  several  structures  are  formed  in  this  order,  the 
result,  as  a rule,  is  health. 

Disease  comes  when  the  order  is  reversed.  Thus,  when 
flesh  is  decomposed  and  discharges  the  results  of  its  decom- 
position back  into  the  veins,  these  are  then  filled  with  much 
blood  of  every  sort  together  with  air ; this  has  a diversity 
of  colours  and  bitternesses,  as  well  as  acid  and  saline  qualities, 
and  develops  bile,  serum,  and  phlegm  of  all  sorts.  All  these 
products  of  breaking  down  and  corruption  in  the  first  place 
destroy  the  blood  itself,  and  providing  the  body  with  no 
83.  further  nourishment  from  themselves,  they  are  carried  every- 
where through  the  veins,  no  longer  observing  the  order  of 
natural  circulation.  They  are  at  feud  among  themselves 
because  they  can  get  no  good  of  one  another  ; and  they 
make  war  upon  whatsoever  in  the  body  keeps  orderly  array 
and  stays  at  its  post ; so  they  spread  corruption  and 
dissolution. 

It  will  be  seen  that  Plato  regards  bile  and  phlegm,  two  of  the 
fundamental  substances  in  the  humoral  physiology,  as  morbid 
products  of  the  decomposition  of  flesh.1  The  next  paragraphs 
describe  in  some  detail  how  the  various  recognised  types  of  bile 
and  phlegm  are  so  generated.  There  is  some  resemblance  here  to 
the  doctrine  of  Dexippus  of  Cos,  the  pupil  of  Hippocrates,  who 
regarded  phlegm  and  bile  as  superfluous  products  of  nutriment, 
and  held  that  the  mixture  of  these  two  humours  with  the  blood, 
which  changes  colour  accordingly,  gives  rise  to  the  four  species : 
white  phlegm,  blood-coloured  phlegm,  yellow  bile,  and  black  bile.2 
But  Wellmann  believes  that  Plato's  theory  of  the  humours  is 
probably  due  to  Philistion  and  Diodes,  who  held  that  the  humours 
are  produced  by  the  action  of  the  ‘ innate  heat  ’ on  the  nutriment 
in  the  veins.  Blood  is  the  mixture  in  normal  proportions  ; bile  is 

formed  than  the  female,  because  the  male  is  in  the  right  (warmer)  part  of 
the  uterus.  Diocles  also  held  that  overheating  ((4<n?)  thickens  the  blood 
and  so  blocks  the  veins,  causing  indigestion.  Wellmann,  P.-W.  Real  Encycl., 
s.v.  Diokles,  805-6. 

1 Cf.  Tim.  Locr.  102c,  ^oAas  yap  ral  yeWaiey  koX  <j>\4yp&Tos  evdtvhe,  ^u/xot 
voocohtes  koX  vypuiv  craijucs  . . . 

2 Wellmann,  Fr.  d.  Gr.  Aerzte,  p.  75. 

337 


DISEASES  OF  THE  BODY 


81e-86a 


due  to  an  excess  of  heat,  phlegm  to  an  excess  of  cold.  Hence  bile 
causes  inflammations,  and  phlegm  catarrhs  (as  in  Timaeus  83c, 
85b)A 

83 a.  Now  when  the  flesh  which  is  decomposed  has  been  formed 
a long  time  before,  it  resists  concoction  ; it  turns  black  under 
long  exposure  to  burning,  and,  being  bitter  because  it  is 
eaten  through  and  through,  it  is  dangerous  in  its  assault 

b.  upon  any  part  of  the  body  that  is  as  yet  uncorrupted.  Some- 
times, when  the  bitter  stuff  has  been  fined  down,  the  bitter- 
ness is  replaced  by  acidity  in  the  black  colour.  Sometimes, 
again,  when  the  bitterness  is  steeped  in  blood  it  acquires  a 
redder  hue,  and  the  mixture  of  the  black  with  this  redness 
give  it  the  ‘ bilious  ' colour.1 2  Or  again,  a yellow  colour  may 
be  combined  with  the  bitterness  when  the  flesh  decomposed 
by  the  fire  of  the  inflammation  is  of  recent  formation.  To 
all  these  the  common  name  ‘ bile  ' has  been  given,  either  by 

c.  physicians,  or  perhaps  by  someone  capable  of  surveying  a 
number  of  unlike  things  and  discerning  in  them  all  a single 
kind  deserving  a name  ; while  the  several  varieties  of  bile 
recognised  3 have  been  specially  defined  each  according  to 
its  colour. 

The  serum  of  black  and  acid  bile  (in  contrast  to  that  of 
blood,  which  is  a harmless  lymph)  is  dangerous  when  com- 
bined with  a saline  quality  by  the  action  of  heat  ; this  is 
called  acid  phlegm.  There  is  also  the  product  resulting  from 
the  decomposition  of  new  and  tender  flesh,  accompanied  by 
air.4  This  is  inflated  by  air  and  enveloped  in  moisture  so 

1 Wellmann  in  P.-W.  Real  Encycl.,  s.v.  Diokles,  803. 

2 The  reading  xoA&Scs  is  supported  by  the  use  of  rd  xoAd^  for  gavdrf  as 
opposed  to  ii4\atva  xoAy  in  the  passages  quoted  by  Wellmann,  Fr.  d.  Gr.  Aerzte, 
p.  75#  note  4,  especially  the  testimony  about  Dexippus:  [otclv  S4,  ^(rjaiv),  17 
^oAt)  t]o>  alfMCLTi  [i7TLfj.€Lx6fj,  yi( v€tcu)  rd]  A cyofxeva  xoAcu8  [17...  The  alterna- 
tive reading  *A ocoSes  can  then  be  explained  as  due  to  someone  who  thought  it 
absurd  to  call  one  class  of  bile  ‘ bilious  '.  Plato  has  already  mentioned  the 
XoAdtSi)  xpdifxara  exhibited  by  the  liver,  in  connection  with  the  * bitterness  * 
contained  in  that  organ.  Cherries  might  be  similarly  classified  as  white, 
black,  and  cherry-coloured. 

2 Namely  the  three  species  above  described  : black,  * bilious  and  yellow. 
The  contrast  is  between  the  generic  name  ‘ bile  and  these  three  names  for 
the  species  rd  dAAa  means  the  species  as  opposed  to  the  genus  ; not 

that  there  are  other  species  than  those  named.  Diogenes  of  Apollonia  and 
his  contemporaries  are  said  to  have  laid  much  stress  on  the  colour  of  the 
complexion  as  a sign  of  temperamental  humours  and  a symptom  of  corre- 
sponding diseases  (Vors.  51  a,  29a). 

4 As  explained  at  84E,  air  is  produced  inside  the  body  by  the  decomposition 
of  flesh.  Cf.  also  82E,  3. 

338 


DISEASES  OF  THE  BODY 

83D.  as  to  form  bubbles,  individually  too  small  to  be  seen  but 
becoming  visible  in  the  mass,  as  the  froth  so  formed  makes 
them  appear  white  in  colour.  All  this  decomposition  of 
tender  flesh  in  combination  with  air  we  call  white  phlegm. 
Freshly  forming  phlegm,  moreover,  itself  has  a lymph, 
namely  sweat,  tears,  and  all  other  such  flowing  substances 

e.  that  are  daily  purged  away. 

All  these  things  become  agents  to  produce  diseases  when 
the  blood,  instead  of  being  replenished  in  the  natural  way 
from  food  and  drink,  takes  its  increase  from  the  opposite 
quarter,  contrary  to  the  established  use  of  nature.1 

The  next  paragraph  returns  to  the  description  of  diseases  due 
to  this  reversal  of  the  normal  process.  The  decomposition  of  flesh 
back  into  the  blood,  above  mentioned,  is  less  grave  than  the  more 
deeply  seated  corruption  of  the  fluid  which  binds  flesh  to  bone  and 
nourishes  bone  and  marrow.  Beyond  that  again  lie  the  affections 
of  the  bones  themselves,  and  finally  of  the  marrow. 

83E.  Now  when  the  several  sorts  of  flesh  are  broken  down  by 
diseases,  so  long  as  their  roots  hold  firm,  the  mischief  is  but 
half  done,  for  it  still  admits  of  easy  recovery.  But  when 
84.  that  which  binds  flesh  to  bone  falls  sick  and  in  its  turn  the 
stream  that  is  separated  off  from  flesh  and  sinews  2 no  longer 
serves  to  nourish  bone  and  bind  the  flesh  thereto,  but  instead 
of  being  oily,  smooth,  and  viscous,  becomes  rough  and  saline, 
parched  by  an  unhealthy  manner  of  living,  then  all  the 
substance  so  affected  crumbles  back  again  up  into 3 the 
flesh  and  sinews  as  it  comes  away  from  the  bones ; while 

b.  the  flesh,  falling  away  with  it  from  its  roots,  leaves  the  sinews 
bare  and  full  of  brine,  and  itself  falls  back  again  into  the 
current  of  the  blood,  to  aggravate  the  disorders  before 
described.4 

Grievous  as  these  affections  of  the  body  are,  yet  graver 

1 7rapa  rovs  rrjs  <f>vcr€cos  vofiovs  * * contrary  to  the  laws  of  nature  * is  a 
mistranslation.  All  that  is  meant  is  the  customary  and  normal  process  by 
which  blood  is  healthily  formed. 

2 Reading  koX  p.r)K€Ti  av  to  etcelvcov  vapa  ( alpha , codd  : apa  St.)  xal  vevpajv 
dnoxcopL^ofievov.  alpha  is  certainly  corrupt,  and  vdpa  has  more  point  than 
Stallbaum's  dpa.  At  82D  the  fluid  was  said  to  drip  from  the  bones  and  water 
the  marrow. 

3 xnr6,  ' up  into  not  merely  ' under  '.  The  natural  movement — secretion 
of  the  fluid  from  sinews  and  flesh  down  on  to  the  bones — is  reversed. 

4 At  82 e— 83 a.  The  more  superficial  diseases  due  to  corruption  of  the 
blood  by  decomposing  flesh  are  reinforced  by  these  more  deeply  seated 
affections  of  the  fluid. 


339 


DISEASES  OF  THE  BODY 


81  e— 86a 


84B.  are  those  which  go  deeper  and  come  when  the  density  of  the 
flesh  does  not  allow  the  bone  to  receive  enough  ventilation. 
Through  mouldiness  the  bone  is  overheated  and  decays  ; no 
longer  taking  in  its  proper  food,  it  goes  rather  the  opposite 

c.  way  and  crumbles  back  into  the  nourishing  fluid  ; and  that 
again  falls  into  flesh,  and  the  flesh  into  the  blood,  thus 
making  the  maladies  of  the  parts  previously  mentioned  1 all 
more  virulent. 

Finally,  the  most  desperate  case  of  all  is  when  the  substance 
of  the  marrow  becomes  diseased  by  some  deficiency  or  excess. 
This  produces  the  most  serious  and  deadly  disorders,  since 
the  whole  substance  of  the  body  is  forced  to  flow  in  a backward 
course. 

(3)  Diseases  due  to  [a)  breath , ( b ) phlegm , ( c ) bile.  Fevers. — The 
last  section  has  described  the  origin  of  phlegm  and  bile  in  the 
reversal  of  the  normal  process,  but  no  specific  diseases  have  been 
named.  The  third  class  now  introduced  contains  groups  of  maladies 
due  to  the  blocking  of  respiration  or  the  morbid  formation  of  air 
inside  the  body,  and  to  the  two  noxious  humours. 

84c.  A third  class  of  diseases  must  be  conceived  as  occurring  in 

d.  three  ways  : (a)  from  breath,  (b)  from  phlegm,  or  (c)  from 
bile. 

(a)  When  the  lung,  whose  office  is  to  dispense  the  breath 
to  the  body,  is  blocked  by  rheums  and  affords  no  clear 
passages,  the  breath  fails  to  reach  some  parts  and  causes 
them  to  putrefy  for  lack  of  refreshment ; while  too  much  of 
it  passes  into  other  quarters,  where  it  forces  its  way  through 
the  veins  and  contorts  them,  dissolves  the  body,  and  is 
intercepted  when  it  reaches  the  barrier  at  the  centre.  Thus 

E.  are  caused  countless  painful  disorders,  often  accompanied  by 
much  sweat. 

Often,  too,  when  flesh  is  broken  down,2  air  is  formed  inside 
the  body  and,  not  being  able  to  make  its  way  out,  causes 
the  same  torments  as  those  due  to  breath  that  has  come 
from  outside.  These  are  most  severe  when  the  air,  gather- 
ing and  swelling  up  round  the  sinews  and  the  small  veins 

1 ru>v  Trpoodcv  (governed  by  ra  vocr/jpuira,  not  by  rpaxvrcpa) , the  flesh  and 
sinews  and  the  viscous  fluid.  The  corruption  of  the  bones,  by  travelling  all 
the  way  back  to  the  blood,  aggravates  all  the  less  deeply  seated  diseases ; 
just  as,  in  the  preceding  paragraph,  the  corruption  of  the  viscous  fluid 
aggravated  ra  rrp6aB€v  prrfiiv ra  vocnj/xara  (b,  3). 

a SuucpiBdorjs,  1 disintegrated  \ cf.  StaKpivopUvrjs  rijs  aaptcSs,  83B.  So 
A.-H.  Cf.  82E,  83c,  D. 


340 


DISEASES  OF  THE  BODY 


84E.  there,1  makes  them  stretch  backwards  the  tendons  of  the 
back  and  the  sinews  attached  to  them.  From  the  tension  so 
produced  the  disorders  of  course  derive  their  names,  tetanus 
and  opisthotonus.  A cure  is  difficult ; indeed,  such  cases 
are,  for  the  most  part,  relieved  by  supervening  fevers. 

The  first  part  of  the  above  paragraph  clearly  refers  specially  to 
inflammation  of  the  lungs.2  The  agreement  of  Plato’s  account  of 
its  causes  with  Diodes  of  Karystus  once  more  points  to  the  inference 
that  both  were  dependent  on  Philistion  of  Locri,  whose  third  class 
of  diseases  is  due  to  the  blocking  of  respiration  (p.  333  above). 
The  second  group,  including  tetanus,  is  attributed  to  the  formation 
of  air  inside  the  body  as  a product  of  decomposing  flesh.  Again 
Plato’s  doctrine  has  striking  points  of  agreement  with  Diodes. 
The  last  remark,  that  such  disorders  are  relieved  by  supervening 
fevers,  is  repeated  in  Hippocrates,  Aphorisms  iv,  57  (iv,  522L). 

85A.  (6)  White  phlegm,  when  intercepted,  is  dangerous,  because 

of  the  air  in  the  bubbles  ; but  if  it  finds  an  escape  to  the 
surface  of  the  body,  is  milder,  though  it  disfigures  the  body 
by  engendering  white  eruptions  and  kindred  maladies. 
When  it  is  mixed  with  black  bile  and  is  diffused  over  the 
divine  circuits  in  the  head  so  as  to  throw  them  into  confusion, 
the  visitation,  if  it  comes  in  sleep,  is  comparatively  mild, 
but  an  attack  in  waking  hours  is  harder  to  throw  off.  As 

b.  an  affliction  of  the  sacred  part,  it  deserves  its  name  ‘ sacred 
disease  ’. 

Acid  and  saline  phlegm  is  the  source  of  all  disorders  that 
occur  by  defluxion  ; they  have  received  many  different 
names  according  to  the  divers  regions  towards  which  the 
fluxion  is  directed. 

Plato  agrees  with  the  author  of  the  treatise  On  the  Sacred  Disease 
(epilepsy)  that  it  is  an  affection  of  the  brain  and  caused  by  phlegm, 
to  which  Plato  (or  his  source)  adds  a mixture  of  black  bile.  He 
also  defends  the  use  of  the  name  ' sacred  disease  ’,  but  not  on 

1 Does  this  refer  to  the  network  of  small  veins  round  the  head  (77E)  and 
the  sinews  at  the  base  of  the  skull  (75D)  ? ravrrj  must  presumably  mean  the 
neighbourhood  of  the  shoulders,  taking  its  meaning  from  Mrovot,  which 
seems  to  mean  whatever  tendons  or  sinews  were  supposed  to  hold  the  back 
erect,  like  the  back-stays  of  a mast.  Wellmann  (p.  11)  quotes  from  the 
Artec.  Med.  7,  544,  the  statement  that  all  the  ancient  physicians  held  opistho- 
tonus to  be  caused  by  ra  and  rod  iyK€<f>dXov  nefivKOTa  vcvpa  being  filled  with 
viscous  humours,  which  the  tfrvxiKov  irvevpka  knocks  up  against,  so  causing 
spasms.  But  the  meaning  of  vcvpa  here  seems  to  be  doubtful. 

* Martin  ii,  355.  Wellmann,  Ft.  d.  Gr.  Aerzte  9,  76. 

341 


DISEASES  OF  THE  BODY 


81e-86a 


the  grounds  attacked  by  the  Hippocratean  writer,  that  the  disease 
was  due  to  supernatural  causes. 1 Praxagoras  and  Diodes  attributed 
epilepsy  to  the  formation  of  phlegmatic  humours  in  the  ‘ thick 
artery  \ These  form  bubbles  which  block  the  passage  of  the 
pneuma  from  the  heart  and  so  produce  tremors  and  spasms  of  the 
body.2 

85B.  (c)  Inflammations  of  any  part  of  the  body,  so  called  from 

its  being  burnt  or  ‘ inflamed  ',  are  all  due  to  bile.3  If  the 
bile  finds  a vent  outwards,  its  seething  sends  up  eruptions 
c.  of  various  kinds  ; if  shut  up  within,  it  engenders  many 
inflammatory  diseases.  The  worst  is  when  the  bile  mingles 
with  pure  blood  and  breaks  up  the  proper  disposition  of  the 
fibrine.  This  substance  is  distributed  throughout  the  blood 
to  preserve  in  it  a due  proportion  of  thinness  and  thickness, 
in  order  that  heat  should  not  so  liquefy  it  as  to  make  it 
flow  out  through  the  porous  texture  of  the  body,  nor  yet 
should  its  excessive  density  make  it  too  sluggish  for  ready 
D.  circulation  in  the  veins.  The  fibrine,  by  the  composition  of 
its  substance,  preserves  the-  due  mean  ; even  after  death 
when  the  blood  is  getting  cold,  if  the  fibrine  is  collected,  all 
the  rest  of  the  blood  is  liquefied  ; whereas,  if  the  fibrine  is 
left,  it  quickly  congeals  the  blood  with  the  help  of  the  sur- 
rounding coldness.  Such  being  the  action  of  fibrine  in  the 
blood,  bile,  which  had  its  origin  as  old  blood  and  is  now 
dissolved  back  again  into  blood  out  of  flesh,  when  it  enters 
the  blood  in  small  quantities  at  first,  hot  and  liquid,  congeals 
under  the  action  of  the  fibrine  ; and  while  this  is  happening 
e.  and  its  natural  heat  is  being  quenched,  it  sets  up  internal 
chill  and  shivering.  As  the  bile  flows  in  with  fuller  tide, 
however,  it  overpowers  the  fibrine  with  its  own  hotness  and 
by  boiling  up  shakes  it  into  disarray  ; and  if  it  proves  strong 
enough  to  obtain  the  mastery  to  the  end,  it  penetrates  to 
the  substance  of  the  marrow  and  in  consuming  it  unlooses 
the  soul  from  her  moorings  there  and  sets  her  free.  When 
the  flow  is  weaker  and  the  body  holds  out  against  dissolution 
the  bile  is  itself  overpowered ; then  either  it  is  expelled  all 
over  the  surface  of  the  body,  or  else,  after  being  thrust 
through  the  veins  into  the  lower  or  upper  belly,  banished 

1 Wellmann,  op.  cit.  26  ff.  See  also  Tr.’s  note,  p.  602. 

8 Diodes,  frag.  651,  Wellmann. 

8 Not  to  phlegm  (which  is  regarded  by  Plato  as  cold),  in  spite  of  the  etymo- 
logical kinship  of  <f>X4yfia  and  <j>\4yeodcu.  Polybus  in  the  de  nat.  hom.  connects 
phlegm  with  air,  the  coldest  element,  yellow  bile  with  heat,  black  bile  with 
dryness. 


342 


DISEASE  IN  THE  SOUL 


85E.  from  the  body  like  an  exile  from  a city  at  civil  war,  it  causes 
86.  diarrhoea,  dysentery,  and  all  such  disorders. 

When  the  body  has  fallen  sick  chiefly  through  excess  of 
fire,  it  produces  continuous  heats  and  fevers ; excess  of  air 
causes  quotidian  fevers ; excess  of  water,  tertian,  water 
being  more  sluggish  than  air  or  fire.  Excess  of  earth,  which 
ranks  as  the  most  sluggish  of  all  the  four,  takes  a fourfold 
period  for  its  purgation,  and  produces  quartan  fevers  which 
are  hard  to  shake  off. 

The  last  paragraph  on  fevers  has  no  connection  with  the  previous 
description  of  diseases  due  to  bile.  It  belongs  rather  to  the  first 
class  of  diseases,  attributed  above  (82A)  to  excess  or  defect  of  one 
of  the  four  primary  bodies.  Wellmann  1 infers  from  a remark  of 
Galen's  that  Diodes  recognised  only  the  short  periods  (up  to  four 
days)  for  intermittent  fevers  and  regarded  each  kind  of  fever  as 
due  to  disorder  of  one  of  the  four  cardinal  humours,  and  that  this 
doctrine  was  a development  of  Philistion’s,  followed  here  by  Plato. 
He  deduces  the  following  scheme  for  Diodes : 

Fire  Water  Air  Earth 

hot  moist  cold  dry- 

yellow  bile  blood  phlegm  black  bile 

continuous  fever  tertian  quotidian  quartan 

It  will  be  observed  that  Plato  does  not  bring  in  the  humours, 
among  which  blood  is  not  ranked  with  the  others  in  his  system. 

86B-87B.  Disease  in  the  Soul  due  to  defective  bodily  constitution  and 
to  bad  nurture 

Next  come  those  maladies  of  the  soul  whose  origin  can  be  traced 
to  a defective  inherited  constitution  of  the  body  or  to  a bad  upbring- 
ing in  youth.  Plato  here  lays  emphasis  on  the  initial  disadvantages 
of  a bad  physique,  producing  a tendency  to  vice  ; and  he  connects 
this  topic  with  the  Socratic  doctrine,  which  he  always  maintained, 
that  no  one  is  willingly  (or  wittingly)  bad.  Taylor  finds  that  the 
exposition  of  this  maxim  here  ‘ explains  away  that  very  fact  of 
moral  responsibility  on  which  Socrates,  Plato,  Aristotle,  and 
Timaeus  himself,  when  he  is  talking  ethics  and  not  medicine,  are 
all  anxious  to  insist  \ Timaeus,  he  thinks,  not  only  contradicts 
Plato  and  the  rest,  but  states  a view  ' quite  irreconcilable  ’ with 
the  earlier  instructions  to  the  created  gods  ‘ to  steer  the  course  of 
the  mortal  creature  nobly  and  well,  except  in  so  far  as  it  shall  be 
the  cause  of  evil  to  itself  ’ (42E).  Taylor  concludes  that  Plato, 


1 Op.  cit.  92. 

343 


DISEASE  IN  THE  SOUL 


86b— 87b 


with  a ‘ kindly  irony  ’,  is  intentionally  making  Timaeus  * give  himself 
away  \ This  seems  an  odd  attitude  to  take  towards  an  imaginary 
character  whose  creator  has  attributed  to  him  a view  ‘ glaringly 
inconsistent  with  itself ' and  irreconcilable  with  all  that  he  says 
elsewhere.  Archer-Hind,  on  the  other  hand,  holds  that  Plato's 
view  of  vice  as  an  involuntary  affection  of  the  soul  ‘ well  illustrates 
how  admirably  the  various  parts  of  his  system  fit  together  ',  and 
that  the  interpreter's  declaration  in  the  Republic  that  * responsibility 
lies  with  the  chooser ; heaven  is  not  responsible ',  not  only  is  not 
inconsistent  with  the  maxim  that  no  one  is  willingly  bad,  but  is 
inevitably  implied  in  it.  In  view  of  this  divergence  of  opinion, 
it  is  important  to  consider  carefully  what  Plato  actually  says  here. 
The  ‘ determinism  ' which  Taylor  discovers  in  our  passage  was  the 
last  outcome  of  that  materialistic  view  of  the  world  which  Plato 
regarded  as  the  root  of  atheism  and  immorality.  Even  Epicurus 
shrank  from  such  a conclusion  and  invented  a physical  basis  for 
free  will.  That  Plato  should  either  accept  such  determinism  himself 
or  attribute  it  to  a fifth-century  Pythagorean  is,  in  the  last  degree, 
improbable. 

86b.  Such  is  the  manner  in  which  disorders  of  the  body  arise ; 
disorders  of  the  soul  are  caused  by  the  bodily  condition  in 
the  following  way.  It  will  be  granted  that  folly  is  disorder 
of  the  soul ; and  of  folly  there  are  two  kinds,  madness  and 
stupidity.  Accordingly,  any  affection  that  brings  on  either 
of  these  must  be  called  a disorder  ; and  among  the  gravest 
disorders  for  the  soul  we  must  rank  excessive  pleasures  and 
pains.  When  a man  is  carried  away  by  enjoyment  or  dis- 

c.  tracted  by  pain,  in  his  immoderate  haste  to  grasp  the  one  or 
to  escape  the  other  he  can  neither  see  nor  hear  aright ; he 
is  in  a frenzy  and  his  capacity  for  reasoning  is  then  at  its 
lowest.  Moreover,  when  the  seed  in  a man's  marrow  becomes 
copious  with  overflowing  moisture  like  the  overabundance 
of  fruitfulness  in  a tree,  he  is  filled  with  strong  pains  of 
travail  and  with  pleasures  no  less  strong  on  each  occasion  (?)  1 
in  his  desires  and  in  their  satisfaction  ; for  the  most  part  of 
his  life  he  is  maddened  by  these  intense  pleasures  and  pains  ; 

d.  and  when  his  soul  is  rendered  sick  and  senseless  by  the  body 
he  is  commonly  held  to  be  not  sick  but  deliberately  bad. 

1 koB*  exacrrov  is  difficult : * des  douleurs  tr&s  grandes  chacune  en  particulier  ’ 
(Martin)  ; in  jeder  Beziehung  (Muller)  ; * from  time  to  time  * (A.-H.)  ; immer 
wieder  (Apelt)  ; ‘ many  a specific  pang  ’ (Tr.)  ; a parte  a parte  e nei  desider! 
e negli  effetti  loro  (Fraccaroli) . In  Plato  the  phrase  normally  means 
* severally  * or  * individually  \ as  at  49B,  4,  fxaXXov  rj  xai  avavra  Kad'  exoarov  re, 
26c,  6,  fir}  fxovov  €v  K€<j>a\alois  aXX*  wcnrep  ijxovoa  Kad’  ixaorov  (‘  in  detail '). 

344 


DISEASE  IN  THE  SOUL 

5d.  But  the  truth  is  that  sexual  intemperance  is  a disorder  of 
the  soul  arising,  to  a great  extent,  from  the  condition  of  a 
single  substance  1 which,  owing  to  the  porousness  of  the  bones, 
floods  the  body  with  its  moisture.  We  might  almost  say, 
indeed,  of  all  that  is  called  incontinence  in  pleasure  that  it 
it  not  justly  made  a reproach,  as  if  men  were  willingly  bad. 

E.  No  one  is  willingly  bad  ; the  bad  man  becomes  so  because  of 
some  faulty  habit  of  body  and  unenlightened  upbringing, 
and  these  are  unwelcome  afflictions  that  come  to  any  man 
against  his  will. 

Again,  where  pains  are  concerned,  the  soul  likewise  derives 
much  badness  from  the  body.  When  acid  and  salt  phlegms 
or  bitter  bilious  humours  roam  about  the  body  and,  finding 
no  outlet,  are  pent  up  within  and  fall  into  confusion  by 
blending  the  vapour  that  arises  from  them  with  the  motion 
37.  of  the  soul,  they  induce  all  manner  of  disorders  of  the  soul 
of  greater  or  less  intensity  and  extent.2  Making  their  way 
to  the  three  seats  of  the  soul,  according  to  the  region  they 
severally  invade,  they  beget  many  divers  types  of  ill-temper 
and  despondency,  of  rashness  and  cowardice,  of  dulness  and 
oblivion.3 

Besides  all  this,  when  men  of  so  bad  a composition  dwell 

B.  in  cities  with  evil  forms  of  government,  where  no  less  evil 
discourse  is  held  both  in  public  and  private,4  and  where, 
moreover,  no  course  of  study  that  might  counteract  this 
poison  is  pursued  from  youth  upward,  that  is  how  all  of  us 

1 The  marrow,  or  that  part  of  it  which  forms  the  seed,  which  the  bones 
are  not  dense  enough  to  retain  and  keep  in  its  proper  consistency.  So  A.-H. 
Since  these  words  repeat  to  oTrepfia  otco  ttoAv  kclI  pvujSes  ire  pi  rov  pLveXov  ylyverai^ 
(c,  4),  I cannot  understand  why  Tr.  says  that  the  substance  meant  is  ‘ clearly  * 
not  the  fiveAos  but  the  bones  (p.  616).  At  82D  we  learnt  that  the  marrow  is 
fed  by  the  fluid  which  filters  through  the  * dense  ' substance  of  bone  in  drops. 
If  the  bones  are  too  porous,  the  marrow  will  receive  too  much  liquid,  and  also 
escape  too  freely  by  the  channel  which  will  be  described  later  (91  a). 

2 It  is  conjectured  that  this  doctrine  of  vapours  arising  from  the  humours 
was  held  by  Philistion  and  Diocles.  See  Wellmann,  Fr.  d.  Gy.  Aerzte,  p.  78. 
Cf.  the  confusion  caused  in  the  soul's  revolutions  by  the  mixture  of  phlegm 
and  black  bile,  causing  epilepsy,  85 a. 

8 It  was  a universal  doctrine  that  lethargy  was  due  to  phlegm.  Wellmann, 
op.  cit.  801. 

4 Understanding  orav  ovrc os  kclkcos  Trayivrixiv  ( wen ) 7toAit€uu  *a/cai.  Kara  ttoAcls 
is  usually  either  ignored  by  translators  or  rendered  1 in  the  cities  In  this 
sense  it  seems  to  add  nothing  to  IBlq.  re  *at  I suggest  that  Ao'yoi 

Kara  ir6Aci$  means  * discourses  in  conformity  with  (such)  cities '.  This  provides 
\6yoi  with  the  equivalent  of  ofxoUos  kokoC,  which  seems  needed.  The  omission 
of  ras  before  rroAeis  is  unobjectionable  in  the  style  of  this  dialogue,  which 
treats  the  definite  article  with  poetic  freedom. 

345 


DISEASE  IN  THE  SOUL 


86b-87b 


87B.  who  are  bad  become  so,  through  two  causes  that  are  altogether 
against  the  will.1  For  these  the  blame  must  fall  upon  the 
parents  rather  than  the  offspring,2  and  upon  those  who  give, 
rather  than  those  who  receive,  nurture  ; nevertheless,  a man 
must  use  his  utmost  endeavour  by  means  of  education, 
pursuits,  and  study  to  escape  from  badness  and  lay  hold 
upon  its  contrary. 

The  contents  of  the  above  section  should  be  considered  in  the 
light  of  the  two  following,  which  recommend  remedies  to  correct 
any  disproportion  of  body  and  soul  and  the  training  of  the  divine 
part  for  its  office  as  ruler.  But  it  will  be  well  to  summarise  here 
just  what  has  been  stated  so  far. 

This  section  sets  out  to  describe  how  ‘ disorders  of  the  soul  are 
caused  by  the  bodily  condition  \ It  is  recognised,  here  and  below, 
that  when  soul  and  body  are  united  in  the  composite  living  creature, 
either  can  set  up  disorder  in  the  other  : intense  intellectual  activity 
may  wreck  the  health,  or  a gross  and  too  powerful  frame  may 
assert  its  interests  to  the  point  of  causing  dulness  and  stupidity 
in  the  mind  (88a-b).  After  the  earlier  consideration  of  bodily 
diseases  it  is  natural  to  pass  on  here  to  those  disorders  of  the  soul 
which  have  their  origin  in  the  condition  of  the  body.  It  is  not 
stated  that  all  mental  disorders  are  solely  due  to  bodily  states. 
Next  it  is  added  that  ' folly  ' {fivoia)  must  be  recognised  as  disorder 
of  the  soul,  and  that  there  are  two  kinds  of  folly  : * madness  1 and 
stupidity.  ' Folly  1 means  any  state  in  which  the  divine  reason 
(vovg)  is  not  exercising  due  control  over  the  rest  of  the  soul.  The 
two  main  types  are  ' madness ' (/u avia),  which  means  frantic  passion- 
ate excitement,  not  pathological  insanity,  and  stupidity  (dfiadia), 
that  dull  and  lethargic  ignorance  which  is  incapable  even  of  the 
desire  for  understanding.  It  is  not  said  that  these  states  of  mind 
cover  the  whole  field  of  what  could  be  called  ‘ disorder  of  the  soul  '.3 
They  are  the  conditions  which  can  arise  from  ‘ a bad  habit  of  body  ' 
and  be  encouraged  by  4 unenlightened  upbringing  ' in  youth. 

1 The  two  causes  are  a defective  constitution  inherited  from  parents  and 
bad  upbringing,  as  is  implied  by  the  next  sentence  and  by  Sux  irowjpav  Ifiv 
riva  rod  ouifiaros  Kal  anaCBcvrov  r po<f>rjv,  86e. 

* Laws  755D : A man  must  be  careful  all  through  his  life,  and  especially 
during  the  time  when  he  is  begetting,  to  commit  no  act  involving  either 
bodily  ailment  or  violence  and  injustice  ; for  these  he  will  inevitably  stamp 
on  the  souls  and  bodies  of  his  offspring. 

8 It  should  be  remembered  that  voaos  is  commonly  used  in  a much  wider 
sense  than  ‘ disease  It  is  frequently  applied,  for  instance,  to  passionate 
love  and  to  political  disorder.  To  have  an  unbridled  tongue  is  a voaos 
(Euripides).  At  Laws  782D  the  natural  desires  of  food  and  sex  are  1 
In  the  same  way  ‘ badness  ' (iccuUa)  is  a wider  term  than  ‘ vice  '. 

346 


DISEASE  IN  THE  SOUL 

In  the  moral,  as  in  the  physical,  life  of  man  there  is,  beside  the 
operation  of  reason,  much  that  * comes  about  of  necessity ' and  is 
repugnant  to  the  inmost  wish  or  will  of  the  rational  part.  The 
Timaeus  is  primarily  a physical  rather  than  a moral  treatise,  and 
it  is  fitting  that  it  should  lay  more  stress  than  we  find  in  the  moral 
and  political  dialogues  on  the  inevitable  consequences  of  the 
immortal  soul  being  housed  in  a body  subject  to  the  assaults  of 
an  environment  composed  of  the  same  stuff.  We  have  been  told 
earlier  that,  when  the  infant  soul  is  plunged  into  the  stream  of 
Becoming,  its  motions  are  thrown  into  such  disorder  that  the 
rational  revolution  of  the  Same  is  completely  arrested  and  robbed 
of  all  control,  and  even  the  inferior  movement  of  the  Different  is 
so  dislocated  and  distorted  as  to  give  rise  to  every  sort  of  delusion 
and  false  judgment.  1 Because  of  these  affections,  to-day  as  at  the 
beginning,  a soul  comes  to  be  without  intelligence  (foolish,  avovg) 
at  first,  when  it  is  bound  in  a mortal  body  * (43D-~44A).  Escape 
from  this  ‘ most  grave  disorder  ' 1 depends  on  a right  upbringing 
at  a later  stage,  when  the  revolutions  have  begun  to  settle  down 
into  their  normal  course.  If  this  be  neglected,  a man  lives  maimed 
and  imperfect,  and  returns  to  Hades  ‘ in  a state  of  folly  * (avorjrog 

44c). 

No  one  holds  the  new-born  infant  morally  responsible  for  starting 
life  in  folly  and  ignorance.  The  present  passage  adds  that  some 
individuals  are  further  handicapped  by  inherited  defects  of  body 
which  make  them  peculiarly  liable  to  excess  of  passion  or  to 
despondent  lethargy.  An  abnormal  condition  of  the  bones  and 
marrow  may  make  sexual  continence  much  more  difficult  for  some, 
and  their  violent  excitement  will  hinder  reason  from  gaining  control. 
Others  may  suffer  from  noxious  humours  inducing  a melancholy 
and  dispirited  attitude  and  intellectual  dulness.  Such  persons  have 
not  chosen  their  bodily  habit  and  they  are  not  to  be  blamed  for  it. 
The  remedy  lies  in  judicious  training,  both  physical  and  mental, 
from  the  earliest  years.  If  this  is  withheld  and  they  are  further 
surrounded  by  corrupting  influences  in  an  ill-governed  state,  again 
the  blame  should  fall  not  on  them,  but  on  their  elders.  But  they 
are  not  absolved  from  the  duty,  mentioned  in  the  last  sentence,  of 
doing  all  they  can  by  education  and  intellectual  pursuits  ‘ to  escape 
from  badness  and  lay  hold  upon  its  contrary  \2  Here  moral 

1 Ttjy  iicytorrjv  a7ro(f>try<x)v  voaov  (44c)  alludes  to  the  mystic  formula  €<f>vyov 
KCLKovt  ctfpov  dfxcivov,  to  which  Tr.  recognises  a reference  in  our  passage  : 
tf>vy€iv  pkv  Kcudav,  rovvavriov  8e  eAeiv  (87B).  Cf.  also  opdrj  t po<f>rj  Traihtvoeays 
(44B)  with  arraihcvTov  rpcxfr'qv  (86e). 

2 Tr.  ignores  this  conclusion  where  he  accuses  Timaeus  of  * the  grievous 
blunder  of  drawing  no  distinction  between  the  man  who  masters  his  tempera- 
ment and  the  man  who  is  mastered  by  it ' (p.  616). 

347 


DISEASE  IN  THE  SOUL 


86b-87b 


purpose  will  be  exercised.  But  on  this  matter  Plato  has  written 
at  large  elsewhere  ; all  that  is  relevant  here  is  to  give  some  account, 
in  the  following  paragraphs,  of  the  training,  chiefly  by  diet  and 
gymnastic  exercise,  needed  to  correct  the  prejudicial  influence  of 
physical  defect. 

In  speaking,  not  of  any  and  every  form  of  vice,  but  of  the 
inability  to  control  excessive  desire  for  bodily  pleasure,  Plato  quotes 
the  Socratic  maxim,  ‘ No  one  is  willingly  (or  wittingly)  bad  \ The 
intemperance  which  has  its  origin  in  physical  defect  and  grows  for 
lack  of  remedial  training  is  not  to  be  attributed  to  the  true  will, 
whose  inmost  desire  is  always  for  the  good.  This  desire,  which 
Plato  and  Aristotle  after  him  call  ‘ wish  ’ (ftovArjaig)  and  distinguish 
from  the  appetites  deluded  by  an  * apparent  good  *,  resides  in  the 
true  self,  the  immortal  part  of  the  soul.1  When  we  find  men 
unable  to  control  their  desire  for  sensual  pleasures,  we  should 
recognise  that  such  desire  has  a physical  source,  and  that  in  many 
individuals  defects  of  inheritance  and  upbringing  make  it  peculiarly 
difficult  for  reason  to  gain  control.  We  are  not  to  treat  them  as 
if  their  reason  had  from  the  outset  deliberately  chosen  vice  in 
preference  to  virtue.  Such  a choice  is  contrary  to  the  nature  of 
reason,  and  can  only  occur  in  the  last  stage  of  degradation  when 
reason  itself  has  become  perverted  and  wholly  enslaved  to  appetite. 
The  condition  is  then  past  remedy. 

The  doctrine  here  is  the  same  that  is  stated,  for  instance,  at 
Laws  731B.  The  Athenian  observes  that  every  man  has  need  to 
be  both  passionate  and  gentle.  He  needs  passion  if  forced  to 
defend  himself  against  the  wrong-doing  of  others  when  this  is  harsh 
and  cruel,  and  to  punish  it  when  it  is  irremediable.  ' But  when 
men  commit  wrongs  that  are  remediable,  one  should  recognise  that 
no  wrong-doer  does  wrong  willingly.  For  no  one  would  ever 
willingly  take  to  himself  any  of  the  worst  evils,  least  of  all  in  the 
most  precious  thing  that  belongs  to  him  ; and  to  all  men  the  most 
precious  thing  is  the  soul.  So  no  one  will  voluntarily  admit  the 
worst  evil  into  this  most  precious  thing  and  live  in  the  possession 
of  it  all  his  life  long.  In  general  the  wrong-doer  and  he  who  has 
these  evils  is  to  be  pitied,  and  it  is  permissible  to  show  pity  to  the 
man  whose  evils  are  remediable,  to  restrain  one's  anger,  and  treat 

1 The  distinction  between  ‘ wish  ’ (fiovXrjats)  and  ‘ doing  what  seems  good 
to  you  ’ is  drawn  in  the  Gorgias,  467.  Aristotle  retains  the  term  at  E.N.  iii,  4, 

* In  the  absolute  sense  the  true  object  of  wish  (fovX rjats)  is  that  which  is  good  ; 
but  each  man  .finds  it  in  what  seems  good  to  him.’  The  sole  judge  is  the 
virtuous  man  * whose  superiority  lies  precisely  in  his  seeing  the  truth  \ That 
the  immortal  part  of  the  soul  is  the  true  self  is  stated  at  Laws  959B  and 
repeated  by  Aristotle,  E.N.  x,  7,  1178a,  2,  and  ix,  8,  11686,  35. 

348 


DISPROPORTION  OF  SOUL  AND  BODY 

him  gently,  and  not  to  keep  on  raging  like  a scolding  wife  ; although 
in  dealing  with  one  who  is  totally  and  obstinately  perverse  and 
wicked  one  must  give  free  rein  to  anger/  This  doctrine,  which 
no  one  doubts  to  be  Plato's  own,  is  repeated  at  Laws  ix,  86od, 
and  there  brought  into  relation  with  the  more  ordinary  use  of  the 
terms  ‘ voluntary  * and  ‘ involuntary  \ By  calling  all  wrongdoing 
‘ involuntary ',  it  is  not  meant  that  the  law  can  disregard  the 
distinction  between  doing  an  act  on  purpose  and  doing  it  by  accident. 
The  legal  character  of  an  act  depends  on  its  spirit  and  principle. 
The  law  must  aim  at  curing  evil  intentions  and  inflict  death  only 
on  the  incurable.  The  doctrine  of  the  Laws  is  in  harmony  with 
our  passage.  The  evils  here  described  are  to  be  pitied  because 
their  origin  lies  in  causes  at  work  when  a man  cannot  have  begun 
to  exercise  rational  control,  and  they  are  remediable  if  taken  in 
hand  before  he  becomes  * totally  and  obstinately  wicked  \ This 
is  the  answer  to  the  criticism  that  Timaeus  leaves  out  of  account 
* real  wickedness  * and  ‘ conceive  of  no  wickedness  that  is  more 
than  weakness  \1  The  passage  is  not  concerned  with  the  ingrained 
and  irremediable  vice  which  calls  for  punishment  or  extermination. 
A physical  treatise  may  confine  itself  to  hygiene.  All  that  is 
needed  is  the  mild  preventive  remedies  described  in  the  next 
paragraphs. 

87B-89D.  Disproportion  between  soul  and  body , to  be  remedied  by 
regimen  and  exercise 

This  is  not  the  place  to  pursue  further  the  topic  touched  upon 
in  the  last  sentence — the  corrupting  influences  of  an  ill-governed 
society  and  the  reform  in  education  needed  to  correct  them.  That 
belongs  to  a moral  and  political  work  like  the  Republic  ; the  Timaeus 
is  a physical  discourse,  and  Plato  returns  here  to  the  living  creature 
as  a compound  of  soul  and  body,  and  in  particular  to  the  disorders 
due  to  a lack  of  proportion  between  the  two  components.  These 
are  to  be  corrected,  not  by  the  violent  action  of  drugs,  but  by 
giving  both  soul  and  body  the  regimen  and  exercise  they  severally 
need. 

87B.  This  subject,  however,  belongs  to  another  kind  of  discourse  ; 

c.  here  it  is  natural  and  fitting  to  set  forth,  on  the  opposite 
side,  the  countervailing  treatment,  the  means  whereby  body 
and  mind  are  kept  in  health  ; for  it  is  right  to  dwell  upon 
good  rather  than  upon  evil. 

Now  the  good  is  always  beautiful,  and  the  beautiful  never 
disproportionate ; accordingly  a living  creature  that  is  to 

1 Tr.,  p.  615. 

P.C.  349  A A 


DISPROPORTION  OF  SOUL  AND  BODY  87b-89d 

87c.  possess  these  qualities  must  be  well-proportioned.  Pro- 
portions of  a trivial  kind  we  readily  perceive  and  compute ; 

D.  but  the  most  important  and  decisive  escape  our  reckoning. 
For  health  or  sickness,  goodness  or  badness,  the  proportion 
or  disproportion  between  soul  and  body  themselves  is  more 
important  than  any  other ; yet  we  pay  no  heed  to  this  and 
do  not  observe  that  when  a great  and  powerful  soul  has  for 
its  vehicle  a frame  too  small  and  feeble,  or  again  when  the 
two  are  ill-matched  in  the  contrary  way,  the  creature  as  a 
whole  is  not  beautiful,  since  it  is  deficient  in  the  most 
important  proportions ; while  the  opposite  condition  is  to 
him  who  can  discern  it  the  fairest  and  loveliest  object  of 
contemplation.1  Just  as  a body  that  is  out  of  proportion 

E.  because  the  legs  or  some  other  members  are  too  big,  is  not 
only  ugly,  but  in  the  working  of  one  part  with  another  brings 
countless  troubles  upon  itself  with  much  fatigue  and  frequent 
falls  due  to  awkward  convulsive  movement,  so  is  it,  we 
must  suppose,  with  the  composite  creature  we  call  an  animal. 
When  the  soul  in  it  is  too  strong  for  the  body  and  of  ardent 

88.  temperament,  she  dislocates  the  whole  frame  and  fills  it  with 
ailments  from  within  ; she  wastes  it  away,  when  she  throws 
herself  into  study  and  research  ; in  teaching  and  controversy, 
public  or  private,  she  inflames  and  racks  its  fabric  through 
the  rivalries  and  contentions  that  arise,  and  bringing  on 
rheums  deludes  most  so-called  physicians  into  laying  the 
blame  on  the  unoffending  part.2  On  the  other  hand,  when 
a large  body,  too  big  for  the  soul,  is  conjoined  with  a small 
and  feeble  mind,  whereas  the  appetites  natural  to  man  are 
b.  of  two  kinds — desire  of  food  for  the  body  and  desire  of 
wisdom  for  the  divinest  part  in  us — the  motions  of  the 
stronger  part  prevail  and,  by  augmenting  their  own  power 
while  they  make  the  powers  of  the  soul  dull  and  slow  to 
learn  and  forgetful,  they  produce  in  her  the  worst  of  maladies, 
stupidity. 

Now  against  both  these  dangers  there  is  one  safeguard : 
not  to  exercise  the  soul  without  the  body,  nor  yet  the  body 
without  the  soul,  in  order  that  both  may  hold  their  own  and 

1 Language  and  thought  echo  the  passage  describing  the  love  of  a beautiful 
person  as  the  climax  of  musical  education  at  Rep.  402D  : * when  noble  dis- 
positions in  the  soul  are  combined  in  harmony  with  congruent  features  of 
outward  form,  this  is  the  fairest  object  of  contemplation  for  one  who  has 
eyes  to  see  it  . . . and  the  fairest  is  also  the  loveliest  \ 

1 Note  that  the  soul  has  its  characteristic  form  of  intemperance,  which 
deranges  the  body,  no  less  than  the  intemperance  of  the  body,  considered  in 
the  last  section,  disorders  the  soul. 

350 


REGIMEN  AND  EXERCISE 

8c.  prove  equally  balanced  and  sound.  So  the  mathematician 
or  one  who  is  intensely  occupied  with  any  other  intellectual 
discipline  must  give  his  body  its  due  meed  of  exercise  by 
taking  part  in  athletic  training  ; while  he  who  is  industrious 
in  moulding  his  body  must  compensate  his  soul  with  her 
proper  exercise  in  the  cultivation  of  the  mind  and  all  higher 
education  ; so  one  may  deserve  to  be  called  in  the  true 
sense  a man  of  noble  breeding.1  The  several  parts  also 
should  be  cared  for  on  the  same  principle,  in  imitation  of 
d.  the  universal  frame.  For  as  our  body  is  heated  and  cooled 
within  by  the  things  that  enter  it,  and  again  is  dried  and 
moistened  by  what  is  outside,  and  suffers  affections  con- 
sequent upon  disturbances  of  both  these  kinds,  if  a man 
surrenders  his  body  to  these  motions  in  a state  of  rest,  it  is 
overpowered  and  ruined.  But  if  he  will  imitate  what  we 
have  called  the  foster-mother  and  nurse  of  the  universe  2 
and  never,  if  possible,  allow  the  body  to  rest  in  torpor  ; if 
he  will  keep  it  in  motion  and,  by  perpetually  giving  it  a 
shake,  constantly  hold  in  check  the  internal  and  external 
E.  motions  in  a natural  balance  ; if  by  thus  shaking  it  in 
moderation,  he  will  bring  into  orderly  arrangement,  one 
with  another,  such  as  we  described  in  speaking  of  the  universe, 
those  affections  and  particles  that  wander  according  to  their 
affinities  about  the  body  ; then  he  will  not  be  leaving  foe 
ranged  by  foe  to  engender  warfare  and  disease  in  his  body, 
but  will  have  friend  ranged  by  the  side  of  friend  for  the 
production  of  health. 

9.  Of  motions,  again,  the  best  is  that  motion  which  is  pro- 
duced in  oneself  by  oneself,  since  it  is  most  akin  to  the  move- 
ment of  thought  and  of  the  universe  ; motion  produced  by 
another  is  inferior  ; and  worst  of  all  is  that  whereby,  while 
the  body  lies  inert,  its  several  parts  are  moved  by  foreign 
agents.  Accordingly,  of  all  modes  of  purifying  or  bracing  3 
the  body,  the  best  is  gymnastic  exercise ; next  best  the 
swaying  motion  of  a boat  or  carriage  which  causes  no 
fatigue  ; while  a third  kind,  though  sometimes  useful  in 
extreme  necessity,  should  in  no  other  case  be  employed 
B.  by  a man  of  sense  ; I mean  medical  purgation  by  drugs. 
Disorders  should  not  be  irritated  by  drugs,  save  where 

1 opOu>s,  ‘ in  the  true  sense  ',  not  according  to  the  vulgar  use  of  koXos 
for  an  upper-class  person.  But  the  words  also  bear  their  literal  sense  : the 
beauty  and  goodness  characteristic  of  the  well-proportioned  body  and 
mind  (87c,  d). 

* Cf.  5 3 a.  * owiaravai  in  this  sense  occurs  in  the  medical  writers. 

351 


CARE  OF  THE  SOUL 


89d-90d 

there  is  grave  danger.  For  in  general  any  disease  has  a 
settled  constitution  somewhat  like  that  of  living  creatures. 
The  composition  of  the  living  creature  is  so  ordered  as  to 
have  a regular  period  of  life  for  the  species  in  general 1 ; and 
also  each  individual  by  itself  is  bom  with  its  allotted  span, 
apart  from  inevitable  accidents,  since  the  triangles  in  every 

c.  creature  are  from  the  outset  put  together  with  the  power  to 
hold  out  for  a certain  time,  beyond  which  life  cannot  be 
prolonged.2  It  is  the  same  with  the  constitution  of  diseases  : 
if  this  be  deranged  by  drugs  to  the  disregard  of  their  destined 
period,  it  often  results  that  slight  maladies  become  grave  or 
their  number  is  increased.  Hence,  so  far  as  leisure  permits, 
one  should  manage  and  control  all  complaints  by  regimen, 

D.  instead  of  irritating  a stubborn  mischief  by  drugs. 

The  emphasis  laid  on  exercise  and  regimen,  as  against  drugs,  is 
characteristic  of  the  Sicilian  school.8  In  this,  as  in  other  matters, 
they  were  followed  by  Diodes,  who  wrote  a treatise  on  regimen. 
Some  long  extracts  preserved  by  Oribasius  4 give  much  wise  advice 
about  diet  and  exercise,  the  preparation  of  food,  and  the  care  of 
the  body  generally,  which  is  in  full  accordance  with  Plato's  recom- 
mendations. The  Republic  had  already  dwelt  upon  the  superiority 
of  preventive  training  to  drastic  remedies  applied  when  the  harm 
was  done,  and  also  upon  the  need  to  bring  the  gentle  and  more 
spirited  elements  of  the  soul  into  harmony  by  cultivating  both  so 
as  to  correct  the  excesses  of  either. 

89D-90D.  Care  of  the  soul 

We  now  turn  from  the  care  of  the  whole  living  creature,  and 
especially  of  its  bodily  part,  to  the  care  of  the  soul  and  its  training 
for  the  rule  it  should  bear.  The  main  principle  is  one  that  was 
already  announced  in  the  Republic.  Each  of  the  three  parts  of  the 
soul  has  its  own  legitimate  sphere  of  interests  and  desires,  and 
none  of  them  should  be  thwarted  or  suppressed.  If  the  energy  of 

1 Cf.  Ar.,  de  gen  et  corr.  336b,  10  : ‘ The  natural  processes  of  passing-away 
and  coming-to-be  occupy  equal  periods  of  time.  Hence,  too,  the  times — i.e. 
the  lives — of  the  several  kinds  of  living  things  have  a number  by  which  they 
are  distinguished.  For  there  is  an  Order  controlling  all  things,  and  every 
time  (i.e.  every  life)  is  measured  by  a period  ’ (trans.  Joachim).  Fraccaroli 
and  Tr.  correctly  explain  that  there  is  a fixed  normal  length  of  life  for  the 
individuals  of  each  species,  and  also  a peculiar  expectation  of  life  for  each 
individual,  according  to  his  constitution. 

2 Cf.  the  account  of  natural  death,  8 id. 

8 See  the  passage  from  Aristoxenus  in  Iambi.,  V.P.  163-4,  quoted  by  Tr., 
p.  629. 

4 Diodes,  frag.,  138  ff.,  Wellmann. 

352 


CARE  OF  THE  SOUL 


the  soul  is  directed  too  much  into  one  of  the  three  channels,  it  can 
only  be  at  the  expense  of  the  others.  This  doctrine  had  been  so 
fully  developed  in  the  Republic  that  only  a brief  reference  to  it  is 
needed  here.  The  rest  of  the  section  is  devoted  to  that  innermost 
desire  of  the  divine  part,  which  (as  Diotima  explains  in  the  Sym- 
posium) is  the  desire  for  the  immortality  or  divinity  that  can  be 
regained  by  the  pursuit  of  wisdom. 

89D.  Let  this  suffice  for  the  treatment  of  the  living  creature  as  a 
whole  and  of  its  bodily  part,  and  the  way  in  which  a man  may 
best  lead  a rational  life,  both  governing  and  being  governed 
by  himself.  Still  more  should  precedence  be  given  to  the 
training  of  the  part  that  is  destined  to  govern,  so  that  it 
may  be  as  perfectly  equipped  as  possible  for  its  work  of 
governance.  To  treat  of  this  matter  in  detail  would  in  itself 
e.  be  a sufficient  task  ; but,  as  a side  issue,  it  may  not  be  out 
of  place  to  determine  the  matter  in  conformity  with  what 
has  gone  before,  with  these  observations.  As  we  have  said 
more  than  once,  there  dwell  in  us  three  distinct  forms  of 
soul,  each  having  its  own  motions.  Accordingly,  we  may 
say  now  as  briefly  as  possible  that  whichever  of  these  lives 
in  idleness  and  inactivity  with  respect  to  its  proper  motions 
must  needs  become  the  weakest,  while  any  that  is  in 
constant  exercise  will  be  strongest ; hence  we  must  take 
90.  care  that  their  motions  be  kept  in  due  proportion  one  to 
another. 

As  concerning  the  most  sovereign  form  of  soul  in  us  we 
must  conceive  that  heaven  has  given  it  to  each  man  as  a 
guiding  genius — that  part  which  we  say  dwells  in  the  summit 
of  our  body  and  lifts  us  from  earth  towards  our  celestial 
affinity,  like  a plant  whose  roots  are  not  in  earth,  but  in  the 
heavens.  And  this  is  most  true,  for  it  is  to  the  heavens, 
whence  the  soul  first  came  to  birth,  that  the  divine  part 1 
attaches  the  head  or  root  of  us  and  keeps  the  whole  body 
B.  upright.  Now  if  a man  is  engrossed  in  appetites  and 
ambitions  and  spends  all  his  pains  upon  these,  all  his  thoughts 
must  needs  be  mortal  and,  so  far  as  that  is  possible,  he 
cannot  fall  short  of  becoming  mortal  altogether,  since  he 
has  nourished  the  growth  of  his  mortality.  But  if  his  heart 
has  been  set  on  the  love  of  learning  and  true  wisdom  and  he 
has  exercised  that  part  of  himself  above  all,  he  is  surely 
c.  bound  to  have  thoughts  immortal  and  divine,  if  he  shall  lay 

1 to  $€tov  the  divine  part  of  us,  as  at  c,  4.  At  76B,  to  Oelov  meant  the 
brain. 


CARE  OF  THE  SOUL 


89d-90d 


90c.  hold  upon  truth,  nor  can  he  fail  to  possess  immortality  in 
the  fullest  measure  that  human  nature  admits 1 ; and 
because  he  is  always  devoutly  cherishing  the  divine  part 
and  maintaining  the  guardian  genius  that  dwells  with  him 
in  good  estate,  he  must  needs  be  happy  2 above  all.  Now 
there  is  but  one  way  of  caring  for  anything,  namely  to  give 
it  the  nourishment  and  motions  proper  to  it.  The  motions 
akin  to  the  divine  part  in  us  are  the  thoughts  and  revolutions 
d.  of  the  universe  ; these,  therefore,  every  man  should  follow, 
and  correcting  those  circuits  in  the  head  that  were  deranged 
at  birth,  by  learning  to  know  the  harmonies  and  revolutions 
of  the  world,  he  should  bring  the  intelligent  part,  according 
to  its  pristine  nature,  into  the  likeness  of  that  which  intelli- 
gence discerns,  and  thereby  win  the  fulfilment  of  the  best 
life  set  by  the  gods  before  mankind  both  for  this  present 
time  and  for  the  time  to  come. 

The  passion  for  wisdom,  the  characteristic  desire  of  the  immortal 
soul,  is  symbolised  in  the  Phaedrus  by  the  wings  which  Psyche  must 
receive  from  Eros.  ' It  is  the  function  of  wings  to  raise  aloft  that 
which  is  heavy  to  the  region  where  the  gods  dwell.  There  is  no 
bodily  part  that  has  more  kinship  with  the  divine  ; and  the  divine 
is  beauty,  wisdom,  goodness/  In  our  passage  Plato  connects  this 
thought  with  his  earlier  account  of  the  revolution  and  harmony  of 
the  heavens,  after  whose  likeness  we  must  re-establish  the  disordered 
movements  of  the  incarnate  soul.  What  lifts  us  towards  our 
celestial  affinity  is  the  genius  or  daemon  residing  in  the  head  ; and 
that  Eros  is  a daemon , between  mortal  and  immortal,  we  learnt  in 
the  Symposium.  1 So  in  this  tree  of  man,  whose  nervie  root  Springs 
in  his  top  spiritual  sustenance  is  drawn  from  contemplation  of 
the  heavens,  as  a plant  draws  its  food  from  the  earth.  The  life  of 
reason  can  be  fully  enjoyed  only  after  death  when  the  spirit  is 
released  from  the  distractions  of  bodily  needs  3 ; but  our  business 
here  is  to  partake  of  immortality  in  the  fullest  measure  that  our 
mortal  nature  will  admit.  Our  passage  is  echoed  in  Aristotle's 
final  definition  of  human  happiness  (evdcu/uovia)  : 

* If,  then,  among  the  forms  of  virtuous  action,  war  and  politics, 
although  they  stand  out  as  pre-eminent  in  nobility  and  greatness, 
are  yet  unleisured  and  directed  towards  a further  end  instead  of 

1 Reading  avdpaynlvr)  <f>vcns  with  APY.  Cf . ,69 A,  Kad'  ouov  rjfjLOJV  17  <f>vois  t 
The  reading  of  F avBporrrivjj  <f>vaei  creates  a hiatus  with  ddavaaias  following 
and  can  be  explained  as  intended  to  yield  a commoner  construction. 

* The  connection  between  ev-balpuav  (literally  having  a good  balp, a>v  = luck) 
with  baifuav  — guardian  genius  cannot  be  reproduced. 

• Phaedo  66e.  Cf.  Theaet. 


DIFFERENTIATION  OF  THE  SEXES 

being  desired  for  their  own  sakes,  while  the  activity  of  reason, 
on  the  other  hand,  when  it  is  speculative,  appears  to  be  superior 
in  serious  worth,  to  aim  at  no  end  beyond  itself,  and  to  contain 
a pleasure  which  is  peculiar  to  it  and  so  enhances  the  activity  ; 
and  if  self-sufficiency,  leisuredness,  and  such  freedom  from  weari- 
ness as  is  possible  to  humanity,  together  with  all  the  other 
attributes  of  felicity,  are  found  to  go  with  this  activity ; — then, 
perfect  happiness  for  man  will  lie  in  this,  provided  it  be  granted 
a complete  span  of  life ; for  nothing  that  belongs  to  happiness 
is  incomplete. 

Such  a life  as  this,  however,  is  higher  than  the  measure  of 
humanity  ; not  in  virtue  of  his  humanity  will  man  lead  this 
life,  but  in  virtue  of  something  within  him  that  is  divine  ; and 
by  as  much  as  this  something  is  superior  to  his  composite  nature, 
by  so  much  is  its  activity  superior  to  the  rest  of  virtue.  If,  then, 
reason  is  divine  in  comparison  with  man,  so  is  the  life  of  reason 
divine  in  comparison  with  human  life.  We  ought  not  to  listen 
to  those  who  exhort  man  to  keep  to  man’s  thoughts,  or  a mortal 
to  the  thoughts  of  mortality,  but,  so  far  as  may  be,  to  achieve 
immortality  and  do  what  man  may  to  live  according  to  the  highest 
thing  that  is  in  him  ; for  little  though  it  be  in  bulk,  in  power  and 
worth  it  is  far  above  all  the  rest  ’ (Nic.  Eth.  x,  7,  7). 

At  this  point,  where  the  discourse  of  Timaeus  has  reached  its 
climax,  the  thought  recurs  to  his  affirmation  at  the  opening  (29E) 
that  the  divine  is  not  moved  by  any  jealousy  to  withhold  from  the 
world  or  from  man  any  perfection  of  which  their  nature  is  capable. 
Reason  has  endowed  the  world  with  harmony  and  beauty,  and  man 
with  the  capacity  to  reproduce  them  in  himself.  As  the  Epinomis 
(988A)  urges,  the  study  of  the  heavens,  which  the  Athenians,  under 
the  influence  of  ‘ the  Greeks’  fear  that  it  is  wrong  for  mortal  man 
to  busy  himself  with  things  divine  ’,  had  proscribed  as  tending  to 
atheism,  ought  rather  to  lead  to  the  worship  of  the  heavenly 
bodies  themselves,  a nobler  religion  than  the  established  cult  which 
had  come  from  the  barbarians.  The  divine  power  is  not  displeased 
by  man’s  ability  to  learn,  but  feels  ‘ a joy  free  from  jealousy  ’ at 
his  becoming  good  with  heaven’s  aid. 

90E-92C.  The  differentiation  of  the  sexes.  The  lower  animals 

I have  already  (p.  292)  suggested  a possible  reason  why  Plato 
relegates  the  differentiation  of  the  sexes  and  the  formation  of  the 
lower  animals  to  this  appendix.  The  highest  form  of  Eros,  the 
passion  for  divine  wisdom  and  immortality,  was  dwelt  upon  in  the 
last  section.  Its  seat  is  the  brain,  at  the  head  of  the  column  of 


DIFFERENTIATION  OF  THE  SEXES  90e-92c 

spinal  marrow.  The  marrow  is  also  the  seed,  the  means  by  which 
the  species  maintains  its  immortality  in  time,  as  life  is  transmitted 
from  one  mortal  individual  to  another.  Provision  has  now  to  be 
made  for  this  ' Eros  of  sexual  intercourse  \ by  giving  the  seed  an 
outlet  and  forming  the  male  and  female  parts  of  generation.  If 
my  suggestion  was  right,  Plato  may  wish  to  indicate  that  sexual 
passion  is  not  the  fundamental  form  of  Eros,  but  an  accidental 
appanage  of  existence  in  time.  The  individual  human  being 
requires  all  the  faculties  and  functions  that  have  hitherto  been 
described ; but  he  could  be  imagined  as  complete  without  the 
organs  of  sex,  which  are  added  only  for  the  sake  of  the  species.1 
The  organs  are  fantastically  described  as  if  they  were  additional 
‘ living  creatures  ' appended  to  the  already  finished  form  of  the 
human  animal. 

And  now,  it  would  seem,  we  have  fairly  accomplished  the 
task  laid  upon  us  at  the  outset : to  tell  the  story  of  the 
universe  so  far  as  to  the  generation  of  man.  For  the  manner 
in  which  the  other  living  creatures  have  come  into  being, 
brief  mention  shall  be  enough,  where  there  is  no  need  to 
speak  at  length  ; so  shall  we,  in  our  own  judgment,  rather 
preserve  due  measure  in  our  account  of  them. 

Let  this  matter,  then,  be  set  forth  as  follows.  Of  those 
who  were  bom  as  men,  all  that  were  cowardly  and  spent 
their  life  in  wrongdoing  were,  according  to  the  probable 
91.  account,  transformed  at  the  second  birth  into  women  ; for 
this  reason  it  was  at  that  time  that  the  gods  constructed 
the  desire  of  sexual  intercourse,  fashioning  one  creature 
instinct  with  life  in  us,  and  another  in  women.  The  two 
were  made  by  them  in  this  way.  From  the  conduit  of  our 
drink,  where  it  receives  liquid  that  has  passed  through  the 
lungs  by  the  kidneys  into  the  bladder  and  ejects  it  with  the 
air  that  presses  upon  it,  they  pierced  an  opening  communicat- 
ing with  the  compact 2 marrow  which  runs  from  the  head 
down  the  neck  and  along  the  spine  and  has,  indeed,  in  our 

b.  earlier  discourse  been  called  ‘ seed  '.3  This  marrow,  being 
instinct  with  life  and  finding  an  outlet,  implanted  in  the 
part  where  this  outlet  was  a lively  appetite  for  egress  and 

1 At  Laws  783A  the  desires  for  food  and  drink  are  implanted  from  birth  ; 
sexual  eros  is  said  to  arise  later.  Plato  apparently  thought  that  this  form  of 
desire  dates  from  puberty. 

* av^Tr€rrr^y6ra,  forming  one  connected  column,  as  contrasted  with  the 
marrow  isolated  in  other  bones. 

* At  73c,  748,  86c.  At  de  gen . anim.  7 35a,  7,  Aristotle  says  that  the  semen 
both  has  soui  and  is  soul  potentially. 


THE  LOWER  ANIMALS 

91  b.  so  brought  it  to  completion  as  an  Eros  of  begetting.1 
Hence  it  is  that  in  men  the  privy  member  is  disobedient  and 
self-willed,  like  a creature  that  will  not  listen  to  reason,  and 
because  of  frenzied  appetite  bent  upon  carrying  all  before  it. 

c.  In  women  again,  for  the  same  reason,  what  is  called  the 
matrix  or  womb,  a living  creature  within  them  with  a desire 
for  child-bearing,  if  it  be  left  long  unfruitful  beyond  the  due 
season,  is  vexed  and  aggrieved,  and  wandering  throughout 
the  body  and  blocking  the  channels  of  the  breath,  by  for- 
bidding respiration  brings  the  sufferer  to  extreme  distress 
and  causes  all  manner  of  disorders ; until  at  last  the  Eros 
of  the  one  and  the  Desire  of  the  other  2 bring  the  pair 

D.  together,  pluck  as  it  were  the  fruit  from  the  tree  3 and  sow 
the  ploughland  of  the  womb  with  living  creatures  still 
unformed  and  too  small  to  be  seen,  and  again  differentiating 
their  parts  4 nourish  them  till  they  grow  large  within,  and 
thereafter  by  bringing  them  to  the  light  of  day  accomplish 
the  birth  of  the  living  creature.  Such  is  the  origin  of  women 
and  of  all  that  is  female. 

The  lower  animals. — The  created  gods  now  finish  their  appointed 
task  by  fashioning  the  remaining  classes  of  living  creatures  : the 
birds  of  the  air,  land  animals,  and  fishes.  Timaeus’  discourse  has 
been  concerned  with  the  universe  and  with  the  nature  of  man,  not 
with  the  whole  field  of  natural  history.  So  the  lower  animals  can 
be  briefly  disposed  of.  Their  forms  are  regarded  as  degraded  types, 

1 rovd * j ]rrep  dve7Tvevo€v  ...  rov  yewav  epcora  dnereXeaev..  The  only 
satisfactory  construction  for  tovto  is  as  object  of  direr  eXeoev.  Sexual  desire 
is  regarded  concretely  as  a ‘ living  creature  ’ with  a life  of  its  own  (epupvxov, 
a,  1-2).  The  gods  open  the  communication  from  the  channel  of  the  drink 
to  the  living  marrow  or  seed,  which  then  itself  produces  the  phallus,  ‘ complet- 
ing this  part  where  it  has  found  an  outlet  as  an  Eros  of  begetting  \ The 
phallus  is  an  embodiment  (or  dyaXp.a)  of  this  male  Eros.  I should  not  suggest 
this  if  the  whole  passage  were  not  so  fantastic,  especially  the  latter  part 
where  the  womb  is  called  ‘ a living  creature  desirous  of  child-bearing  * — the 
female  counterpart  of  the  male  Eros — which  is  actually  said  to  * wander 
about  the  body  \ In  the  Symposium  Eros  personified  governs  a genitive  ; 
e.g.  200E,  €otlv  6 Epcos  tlvcov,  * Love  is  (love  of)  some  object  \ 

2 17  entdvfjLLa  (feminine),  the  female  eiudvpL'qriKov  rrjs  ircuhoirouas,  and 

o epws  (masculine),  the  male  epws  rov  ycwdv.  The  two  co-operate,  Eros 
sowing  the  seed,  *Em6vp.la  nursing  and  bringing  to  birth. 

8 Cf.  86c,  where  excess  of  seed  was  compared  to  overabundance  of  fruit 
on  a tree.  The  condition  is  relieved  by  the  plucking  of  the  fruit.  The 
marrow  is,  as  it  were,  an  inverted  tree,  with  the  brain  for  its  root  (90A)  and 
the  spinal  column  for  its  trunk.  Democritus  (Diels-Kranz,  Vors*  68b,  5, 
p.  137,  13)  spoke  of  plants  and  trees  having  their  head  rooted  in  earth. 

* hiCLKplvavres,  cf.  Orib.  iii,  78  = Diokles,  frag.  175,  Wellm.  rrepl  he  ras 
apas  ewcahas  oparai  rrpd>rov  hia.KeKpip.evov  oXov  to  od>p.a  ( rd)v 

357 


CONCLUSION 


92c 


for  the  sake  of  the  mythical  doctrine  of  punishment  by  transmigra- 
tion, announced  to  the  souls  before  their  first  birth  at  42c.  The 
three  classes  correspond  to  the  three  parts  of  the  soul,  which  the 
men  condemned  to  such  degradation  have  respectively  misused. 

91D.  Birds  were  made  by  transformation : growing  feathers 
instead  of  hair,  they  came  from  harmless  but  light-witted 
men,  who  studied  the  heavens  but  imagined  in  their  simplicity 

E.  that  the  surest  evidence  in  these  matters  comes  through  the 
eye. 

Land  animals  came  from  men  who  had  no  use  for  philosophy 
and  paid  no  heed  to  the  heavens  because  they  had  lost  the 
use  of  the  circuits  in  the  head  and  followed  the  guidance  of 
those  parts  of  the  soul  that  are  in  the  breast.  By  reason  of 
these  practices  they  let  their  fore  limbs  and  heads  be  drawn 
down  to  earth  by  natural  affinity  and  there  supported,  and 
their  heads  were  lengthened  out  and  took  any  sort  of  shape 
92.  into  which  their  circles  were  crushed  together  through 
inactivity.  On  this  account  their  kind  was  born  with  four 
feet  or  with  many,  heaven  giving  to  the  more  witless  the 
greater  number  of  points  of  support,  that  they  might  be  all 
the  more  drawn  earthwards.  The  most  senseless,  whose 
whole  bodies  were  stretched  at  length  upon  the  earth,  since 
they  had  no  further  need  of  feet,  the  gods  made  footless, 
crawling  over  the  ground. 

b.  The  fourth  sort,  that  live  in  water,  came  from  the  most 
foolish  and  stupid  of  all.  The  gods  who  remoulded  their 
form  thought  these  unworthy  any  more  to  breathe  the  pure 
air,  because  their  souls  were  polluted  with  every  sort  of 
transgression ; and  in  place  of  breathing  the  fine  and  clean 
air,  they  thrust  them  down  to  inhale  the  muddy  water  of 
the  depths.  Hence  came  fishes  and  shell-fish  and  all  that 
lives  in  the  water ; in  penalty  for  the  last  extreme  of  folly 
they  are  assigned  the  last  and  lowest  habitation.  These  are 

c.  the  principles  on  which,  now  as  then,  all  living  creatures 
change  one  into  another,  shifting  their  place 1 with  the  loss  or 
gain  of  understanding  or  of  folly. 

92c.  Conclusion 

The  closing  sentence  observes  that,  with  the  formation  of  the 
three  lower  kinds  of  animal,  the  World  has  now  become  what  the 

1 fierafiaWofjieva . Cf.  Laws  903°*  904c,  for  fimpoXal,  meaning  promotion 
or  degradation  to  a higher  or  lower  region,  determined  by  the  trend  of  our 
desires  and  consequent  character. 


CONCLUSION 

Demiurge  set  out  to  make  : the  unique  visible  image  of  its  model, 
namely,  ' that  (intelligible)  Living  Creature  which  embraces  and 
contains  within  itself  all  the  intelligible  living  creatures,  just  as 
this  (visible)  world  contains  ourselves  and  all  other  creatures  that 
have  been  formed  as  things  visible  ' (30c). 

92c.  Here  at  last  let  us  say  that  our  discourse  concerning  the 
universe  has  come  to  its  end.  For  having  received  in  full 
its  complement  of  living  creatures,  mortal  and  immortal, 
this  world  has  thus  become  a visible  living  creature  embracing 
all  that  are  visible  and  an  image  of  the  intelligible,1  a per- 
ceptible god,  supreme  in  greatness  and  excellence,  in  beauty 
and  perfection,  this  Heaven  single  in  its  kind  and  one. 

1 Understand  (with  Tr.)  £qjov  oparov  ra  opara  (£cpa)  TrepUxov,  et/ca/v  tov  voyrod 
(£<£ou),  in  accordance  with  30c,  d and  39E.  Cf.  Tim.  Locr.  105A,  Koapai) 
avfnrenXrjpcjpLdvco  €K  deatv  re  /cat  avdpa>Tru)v  twp  re  aXXojv  ^(pcov,  oaa  SeSapuovpyarai 
iTOT*  eiKOva  rav  apLarav  ctSeoy  ayewaroi  /cat  alojvlm  /cat  voarcu.  For  the  reading 
vorjrov  (not  7toit]tov)  see  Tr.'s  note. 


EPILOGUE 


Throughout  the  myth  of  creation  here  concluded  we  have  watched 
the  divine  Reason  bringing  intelligible  order  into  the  world  in  so 
far  as  he  could  persuade  Necessity  to  co-operate.  I urged  that,  if 
Plato’s  words  are  not  to  be  robbed  of  all  meaning,  Necessity  must 
be  recognised  as  standing  for  a factor  in  the  existing  world  never 
completely  subdued  by  Reason.  Further,  if  this  Reason  can  be 
identified  with  the  reason  in  the  World-Soul  itself,  that  other  factor 
can  hardly  be  anything  but  an  irrational  element  in  the  World-Soul, 
the  source  of  wandering  motions.  There  is  at  all  times  some 
chaos  within  the  cosmos.  Becoming  was  imaged  as  the  child  of 
a father  and  a mother,  who  correspond  to  Heaven  and  Earth,  the 
first  parents  of  more  primitive  myth.  The  father  is  from  above, 
Olympian ; the  mother  from  beneath ; and  one  of  her  names  is 
Necessity.  Already  in  Homer  Zeus  and  the  other  Olympians  are 
confronted  by  a power  they  cannot  subordinate,  called  Destiny  or 
Fate.  Like  Plato’s  Demiurge,  the  Homeric  gods  are  not  omni- 
potent ; and  it  seems  impossible  to  deduce  from  Homer  any 
coherent  account  of  the  relation  between  their  will  and  the  thwarting 
opposition  of  Destiny.  Here  Homer  left  an  unsolved  problem  to 
be  grappled  with  by  the  only  religious  genius  of  classical  Greece 
who  can  take  rank  with  Plato.  It  is  no  accident  that  the  greatest 
work  of  Aeschylus,  the  Oresteia,  culminates  in  the  reconciliation  of 
Zeus  and  Destiny ; and  that  the  reconciliation  is  effected  by 
divine  Reason,  in  the  person  of  Athena,1  persuading  the  daughters 
of  Necessity  to  co-operate  in  her  beneficent  purposes. 

In  the  introductory  conversation  Plato  has  provided  a clue 
which  may  lead  our  thoughts  back  to  the  closing  scene  of  the 
Eutnenides.  The  legend  of  Atlantis,  as  Socrates  remarks,  is  a theme 
well  suited  to  the  festival  of  Athena  which  is  the  occasion  of  the 
present  meeting.  The  formal  speeches  delivered  at  the  Panathenaea 
regularly  recalled  the  leadership  of  Athens  in  the  victory  of  Hellas 
over  the  barbarian  invaders  in  the  Persian  wars.  So,  in  Critias’ 

1 The  identification  of  Athena  with  wisdom  [ifipovijots)  goes  back  to  the 
earliest  allegorical  interpretation  of  Homer  by  Theagenes  of  Rhegium,  and 
was  familiar  to  Plato,  who  says  that,  according  to  many  interpreters  of 
Homer,  she  is  votis  n /cat  Siavoia,  ffeov  votjuls,  a deovoa  [Crat.  407B). 

36X 


EPILOGUE 


legend,  the  idealised  city  of  Athena,  the  only  city  ever  ruled  by 
reason  incarnate  in  the  lovers  of  wisdom,  had  led  the  Greek  resistance 
against  the  hosts  of  Atlantis.  In  the  next  dialogue  those  inhabitants 
of  the  outer  ocean  are  represented  as  filled  with  the  insolence  of 
riches  and  luxury.  Their  god  is  Poseidon,  with  whom  their  kings 
identify  themselves  by  a sinister  ritual,  drinking  the  blood  of  a 
sacrificed  bull.  The  contest  of  Athena  and  Poseidon  1 was  figured 
on  the  western  pediment  of  the  Parthenon,  which  looks  towards 
Salamis.  The  story  of  Atlantis,  the  central  piece  of  Plato's  triptych, 
is  yet  another  symbol  of  the  contest  of  reason  with  the  ocean  of 
lawless  desires.  The  two  forces  met  in  unreconciled  opposition, 
and  both  were  overwhelmed  together  by  flood  and  earthquake. 
The  theme  of  civilised  freedom  triumphant  over  barbarism  and 
tyranny  was  repeated  in  other  sculptures  of  the  Parthenon : the 
battles  of  Greeks  and  Amazons,  of  Lapiths  and  Centaurs,  and,  on 
the  metopes  of  the  eastern  front,  the  battle  of  Gods  and  Giants. 
Here  Athena  stood  in  the  centre  beside  her  father  Zeus,  who  blasted 
his  enemies  with  the  thunderbolt  in  a victory  of  superior  force. 

But,  as  Aeschylus  knew,  the  triumphs  of  superior  force  are  apt 
not  to  be  final.  In  the  dynastic  succession  of  the  gods  themselves, 
Cronos  had  overthrown  Ouranos,  and  himself  been  overthrown  by 
Zeus  ; but  ‘ where  is  there  any  joy  of  deities  who  have  gained 
their  awful  throne  by  violence  ? ' 2 One  violent  deed  provokes 
another  in  revenge.  This  thought  dominates  the  first  chorus  of 
the  Agamemnon , which  tells  how  the  king  at  Aulis  bowed  his  neck 
beneath  * the  yoke  of  Necessity  ' and  started  the  disastrous  train — 
the  sacrifice  of  his  daughter,  Clytemnestra’s  revenge,  Orestes' 
divinely  sanctioned  murder  of  the  murderess.  The  son,  no  less 
than  the  mother,  could  claim  to  be  doing  the  work  of  Justice  ; but, 
if  Justice  means  vengeance,  where  is  this  chain  of  dutiful  crimes 
to  end  ? 

The  answer  is  given  in  the  Eumenides.  Orestes,  purified  of 
guilt  by  Apollo  himself,  can  yet  find  no  peace  in  his  soul.  He  is 
haunted  and  pursued  by  the  Furies,  hounded  on  by  his  mother's 
ghost,  demanding  blood  for  blood.  The  issue  is  brought  to  trial 
on  the  Hill  of  Ares,  under  the  presidency  of  Athena,  impersonating 
the  wisdom  of  Zeus.  Apollo  comes  to  champion  the  cause  of 
Orestes.  He  confronts  the  Furies  with  loathing  and  contempt. 

1 The  Critias  (109B)  mentions  the  division  of  regions  among  the  gods,  but 
piously  denies  that  it  was  ‘ by  strife  \ Shortly  afterwards  (c)  comes  the 
phrase  olov  olclkl  jradoi  €<f>am6yL€voi  used  of  the  gods'  shepherding  of 

mankind,  in  contrast  with  physical  violence. 

* Aesch.,  A gam.  192.  The  reading  ScufLovcov  tto€  x°-Pls  pwUa)$  o4\fia  < 
v ; and  the  interpretation  are  suggested  in  Headlam’s  note. 

362 


EPILOGUE 

Neither  party  can  yield  an  inch  of  its  claim.  Nor  can  human 
justice  reach  a decision  : the  votes  are  equal.  Both  sides  are  in 
the  right,  though  both  may  also  be  in  the  wrong.  Athena  now  gives 
her  casting  vote  for  acquittal.  Apollo  vanishes  ; he  has  no  more 
to  say.  The  human  protagonist,  Orestes,  is  dismissed.  The  stage 
is  left  to  the  unappeased  and  furious  spirits  of  vengeance,  daughters 
of  Night  or  of  the  Earth  Mother,  and,  on  the  other  side,  Athena, 
the  motherless  child  of  the  Father.  Divine  Reason  is  face  to  face 
with  blind  Necessity. 

In  wild  confusion  and  desperate  anger,  the  Furies  threaten  to 
blast  the  soil  of  Athens  and  poison  the  very  springs  of  life.  Athena 
turns  to  them,  and  her  first  words  are  : * Be  persuaded  by  me .’ 
She  offers  them  a sanctuary  and  worship  in  a cave  under  the 
Hill  of  justice,  where  they  may  be  transformed  into  powers  of 
fertility  and  blessing.  At  first  they  cannot  listen,  but  go  on  crying 
out  for  justice  and  revenge.  Athena  patiently  repeats  her  offer. 
She  reminds  them  that  she  alone  knows  the  keys  of  that  chamber 
where  the  thunderbolt  is  stored  ; but  ' there  is  no  need  of  that 
Violence  will  not  remedy  a situation  that  violence  has  created. 
Suddenly  the  Furies  are  converted,  when  Athena  addresses  their 
leader  as  follows  : 

' I will  not  weary  of  speaking  good  words.  Never  shall  you 
say  that  you,  the  elder  goddess,  were  cast  out  of  this  land  by  me, 
the  younger,  and  by  my  mortal  citizens,  with  dishonour. 

‘ No  ; if  you  have  any  reverence  for  unstained  Persuasion,  the 
appeasement  and  soothing  charm  of  my  tongue — why  then,  stay 
here.' 

to  this  persuasion  the  daughters  of  Necessity  yield  at  last.  The 
play  ends  with  the  song  in  which  they  promise  fertility  to  the  soil 
f and  citizens  of  Athena’s  land,  and  with  the  cry  of  triumph  : 

* So  Zeus  and  Destiny  are  reconciled/ 

Plato’s  trilogy,  had  it  been  finished,  would  have  stood  out  as 
his  masterpiece,  throwing  even  the  Republic  into  the  shade. 
Aeschylus’  masterpiece  was  finished  ; and  the  Oresteia  still  holds 
the  supreme  place  in  tragedy.  The  philosophic  poet  and  the  poet 
philosopher  are  both  consciously  concerned  with  the  enthronement 
of  wisdom  and  justice  in  human  society.  For  each  there  lies,  beyond 
and  beneath  this  problem,  the  antithesis  of  cosmos  and  chaos,  alike 
in  the  constitution  of  the  world  and  within  the  confines  of  the 
individual  soul.  On  all  these  planes  they  see  a conflict  of  powers, 
whose  unreconciled  opposition  entails  disaster.  Apollo  and  the 
Furies  between  them  can  only  tear  the  soul  of  Orestes  in  pieces. 

363 


EPILOGUE 


The  city  of  uncompromised  ideals,  the  prehistoric  Athens  of  Critias* 
legend,  in  the  death-grapple  with  the  lawless  violence  of  Atlantis, 
goes  down  in  a general  destruction  of  mankind.  The  unwritten 
Hermocrates , we  conjectured,  would  have  described  the  rebirth  of 
civilised  society  and  the  institution  of  a State  in  which  the  ideal 
would  condescend  to  compromise  with  the  given  facts  of  man's 
nature.  So  humanity  might  find  peace  at  the  last.  And  the  way 
to  peace,  for  Plato  as  for  Aeschylus,  lies  through  reconcilement  of 
the  rational  and  the  irrational,  of  Zeus  and  Fate,  of  Reason  and 
Necessity,  not  by  force  but  by  persuasion. 


364 


APPENDIX 

2 2D,  fjfuv  dk  6 Nelkog  elg  rs  x&KKa  acurrjn  xal  rire  ix  tamrjg 

When  the  inhabitants  of  mountainous  and  dry  regions  are  des- 
troyed by  scorching  drought,  the  Egyptians  are  preserved  by  the 
Nile  being  'set  free'  or'  unloosed'.  Both  ancient  and  modern 
commentators  have  been  at  a loss  to  understand  from  what  the  Nile 
is  set  free  at  such  times.  We  may  also  ask  by  what  it  is  set  free. 

(a)  If,  as  is  commonly  assumed,  the  conflagration  is  the  agent, 
there  seems  to  be  no  sense  in  Porphyry’s  suggestion  (Proclus  i, 
11916),  followed  by  Archcr-Hind,  that  the  Nile  is  set  free  from  the 
fountains  at  its  source.  As  Taylor  says  (p.  53),  there  is  no  apparent 
reason  why  the  Nile  should  be  set  free  more  copiously  from  such 
fountains  in  a time  of  drought  and  heat  than  at  other  seasons. 
On  the  supposition  that  heat  is  the  cause,  the  only  reasonable  view 
is  that  which  Porphyry  rejected  : ‘ the  melting  of  the  snows  (1} 
%ia)v  1 vofi&rj)  causes  the  abundance  of  water  \ Porphyry,  like 
Proclus,  could  not  believe  in  snow  so  near  the  equator.  Here 
they  followed  Herodotus  (ii,  22),  who  knew  no  more  than  the 
Egyptians  whom  he  questioned  about  the  snows  and  the  rainy 
season  in  Ethiopia.  But  the  snow  theory  had  been  propounded 
by  Anaxagoras  ( Vors .4  46A,  91),  and  Seneca  remarks  that  it  was 
adopted  by  Aeschylus  (Suppl.  565,  Egypt  is  foi/at hv  xiovofioaxog. 
(paol  yag  hojaevrjg  xiowg  naga  ’ Ivdolg  nhrjgovodaL  avrdv,  Schol.  ad  loc. 
Frag.  300),  Sophocles  (Frag.  797N  = 882P.  Why  does  Pearson 
say  the  theory  cannot  have  originated  with  Anaxagoras  ?),  and 
Euripides  (Hel.  3 ; Frag.  228).  Headlam  observes  that  the  belief 
was  widely  known  and  canvassed  in  antiquity  and  remained  until 
our  own  day  for  the  truth  of  it  to  be  proved  by  Sir  Henry  Stanley. 
It  might  be  argued  that  hvo/uevog,  which  can  mean  ‘ being  melted  ' 
as  well  as  ‘ being  set  free  ’,  is  a singularly  appropriate  word.  One 
reason  which  led  Proclus  to  reject  the  snow  theory  was  the  state- 
ment just  below  at  e,  2,  ' In  this  country  the  water  does  not  fall 
from  above  upon  the  fields  either  then  or  at  other  times  ; its  way 
is  always  to  rise  up  over  them  from  below.’  This  does  not  seem 
to  me  to  mean  that  the  waters  of  the  Nile  well  up  from  subterranean 
sources,  instead  of  being  fed  by  melting  snows  ; but  only  that  there 
is  no  rain  in  Egypt,  and  the  fields  are  watered  by  the  inundation 
of  the  rising  Nile.  Hence  when  rains  from  heaven  flood  other  parts 
of  the  earth,  Egypt  escapes  destruction. 

(b)  Professor  Stephen  Glanville,  when  I consulted  him,  at  once 

p.c.  365 


BB 


APPENDIX 


suggested  that  the  river  was  * unloosed  \ not  by  the  extreme  heat, 
but  by  human  hands  opening  the  artificial  dams  and  sluices  which 
held  up  the  water  in  normal  times.  Isocrates,  Busins  13,  contrasts 
Egypt  with  other  less  fortunate  regions,  some  of  which  are  deluged 
by  rains,  others  devastated  by  droughts.  The  Nile  puts  the 
Egyptian  on  a level  with  the  gods  with  respect  to  the  tilling  of  his 
soil ; for  whereas  to  all  other  peoples  rains  and  droughts  are  dis- 
pensed by  Zeus,  every  Egyptian  can  control  both  these  matters  for 
himself.  Plato  may  have  had  this  passage  of  the  Busiris  in  mind. 
It  implies  a universal  system  of  irrigation.  Is  there  possibly  a 
reference  to  this  in  Chalcidius’  paraphrase,  aduersum  huiusmodi 
pericula  meatu  irriguo  perennique  gurgite  obiectus  arcet  exitium  ? 
For  irriguus  meaning  * irrigating  ' cf.  Virg.,  Georg,  iv,  32,  irriguumque 
bibant  violaria  fontem  ; Tib.  ii,  1,  44,  bibit  irriguus  fertilis  hortus 
aquas  ; Ov.,  Am.  ii,  16,  2,  irriguis  ora  salubris  aquis.  Dr.  Heichel- 
heim  has  kindly  informed  me  that,  according  to  F.  Hartmann, 
V agriculture  dans  Vancienne  Egypte  (1923),  113#.,  the  opening  of 
the  dams  before  the  flooding  of  the  Nile  is  mentioned  as  a good 
deed  as  early  as  the  Book  of  the  Dead.  The  irrigation  system 
must  therefore  go  back  to  the  beginning  of  dynastic  times.  Mr. 
J.  M.  Edmonds  writes  that  Tebtunis  Papyri  49,  6,  and  54,  16  (2nc 
cent,  b.c.),  are  quoted  by  Preisighe  for  ixAvco  in  the  sense  of  letting 
out  the  water  by  opening  the  sluices. 

It  is  true  that,  if  either  of  these  interpretations  is  adopted, 
kv6/jtevoQ  remains  rather  obscure.  But  ?.v6]uevog  is  * the  only  reading 
that  has  any  real  authority  * (Taylor),  and  no  tolerable  correction 
has  been  proposed.  Cook-Wilson's  avt-ofievog  must  be  rejected. 
There  is  no  reason  why  such  an  obvious  and  intelligible  word  should 
be  corrupted  ; and  the  hiatus  ocptei  av^o/bievog  in  the  clausula  is  with- 
out a parallel  in  this  dialogue,  where  hiatus  is  very  carefully  avoided. 

(2)  25D,  did  xat  vvv  & tzoqov  xal  ddiegevvrjrov  ydyovev  tovxel 

xagra  pgaxdog  ifxnodojv  oVrog,  8v  rj  vfjao[ ; i^ofxdvrj  nagia%Exo. 

xdgza  pgaxdog  is  a modern  reading  attributed  by  Stallbaum  to 
Edit.  Bas.  2.  The  MSS.  have  (1)  xdgza  fiaOiog  A in  an  erasure,  or 
(2)  Hard  Pgaxdog  Y,  marg.  A,  xa zapgaxdog  F,  Proclus. 

Archer-Hind  defended  xdgza  pgaxdog  as  a possible,  though 
unparalleled,  expression  for  ‘ very  shoaly  mud  ’,  i.e.  mud  covered 
only  by  shallow  water.  As  the  Meteorologica  354a,  22,  says,  outside 
the  Pillars  of  Heracles  there  are  ‘ shallows  due  to  the  mud  ’ (pgaxda 
<5 id  zov  nr]X6v).  He  rightly  remarked  that  Pad  dog  is  pointless  : 
* Surely  the  question  that  would  interest  a sailor  is  how  near  the 
mud  was  to  the  surface  ; its  depth  he  would  regard  with  profound 
indifference.*  I cannot  follow  Taylor’s  reason  for  preferring  paddog  : 
‘ the  layer  of  mud  is  deep,  and  therefore  abundant ; this  is  why  the 
navigation  presents  difficulties  * Abundant  * here  must  mean 
‘ extensive  ’ ; and  why  should  Plato  write  ‘ very  deep  ' when  he 
meant  ' very  extensive  ’ ? Deep  mud  need  not  be  extensive.  But 

366 


APPENDIX 


I agree  with  Taylor  against  Archer-Hind  that  you  cannot  say 
* shallow  mud  ’ when  you  mean  ‘ mud  covered  by  shallow  water  * ; 
and  it  seems  to  me  impossible  to  doubt  that  Plato  did  mean  that. 
Another  objection,  urged  by  Wilamowitz,  is  that  xagxa  is  a tragic 
word.  This  is  said  to  be  its  only  occurrence  in  Plato. 

The  whole  trouble  is  due  to  the  assumption  that  pgaxdog  agrees 
with  nrjkov,  and  consequently  that  xaxa  Pgaxdog  is  meaningless.  The 
mere  fact  that  this  reading  should  have  been  preserved,  though 
unintelligible  to  most  readers,  is  in  its  favour,  provided  that  it  can 
bear  the  sense  required.  I suggest  that  xaxd  pgaxdog  can  mean  ' at  a 
little  depth  \ * a little  way  down  as  xaxd  pgayv  means  * to  a small 
extent  ’,  did  pgaxdog  ‘ at  a short  interval ',  ngd  Pgaxdog  ' a short  time 
before  ’,  iv  PgaxeT  * in  a short  space  \ xaxd  with  the  genitive  has 
lost  its  original  sense  of  motion  in  xaxd  yfjg  ‘ beneath  the  earth  ’ or 
xd  xax*  tfdaxog  ‘ the  part  (of  the  building)  underwater  ’ (Hdt.  ii,  149). 
The  nearest  parallel,  given  me  by  Prof.  Robertson,  is  Ar.,  Meteor. 
3396,  12,  xdv  el xi  xaxd  pdQovg  adr]hov  tffjiTv  icrciv  * and  any  water  there 
may  be  hidden  from  sight  at  a (considerable)  depth  (in  the  earth)  \ 
The  same  phrase  is  used  metaphorically  at  2 Cor.  viii,  2,  7}  xaxd 
padovg  Tcxcoyela.. 

The  xarapgaxdog  of  F is  an  attempt  to  give  the  true  reading  some 
sense  and  construction  on  the  false  assumption  that  Pgaxiog  agrees 
with  mr)Xov.  Wilamowitz  {Platon  ii,  387)  supported  xaxapgaxdog  as  a 
new  coinage  of  Plato’s,  analogous  to  xaxonPgog , xaxaaxiog.  Kdxoftpgog 
means  ‘ rained  down  upon  ’ ; xaxaaxiog  ‘ overshadowed  ’ or  ‘ over- 
shadowing '.  ‘ Over-shallowed  mud  ’ is  not  a very  convincing 

expression. 

(3)  4 1 A,  Qeol  Qecb v,  (bv  iyd)  drj/uiovgydg  naxrjg  xe  igycov , di  ijuov  yevd/neva  (threat 
(ftov  ye  fti)  eOdAovxog. 

The  above  is  Burnet’s  text.  In  the  first  part  of  this  famous 
sentence,  down  to  egycov,  there  is  no  sign  of  uncertainty  about 
the  text  in  the  MSS.  or  (so  far  as  I know)  in  the  ancient  citations. 
The  variety  of  readings  from  that  point  onwards  is  probably 
due  to  the  difficulty  of  construing  the  sentence.  After  egycov 
APYW  read  <2,  but  if  this  relative  is  retained  there  is  no  com- 
plete sentence.  If  & is  omitted  with  F (as  by  Burnet,  Rivaud, 
Taylor),  the  sentence  can  just  be  construed  by  understanding  igycov 
to  stand  for  igya  attracted  into  the  case  of  &v  : ‘ works  of  which  I 
am  maker  and  father,  having  come  to  be  by  my  own  agency,  are 
indissoluble  save  with  my  consent  ’.  The  attraction  causes  obscur- 
ity ; ‘ having  come  to  be  by  my  own  agency  * seems  rather  redundant 
after  * works  of  which  I am  maker  ' ; some  reason  has  to  be  found 
for  the  intrusion  of  a ; and  we  are  still  left  with  the  main  difficulty — 
the  meaning  of  Qeol  Qewv.  We  know  from  Proclus  that  ancient 
critics  were  puzzled  about  the  sense  and  construction  of  the  whole 
sentence,  and  that  the  phrase  Qeol  Qecbv  in  particular  bore  to  the 
Greeks  themselves  no  obviously  certain  meaning. 

367 


APPENDIX 


(a)  Some  held  that  ‘ gods  of  gods ' means  that  the  cosmic  gods 
(the  heavenly  bodies)  are  likenesses  of  the  intelligible  gods,  just  as 
the  whole  cosmos  is  ‘ an  agalma  of  the  everlasting  gods  \ This  is 
obviously  impossible,  and  the  intelligible  gods  are  a neo-Platonic 
invention. 

(b)  Others  held  that  ‘ the  most  universal  Henads  ’ are  called  gods 
of  the  cosmic  gods,  as  it  were  ‘ lords  of  lords  ’,  or  ‘ kings  of  kings  \ 
Linguistically  this  is  (as  Tr.  remarks)  the  only  defensible  interpreta- 
tion of  the  words  Oeol  Oecbv.  Cf.  Critias  12 1,  Oebg  6 Oecbv  Zevg.  But 
Proclus  raises  the  obvious  objection  that  all  the  gods,  visible  and 
invisible,  are  included  among  those  addressed.  Archer-Hind’s 
suggestion  of  rhetorical  pomp — ‘ Gods  of  gods  ’ signifying  the 
transcendent  dignity  of  the  celestial  gods  as  first-fruits  of  creation — 
is  not  supported  by  any  satisfactory  linguistic  parallel. 

(c)  It  is  noteworthy  that  Proclus  does  not  even  mention  the 
interpretation  ‘ Gods,  sons  of  gods  \ which  satisfied  the  Latin 
Cicero  ( uos  qui  deornm  satu  orti  esUs)  and  is  favoured  by  some 
moderns.  Archer-Hind  rightly  objects  that  the  only  father  of  the 
gods  is  the  Demiurge  himself  ; ‘ the  plural  Oecbv  is  without  propriety 
or  meaning  ’.  Tr.  adds  that  there  is  nothing  in  the  word  Oeol  to 
indicate  that  the  genitive  is  one  of  origin  : Oeol  Oecbv  is  as  impossible 
as  binoi  Inncov  meaning  ‘ horses  sprung  from  horses  \ 

The  upshot  is  that  neither  ancient  nor  modern  critics  have 
produced  any  satisfactory  sense  for  deoi  Oecbv.  Badham’s  emenda- 
tion Oeol  docov  . . . egycov,  are  6C  i/xov  xtX.  creates  an  objectionable 
hiatus  between  the  first  two  words  and  will  not  commend  itself  to 
anyone  who  observes  the  rhythm  of  the  sentence.  The  whole 
address  is  composed  with  exceptional  care  in  markedly  poetical 
language.  The  dominant  rhythm  is  Cretico-Paeonic.  This  is 
established  in  the  opening  phrase,  which  is  in  pure  Cretic  metre  : 

Oeol  Oecbv  | cbv  eyd>  | dr)puovg\ydg  narrjg  t | egyeov. 

Compare  the  opening  of  the  De  Corona  : ngebrov  /xev,  <h  avdgeg 

* AQi'ivauoi,  | rolg  OeoXg  | eib^oixai  | naoi  xai  | naocug , 

which  Dionysius  illustrates  by  the  grammarian’s  stock  Cretic  verse  : 

Kgrjoioig  | ev  gvOfxoig  | nalda  fieX\\pa)fxev. 

Aleman  has  a longer  phrase  of  the  same  pattern  : 

*A<pgodl\ra  fxkv  ovx  | eon,  fxag\yog  S’  "Egcog  \ ola  nalg  | naladei. 

The  rhythm  is  continued  in  the  rest  of  the  sentence  (keeping  <5)  : 
d di  i/j,ov  | yeyofxev  aAirr’  | 
i/biov  ye  fx 9)  \ ’ Odkovzog . 

The  closing  phrase  has  a parallel  in  the  epodes  of  Pindar,  01.  ii : 
io\kcbv  yag  vnb  \ %ag/LidTojv  | nfj/xa  Ovdo \xei 
naXiyxortov  | dajxaoOev,1 

1 Cf.  also  Simonides,  frag.  31,  Bgk,  88  Edmonds,  a poem  in  a mixture  of 
metres  : Kprjrd  fuv  koA covot  rponov,  1 1 TO  S’  opyavov  \ MoXoaaov . 

368 


APPENDIX 


The  whole  sentence,  in  fact,  is  practically  in  Cretico-Paeonic  verse  ; 
and  the  rest  of  the  speech  could  be  reduced  to  a lyrical  passage  in 
a mixture  of  metres,  not  very  unlike  a strophe  in  the  Second 
Olympian.  In  such  a passage  Plato  might  well  adopt  an  order  of 
words  or  a compressed  construction  which  would  not  be  quite 
natural  in  unrhythmical  prose. 

Since  Qeol  Becov  has  no  acceptable  meaning,  it  remains  to  try  the 
expedient  of  detaching  Becov  from  Beol  and  placing  the  comma  before 
Becov  instead  of  after  it.  This  was  done  by  some  ancient  critics, 
who,  according  to  Proclus  (iii,  20228),  connected  Becov  with  the 
following  words,  taking  the  whole  as  Beol,  dov  Becov  iyco  drjfuovgydQ. 
Proclus  does  not  tell  us  what  reading  these  critics  adopted  in  the 
rest  of  the  sentence  ; but  his  own  criticism  shows  that  he  understood 
them  as  making  Becov  simply  a repetition  of  Oeol:  ‘ Gods,  of  which  gods 
I am  maker  i.e.  ‘ Gods,  of  whom  I am  maker  \ It  is  hard  to 
believe  that  anyone  could  credit  Plato  with  writing  Oeol,  Be cov  <bv 
when  he  meant  no  more  than  ‘ Gods,  of  whom  ’.  But  they  may 
have  been  right  to  detach  Becov  from  Beol.  BeoL  by  itself  is  no  more 
abrupt  than  Oeol  Becov  or  the  ywaixeg  at  the  beginning  of  a tragic 
rhesis. 

Suppose,  then,  that  we  punctuate  : Qeol , Becov  cov  eyco  drjfxiovgyog 
Tiaxrjg  x*  ggycov  and  understand  this  as  a compressed  form  of  Beol , 
Becov  cov  iyco  drj/xiovgyog  egycov  re  (cov  eyco)  naxrjg.  This  would  be  quite 
intelligible  if  the  words  were  in  that  order  ; we  have  only  to  suppose 
that  Tiaxrjg  t’  egycov  is  substituted  for  igycovxe  jiaxrjg  for  the  sake  of 
the  metre.  Translate  : * Gods,  of  gods  of  whom  I am  maker  and 
of  works  the  father  \ This  leaves  the  genitives  requiring  some 
subject  to  govern  them.  After  egycov  appear  the  first  signs  of  con- 
fusion in  the  MSS.  and  citations  : a APYW,  om.  F.,  xade  margin  of 
A.  The  simplest  remedy  is  to  read  xa  for  a and  to  take  xa  di  ejaov 
yevofiev a as  the  subject  governing  Becov  egycov  xe  : 4 Gods,  of  gods  of 
whom  I am  maker  and  of  works  the  father,  those  which  are  my  own 
handiwork  are  indissoluble,  save  with  my  consent.’  ‘ Gods  and 
works  of  which  I am  father  and  maker  ’ means  the  whole  universe — 
the  created  gods  and  all  the  other  works  of  the  Demiurge  who  is 
4 maker  and  father  of  this  universe  ’ (28c)  and  has  just  been  called 
6 x6de  to  nav  yevvrjcrag  (41  a).  Similarly  at  69c  the  Demiurge  is  said 
to  have  framed  the  whole  universe  as  a living  creature  containing 
all  other  living  creatures  mortal  and  immortal ; ‘ and  of  the  divine 
he  was  himself  the  maker,  while  the  task  of  making  mortals  he 
laid  upon  his  own  offspring  So  here,  among  all  the  creatures 
making  up  the  world,  some  are  made  directly  by  the  Demiurge 
himself — all  those  works,  in  fact,  which  have  been  created  up  to 
this  point : the  soul  and  body  of  the  divine  universe  and  the 
heavenly  gods.  These  are  xa  Si  e/xov  yevd/ieva — ‘ the  works  of  my 
own  hands  And  this  sentence  tells  us  that  they  are  indissoluble 
save  by  his  consent.  This  gives  the  words  <5 1 ijaov  yevdjaeva  a valid 
and  appropriate  sense.  They  cease  to  be  a mere  repetition  of  cov 

369 


APPENDIX 


Sy<b  SrjfuovQydg,  so  that  they  might  as  well  be  omitted.  Probably 
it  was  because  & 61  Spov  yevd^ev a appeared  to  be  a mere  repetition 
that  it  was  omitted  in  some  ancient  citations.  This  reading  and 
interpretation  have  the  advantage  over  some  others  of  making  the 
first  sentence  a general  statement  which  does  not  anticipate  the 
next,  where  it  is  applied  to  the  created  gods,  who  though  not 
strictly  indissoluble,  will  not  in  fact  be  dissolved. 

Archer-Hind  suggested  reading  ra  for  3 as  a milder  expedient  than 
Badham’s  to  produce  a complete  sentence  with  a subject  rd  dC  dpiov 
yevdpeva  and  a predicate  dXvra  {dorl) . But,  not  knowing  that  F 
omits  d,  he  hesitated  to  alter  the  text ; and  he  did  not  see  that  the 
main  difficulty,  deoi  Oecov,  could  be  cured  by  making  Oecbv  a partitive 
genitive. 

(4)  52  c,  rdbfidg  kdyeiv,  cog  sIxovl  /adv,  enelneq  ovd*  avrd  rovro  &q>*  $ ydyovev 
davrfjg  dcrriv,  drdqov  6 b nvog  del  (pdgerai  (pavraajua , did  ravra  £v  dreqcp 
nQoarjxei  Ttvi  ytyveaQai  . . . 

The  difficulty  here  lies  in  the  phrase  avrd  rovro  £<p * $ ydyovev. 

(а)  Archer-Hind  boldly  declared  that  the  construction  seemed 
to  him  4 a very  simple  and  very  Platonic  ayfjiia  nqd g to  arifxaivofjievov. 
What  is  meant  by  avrd  rovro  dqf  cb  ydyovev  ? Of  course  the  naqabeiypia, 
and  the  whole  phrase  governs  davrfjg  just  as  if  nagadeiypia  had  been 
written  : ‘ since  it  is  not  the  original-upon-which-it-is-modelled  of 
itself  \ 

If  the  words  would  bear  this  construction,  the  sense  would  be 
reasonably  good.  But  proof  is  needed  that  dcpy  & ydyovev  can  be 
equivalent  to  <J>  etxacrrai  or  aycojiiolcorai,  and  I know  of  no  instance 
of  eni  with  the  dative  in  this  sense.  Also  why  should  davrfjg  be 
there  at  all  ? 

(б)  Cook- Wilson,  approved  by  Taylor,  took  the  phrase  to  mean 
‘ the  very  thing  it  was  meant  for  ',  ' what  it  was  meant  to  be  ', 
namely  an  image.  So  the  whole  phrase  is  equivalent  to  elxwv  and 
governs  davrfjg  : ' since  it  is  not  the  very-thing-it-was-meant-for  of 
itself  \ Wilamowitz  {Platon  ii,  392)  interpreted  in  a similar  way, 
but  with  much  hesitation.  Ritter  {Platon  ii,  265)  : ein  Bild , weil 
dieses  nicht  einmal  in  dem  was  es  leisten  soil  selbstandig  ist.  Susemihl 
(cit.  Ritter,  ibid.)  : nicht  einmal  seinen  Zweck,  um  dessen  willen  es 
entstanden  ist,  in  sich  selber  hat. 

The  words  can  certainly  bear  the  meaning  suggested  ; but  it  is 
hard  to  believe  that  Plato  would  write  such  a phrase  when  all  he 
meant  was  elxcbv.  Why  not  write  simply  inelneg  ov%  davrfjg  iori 
{sc.  (pdvraofia) , drdgov  6d  rivog  del  (pdgerai  (pdvraofjia  ? But  the  real 
objection  is  that  the  resulting  sense  is  wrong.  If  an  image  wer^ 
an  image  of  itself — a supposition  which  borders  on  nonsense-  -it 
would  require  a medium  in  which  to  exist  just  as  much  as  it  does 
being  an  image  of  something  else. 

{c)  I suggest  that  avrd  rovro  dtp*  cb  ydyovev  means  ' the  very  principle 
(or  condition  or  terms)  on  which  it  comes  to  be  \ This  is  a natural 

370 


APPENDIX 


and  common  sense  of  ini  with  the  dative,  iavrrjg  is  a possessive 
genitive.  An  image  comes  to  be  on  the  same  principle  or  condition 
as  a reflection,  which  requires  an  object  to  cast  it  and  a medium 
(dAkorgla  idga,  Rep.  51  6b)  to  contain  it.  These  conditions  do  not 
lie  within  or  belong  to  the  image  itself.  The  genitive  can  be  illus- 
trated by  Phaedo  92D,  ‘ We  agreed  that  the  soul  exists  before  enter- 
ing the  body  as  surely  as  the  being  we  call  " essence  ” belongs  to  it  * 
(otf rcog  . . . cbaneq  avrfjg  iariv  ovala  xrX). 

Exception  might  be  taken  to  the  reflexive  iavrrjg  ; but  it  can 
be  defended,  particularly  since  elxcbv  is  the  subject  of  yiyovev 
immediately  preceding  iavrrjg , though  not  of  the  main  verb  iariv, 
and  continues  as  the  subject  of  cpegerai.  Mr.  J.  E.  Powell,  whom 
I consulted,  kindly  sent  me  the  following  note  on  this  point.  ‘ The 
nearest  passages  I know  to  the  text  as  it  stands  are  those  discussed 
in  my  Studies  (C.Q.  xxvii,  221,  and  xxviii,  173).  These  show — 
and  a collection  of  reflexives  from  fourth-century  authors,  especially 
Aristotle,  would  swell  the  list  enormously — that  the  reflexive  need 
not  always  refer  to  the  grammatical,  nor  even  the  logical,  subject ; 
and  in  the  passage  of  Aristotle  quoted  [Rhct.  i,  5,  7,  oqog  . . . rov 
olxeia  elvai  rj  firj,  Srav  icp*  avrq)  (vel  iavrcq)  ahXorQicboai,  ‘ when  it  is 
in  one’s  own  power  to  alienate  ’]  it  would  be  impossible,  as  it  is 
in  Timaeus  52c,  to  construct  a sentence  in  which  both  subject  and 
reflexive  would  refer  to  the  same  thing.  From  a purely  gram- 
matical standpoint,  therefore,  I do  not  think  the  text  can  be 
proved  false,  though  the  value  of  MS.  authority  on  the  question 
of  an  Attic  reflexive  is  always  low.’  Reflexives  not  referring  to 
the  subject  are  found  at  73 b,  ravra  6 deog  and  rcbv  iavrcbv  Exaora 
yevedv  dnoxglvov,  89 a,  tojv  xivi^aecov  rj  iv  iavrep  vq?  avrov  aqiart] 

xlvrjoig,  85  c,  Srav  (rj  to  rd>v  Ivcbv  yevog  ix  rrjg  iavrcbv  diaqoqfj  ra£ecog. 

The  temptation  to  substitute  in  avrfj  ( penes  ipsam)  for  iavrrjg  should 
be  resisted.  The  reference  in  Proclus,  in  Parm.  129A  (p.  170, 
Cousin)  : ovde  yag  iv  iavrfj  iariv  ?5  elxwv , xaQoaov  iariv , cog  (prjaiv 
( Tlfjiaiog ),  elxcbv,  aAA’  ebaneq  <5AAot>  iariv,  otircog  aqa  xal  iv  aAAa>  iariv, 
is  indecisive,  and  would  not  really  warrant  our  writing  yiyovev 
<iv>  iavrfj  iariv. 


INDEX 


Adamant,  251 

Adrastus  on  geometrical  propor- 
tion, 45 

Aeschylus,  Eumenides,  361  ff. 
meaning  of,  99  ff. 

319 

Armillary  sphere  made  by  Demi- 
urge, 74 

Astronomy  in  Rep.  vii,  81 
Atlantis,  18 

Atomism,  absence  of  moving  cause 
in,  168 

Attraction  of  amber  and  load- 
stone, denied,  326 

Beasts  as  degraded  types,  357 
Becoming,  cause  of,  22,  26 
ambiguity  of,  24 

Being  and  Becoming  contrasted, 
22,  24  ff. 

Bile,  a morbid  product,  337 
Blood  consists  of  digested  food, 

327 

Bone,  295 
Bowels,  291 
Brain,  293 

Causes  : 
accessory — 

contrasted  with  purpose, 
156  ff.,  172 

not  completely  subdued  to 
Reason,  209 

necessary  and  divine,  279 
Central  Fire  : 

in  Pythagorean  system,  12 1 if. 
not  mentioned  by  Plato,  124, 
265 

at  centre  of  Earth,  126 


Chaos  : 

taken  over  by  Demiurge,  35 
described,  197  ff. 
an  abstraction,  203 
Circular  Thrust,  315  ff. 

Circulation  of  blood,  327 
Colours,  276 

Concord  of  musical  sounds, 
320  ff. 

Critias,  1 

Cube  numbers,  46  ff. 

symbolising  body  in  three 
dimensions,  68 

Death,  natural,  329 
Demiurge,  34  ff. 
not  omnipotent,  36 
required  as  moving  cause,  197 
Destructions  of  mankind,  periodic, 
15 

Determinism,  not  complete  in 
Atomism,  169 

Difference,  three  kinds  of,  60  ff. 
Different : 

circle  of,  72  ff. 

symbol  of  true  belief,  95 
in  human  soul,  148 
motion  of  : 

a single  motion,  82,  112 
identical  with  actual  move- 
ment of  Sun,  83 
Digestion,  327 
Diodes,  334 
Diseases,  332  ff. 

settled  course  of,  352 
Divination,  288 

= square,  or  square  root,  46 
= active  property  of  body, 
53 


373 


INDEX 


Earth : 

rotation  of,  120  ff. 
streams  inside,  331 
iyxtiQfttjov,  309 
Egypt,  caste  system,  17 

the  circle  of  the  year, 

104 

: counter  - revolu- 
tion of  outer  planets,  88, 
135 
Eros  : 

desire  for  immortality,  292 
as  love  of  wisdom,  354 
Errant  Cause,  160  ff. 

Eternity,  98,  102 
Eudoxus,  87,  92,  1 16 
Existence,  three  kinds  of,  60  ff. 

Fish-trap,  308 
Flesh,  296 

uneven  distribution  of,  297 
Forms  : 

extent  of,  in  Timaeus,  41,  189, 
191 

of  primary  bodies,  1 88 
defined,  192 

do  not  enter  space,  192,  194 
Freezing,  253 

Geometrical  Proportion,  44  ff. 
Great  Year,  116 

Hair,  300 

Hard  and  Soft,  260,  262 
Head,  spherical,  containing  soul- 
circles,  150 
Hearing,  275,  321  ff. 

Heart,  seat  of  spirited  part  of  soul, 
282 

Heavy  and  Light,  262  ff. 
Hermocrates,  2 

Hermocrates , projected  contents 
of,  7 

Hot  and  Cold,  259 
Human  Race,  without  beginning 
in  time,  145 

Infancy,  condition  of  soul  in,  147 


Involuntary  wrong-doing,  343  ff. 
Irrigation  system,  303  ff. 

Juices,  254 

Jupiter,  annual  movement  of,  85 
, 3°8 

| Leonardo  da  Vinci,  330 
Like  knows  Like,  64,  94,  97 
I Like  moves  to  Like,  in  Atomism, 
169 

I in  chaos,  202,  228 
I Liver,  and  divination,  286 
Lungs : 

as  buffer  for  heart,  283 
1 receptacle  of  drink,  284 

i 

Marrow,  293 

Materialism,  described  in  Laws  x, 
167 

Melting,  249 

Mercury  and  Venus,  ‘ Contrary 
power  ' of,  106 
Metals,  248  ff. 

Mirror  images,  154  ff. 

Model  of  Universe,  22,  27 

the  Ideal  Living  Creature,  39 
Mother,  not  a parent,  187 
Motion  requires  heterogeneity,  239 
Music  of  heavens,  72 
Myth,  as  applied  to  Timaeus,  31 

Nails,  301 
Nassa,  309 
Necessity,  159  ff. 

persuaded  by  Reason,  163 
not  = natural  law,  164 
not  = unexplained  fact,  165 
associated  with  Chance,  165 
= the  indeterminate  (Grote), 
171 

hypothetical,  173 
of  concomitant  or  incompatible 
properties,  175,  297 
as  Destiny  in  Homer,  361 
Nile,  setting  free  of,  15,  365 


374 


INDEX 


Odours,  272 

oyxoQ,  meaning  * cube  ’ (?),  46  ff. 
Omnipotence,  not  a Greek  idea, 

165 

Philistion,  classification  of  dis- 
eases, 333 

Phlegm,  a morbid  product,  337 
Physics  : 

nature  and  scope  of,  21  ff. 
a likely  story,  23,  28  ff. 

Planets  : 
circles  of,  78 
double  motion  of,  78 
contrary  motion  of  some,  80  ff. 
voluntary  self-motion  of,  87, 
107 

move  in  circles  {Laws  821),  89 
instruments  of  Time,  105  ff. 
individual  souls  of,  108 
Atomists’  theory  of  ‘ leaving 
behind  ’,113 
Plants,  302 

Pleasure  and  Pain,  266  ff. 

Primary  bodies  : 
figures  of,  210  ff. 
transformation  of,  224  fp 
grades  of  size,  230  ff. 
changes  of  volume,  245 
regions  of,  246,  265 
varieties  and  compounds  of, 
246  ff. 

Projectiles,  315  ff. 
ipvxtf,  in  Homer,  284 

Qualities,  180 

theory  of,  in  Theaetetus,  204 
tactile,  258 

Reason  in  World-Soul,  38  f. 
Receptacle  of  Becoming,  177  ff. 
Rectilinear  motion  irrational,  56 
Regimen  better  than  drugs,  349  ff . 
Republic,  independent  of  Timaeus 
trilogy,  4 

Respiration,  306  ff . 
Retrogradation,  80 
of  five  planets,  no  ff. 


Rotation  the  rational  movement, 
55  IJ9 

Rough  and  Smooth,  264 

Same,  circle  of,  72  ff. 

symbol  of  rational  understand- 
ing, 95 

in  human  soul,  148 
Sameness,  three  kinds  of,  60  ff. 
Seed,  293 

Seneca  on  veins  in  Earth,  331 
Sex,  differentiation  of,  291,  355 
Sinew,  297 
Skin,  299 
Sleep,  153 

Solon,  in  Egypt,  13  ff. 

Sophist,  on  Existence,  Sameness, 
Difference,  61 
Soul,  human  : 

immortal  part  made  by  Demi- 
urge, 142 

sown  in  Earth  and  planets, 
146 

condition  in  infancy,  147 
immortal  part  in  head,  150 
mortal  parts,  281  ff. 
appetitive  part  in  belly,  286 
disorders  of,  due  to  body,  343 
disproportioned  to  body,  349 
care  of,  352  ff. 
divine  part  as  root,  353 
Sounds,  275,  321 
Space,  described,  192 
a pre-existing  factor,  193 
as  room  where  things  are,  200 
Spheres,  celestial,  in  Aristotle,  87 
Spindle  of  Necessity  : 
a model,  75 

exhibits  counter-revolution  of 
outer  planets,  88 

Spiral  Twist  of  planets'  motions, 
114 

Spleen,  289 

Statesman,  Myth  in,  206 
Sun  : 

has  actual  movement  of  Differ- 
ent, 83 

as  generator  of  life,  141 


375 


INDEX 


Tastes,  269 
Tetractys,  69 

Thucydides,  belief  in  Fortune,  170 
Homer,  284 
Timaeus,  2 
Timaeus  : 
date,  1 

dramatic  date,  5 

Timaeus  Locrus,  On  the  Soul  of  the 
World , 3 
Time,  97  ff. 

not  a pre-existing  condition,  102 
conceived  as  circular,  103 
Transmigration,  144 
Transpiration  through  skin  pores, 
306 

Veins,  two  principal,  304 
Venus  and  Mercury,  ' contrary 
power  ' of,  106 


Vision,  mechanism  of,  151 

j Weight,  262  ff. 

Winnowing-basket,  201 
1 Worlds 

plurality  of,  41  ff. 
in  Atomism,  53 
possible  five  worlds, 
World-Soul,  57  ff. 

penetrating  the  whole,  58,  93 
prior  to  body,  58 
composition  of,  59  ff. 
harmony  of,  66  ff. 
circles  in,  72  ff. 
discourse  in,  94 
irrational  element  in,  176 
I — motions  in,  205 

Zodiac,  73 


376 


International  Library 

OF 

PSYCHOLOGY,  PHILOSOPHY 
AND  SCIENTIFIC  METHOD 

Edited  by 

C K.  OGDEN,  m.a. 

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genius.  Nothing  could  be  more  fascinating  than  to  watch  him  separating 
the  gold  from  the  alloy  in  Freud’s  theory  of  dreams.  His  book  is  as  different 
from  the  usual  Freudian  book  on  the  same  subject  as  is  a book  of  astronomy 
from  a book  of  astrology.' — Daily  News. 

Psychology  and  Politics,  and  Other  Essays.  By  W.  H.  R. 
Rivers , F.R.S.  Preface  by  Professor  G.  Elliot  Smith.  Apprecia- 
tion by  C.  S.  Myers , F.R.S.  12s.  6d.  net. 

‘ In  all  the  essays  in  this  volume  one  feels  the  scientific  mind,  the  mind 
that  puts  truth  first.  Each  of  the  essays  is  interesting  and  valuable.' — 
New  Leader.  * This  volume  is  a fine  memorial  of  a solid  and  cautious 
scientific  worker.' — Havelock  Ellis,  in  Nation. 

Medicine,  Magic,  and  Religion.  By  W.  H.  R.  Rivers , F.R.S. 
Preface  by  Professor  G.  Elliot  Smith.  Second  edition,  10s.  6d. 
net. 

‘ This  volume  is  a document  of  first-rate  importance,  and  it  will  remain  as 
a worthy  monument  to  its  distinguished  author.' — Times  Literary  Supple- 
ment. ‘ Always,  as  we  read,  we  feel  we  are  in  close  contact  with  a mind 
that  is  really  thinking.' — Nation. 

Tractatus  Logico-Philosophicus.  By  Ludwig  Wittgenstein. 
Introduction  by  Bertrand  Russell,  F.R.S.  ios.  6d.  net. 

‘ This  is  a most  important  book  containing  original  ideas  on  a large  range 
of  topics,  forming  a coherent  system  which  is  of  extraordinary  interest  and 
deserves  the  attention  of  all  philosophers.’ — Mind.  * Quite  as  exciting  as 
we  had  been  led  to  suppose  it  to  be.' — New  Statesman. 

The  Measurement  of  Emotion.  By  W.  Whately  Smith,  M.A. 
Foreword  by  William  Brown,  M.D.,  D.Sc.  ios.  6d.  net. 

‘ It  should  prove  of  great  value  to  anyone  interested  in  psychology  and 
familiar  with  current  theories  ; while  the  precision  of  the  author’s  methods 
forms  an  object  lesson  in  psychological  research.' — Discovery. 


International  Library  of  Psychology 


5 


Scientific  Thought.  By  C.D.  Broad,  Litt.D.,  Lecturer  in  Philoso- 
phy at  Trinity  College,  Cambridge.  Second  edition,  16s.  net. 

' This  closely-reasoned  and  particularly  lucid  book  is  certain  to  take  a chief 
place  in  the  discussions  of  the  nature  and  import  of  the  new  concepts  of 
the  physical  universe.  The  book  is  weighty  with  matter  and  marks  an 
intellectual  achievement  of  the  highest  order.' — Times  Literary  Supplement. 

Psychological  Types.  By  C.  G.  Jung . Translated  with  a 
Foreword  by  H.  Godwin  Jaynes,  M.B.  Third  edition,  25s.  net. 

4 Among  the  psychologists  who  have  something  of  value  to  tell  us  Dr.  Jung 
holds  a very  high  place.  He  is  both  sensitive  and  acute  ; and  so,  like  a 
great  writer,  he  convinces  us  that  he  is  not  inadequate  to  the  immense 
complexity  and  subtlety  of  his  material.  We  are  conscious  throughout  of 
a sensitiveness,  a wide  range  of  understanding,  a fair-mindedness,  which 
give  us  a real  respect  for  the  author.’ — Times  Literary  Supplement. 

Character  and  the  Unconscious  : a Critical  Exposition  of  the 
Psychology  of  Freud  and  Jung.  By  J.  H.  van  der  Hoop . 
10s.  6d.  net. 

‘ His  book  is  an  admirable  attempt  to  reconcile  the  theories  of  Jung  and 
Freud.  He  shows  that  the  positions  taken  up  by  these  two  psychologists 
are  not  as  antagonistic  as  they  appear  at  first  sight.  The  book  contains  a 
very  adequate  account  of  Freud's  teaching  in  its  salient  features,  and  his 
treatment  of  both  theories  is  clear  and  sympathetic.’- — New  Statesman . 

The  Meaning  of  Meaning:  a Study  of  the  Influence  of  Lan- 
guage upon  Thought.  By  C.  K.  Ogden  and  I.  A.  Richards . 
Supplementary  Essays  by  Professor  B.  Malinowski  and  F.  G . 
Crookshank,  M.D.  Fourth  edition,  revised,  12s.  6d.  net. 

4 The  authors  attack  the  problem  from  a more  fundamental  point  of  view 
than  that  from  which  others  have  dealt  with  it.  The  importance  of  their 
work  is  obvious.  It  is  a book  for  educationists,  ethnologists,  grammarians, 
logicians,  and,  above  all,  psychologists.  The  book  is  written  with  admirable 
clarity  and  a strong  sense  of  humour.' — New  Statesman. 

Scientific  Method.  By  A.  D.  Ritchie , Fellow  of  Trinity  College, 
Cambridge.  10s.  6d.  net. 

4 The  fresh  and  bright  style  of  Mr.  Ritchie’s  volume,  not  without  a salt  of 
humour,  makes  it  an  interesting  and  pleasant  book  for  the  general  reader 
Taken  as  a whole  it  is  able,  comprehensive,  and  right  in  its  main  argument.* 
— British  Medical  Journal.  * His  brilliant  book.’ — Daily  News. 

The  Psychology  of  Reasoning.  By  Eugenio  Rignano,  Pro- 
fessor of  Philosophy  in  the  University  of  Milan.  14s.  net. 

' The  theory  is  that  reasoning  is  simply  imaginative  experimenting.  Such 
a theory  offers  an  easy  explanation  of  error,  and  Professor  Rignano  draws 
it  out  in  a very  convincing  manner.' — Times  Literary  Supplement. 

The  Nature  of  Laughter.  By  J.  C.  Gregory . 10s.  6d.  net. 

‘ Mr.  Gregory,  in  this  fresh  and  stimulating  study,  joins  issue  with  all  his 
predecessors.  In  our  judgment  he  has  made  a distinct  advance  in  the  study 
of  laughter ; and  his  remarks  on  wit,  humour,  and  comedy,  are  most  dis- 
criminating.’— Journal  of  Education. 


6 


International  Library  of  Psychology 


The  Philosophy  of  Music.  By  William  Pole , F.R.S.,  Mus.  Doc . 
Edited  with  an  Introduction  by  Professor  E.  J.  Dent  and  a 
Supplementary  Essay  by  Dr.  Hamilton  Hartridge.  ios.  6d.  net. 

* This  is  an  excellent  book  and  its  re-issue  should  be  welcomed  by  all  who 
take  more  than  a superficial  interest  in  music.* — Discovery. 

Individual  Psychology.  By  Alfred  Adler . Second  edition, 
18s.  net. 

* He  makes  a valuable  contribution  to  psychology.  His  thesis  is  extremely 
simple  and  comprehensive  : mental  phenomena  when  correctly  understood 
may  be  regarded  as  leading  up  to  an  end  which  consists  in  establishing  the 
subject’s  superiority.' — Discovery. 

The  Philosophy  of  ‘As  If\  By  Hans  Vaihinger.  Second 
edition,  25s.  net. 

‘ The  most  important  contribution  to  philosophical  literature  in  a quarter 
of  a century.  Briefly,  Vaihinger  amasses  evidence  to  prove  that  we  can 
arrive  at  theories  which  work  pretty  well  by  “ consciously  false  assump- 
tions We  know  that  these  fictions  in  no  way  reflect  reality,  but  we  treat 
them  as  if  they  did.  Among  such  fictions  are  : the  average  man,  freedom, 
God,  empty  space,  matter,  the  atom,  infinity.’ — Spectator. 

Speculations  : Essays  on  Humanism  and  the  Philosophy  of  Art. 
By  T.  E.  Hulme.  Edited  by  Herbert  Read . Frontispiece  and 
Foreword  by  Jacob  Epstein.  Second  edition,  ios.  6d.  net. 

' With  its  peculiar  merits,  this  book  is  most  unlikely  to  meet  with  the 
slightest  comprehension  from  the  usual  reviewer.  Hulme  was  known  as  a 
brilliant  talker,  a brilliant  amateur  of  metaphysics,  and  the  author  of  two 
or  three  of  the  most  beautiful  short  poems  in  the  language.  In  this  volume 
he  appears  as  the  forerunner  of  a new  attitude  of  mind.’ — Criterion. 

The  Nature  of  Intelligence.  By  L.  L.  Thurstone,  Professor 
of  Psychology  in  the  University  of  Chicago,  ios.  6d.  net. 

* Prof.  Thurstone  distinguishes  three  views  of  the  nature  of  intelligence, 
the  Academic,  the  Psycho-analytic,  the  Behaviourist.  Against  these 
views,  he  expounds  his  thesis  that  consciousness  is  unfinished  action.  His 
book  is  of  the  first  importance.  All  who  make  use  of  mental  tests  will  do 
well  to  come  to  terms  with  his  theory.' — Times  Literary  Supplement. 

Telepathy  and  Clairvoyance.  By  Rudolf  Tischner.  Preface 
by  E.  J.  Dingwall.  With  20  illustrations,  ios.  6d.  net. 

* Such  investigations  may  now  expect  to  receive  the  grave  attention  of 
modern  readers.  They  will  find  the  material  here  collected  of  great  value 
and  interest.  The  chief  interest  of  the  book  lies  in  the  experiments  it 
records,  and  we  think  that  these  will  persuade  any  reader  free  from  violent 
prepossessions  that  the  present  state  of  the  evidence  necessitates  at  least 
an  open  mind  regarding  their  possibility.' — Times  Literary  Supplement. 

The  Growth  of  the  Mind : an  Introduction  to  Child  Psychology. 
By  K.  Kojfka,  Professor  in  the  University  of  Giessen.  Fifth 
edition,  revised  and  reset,  15s.  net. 

* His  book  is  extremely  interesting,  and  it  is  to  be  hoped  that  it  will  be 
widely  read.' — Times  Literary  Supplement.  Leonard  Woolf,  reviewing  this 
book  and  the  following  one  in  the  Nation,  writes  : ‘ Every  serious  student 
of  psychology  ought  to  read  it  [ The  Apes'],  and  he  should  supplement  it  by 
reading  The  Growth  of  the  Mind,  for  Professor  Koffka  joins  up  the  results  of 
Kdhler’s  observations  with  the  results  of  the  study  of  child-psychology.’ 


International  Library  of  Psychology 


7 


The  Mentality  of  Apes.  By  Professor  W.  Koehler,  of  Berlin 
University.  Third  edition,  with  28  illustrations,  10s.  6d.  net. 

‘ May  fairly  be  said  to  mark  a turning-point  in  the  history  of  psychology. 
The  book  is  both  in  substance  and  form  an  altogether  admirable  piece  of 
work.  It  is  of  absorbing  interest  to  the  psychologist,  and  hardly  less  to  the 
layman.  His  work  will  always  be  regarded  as  a classic  in  its  kind  and  a 
model  for  future  studies.* — Times  Literary  Supplement. 

The  Psychology  of  Religious  Mysticism.  By  Professor  James 
H.  Leuba.  Second  edition,  15s.  net. 

' Based  upon  solid  research.’ — Times  Literary  Supplement.  * The  book  is 
fascinating  and  stimulating  even  to  those  who  do  not  agree  with  it,  and  it 
is  scholarly  as  well  as  scientific.' — Review  of  Reviews.  ‘ The  most  success- 
ful attempt  in  the  English  language  to  penetrate  to  the  heart  of 
mysticism.’ — New  York  Nation. 

The  Psychology  of  a Musical  Prodigy.  By  G . Revesz,  Director 
of  the  Psychological  Laboratory,  Amsterdam.  10s.  6d.  net. 

' For  the  first  time  we  have  a scientific  report  on  the  development  of  a 
musical  genius.  Instead  of  being  dependent  on  the  vaguely  marvellous 
report  of  adoring  relatives,  we  enter  the  more  satisfying  atmosphere  of 
precise  tests.  That  Erwin  is  a musical  genius,  nobody  who  reads  this 
book  will  doubt.’ — Times  Literary  Supplement. 

Principles  of  Literary  Criticism.  By  I.  A . Richards , Fellow  of 
Magdalene  College,  Cambridge,  and  sometime  Professor  of 
English  at  Peking  University.  Fifth  edition,  10s.  6d.  net. 

' An  important  contribution  to  the  rehabilitation  of  English  criticism— 
perhaps  because  of  its  sustained  scientific  nature,  the  most  important 
contribution  yet  made.  Mr.  Richards  begins  with  an  account  of  the  present 
chaos  of  critical  theories  and  follows  with  an  analysis  of  the  fallacy  in 
modern  aesthetics.' — Criterion. 

The  Metaphysical  Foundations  of  Modern  Science.  By 
Professor  Edwin  A . Burtt.  14s.  net. 

' This  book  deals  with  a profoundly  interesting  subj  ect.  The  critical  portion 
is  admirable.' — Bertrand  Russell,  in  Nation.  ‘ A history  of  the  origin  and 
development  of  what  was,  until  recently,  the  metaphysic  generally  asso- 
ciated with  the  scientific  outlook.  . . . quite  admirably  done.' — 

Times  Literary  Supplement. 

The  Psychology  of  Time*  By  Mary  Sturt , M.A.  7s.  6d.  net. 

4 An  interesting  book,  typical  of  the  work  of  the  younger  psychologists  of 
to-day.  The  clear,  concise  style  of  writing  adds  greatly  to  the  pleasure 
of  the  reader.' — Journal  of  Education. 

Physiq  ue  and  Character.  By  E . Kretschmer , Professor  in  the 
University  of  Marburg.  With  31  plates.  Second  edition, 
revised,  15s.  net. 

* His  contributions  to  psychiatry  are  practically  unknown  in  this  country, 
and  we  therefore  welcome  a translation  of  his  notable  work.  The  problem 
considered  is  the  relation  between  human  form  and  human  nature. 
Such  researches  must  be  regarded  as  of  fundamental  importance.  We 
thoroughly  recommend  this  volume.’ — British  Medical  Journal. 


International  Library  of  Psychology 


The  Psychology  of  Emotion : Morbid  and  Normal.  By 
John  T . MacCurdy , M.D . 25s.  net. 

* There  are  two  reasons  in  particular  for  welcoming  this  book.  First,  it  is 
by  a psychiatrist  who  takes  general  psychology  seriously.  Secondly,  the 
author  presents  his  evidence  as  well  as  his  conclusions.  This  is  distinctly 
a book  which  should  be  read  by  all  interested  in  psychology.  Its  subject 
is  important  and  the  treatment  interesting.' — Manchester  Guardian. 

Problems  of  Personality  : Essays  in  honour  of  Morton  Prince. 
Edited  by  A.  A.  Roback,  Ph.D.  Second  edition,  18s.  net. 

' Here  we  have  collected  together  samples  of  the  work  of  a great  many  of 
the  leading  thinkers  on  the  subjects  which  may  be  expected  to  throw  light 
on  the  problem  of  Personality.  Some  such  survey  is  always  a tremendous 
help  in  the  study  of  any  subject.  Taken  all  together,  the  book  is  full  of 
interest.' — New  Statesman. 

The  Mind  and  its  Place  in  Nature.  By  C.  D.  Broad,  Litt.D., 
Lecturer  in  Philosophy  at  Trinity  College,  Cambridge.  Second 
impression.  16s.  net. 

‘ Quite  the  best  book  that  Dr.  Broad  has  yet  given  us,  and  one  of  the  most 
important  contributions  to  philosophy  made  in  recent  times.’ — Times 
Literary  Supplement . 4 Full  of  accurate  thought  and  useful  distinctions 

and  on  this  ground  it  deserves  to  be  read  by  all  serious  students.' — Bertrand 
Russell,  in  Nation. 

Colour-Blindness.  By  Mary  Collins,  M.A.,  Ph.D.  Introduc- 
tion by  Dr.  James  Dr  ever.  With  a coloured  plate,  12s.  6d.  net. 

‘ Her  book  is  worthy  of  high  praise  as  a painstaking,  honest,  well-written 
endeavour,  based  upon  extensive  reading  and  close  original  investigation, 
to  deal  with  colour-vision,  mainly  from  the  point  of  view  of  the  psychologist 
We  believe  that  the  book  will  commend  itself  to  everyone  interested  in 
the  subject.’ — Times  Literary  Supplement. 

The  History  of  Materialism.  By  F.  A . Lange.  New  edition  in 
one  volume,  with  an  Introduction  by  Bertrand  Russell,  F.R.S. 
15s.  net. 

4 An  immense  and  valuable  work.' — Spectator.  4 A monumental  work  of 
the  highest  value  to  all  who  wish  to  know  what  has  been  said  by  advocates 
of  Materialism,  and  why  philosophers  have  in  the  main  remained  uncon- 
vinced.’— From  the  Introduction. 

Psyche  : the  Cult  of  Souls  and  the  Belief  in  Immortality  among 
the  Greeks.  By  Erwin  Rohde.  25s.  net. 

‘ The  production  of  an  admirably  exact  and  unusually  readable  translation 
of  Rohde’s  great  book  is  an  event  on  which  all  concerned  are  to  be  con- 
gratulated. It  is  in  the  truest  sense  a classic,  to  which  all  future  scholars 
must  turn  it  they  would  learn  how  to  see  the  inward  significance  of  primitive 
cults.' — Daily  News. 

Educational  Psychology.  By  Charles  Fox,  Lecturer  on 
Education  in  the  University  of  Cambridge.  Fourth  edition, 
revised  and  reset,  10s.  6d.  net. 

4 A worthy  addition  to  a series  of  outstanding  merit  ' — Lancet.  4 Certainly 
one  of  the  best  books  of  its  kind.' — Observer. 


International  Library  of  Psychology 


Emotion  and  Insanity.  By  S.  Thalbitzer , Chief  of  the  Medical 
Staff,  Copenhagen  Asylum.  Preface  by  Professor  H . Hdffding, 
7s.  6d.  net. 

‘ Whatever  the  view  taken  of  this  fascinating  explanation,  there  is  one  plea 
in  this  book  which  must  be  whole-heartedly  endorsed,  that  psychiatric 
research  should  receive  much  more  consideration  in  the  effort  to  determine 
the  nature  of  normal  mental  processes.' — Nature. 

Personality.  By  R.  G.  Gordon , M.D. , D.Sc . Second  impres- 
sion. ios.  6d.  net. 

' The  book  is,  in  short,  a very  useful  critical  discussion  of  the  most  important 
modern  work  bearing  on  the  mind-body  problem,  the  whole  knit  together 
by  a philosophy  at  least  as  promising  as  any  of  those  now  current.' — Times 
Literary  Supplement. 

Biological  Memory.  By  Eugenio  Rignano , late  Professor  of 
Philosophy  in  the  University  of  Milan,  ios.  6d.  net. 

' Professor  Rignano’ s book  may  prove  to  have  an  important  bearing  on  the 
whole  mechanist- vitalist  controversy.  He  has  endeavoured  to  give  meaning 
to  the  special  property  of  “ livingness."  The  author  works  out  his  theory 
with  great  vigour  and  ingenuity,  and  the  book  deserves  the  earnest  atten- 
tion of  students  of  biology.' — Spectator 

Comparative  Philosophy.  By  Paul  Masson-Oursel.  Intro- 
duction by  F.  G.  Crookshank,  M.D.,  F.R.C.P.  ios.  6d.  net. 

' He  is  an  authority  on  Indian  and  Chinese  philosophy,  and  in  tins  book 
he  develops  the  idea  that  philosophy  should  be  studied  as  a series  of  natural 
events  by  means  of  a comparison  of  its  development  in  various  countries 
and  environments.' — Times  Literary  Supplement. 

The  Language  and  Thought  of  the  Child.  By  Jean  Piaget , 
Professor  at  the  University  of  Geneva.  Preface  by  Professor 

E.  Claparkde.  ios.  6d.  net. 

' A very  interesting  book.  Everyone  interested  in  psychology,  education, 
or  the  art  of  thought  should  read  it.  The  results  are  surprising,  but  perhaps 
the  most  surprising  thing  is  how  extraordinarily  little  was  previously  known 
of  the  way  in  which  children  think.' — Nation. 

Crime  and  Custom  in  Savage  Society.  By  B.  Malinowski , 
Professor  of  Anthropology  in  the  University  of  London. 
With  6 plates,  5s.  net. 

' A book  of  great  interest  to  any  intelligent  reader.' — Sunday  Times. 

* This  stimulating  essay  on  primitive  jurisprudence.' — Nature. 

Psychology  and  Ethnology.  By  W.  H.  R.  Rivers , M.D.,  Litt.D., 

F. R.S.  Preface  by  Sir  Grafton  Elliot  Smith . 15s.  net. 

* This  notice  in  no  way  exhausts  the  treasures  that  are  to  be  found  in  this 
volume,  which  really  requires  long  and  detailed  study.  We  congratulate 
the  editor  on  producing  it.  It  is  a worthy  monument  to  a great  man.' — 
Saturday  Review  * Everything  he  has  written  concerning  anthropology  is 
of  interest  to  serious  students  ' — Times  Literary  Supplement. 

Theoretical  Biology.  By  J.  von  Uexkiill . 18s.  net. 

' It  is  not  easy  to  give  a critical  account  of  this  important  book.  Partly 
because  of  its  ambitious  scope,  that  of  re-setting  biological  formulations 
in  a new  synthesis,  partly  because  there  is  an  abundant  use  of  new  terms. 
Thirdly,  the  author's  arguments  are  so  radically  important  that  they  cannot 
justly  be  dealt  with  in  brief  compass.  No  one  can  read  the  book  without 
feeling  the  thrill  of  an  unusually  acute  mind.' — J.  Arthur  Thomson,  in 
Journal  of  Philosophical  Studies. 


IO 


International  Library  of  Psychology 


Thought  and  the  Brain.  By  Henri  Pieron , Professor  at  the 
College  de  France.  12s.  6d.  net. 

' A very  valuable  summary  of  recent  investigations  into  the  structure  and 
working  of  the  nervous  system.  He  is  prodigal  of  facts,  but  sparing  of 
theories.  His  book  can  be  warmly  recommended  as  giving  the  reader  a 
vivid  idea  of  the  intricacy  and  subtlety  of  the  mechanism  by  which  the 
human  animal  co-ordinates  its  impressions  of  the  outside  world.’ — Times 
Literary  Supplement. 


Sex  and  Repression  in  Savage  Society.  By  B.  Malinowski , 
Professor  of  Anthropology  in  the  University  of  London. 
10s.  6d.  net. 

' This  work  is  a most  important  contribution  to  anthropology  and 
psychology,  and  it  will  be  long  before  our  text-books  are  brought  up  to  the 
standard  which  is  henceforth  indispensable.’ — Saturday  Review. 


Social  Life  in  the  Animal  World.  By  F.  Alverdes , Professor 
of  Zoology  in  the  University  of  Marburg.  10s.  6d.  net. 

‘ Most  interesting  and  useful.  He  lias  collected  a wealth  of  evidence  on  group 
psychology.' — Manchester  Guardian.  * Can  legitimately  be  compared  with 
Kohler’s  Mentality  of  Apes .’ — Nation.  1 We  have  learnt  a great  deal  from 
his  lucid  analysis  of  the  springs  of  animal  behaviour.' — Saturday  Review. 

The  Psychology  of  Character.  By.  A.  A.  Roback,  Ph.D. 
Third  edition,  21s.  net. 

' He  gives  a most  complete  and  admirable  historical  survey  of  the  study  of 
character,  with  an  account  of  all  the  methods  of  approach  and  schools  of 
thought.  Its  comprehensiveness  is  little  short  of  a miracle  ; but  Dr. 
Roback  writes  clearly  and  well  ; his  book  is  as  interesting  as  it  is  erudite.’ — 
New  Statesman. 


The  Social  Basis  of  Consciousness.  By  Trigant  Burrow , 
M.D.,  Ph.D.  12s.  6d.  net. 

‘ A most  important  book.  He  is  not  merely  revolting  against  the  schema- 
tism of  Freud  and  his  pupils.  He  brings  something  of  very  great  hope  for 
the  solution  of  human  incompatibilities.  Psycho-analysis  already  attacks 
problems  of  culture,  religion,  politics.  But  Dr.  Burrow's  book  seems  to 
promise  a wider  outlook  upon  our  common  life  ’ — New  Statesman. 


The  Effects  of  Music.  Edited  by  Max  Schoen.  15s.  net. 

' The  results  of  such  studies  as  this  confirm  the  observations  of  experience, 
and  enable  us  to  hold  with  much  greater  confidence  views  about  such  things 
as  the  durability  of  good  music  compared  with  bad.’ — Times  Literary 
Supplement. 

The  Analysis  of  Matter.  By  Bertrand  Russell , F.R.S.  21s.  net. 

' Of  the  first  importance  not  only  for  philosophers  and  physicists  but  for 
the  general  reader  too.  The  first  of  its  three  parts  supplies  a statement 
and  interpretation  of  the  doctrine  of  relativity  and  of  the  quantum  theory, 
done  with  his  habitual  uncanny  lucidity  (and  humour),  as  is  indeed  the 
rest  of  the  book.' — Manchester  Guardian. 


International  Library  of  Psychology 


ii 


Political  Pluralism  : a Study  in  Modem  Political  Theory.  By 
K.  C.  Hsiao . ios.  6d.  net. 

' He  deals  with  the  whole  of  the  literature,  considers  Gierke,  Duguit, 
Krabbe,  Cole,  the  Webbs,  and  Laski,  and  reviews  the  relation  of  pluralistic 
thought  to  representative  government,  philosophy,  law,  and  international 
relations.  There  is  no  doubt  that  he  has  a grasp  of  his  subject  and  breadth 
of  view.' — Yorkshire  Post.  ‘ This  is  a very  interesting  book.' — Mind. 

The  Neurotic  Personality.  By  R.  G.  Gordon , M.D.,  D.Sc ., 
F.R.C.P.Ed.  ios.  6d.  net. 

* Such  knowledge  as  we  have  on  the  subject,  coupled  with  well-founded 
speculation  and  presented  with  clarity  and  judgment,  is  offered  to  the 
reader  in  this  interesting  book.' — Times  Literary  Supplement. 

Problems  in  Psychopathology.  By  T.W.  Mitchell,  M.D.  9s.net. 

‘ A masterly  and  reasoned  summary  of  Freud’s  contribution  to  psychology. 
He  writes  temperately  on  a controversial  subject.' — Birmingham  Post. 

‘ When  Dr.  Mitchell  writes  anything  we  expect  a brilliant  effort,  and  we  are 
not  disappointed  in  this  series  of  lectures.’ — Nature. 

Religious  Conversion.  By  Sante  de  Sanctis , Professor  of 
Psychology  in  the  University  of  Rome.  12s.  6d.  net. 

' He  writes  purely  as  a psychologist,  excluding  all  religious  and  metaphysical 
assumptions.  This  being  clearly  understood,  his  astonishingly  well- 
documented  book  will  be  found  of  great  value  alike  by  those  who  do,  and 
those  who  do  not,  share  his  view  of  the  psychic  factors  at  work  in  conversion.  ’ 
Daily  News. 

Judgment  and  Reasoning  in  the  Child.  By  Jean  Piaget , 
Professor  at  the  University  of  Geneva,  ios.  6d.  net. 

* His  new  book  is  further  evidence  of  his  cautious  and  interesting  work. 
We  recommend  it  to  every  student  of  child  mentality.’ — Spectator. 

Dialectic.  By  Mortimer  J . Adler , Professor  of  Philosophy 
in  the  University  of  Chicago,  ios.  6d.  net. 

* It  concerns  itself  with  an  analysis  of  the  logical  process  involved  in 
ordinary  conversation  when  a conflict  of  opinion  arises.  This  enquiry  into 
the  essential  implications  of  everyday  discussion  is  of  keen  interest.’ — 
Birmingham  Post. 

Possibility.  By  Scott  Buchanan,  Professor  of  Philosophy  in 
the  University  of  Virginia. 

‘ This  is  an  essay  in  philosophy,  remarkably  well  written  and  attractive. 
Various  sorts  of  possibility,  scientific,  imaginative,  and  “ absolute  " are 
distinguished.’ — British  Journal  of  Psychology. 

The  Technique  of  Controversy.  By  Boris  B.  Bogoslovsky. 
izs.  6d.  net. 

‘ We  can  only  say  that,  in  comparison  with  the  orthodox  treatise  on  logic, 
this  book  makes  really  profitable  and  even  fascinating  reading.  It  is 
fresh  and  stimulating,  and  is  in  every  respect  worthy  of  a place  in  the 
important  series  to  which  it  belongs.’ — Journal  of  Education. 


12 


International  Library  of  Psychology 


The  Symbolic  Process,  and  its  Integration  in  Children.  By 
John  F.  Markey , Ph.D.  ios.  6d.  net. 

' He  has  collected  an  interesting  series  oi  statistics  on  such  points  as  the 
composition  of  the  childish  vocabulary  at  various  ages,  the  prevalence  of 
personal  pronouns,  and  so  on.  His  merit  is  that  he  insists  throughout 
on  the  social  character  of  the  " symbolic  process."  ’ — Times  Literary 
Supplement . 

The  Social  Insects  : their  Origin  and  Evolution.  By  William 
Morton  Wheeler , late  Professor  of  Entomology  at  Harvard 
University.  With  48  plates,  21s.  net. 

‘ We  have  read  no  book  [on  the  subject]  which  is  up  to  the  standard  of 
excellence  achieved  here.' — Field.  ‘ The  whole  book  is  so  crowded  with 
biological  facts,  satisfying  deductions,  and  philosophic  comparisons  that 
it  commands  attention,  and  an  excellent  index  renders  it  a valuable  book 
of  reference.’ — Manchester  Guardian. 

How  Animals  Find  Their  Way  About,  By  E.  Rabaud,  Pro- 
fessor of  Experimental  Biology  in  the  University  of  Paris. 
With  diagrams,  7s.  6d.  net. 

' A charming  essay  on  one  of  the  most  interesting  problems  in  animal 
psychology.' — Journal  of  Philosophical  Studies.  ‘ No  biologist  or  psychol- 
ogist can  afford  to  ignore  the  critically  examined  experiments  which  he 
describes  in  this  book.  It  is  an  honest  attempt  to  explain  mysteries,  and 
as  such  has  great  value.’ — Manchester  Guardian. 

Plato’s  Theoiy  of  Ethics  : a Study  of  the  Moral  Criterion  and 
the  Highest  Good.  By  Professor  R.  C.  Lodge.  21s.  net. 

‘ A long  and  systematic  treatise  covering  practically  the  whole  range  of 
Plato's  philosophical  thought,  which  yet  owes  little  to  linguistic  exegesis, 
constitutes  a remarkable  achievement.  It  would  be  difficult  to  conceive 
of  a work  which,  within  the  same  compass,  would  demonstrate  more  clearly 
that  there  is  an  organic  whole  justly  known  as  Platonism  which  is  internally 
coherent  and  eternally  valuable.’ — Times  Literary  Supplement 

Contributions  to  Analytical  Psychology.  By  C.  G.  Jung. 
Dr.  Med.,  Zurich,  author  of  * Psychological  Types  \ Translated 
by  H . G.  and  Cary  F.  Baynes.  18s.  net. 

‘ Taken  as  a whole,  the  book  is  extremely  important  and  will  further 
consolidate  his  reputation  as  the  most  purely  brilliant  investigator  that  the 
psycho-analytical  movement  has  produced.’ — Times  Literary  Supplement. 

An  Historical  Introduction  to  Modern  Psychology.  By 
Gardner  Murphy , Ph.D.  Fourth  Edition,  21s.  net. 

‘ That  Dr.  Murphy  should  have  been  able  to  handle  this  mass  of  material 
in  an  easy  and  attractive  way  is  a considerable  achievement.  He  has  read 
widely  and  accurately,  but  his  erudition  is  no  burden  to  him.  His 
summaries  are  always  lively  and  acute.’ — Times  Literary  Supplement. 

Emotions  of  Normal  People.  By  William  Moulton  Marston, 
Lecturer  in  Psychology  in  Columbia  University.  18s.  net. 

‘ He  is  an  American  psychologist  and  neurologist  whose  work  is  quite  un- 
known in  this  country.  He  has  written  an  important  and  daring  book,  a 
very  stimulating  book.  He  has  thrown  down  challenges  which  many  may 
consider  outrageous.’ — Saturday  Review. 


International  Library  of  Psychology 


13 


The  Child’s  Conception  of  the  World.  By  Jean  Piaget, 
Professor  at  the  University  at  Geneva.  12s.  6d.  net. 

' The  child-mind  has  been  largely  an  untapped  region.  Professor  Piaget 
has  made  a serious  and  effective  drive  into  this  area,  and  has  succeeded  in 
marking  in  a considerable  outline  of  the  actual  facts.  They  are  of  interest 
to  all  who  want  to  understand  children.  We  know  of  no  other  source  from 
which  the  same  insight  can  be  obtained.' — Manchester  Guardian . 

Colour  and  Colour  Theories.  By  Christine  Ladd-Franklin . 
With  9 coloured  plates,  12s.  6d.  net. 

‘ This  is  a collection  of  the  various  papers  in  which  Mrs.  Ladd-Franklin  has 
set  out  her  theory  of  colour-vision — one  of  the  best-known  attempts  to 
make  a consistent  story  out  of  this  tangle  of  mysterious  phenomena.  Her 
theory  is  one  of  the  most  ingenious  and  comprehensive  that  has  been  put 
forward.’ — Times  Liteyary  Supplement. 

The  Psychology  of  Philosophers.  By  Alexander  Herzberg, 
Ph.D.  1 os.  6d  net. 

‘ It  has  been  left  for  him  to  expound  the  points  in  which  the  psychology 
[of  philosophers]  appears  to  differ  both  from  that  of  Vhomme  moyen  sensuel 
and  from  that  of  men  of  genius  in  other  walks  of  life.  It  may  be  admitted 
freely  that  he  puts  his  case  with  engaging  candour.' — Times  Literary 
Supplement. 

Creative  Imagination  : Studies  in  the  Psychology  of  Literature. 
By  June  E.  Downey , Professor  of  Psychology  in  the  University 
of  Wyoming.  10s.  6d.  net. 

This  is  an  altogether  delightful  book.  Her  psychology  is  not  of  the 
dissecting-room  type  that  destroys  what  it  analyses.  The  author’s  own 
prose  has  a high  literary  quality,  while  she  brings  to  her  subject  originality 
and  breadth  of  view.’ — Birmingham  Post. 

The  Art  of  Interrogation.  By  E.  R.  Hamilton , M.A. , B.Sc., 
Lecturer  in  Education,  University  College  of  North  Wales. 
Introduction  by  Professor  C.  Spearman , F.R.S.  7s.  6d.  net. 

‘ His  practical  advice  is  of  the  utmost  possible  value,  and  his  book  is  to 
be  recommended  not  only  to  teachers  but  to  all  parents  who  take  any 
interest  in  the  education  of  their  children.  It  sets  out  first  principles  with 
lucidity  and  fairness,  and  is  stimulating.’ — Saturday  Review. 

The  Growth  of  Reason  : a Study  of  Verbal  Activity.  By 
Frank  Lorimer , Lecturer  in  Social  Theory,  Wellesley  College. 
10s.  6d.  net. 

‘ A valuable  book  in  which  the  relation  of  social  to  organic  factors  in  thought 
development  is  traced,  the  argument  being  that  while  animals  may  live 
well  by  instinct,  and  primitive  communities  by  culture  patterns,  civiliza- 
tion can  live  well  only  by  symbols  and  logic.' — Lancet. 

The  Trauma  of  Birth.  By  Otto  Rank.  10s.  6d.  net. 

4 His  thesis  asserts  that  the  neurotic  patient  is  still  shrinking  from  the  pain 
of  his  own  birth . This  motive  of  the  birth  trauma  Dr.  Rank  follows  in  many 
aspects,  psychological,  medical,  and  cultural.  He  sees  it  as  the  root  of 
religion,  art,  and  philosophy.  There  can  be  no  doubt  of  the  illumination 
which  Dr.  Rank's  thesis  can  cast  on  the  neurotic  psyche.’ — Times  Literary 
Supplement. 


14  International  Library  of  Psychology 


Biological  Principles.  By  J.  H.  Woodger , B.Sc.,  Reader  in 
Biology  in  the  University  of  London.  21s.  net. 

' The  task  Mr.  Woodger  has  undertaken  must  have  been,  very  difficult  and 
laborious,  but  he  may  be  congratulated  on  the  result.’ — Manchester  Guardian. 

1 No  biologist  who  really  wishes  to  face  fundamental  problems  should  omit 
to  read  it.’ — Nature. 

Principles  of  Experimental  Psychology.  By  H.  Pieron , 
Professor  at  the  College  de  France.  10s.  6d.  net. 

‘ Treating  psychology  as  the  science  of  reactions.  Professor  Pi6ron  ranges 
over  the  whole  field  in  a masterly  r6sum6.  We  do  not  know  of  any  general 
work  on  the  subject  which  is  so  completely  modern  in  its  outlook.  As  an 
introduction  to  the  whole  subject  his  book  appears  to  us  very  valuable.’ — 
Times  Literary  Supplement. 

The  Statistical  Method  in  Economics  and  Political  Science. 
By  P.  Sargant  Florence , M.A.y  Ph.D.,  Professor  of  Commerce 
in  the  University  of  Birmingham.  25s.  net. 

' It  sums  up  the  work  of  all  the  best  authorities,  but  most  of  it  is  the  author’s 
own,  is  fresh,  original,  stimulating,  and  written  in  that  lucid  style  that  one 
has  been  led  to  expect  from  him.  Its  breadth  and  thoroughness  are 
remarkable,  for  it  is  very  much  more  than  a mere  text-book  on  statistical 
method.' — Nature. 

Human  Speech.  By  Sir  Richard  Paget t Bt.,  F.Inst.P.  With 
numerous  illustrations.  25s.  net. 

1 There  is  a unique  fascination  about  a really  original  piece  of  research.  The 
process  of  detecting  one  of  Nature's  secrets  constitutes  an  adventure  of  the 
mind  almost  as  thrilling  to  read  as  to  experience.  It  is  such  an  adventure 
that  Sir  Richard  Paget  describes.  The  gist  of  the  theory  is  that  speech 
is  a gesture  of  the  mouth,  and  more  especially  of  the  tongue.  We  feel  that 
we  can  hardly  praise  it  too  highly.’ — Times  Literary  Supplement . 

The  Foundations  of  Geometry  and  Induction.  By  Jean 
Nicod.  Introduction  by  Bertrand  Russell , F.R.S.  16s.  net. 

‘ Anyone  on  first  reading  these  two  essays  might  be  tempted  to  underrate 
them,  but  further  study  would  show  him  his  mistake,  and  convince  him  that 
the  death  of  their  author  at  the  age  of  thirty  has  been  a most  serious  loss 
to  modern  philosophy.’ — Journal  of  Philosophical  Studies. 

Pleasure  and  Instinct : a Study  in  the  Psychology  of  Human 
Action.  By  A.  H.  B.  Allen.  12s.  6d.  net. 

' An  eminently  clear  and  readable  monograph  on  the  much-discussed 
problem  of  the  nature  of  pleasure  and  unpleasure.  Since  this  work 
amplifies  some  of  the  most  important  aspects  of  general  psychology,  the 
student  will  find  it  useful  to  read  in  conjunction  with  his  text-book.’ — 
British  Medical  Journal. 

History  of  Chinese  Political  Thought,  during  the  early  Tsin 
Period.  By  Liang  Chi-Chao.  With  2 portraits,  ios.  6d.  net. 

' For  all  his  wide  knowledge  of  non-Chinese  political  systems  and  the  breadth 
of  his  own  opinions,  he  remained  at  heart  a Confucianist.  Amidst  the 
drums  and  trumpets  of  the  professional  politicians,  this  great  scholar’s 
exposition  of  the  political  foundations  of  the  oldest  civilization  in  the  world 
comes  like  the  deep  note  of  some  ancient  temple  bell.’ — Times  Literary 
Supplement. 


International  Library  of  Psychology 


15 


Five  Types  of  Ethical  Theory.  By  C.  D.  Broad,  Litt.D., 
Lecturer  at  Trinity  College,  Cambridge.  Second  edition,  16s.net. 

' A book  on  ethics  by  Dr.  Broad  is  bound  to  be  welcome  to  all  lovers  of  clear 
thought.  There  is  no  branch  of  philosophical  study  which  stands  more  in 
need  of  the  special  gifts  which  mark  all  his  writings,  great  analytical  acumen, 
eminent  lucidity  of  thought  and  statement,  serene  detachment  from 
irrelevant  prejudices.' — Mind. 

The  Nature  of  Life.  By  Eugenio  Rignano,  late  Professor  of 
Philosophy  in  the  University  of  Milan.  7s.  6d.  net. 

4 In  this  learned  and  arresting  study  he  has  elaborated  the  arguments  of 
those  biologists  who  have  seen  in  the  activities  of  the  simplest  organisms 
purposive  movements  inspired  by  trial  and  error  and  foreshadowing  the 
reasoning  powers  of  the  higher  animals  and  man.  It  is  this  purposiveness 
of  life  which  distinguishes  it  from  all  the  inorganic  processes.' — New 
Statesman. 

The  Mental  Development  of  the  Child.  By  Karl  Biihler, 
Professor  in  the  University  of  Vienna.  8s.  6d.  net. 

"He  summarizes  in  a masterly  way  all  that  we  have  really  learned  so  far 
about  the  mental  development  of  the  child.  Few  psychologists  show  a 
judgment  so  cool  and  so  free  from  the  bias  of  preconceived  theories.  He 
takes  us  with  penetrating  comments  through  the  silly  age,  the  chimpanzee 
age,  the  age  of  the  grabber,  the  toddler,  the  babbler.' — Times  Literary 
Supplement. 

The  Child’s  Conception  of  Physical  Causality.  By  Jean 
Piaget , Professor  at  the  University  of  Geneva.  12s.  6d.  net. 

4 Develops  further  his  valuable  work.  Here  he  endeavours  to  arrive  at 
some  idea  of  the  child’s  notions  of  the  reasons  behind  movement,  and  hence 
to  consider  its  primitive  system  of  physics.  His  results  are  likely  to  prove 
useful  in  the  study  of  the  psychological  history  of  the  human  race,  and  in 
the  understanding  of  primitive  peoples,  as  well  as  that  of  the  child.  His 
method  is  admirable.' — Saturday  Review. 

Integrative  Psychology : a Study  of  Unit  Response.  By 
William  M . Marston,  C.  Daly  King,  and  Elizabeth  H.  Marston. 
21s.  net. 

4 Here  is  a daring  attempt  to  explain  personality  in  terms  of  physiology 
It  might  seem  that  in  such  an  attempt  the  authors  must  have  slighted 
personality.  It  is  found,  however,  that  they  have  magnified  its  importance. 
To  deal  adequately  with  the  long  and  admirably  co-ordinated  argument 
of  this  book  is  impossible,  and  it  must  suffice  to  refer  all  who  desire  that 
psychology  shall  be  placed  on  a scientific  basis  to  the  book  itself.' — Saturday 
Review. 

Eidetic  Imagery,  and  the  Typological  Method.  By  E.  R. 

Jaensch , Professor  in  the  University  of  Marburg.  7s.  6d.  net. 

4 While  the  work  of  Professor  Jaensch  is  well-known  to  psychologists  and 
educationalists,  it  is  too  little  known  to  physicians.  An  excellent  translation 
recently  published  leaves  no  excuse  for  ignorance  of  a subject  as  important 
as  it  is  interesting.  . The  author  epitomizes  much  of  the  recent 
work  on  these  fascinating  topics.' — Lancet. 

The  Laws  of  Feeling.  By  F . Paulhan.  Translated  by  C.  K. 
Ogden . 10s.  6d.  net. 

4 It  is  strange  that  so  important  a contribution  to  our  knowledge  of  feeling 
an  d emotion  should  have  suffered  neglect.  The  main  thesis  that  the  author 
advances  is  that  all  feeling,  even  pleasure  and  pain,  and  all  emotion  are  due  .L 
to  the  arrest  of  tendencies.' — Saturday  Review.  v 


16  International  Library  of  Psychology 


The  Psychology  of  Intelligence  and  Will.  By  H.  G.  Wyatt . 
12s.  6d.  net. 

‘ Its  value  lies,  not  merely  in  the  analysis  of  volitional  consciousness  and  the 
definite  relation  of  will-process  in  its  highest  form  of  free  initiative  to  the 
capacity  for  relational  thinking  in  its  most  creative  aspect,  but  in  the 
reasoned  challenge  which  it  makes  to  all  forms  of  mechanistic  psychology.' 
— Journal  of  Philosophical  Studies. 

The  Concentric  Method,  in  the  Diagnosis  of  the  Psycho- 
neurotic. By  M.  Laignel-Lavastine , Associate-Professor  of 
the  Paris  Medical  Faculty.  With  8 illustrations,  ios.  6d.  net. 

‘ This  book  emphasizes  the  physiological  aspects  of  the  psychoneuroses 
which  are  liable  to  be  overlooked  or  altogether  neglected,  and  it  will  certainly 
be  read  with  advantage  by  those  concerned  with  the  treatment  of  psycho- 
neurotic patients.’ — British  Medical  Journal. 

The  Foundations  of  Mathematics  and  other  logical  Essays. 
By  F.  P.  Ramsey.  Edited  by  R.  B.  Braithwaite , 
Fellow  of  King's  College,  Cambridge.  Preface  by  G.  E.  Moore , 
Litt.  D.,  Professor  of  Mental  Philosophy  and  Logic  in  the 
University  of  Cambridge.  15s.  net. 

' His  work  on  mathematical  logic  seems  to  me  the  most  important  that  has 
appeared  since  Wittgenstein's  Tractatus  Logico-Philosophicus .' — Bertrand 
Russell,  in  Mind.  * I recommend  it  as  being  at  once  more  exciting  and  more 
fruitful  than  the  more  sustained  theorizing  of  maturer  philosophers. ' — Granta. 

The  Philosophy  of  the  Unconscious.  By  E.  von  Hartmann. 
Introduction  by  C.  K.  Ogden . 15s.  net. 

‘ The  reprint  of  so  famous  a book  in  a cheap  and  accessible  medium  is  a 
boon  which  should  not  be  accepted  ungraciously.  Mr.  Ogden  contributes 
a short  but  suggestive  introduction.’ — Times  Literary  Supplement. 

The  Psychology  of  Men  of  Genius.  By  E . Kretschmer , 
Professor  in  the  University  of  Marburg.  With  42  plates,  15s.  net. 

‘ We  are  grateful  for  a deeply  interesting  and  illuminating  survey  of  the 
problem.’ — Journal  of  Neurology.  ‘ A fascinating  study  which  illuminates 
on  almost  every  page  some  new  corner  of  biographical  history.  Much 
learning  is  used,  and  instead  of  writing  many  books  the  author  has  con- 
centrated a life-time  of  study  into  one.’ — Morning  Post. 

Outlines  of  the  History  of  Greek  Philosophy.  By 
E.  Zeller.  Thirteenth  Edition  completely  revised  by  Dr. 
W.  Nestle.  15s.  net. 

' This  new  edition  of  a classical  work  on  the  history  of  philosophy  will  be 
of  great  use  to  the  student  and  not  less  as  a handy  manual  to  the  specialists. 
We  find  masterly  essays  on  the  pre-socratic  thinkers,  a succinct  review  of 
Platonic  and  Aristotelian  philosophy,  with  a clear  survey  of  Hellenistic 
and  Roman  philosophers  and  Neo-platonism.' — Philosopher . 

The  Primitive  Mind  and  Modern  Civilization.  By 

C.  R . Aldrich . Introduction  by  B.  Malinowski , Professor  of 
Anthropology  in  the  University  of  London.  Foreword  by 
C.  G.  Jung.  12s.  6d.  net. 

* He  has  tried  to  show  how  far  the  psychology  of  the  savage  is  alive  and 
operative  in  modern  civilization,  and  to  offer  adequate  psychological 
explanations  of  manners  and  customs  seemingly  irrational  or  superstitious. 
He  develops  his  thesis  with  ingenuity  and  a wide  knowledge  of  the  vast 
literature.  ’ — N ews -Chronicle 


International  Library  of  Psychology 


*7 


The  Psychology  of  Children’s  Drawings,  from  theFirst  Stroke 
to  the  Coloured  Drawing.  By  Helga  Eng.  With  8 coloured 
plates  and  numerous  line  illustrations,  12s.  6d.  net. 

4 The  first  part  of  the  book  is  data,  the  detailed  description  of  a single  child’s 
drawings  from  the  age  of  ten  months  to  eight  years,  with  many  excellent 
reproductions  of  the  original  sketches.  In  the  second  part  Dr.  Eng  discusses 
these  stages  more  fully  and  traces  their  development  and  psychology.  This 
is  the  most  valuable  contribution  of  her  book.' — Manchester  Guardian. 

The  Theory  of  Legislation.  By  Jeremy  Bentham.  Edited,  with 
an  Introduction  and  Notes  by  C.  K.  Ogden.  7s.  6d.  net. 

Emphatically  a book  that  every  political  student  should  possess  and  keep 
for  constant  reference.’ — Everyman.  4 A handsome  edition  of  one  of  the 
great  classics  of  social  science.’ — Literary  Guide.  4 This  book  is  cordially 
recommended  to  the  legal  profession.' — Law  Journal. 

Invention  and  the  Unconscious.  By  J.  M.  Montmasson. 
Translated,  with  an  Introduction,  by  Dr.  H.  Stafford  Hatfield. 
15s.  net. 

4 His  informative  and  stimulating  essay,  in  which  he  first  examines  many 
discoveries  in  the  scientific  and  mechanical  field,  and  then  considers 
how  the  unconscious  mind  may  bring  inventions  to  birth.'— Discovery. 

The  Mind  and  its  Body  : the  Foundations  of  Psychology.  By 
Charles  Fox , Lecturer  on  Education  in  the  University  of  Cam- 
bridge. 10s.  6d.  net. 

' The  whole  field  of  psychology  is  reviewed  with  candour.  It  will  lead  many 
to  review  their  basic  concepts  and  some  to  realize  that  psychology  has 
something  to  add  to  our  understanding  of  the  workings  of  the  body.' — 
Lancet. 

The  Social  Life  of  Monkeys  and  Apes.  By  S.  Zuckerman , 
D.Sc.,  M.R.C.S.  With  24  plates,  15s.  net. 

‘ A graphic  and  frank  account  of  the  amazing  doings  of  the  baboons  he 
watched.  It  is  no  exaggeration  to  claim  that  the  book  marks  the  beginning 
of  a new  epoch  in  the  study  of  a subject  which  is  the  essential  foundation  of 
the  biological  approach  to  sociology.' — Sunday  Times. 

The  Development  of  the  Sexual  Impulses.  By  R.  E.  Money - 
Kyrle,  author  of  The  Meaning  of  Sacrifice.  10s.  6d.  net. 

4 Dr.  Money-Kyrle  has  developed  his  theme  with  exceptional  insight  and 
sense  of  proportion.  Students  who  wish  to  know  what  psychoanalysis 
really  implies  could  hardly  find  a more  stimulating  introduction.' — Times 
Literary  Supplement. 

Constitution-Types  in  Delinquency.  By  W.  A.  Willemse. 
With  32  plates,  15s.  net. 

4 A valuable  book  which  students  of  delinquency  cannot  afford  to  ignore.' 
— Times  Literary  Supplement.  4 A great  deal  of  valuable  material  for  the 
c riminologist . ' — B ram. 

Mencius  on  the  Mind.  By  I.  A.  Richards , author  of 
Principles  of  Literary  Criticism . 10s.  6d.  net. 

4 His  very  interesting  and  suggestive  book.  He  takes  certain  passages 
from  Mencius  and  attempts  a literal  rendering,  as  an  introduction  to  his 
general  theme,  the  difficulty  of  translation.' — New  Statesman. 


18  International  Library  of  Psychology 


The  Sciences  of  Man  in  the  Making.  By  Professor  E.  A. 
Kirkpatrick.  15s.  net. 

‘ Introduces  the  reader  to  scientific  method  and  to  the  points  of  view  of 
anthropology  and  ethnology,  of  physiology  and  hygiene,  of  eugenics  and 
eu themes,  of  economic  and  political  science,  of  sociology  and  education, 
of  religion  and  ethics.' — Journal  of  Education. 

The  Psychology  of  Consciousness.  By  C.  Daly  King. 
Introduction  by  Dr.  W.  M.  Marston.  12s.  6d.  net. 

‘ He  has  a light  touch,  but  before  bringing  forward  his  own  thesis  he  discusses 
the  various  schools  of  thought,  including  the  psychonic  theory.  He  argues 
that  what  they  study  is  really  a branch  of  physiology.  The  only  real 
psychology  is  to  investigate  consciousness.' — Birmingham  Post. 

The  Psychology  of  Animals,  in  Relation  to  Human  Psychology. 

By  F.  Alverdes,  Professor  at  Marburg  University.  9s.  net. 

4 May  be  thoroughly  recommended  as  a clear  and  simple  introduction  to 
the  study  of  animal  behaviour  from  the  psychological  point  of  view.’ 
— Science  Progress. 

The  Gestalt  Theory,  and  the  Problem  of  Configuration. 

Bruno  Petermann.  Illustrated,  15s.  net. 

‘ In  the  book  before  us  Dr.  Petermann  has  set  himself  to  examine  practically 
the  whole  gestalt  literature,  and  has  produced  what  is  not  only  an  exceeding- 
ly useful  summary  but  an  acute  critique.' — Times  Literary  Supplement. 

The  Theory  of  Fictions.  By  Jeremy  Bentham.  Edited,  with 
an  Introduction  and  Notes,  by  C.  K.  Ogden.  12s.  6d.  net. 

' A thorough  study  of  it  will  prove  it  to  be  a mine  of  information.  Mr. 
Ogden  has  done  a real  service  to  philosophy  by  publishing  this  book,  which 
will  be  considered  by  many  as  a revelation.' — Nature. 

Ethical  Relativity.  By  E.  A.  Westermarck,  Ph.D.,  Hon. LL.D., 
author  of  A History  of  Human  Marriage.  12s.  6d.  net. 

' This  very  important  work.  . . . It  is  of  great  advantage  to  have  his 

theoretical  doctrine  in  this  separate  and  considered  form.  In  these  days  it 
is  a refreshment  to  have  a writer  who  attempts  to  throw  light  on  right  and 
wrong  by  tracing  them  back  to  their  origin.’ — Manchester  Guardian. 

The  Spirit  of  Language  in  Civilization.  By  K.  Vossler. 
12s.  6d.  net. 

‘ Even  if  this  chapter  [on  language  communities]  stood  alone  the  book 
would  be  well  worth  reading.  The  remainder  discusses  the  relation  of 
language  and  religion,  of  language  and  science,  and  of  language  and  poetry. 
His  work  is  full  of  fine  things.’ — Manchester  Guardian. 

The  Moral  Judgment  of  the  Child.  By  Jean  Piaget,  Professor 
at  the  University  of  Geneva.  12s.  6d.  net. 

‘ In  this,  the  most  brilliant  and  persuasive  of  Professor  Piaget's  studies  of 
the  child's  mind,  we  are  led  from  a consideration  of  the  game  of  marbles 
and  rules  to  a new  psychology  and  a new  pedagogy.' — New  Statesman. 

The  Nature  of  Learning.  By  Professor  George  Humphrey , M.A ., 
Ph.D.  15s.  net. 

‘ A stimulating  review  of  recent  investigation  into  the  physiology  of  psycho- 
logy.'— New  Statesman.  * A deeply  interesting  book.' — Mind. 


International  Library  of  Psychology  19 


The  Dynamics  of  Education.  By  Hilda  Taba . Introduction 

by  W.  H.  Kilpatrick,  Professor  at  Columbia  University.  10s.  6d. 
net. 

4 Where  she  emphasizes  the  importance  of  group  action,  the  book  is  of 
exceptional  value.  The  sphere  of  conduct  is  treated  with  the  same  dis- 
passionate comprehension.' — Sunday  Times. 

The  Individual  and  the  Community.  By  Wen  Kwei  Liao, 
M.A.,  Ph.D.  15s.  net. 

4 His  subject  is  the  contrast  of  legalism  and  moraiism.  . . . Particularly 

valuable  is  the  account  given  of  Sun  Yat-Sen.  The  book  is  noticeable, 
not  merely  as  a piece  of  philosophy,  but  as  a clue  to  the  present  mind  of 
China.' — Manchester  Guardian. 

Crime,  Law,  and  Social  Science.  By  Jerome  Michael, 
Professor  of  Law  in  Columbia  University,  and  Mortimer  J . Adler . 
15s.  net. 

4 The  book  is  important,  not  only  on  account  of  its  erudition,  but  because 
of  its  general  conclusions  which  are  highly  controversial.  They  assert 
that  there  is  no  science  of  criminology  . . .' — Listener 

Dynamic  Social  Research.  By  John  J.  Hader  and  Eduard  C. 
Lindeman.  12s.  6d.  net. 

4 There  is  much  to  admire  in  this  difficult  but  fearlessly  painstaking  piece  of 
work.  The  researcher  who  familiarizes  himself  with  its  argument  will  gain 
a fresh  appreciation  of  the  part  that  intellectual  analysis  can  play  in 
abstracting  hidden  truths  out  of  the  continuum  of  his  observations.’ — Times 
Literary  Supplement. 

Speech  Disorders:  a Psychological  Study.  By  Sara  Stinchfi  eld , 
Ph.D.  With  8 plates,  15s.  net. 

‘ A very  comprehensive  account  of  the  various  forms  of  speech  disorders 
met  with.  A very  stimulating  book.’ — Medical  Times. 

The  Nature  of  Mathematics  : a Critical  Survey.  By  Max 
Black.  10s.  6d.  net. 

' Displays  great  knowledge  of  the  subject  and  lucidity  in  handling  it,  and 
has  the  merit  of  stating  with  unmistakable  clarity  the  issues  involved.' — 
Times  Literary  Supplement. 

Law  and  the  Social  Sciences.  By  Huntington  Cairns.  12s.  6d. 
net. 

‘ There  can  be  no  doubt  of  the  need  for  such  a book  as  this.  . . . Well 

documented  and  carefully  written.’ — Man. 

The  Neural  Basis  of  Thought.  By  George  G.  Campion  and 
Professor  Sir  Grafton  Elliot  Smith,  F.R.S.  9s.  net. 

4 Has  done  good  service  in  showing  that  the  relationship  between  brain 
structure  and  mental  life  is  not  so  inexplicable  as  many  psychologists 
would  have  us  believe." — Times  Literary  Supplement. 

Plato’s  Theory  of  Knowledge : the  Theaetetus  and  the  Sophist 
of  Plato,  translated  with  a Running  Commentary  by  F.  M. 
Cornford,  Laurence  Professor  of  Ancient  Philosophy  in  the 
University  of  Cambridge.  15s.  net. 

‘ Remarkable  grasp  and  lucidity.  His  judgments  are  independent  and 
based  on  a wide  scholarship  everywhere  apparent.  This  thorough  and 
illuminating  translation  and  commentary  may  be  warmly  recommended  to 
students  of  philosophy  and  to  scholars.' — Journal  of  Education. 


20 


International  Library  of  Psychology 


Principles  of  Gestalt  Psychology.  By  K.  Koffka.  25s.  net. 

* Gives  an  excellent  t6s\ith6  of  the  experimental  work.  If  the  layman  wants 
to  know  what  Gestalt  psychology  is  about,  this  is  obviously  the  book  for 
him/ — New  Statesman. 

Infant  Speech  : a Study  of  the  Beginnings  of  Language.  By 
M.  M.  Lewis , M.A.,  Ph.D.  12s.  6d.  net. 

' A very  learned,  elaborate  and  comprehensive  study  of  infant  speech  as 
it  bears  on  the  actual  nature  of  speech  generally  and  on  the  development 
of  language  in  childhood,  will  be  invaluable  to  students.’ — New  Statesman. 

Ideology  and  Utopia  : an  Introduction  to  the  Sociology  of 
Knowledge.  By  Karl  Mannheim.  15s.  net. 

An  analysis  of  the  social  currents  and  situations  of  our  time  as  they  bear 
upon  thought,  belief,  and  action,  which  offers  a much-needed  clarification 
of  some  of  the  major  moral  issues  of  to-day. 


An  Examination  of  Logical  Positivism.  By  Julius  R.  Wein- 
berg. 12s.  6d.  net. 

Gives  a detailed  and  critical  account  of  one  of  the  most  important  move- 
ments in  modern  philosophy,  from  Wittgenstein  to  its  latest  developments 
in  the  Vienna  Circle. 

Logical  Syntax  of  Language.  By  Rudolph  Carnap . 25s.  net. 

The  German  original  of  this  book  is  recognized  as  one  of  the  outstanding 
contributions  to  the  new  logic.  Valuable  additions  give  the  translation 
the  importance  of  an  independent  work. 


TO  FOLLOW  LATER 


Psychological  Optics  . 

The  Theory  of  Hearing 
Emotional  Expression  in  Birds 
The  Mind  as  an  Organism 
Animal  Behaviour 
The  Psychology  of  Insects 
Colour-Harmony  . . . C. 

Language  as  Symbol  and  as  Expression 
Psychology  of  Kinship 
Social  Biology  ..... 
The  Philosophy  of  Law 
The  Psychology  of  Mathematics 
Mathematics  for  Philosophers 
The  Psychology  of  Myths  . 

The  Psychology  of  Music 
Psychology  of  Primitive  Peoples 
Development  of  Chinese  Thoug' 


A' 


D.  Me.  L.  Purdy 
H . Hartridge,  D.Sc . 
F.  B.  Kirkman 
E.  Miller 
H . Munro  Fox 
J . G.  Myers 
K.  Ogden  and  James  Wood 
E.  Sapir 
. B.  Malinowski , D.Sc . 
M.  Ginsberg,  D.Lit . 
A.L.Goodhart 
E.  R.  Hamilton 
G.  H.  Hardy,  F.R.S . 
Sir  Grafton  Elliot  Smith. 

Edward  J.  Dent 
. B.  Malinowski , D.Sc. 

Hu  Shik 


HEADLEY  BROTHERS,  IOO  Kl 


[>  ASHFORD,  KENT